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You are here: BAILII >> Databases >> European Court of Human Rights >> Monnell & Morris v. THE UNITED KINGDOM - 9562/81;9818/82 [1987] ECHR 2 (2 March 1987) URL: http://www.bailii.org/eu/cases/ECHR/1987/2.html Cite as: [1987] ECHR 2, (1988) 10 EHRR 205 |
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COURT (CHAMBER)
CASE OF MONNELL AND MORRIS v. THE UNITED KINGDOM
(Application no. 9562/81; 9818/82)
JUDGMENT
STRASBOURG
2 March 1987
In the case of Monnell and Morris*,
The European Court of Human Rights, sitting, in accordance with Article 43 (art. 43) of the Convention for the Protection of Human Rights and Fundamental Freedoms ("the Convention") and the relevant provisions of the Rules of Court, as a Chamber composed of the following judges:
Mr. R. Ryssdal, President,
Mr. Thór Vilhjálmsson,
Mr. L.-E. Pettiti,
Sir Vincent Evans,
Mr. R. Macdonald,
Mr. J. Gersing,
Mr. A. Spielmann,
and also of Mr. M.-A. Eissen, Registrar, and Mr. H. Petzold, Deputy Registrar,
Having deliberated in private on 2 July 1986 and 30 January 1987,
Delivers the following judgment, which was adopted on the last-mentioned date:
PROCEDURE
- on 6 December 1985, the memorial of the Government;
- on 10 December 1985, the memorial of the applicant Brian Arthur Monnell.
On 12 December 1985 and 31 January 1986 respectively, the applicant Neville Morris and the Delegate of the Commission notified the Registrar that they did not wish to present any comments in writing.
8. The Government lodged certain documents on 20 and 24 June 1986.
- for the Government
Mr. M. Eaton, Legal Counsellor
at the Foreign and Commonwealth Office, Agent,
Mr. M. Pill, Q.C.,
Mr. A. Moses, Barrister-at-Law, Counsel,
Mr. R. Venne, Criminal Appeal Office, Adviser;
- for the Commission
Mr. H. Danelius, Delegate;
- for the applicants
Mr. A. Pendlebury, Solicitor (for Mr. Monnell),
Mr. M. Marlow, Solicitor (for Mr. Morris), Counsel.
The Court heard addresses by Mr. Pill for the Government, by Mr. Danelius for the Commission and by Mr. Pendlebury and Mr. Marlow for the applicants, as well as their replies to its questions.
AS TO THE FACTS
I. PARTICULAR CIRCUMSTANCES OF THE CASE
1. In relation to the first applicant
10. The first applicant, Brian Arthur Monnell, is a British citizen born in 1945.
On 4 September 1981, after a trial lasting three days, he was convicted by a jury before the Crown Court at Exeter of an offence of burglary and sentenced to three years’ imprisonment. In addition, on the same occasion he received two sentences of imprisonment of nine months each, to run consecutively to the three-year sentence but otherwise concurrently (giving a total sentence of three years and nine months), in respect of two charges of burglary to which he had pleaded guilty before the same Court three days earlier. In deciding the appropriate sentences to impose, the judge also took into account four other offences which Mr. Monnell had admitted to but which did not proceed to trial. At his trial, Mr. Monnell was represented by solicitors and counsel, under a legal aid order.
Notwithstanding this advice, Mr. Monnell went ahead and lodged an application seeking leave to appeal against both conviction and sentence. His application was signed by him on 21 October 1981 and received by the Criminal Appeal Office on 26 October 1981. The gravamen of his application was premised on his view that witnesses who should have been called in his defence were not called. In his application, he acknowledged that he had read the Form AA, which is given to every prisoner contemplating an appeal to the Court of Appeal and which states:
"Advice on appeal
Loss of Time
...
If you are thinking about an appeal you should get advice. Your solicitors and counsel at the trial are best able to give it. If they advise that there are grounds of appeal and these grounds are settled and signed by counsel the Court of Appeal will know that you had reasons to apply. It is useless to apply without grounds, or to try to invent them if there are none. Reasons are required - not a form of words.
So it is important to get advice. If you cannot get it, and put in an application without it, you should say why ... before setting out your own grounds. You may, if you wish, ask the Court of Appeal to help you to get advice. But if your solicitor or counsel has advised against an appeal the Court will not give you another solicitor for that reason only.
If you apply without real grounds you might lose by it. Your application may go first to a single Judge who might refuse it and direct that part of the time in custody after putting in the notice of application shall not count towards your sentence. If you then abandoned the application that time would be lost, but only that time. If, however, you renewed the application to a Court of three Judges they might direct that you lost more time. The result in either case is a later date of release."
In the meantime, the Criminal Appeal Office wrote to Mr. Monnell’s former solicitors, informing them that he had applied for leave to appeal and asking them whether they had advised him in this connection. The Criminal Appeal Office also invited the solicitors to comment on the allegation made by Mr. Monnell in his application that a certain individual should have been called as a witness at his trial. In response, the solicitors forwarded a copy of counsel’s adverse written advice and described their attempts to trace a large number of witnesses whom Mr. Monnell had initially intended to call in his defence. They explained that Mr. Monnell had later decided against calling most of the witnesses they had succeeded in tracing.
The new solicitors sought legal aid in order, inter alia, to investigate the possibility of applying for a retrial because of additional evidence that could be obtained. Mr. Monnell also requested the Criminal Appeal Office to postpone the hearing of his application for leave to appeal pending the outcome of inquiries commenced by his new solicitors. A limited grant of legal aid was made.
"You were convicted by the jury upon ample evidence after a full and correct summing up by the judge. The many witnesses you now say you wish to call were not required to be called by you at your trial. There is no ground for interference with the verdict of the jury.
The total sentence passed upon you was not excessive or wrong in principle."
"LOSS OF TIME. A renewal to the Court after refusal by the Judge may well result in a direction for the loss of time should the Court come to the conclusion that there was no justification for the renewal. If the Judge has already directed that you lose time the Court might direct that you lose more time."
"[Mr. Monnell] had no conceivable reason to approach this Court for leave to appeal against either conviction or sentence. His learned counsel, in a very careful opinion on conviction, said: ‘In my opinion no prospect whatsoever exists of appealing the conviction successfully’, and further that in relation to sentence a further prison sentence was inevitable and the length of sentence passed was equally inevitable. When a person, in the light of advice of that kind and clearly without any ground whatsoever for challenging a conviction properly passed, wastes the time of the court by pressing on with his applications for leave to appeal as this applicant has done, it is right that the Court should consider whether or not his time in prison should be extended. We have come to the conclusion that it should be."
The Court of Appeal therefore ordered that 28 days spent by him in custody pending the hearing of his application should not count towards his sentence.
2. In relation to the second applicant
17. The second applicant, Neville Morris, is a British citizen born in 1939.
On 4 August 1980, he appeared before the Reading Crown Court charged, with two others, with conspiracy to supply heroin during a period of two years up to February 1980. The trial terminated three weeks later, on 24 August 1980, when the jury returned verdicts of guilty in respect of Mr. Morris and his co-accused. Mr. Morris was sentenced to three and a half years’ imprisonment, his two co-accused to five years’ and nine months’ imprisonment respectively.
On 2 April 1981, the Criminal Appeal Office sent Mr. Morris and his solicitor copies of the short transcript of his trial. On 13 April 1981, he submitted further grounds in support of his appeal, including an unsigned, undated letter claimed by him to have been written by one of his co-accused before the trial and purporting to clear him of any involvement in the offence of which he was subsequently convicted.
II. RELEVANT LAW AND PRACTICE
Where a single judge refuses an application for leave to appeal, the notification of the decision to the applicant will give the name of the judge and the reasons for the refusal. If an applicant wishes to pursue his application further, he must so notify the Registrar of Criminal Appeals on the prescribed form within 14 days of the date on which the notice of the refusal was served on him. In that event, his application will be determined, in open court, by the full Court of Appeal (section 31(3) of the Criminal Appeal Act 1968). Leave to appeal will be granted if any one member of the Court is of the view that it should be granted (R v. Healey 40 Criminal Appeals Reports 40 at 42).
The single judge and the full Court of Appeal deal with an application for leave to appeal, and associated applications, in the light of all the case-papers and the grounds of appeal, but in the majority of cases without hearing oral argument. Nevertheless, an applicant for leave to appeal may always at private expense instruct counsel to appear and make oral submissions before both the single judge and the full Court (Rule 11(2)).
In the proceedings for examination of an application for leave to appeal, no witnesses are called; the Court of Appeal, whether it be the single judge or the full Court, will consider, firstly, whether the grounds as drafted are capable of constituting grounds for appeal and, secondly, whether they have any merit. If the grounds constitute legitimate grounds of appeal and are of some merit, then leave will be granted. But if the grounds, as drafted, are not legitimate grounds for appeal or do not merit further argument or consideration, leave will be refused.
Any convicted person who chooses to take legal advice in relation to an appeal will have those basic principles explained to him. He will further be advised that counsel is not permitted to draft grounds which are unarguable.
Under the terms of section 11(3) of the Criminal Appeal Act 1968, in determining an appeal the Court of Appeal shall "so exercise their powers ... that, taking the case as a whole, the appellant is not more severely dealt with on appeal than he was dealt with by the court below".
Section 29(1) of the Criminal Appeal Act 1968 further provides that the time during which an appellant is in custody pending the determination of his appeal (including his application for leave to appeal) "shall, subject to any direction which the Court of Appeal may make to the contrary, be reckoned as part of the term of any sentence to which he is for the time being subject". Where leave to appeal is granted (see paragraph 23 above), the Court has no power to make such a direction (section 29(2) of the Act).
However, the Court of Appeal is not precluded from directing that any such time, or part of it, should not count towards an applicant’s sentence when it refuses an application for leave to appeal. Although this did not occur in the present case, the power to make an order of this kind may also be exercised by a single judge (section 31(2)(h) of the Act). Where such a direction is made, the reasons must be given and communicated to the applicant (section 29(2) of the Act).
The present rule was introduced in 1966 - being re-enacted in section 29 of the Criminal Appeal Act 1968 - in implementation of recommendations made in 1965 in a report prepared by an Interdepartmental Committee on the Court of Criminal Appeal (Command Paper Cmnd 2755). The Committee had suggested that the Court should bring its mind to the question of loss of time instead, as had been the case, of operating an almost automatic rule to the disadvantage of the appellant. The Committee, in making its recommendations, recognised the dangers of weakening the barriers against unmeritorious applications for leave to appeal being made, but envisaged that the power retained by the Court to penalise an applicant whose application was totally devoid of merit would act as a deterrent against a possible flood of hopeless applications.
During the year 1981, 6,097 applications for leave to appeal were registered. Precise figures regarding the number of cases in which loss of time was ordered, and the amount of time ordered to be lost in such cases, are not available. However, from information held by the Criminal Appeal Office it appears that loss of time was ordered in respect of 60 to 65 applications (which figure includes orders made by both single judges and the full Court); that the loss of time ordered ranged from 7 to 64 days; and that in approximately 75 per cent of these cases the loss of time ordered was for 28 days (this being the normal order) or less. In 1984, the last year for which statistics were available, 8,262 cases were dealt with in all. Single judges dealt with approximately 6,500. The total number of cases listed in the full Court was 3,800. Those cases consisted of renewals of applications to the Court after refusal by the single judge, cases where leave to appeal had been granted and cases referred directly to the Court. 91.39 per cent of all applicants were in custody.
PROCEEDINGS BEFORE THE COMMISSION
In its joint report adopted on 11 March 1985 (Article 31) (art. 31), the Commission expressed the opinion that there had been a breach of Article 5 § 1 (art. 5-1) (ten votes to one) and Article 6 (art. 6) (nine votes to two) in regard to both applicants, but that it was not necessary to examine separately whether there had been a breach of Article 14 in conjunction with Article 5 (art. 14+5) (unanimously) or with Article 6 (art. 14+6) (seven votes to four). The full text of the Commission’s opinion and of the three separate opinions contained in the report is reproduced as an annex to the present judgment.
FINAL SUBMISSIONS MADE TO THE COURT BY THE GOVERNMENT
"(1) to decide and declare that the orders directing that the applicants’ periods of detention pending appeal should not count towards the service of their sentence, were in accordance with Article 5 § 1 (art. 5-1) of the Convention;
(2) to decide and declare that Article 6 (art. 6) did not require the presence of the applicant during the course of the proceedings nor the opportunity to make separate representations over and above those contained in his grounds of appeal;
(3) to decide and declare that it is not necessary to examine separately whether there have been breaches of Article 14 (art. 14);
(4) if it is necessary to examine separately whether there have been breaches of Article 14 (art. 14), to decide and declare that there have been no such breaches".
AS TO THE LAW
I. ALLEGED BREACH OF ARTICLE 5 § 1 (art. 5-1)
"Everyone has the right to liberty and security of person. No one shall be deprived of his liberty save in the following cases and in accordance with a procedure prescribed by law:
(a) the lawful detention of a person after conviction by a competent court;
(b) the lawful arrest or detention of a person for non-compliance with the lawful order of a court or in order to secure the fulfilment of any obligation prescribed by law;
(c) the lawful arrest or detention of a person effected for the purpose of bringing him before the competent legal authority on reasonable suspicion of having committed an offence or when it is reasonably considered necessary to prevent his committing an offence or fleeing after having done so;
(d) the detention of a minor by lawful order for the purpose of educational supervision or his lawful detention for the purpose of bringing him before the competent legal authority;
(e) the lawful detention of persons for the prevention of the spreading of infectious diseases, of persons of unsound mind, alcoholics or drug addicts or vagrants;
(f) the lawful arrest or detention of a person to prevent his effecting an unauthorised entry into the country or of a person against whom action is being taken with a view to deportation or extradition."
This contention has been disputed throughout by the respondent Government but was upheld by the Commission in its report.
The Government described section 29(1) as being a provision allowing the Court of Appeal to direct that a person who pursues an unmeritorious application for leave to appeal should not start to serve his sentence until some time after the imposition of the sentence by the trial judge. Hence, in their submission, the Court of Appeal, when applying section 29(1), is not imposing a fresh sentence for a fresh offence or even increasing the term of the sentence passed by the Crown Court, but is merely giving directions as to the mode of execution of the sentence in the case of those who pursue an appeal which the Court of Appeal regards as frivolous.
Under the express terms of section 29(1) of the Criminal Appeal Act 1968, the direction that the Court of Appeal may make is that a specified period in custody is not to be reckoned as part of any sentence of imprisonment being served by the appellant (see paragraph 28 above).
The difference between the two approaches to sentencing procedures is, however, one of form and not of substance as far as the effect on the convicted person is concerned. Sub-paragraph (a) of Article 5 § 1 (art. 5-1-a), which is silent as to the permissible forms of legal machinery whereby a person may lawfully be ordered to be detained "after conviction", must be taken to have left the Contracting States a discretion in the matter. Sentencing procedures may legitimately vary from Contracting State to Contracting State, whilst still complying with the requirements of Article 5 § 1 (a) (art. 5-1-a). The Court considers that the technical and formal difference in the way in which sentencing procedures are arranged in the United Kingdom as compared with other Convention countries is not such as to exclude the applicability of sub-paragraph (a) of Article 5 § 1 (art. 5-1-a) in the present case.
The contested deprivation of liberty must therefore be found to have been both "lawful" and effected "in accordance with a procedure prescribed by law", as those expressions in Article 5 § 1 (art. 5-1) have been interpreted in the Court’s case-law (see, inter alia, the Winterwerp judgment of 24 October 1979, Series A no. 33, pp. 17-18 and 19-20, §§ 39-40 and 44-46).
II. ALLEGED BREACH OF ARTICLE 6 §§ 1 AND 3 (c) (art. 6-1, art. 6-3-c)
"1. In the determination ... of any criminal charge against him, everyone is entitled to a fair and public hearing within a reasonable time by an independent and impartial tribunal established by law ...."
"3. Everyone charged with a criminal offence has the following minimum rights:
...
(c) to defend himself in person or through legal assistance of his own choosing or, if he has not sufficient means to pay for legal assistance, to be given it free when the interests of justice so require;
..."
A. Applicability
"[A] criminal charge is not really ‘determined’ as long as the verdict of acquittal or conviction has not become final. Criminal proceedings form an entity and must, in the ordinary way, terminate in an enforceable decision ....
... [T]he Convention does not, it is true, compel the Contracting States to set up courts of appeal or of cassation. Nevertheless, a State which does institute such courts is required to ensure that persons amenable to the law shall enjoy before these courts the fundamental guarantees contained in Article 6 (art. 6)."
B. Compliance
However, the Court of Appeal not only refused Mr. Monnell and Mr. Morris leave to appeal but it also exercised its competence under section 29(1) of the Criminal Appeal Act 1968 to order a further period of imprisonment against them in the form of loss of time. It must therefore be ascertained whether, at this stage of the determination of the criminal charges against Mr. Monnell and Mr. Morris, there was a fair procedure and an effective defence of their interests.
Article 6 § 1 (art. 6-1) itself prescribes the hearing of criminal cases "within a reasonable time". There can accordingly be no doubt that the aim pursued by the exercise of the power conferred by section 29 (1) of the 1968 Act is a legitimate one in the interests of the proper administration of justice for the purposes of Article 6 (art. 6).
The applicants adopted the opinion of the Commission. They contended in particular that by virtue of Article 6 § 3 (c) (art. 6-3-c) they were each entitled to be present to defend themselves either in person or with legal assistance of their own choosing, which would have enabled them to submit arguments as to why they should not be subjected to an extension of their deprivation of liberty; and that, for that purpose, they should have been given adequate notice of the Court of Appeal’s intention.
The Government argued that, in the context of the exercise of the Court of Appeal’s power, fairness did not demand the personal attendance of the applicants before the Court or the making of oral representations on their behalf as to why time should not be lost.
In the opinion of the Court, Article 6 (art. 6) required that Mr. Monnell and Mr. Morris be provided, in some appropriate way, with a fair procedure enabling them adequately and effectively to present their case against the possible exercise to their detriment of the power under section 29(1) of the 1968 Act. The Court will accordingly review the procedure followed to ascertain whether this condition was satisfied.
The principle of equality of arms is, however, "only one feature of the wider concept of fair trial" in criminal proceedings; in particular, "even in the absence of a prosecuting party, a trial would not be fair if it took place in such conditions as to put the accused unfairly at a disadvantage" (ibid., pp. 15 and 18, §§ 28 and 34).
Admittedly, their ancillary applications to be present before the Court of Appeal were unsuccessful, this being a matter within the discretion of the Court (see paragraphs 13, 14, 16, 20, 21, 22 and 26 above). Consequently, neither man was able to formulate oral arguments in person before being penalised by an additional loss of liberty.
However, there is no reason why their written submissions should not have included considerations relevant to exercise of the power to direct loss of time, especially in view of the warnings given to them in the Forms AA and SJ as to the importance of legal advice and the consequences of pursuing an application without arguable grounds. Indeed, arguments going to the issue of the unmeritorious character of the application will necessarily have been incorporated in their submissions in support of the grounds of appeal.
In accordance with the usual procedure, when considering Mr. Monnell’s and Mr. Morris’ applications, both the single judge and the full Court of Appeal had before them all the relevant papers, including the grounds of appeal, a transcript of the trial and, for Mr. Monnell, the social enquiry and psychiatric reports prepared on him (see paragraphs 13, 16, 20, 22 and 24 above).
In coming to this conclusion, the Court has also borne in mind that, as the power under section 29(1) is exercised in practice, the maximum loss of time risked is in the order of two months and not the whole of the period spent in custody between conviction and determination by the Court of Appeal (see paragraph 32 above). It is true, as the applicants’ lawyers stressed before the Court, that this practical restraint is not brought to the attention of prospective applicants for leave to appeal. However, in view of all the other considerations prevailing, this shortcoming cannot be decisive for present purposes.
III. ALLEGED BREACH OF ARTICLE 14 TAKEN IN CONJUNCTION WITH ARTICLES 5 AND 6 (art. 14+5, art. 14+6)
"The enjoyment of the rights and freedoms set forth in this Convention shall be secured without discrimination on any ground such as sex, race, colour, language, religion, political or other opinion, national or social origin, association with a national minority, property, birth or other status."
A. Article 14 taken in conjunction with Article 5 (art. 14+5)
B. Article 14 taken in conjunction with Article 6 (art. 14+6)
C. Conclusion
FOR THESE REASONS, THE COURT
1. Holds, by five votes to two, that there has been no violation of Article 5 § 1 (art. 5-1);
2. Holds, by six votes to one, that Article 6 (art. 6) was applicable in the present case;
3. Holds, by five votes to two, that there has been no breach of paragraph 1 or paragraph 3 (c) of that Article (art. 6-1, art. 6-3-c);
4. Holds, unanimously, that there has been no breach of Article 14 taken in conjunction with Article 5 (art. 14+5) or Article 6 (art. 14+6).
Done in English and in French, and delivered at a public hearing at the Human Rights Building, Strasbourg, on 2 March 1987.
Rolv RYSSDAL
President
Marc-André EISSEN
Registrar
In accordance with Article 51 § 2 (art. 51-2) of the Convention and Rule 52 § 2 of the Rules of Court, the following separate opinions are annexed to the present judgment:
- dissenting opinion of Mr. Pettiti and Mr. Spielmann;
- separate opinion of Mr. Gersing.
R. R.
M.-A. E.
JOINT DISSENTING OPINION OF JUDGES PETTITI AND SPIELMANN
(Translation)
I. Article 5 § 1 (art. 5-1) of the Convention
Unlike the majority, we held that there had been a breach of Article 5 § 1 (art. 5-1) of the Convention.
The Court rightly recognised that the possible forms of legal machinery whereby a person may be ordered to be detained after conviction are not such as to exclude the applicability of Article 5 § 1 (a) (art. 5-1-a).
In our view, however, the majority of the Court was wrong to conclude in the instant cases that there had not been any breach of that provision.
Generally speaking, it is significant in itself that the very great majority of the Council of Europe’s member States have no system, such as the one in issue before the Court, whereby the time spent in custody pending determination of an appeal may not be reckoned as part of sentence.
This system, governed by an Act of 1968, provides that where an application for leave to appeal is refused, all or part of the time spent in custody after the application has been lodged may be ordered not to be reckoned as part of the sentence passed. The same applies if the application is renewed before a three-judge court, which can moreover order loss of an even greater length of time.
The consequence is a later date of release for the person concerned.
In purely humanitarian terms, it is legitimate to question the justification for an institution which makes the right of appeal subject to leave and attaches penalties if such leave is refused.
More particularly, and since this is still the system prevailing in the respondent State, the Court had to ascertain whether in the instant cases such an institution was compatible with the provisions of the Convention.
The Government maintained that the Court of Appeal merely gives directions as to the mode of execution of sentence in the case of those who pursue an appeal which the Court of Appeal regards as frivolous.
We cannot accept such an argument.
Even if the principle of a system of loss of time were accepted, it would still be necessary to provide a number of basic safeguards.
We are of the opinion that the impugned legislation can be said to be incompatible with Article 5 (art. 5).
The loss of time ordered may amount to the whole of the period of detention between conviction and refusal of leave to appeal.
Within the limits of that period, the relevant court determines the loss of time without any fixed criteria or objective grounds.
In the two cases before the Court, the applicants risked losing eight and fourteen months respectively.
The loss of time ordered was twenty-eight and fifty-six days respectively.
In practice, the average loss of time is apparently sixty-four days.
What is more serious is that the theoretical risk run by the convicted person is such as to deter even a convicted person who is innocent, or believes himself to be innocent, from lodging an appeal.
The system complained of is indeed used - as the Government conceded - to deter convicted persons in custody from lodging an appeal, so as not to increase the Court of Appeal’s workload needlessly.
In our view, it is inconceivable that a system of sentencing to imprisonment should be dependent upon the exigencies of judicial management (shortage of judges and other staff, etc.).
Such a deviation is likely, in the short or medium term, to transform detainees, or even the common citizen before the law, into the instrument of a crime policy which is subject to political changes in the assessment of what "the administration of justice" must or should be.
In those circumstances, we share the view of the overwhelming majority of the Commission (ten votes to one) that there had been a breach of Article 5 § 1 (art. 5-1) of the Convention.
As the Commission stated (in paragraph 122 of its report), we consider that the periods not reckoned as part of the sentences imposed on the applicants cannot be regarded as being part of their detention after conviction. Such an analysis is indeed ruled out by the very terms of the loss-of-time orders.
The majority of the Commission rightly noted: "... bearing in mind the purpose for which the loss-of-time orders were made, which was unconnected with the original sentences imposed on the applicants or with the offences for which they were convicted ...".
In our view, the periods of detention which were ordered not to be counted towards the service of the applicants’ sentences cannot be regarded as detention compatible with Article 5 § 1 (art. 5-1) of the Convention.
II. Article 6 (art. 6) of the Convention
The Court has held - wrongly, in our view - that there was no breach of Article 6 (art. 6) of the Convention.
Even if it were admitted that the system complained of was compatible with the requirements of Article 5 (art. 5) of the Convention, it would nonetheless remain the case that the additional period of imprisonment imposed on the two applicants was a consequence of the refusal of leave to appeal.
That being so, we consider that the principle of a "fair trial" required that the applicants should be heard by the relevant courts so that they could present their case in person.
Can it really be accepted that grounds set out in writing by the applicant - in the closed world of a prison - are sufficient to satisfy the requirements of Article 6 (art. 6)?
The seriousness of a further period of imprisonment militates against that argument.
Surely the requirements in this respect, which were reiterated in the judgment in the Öztürk case - where only a fine was at issue -, should also apply when several months’ imprisonment is at stake?
In line with the opinion of the majority of the Commission (see paragraph 152 of the report), we consider that "the applicants’ absence from the determination of their applications for leave to appeal, which resulted in the making of orders that they lost time in the calculation of their service of sentence, deprived them of a ‘fair hearing’ in the determination of the criminal charges against them as guaranteed by Article 6 § 1 (art. 6-1) and of the right to defend themselves in person as guaranteed by Article 6 § 3 (c) (art. 6-3-c) of the Convention".
We are of the opinion that where the individual liberty of the subject is at stake, the decisions should be taken in the presence of the person concerned and during fully adversarial proceedings.
SEPARATE OPINION OF JUDGE GERSING
I voted with the majority of the Court for the non-violation of Article 5 § 1 (art. 5-1) and I fully concur with the reasons given in the judgment in this respect.
However, to my regret I am not able to agree with the majority as to the applicability of Article 6 (art. 6).
It is true that no one contested applicability, but that does not dispense the Court from examining this point of law. In paragraph 54 of the judgment, the majority seems implicitly to accept this principle, which is also well established in the Court’s case-law (see, inter alia, the Deweer judgment of 27 February 1980, Series A no. 35, pp. 21-24, §§ 41-47).
The majority states that the applicability of Article 6 (art. 6) in the present case is in accordance with the case-law of the Court, and refers by way of example to the Delcourt judgment. In my opinion, that judgment is not conclusive for the present case. The Delcourt judgment concerned proceedings before the Belgian Court of Cassation which had jurisdiction either to confirm or to quash a judgment by the Court of Appeal in Ghent. Thus, the cassation proceedings were capable of proving decisive for the accused and, consequently, the criminal charge could not be considered as "determined" as long as the verdict of acquittal or conviction had not become final.
The legal situation for the applicants in the present case is different. The leave-to-appeal proceedings as such could not result in an alteration of either the finding of guilt or the length of the sentence, nor could the Court of Appeal quash the judgment of the trial court. They can hardly therefore be said to determine the criminal charge against the applicants. The outcome of the proceedings entailed for the applicants, it is true, a period of imprisonment a little longer than they could normally have expected as a result of the sentence, but this cannot be regarded as involving a variation of the sentence; and the additional detention does not in itself necessitate the application of the procedural guarantees of Article 6 (art. 6), as it is legitimated by Article 5 § 1 (a) (art. 5-1-a).
To the best of my knowledge, there is no clear precedent that leave-to-appeal proceedings of this kind - contrary to appeal proceedings proper - fall within the ambit of Article 6 (art. 6). It would in my view be preferable to consider Article 6 (art. 6) not to be applicable in such cases as its provisions seem to be drafted with the intention of covering ordinary criminal proceedings, and also since there is no pressing need for it to be so applicable. It follows from this approach to the issues raised by the case that the watering-down of the "minimum rights" provided by Article 6 § 3 (art. 6-3), which the majority has accepted, is not called for.
For these reasons, I have voted against the applicability of Article 6 (art. 6) in the present case.
* Note by the Registrar: The case is numbered 7/1985/93/140-141. The second figure indicates the year in which the case was referred to the Court and the first figure its place on the list of cases referred in that year; the last two figures indicate, respectively, the case's order on the list of cases and of originating applications (to the Commission) referred to the Court since its creation.