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FIRST
SECTION
CASE OF
LEDYAYEVA, DOBROKHOTOVA, ZOLOTAREVA and ROMASHINA v. RUSSIA
(Applications
nos. 53157/99, 53247/99, 53695/00 and 56850/00)
JUDGMENT
STRASBOURG
26
October 2006
This
judgment will become final in the circumstances set out in Article 44
§ 2 of the Convention. It may be subject to editorial
revision.
In the case of Ledyayeva and Others v. Russia,
The
European Court of Human Rights (First Section), sitting as a Chamber
composed of:
Mr C.L. Rozakis, President,
Mrs N.
Vajić,
Mr A. Kovler,
Mrs E. Steiner,
Mr K.
Hajiyev,
Mr D. Spielmann,
Mr S.E. Jebens, judges,
and
Mr S. Nielsen, Section Registrar,
Having
deliberated in private on 5 October 2006,
Delivers
the following judgment, which was adopted on that date:
PROCEDURE
- The
case originated in four applications (nos. 53157/99, 53247/99,
53695/00, and 56850/00) against the Russian Federation lodged with
the Court under Article 34 of the Convention for the Protection of
Human Rights and Fundamental Freedoms (“the Convention”)
by Lyudmila Konstantinovna Ledyayeva, Elena Grigoryevna
Dobrokhotova, Zhanna Vladmirovna Zolotareva and Ekaterina Efimovna
Romashina, (“the applicants”), on 9 September, 1
September, 7 October and 27 August 1999, respectively.
- The applicants, who had been granted legal aid, were
initially represented by Mr Yuriy Vanzha, and, subsequently, by
Mr Kirill Koroteyev, Ms Dina Vedernikova
(“Memorial”), lawyers practising in Moscow, and Mr Bill
Bowring and Mr Phillip Leach (“European Human Rights Advocacy
Centre”), sollicitors in England and Wales. The respondent
Government were represented by Mr Pavel Laptev, Representative of the
Russian Federation at the European Court of Human Rights.
- The
applicants alleged that the operation of a steel-plant in close
proximity to their homes endangered their health and well-being. They
relied on Article 8 of the Convention.
- The
applications were allocated to the Second Section of the Court
(Rule 52 § 1 of the Rules of Court). Within that
Section, the Chamber that would consider the cases (Article 27 §
1 of the Convention) was constituted as provided in Rule 26 § 1
- On
1 November 2001 the Court changed the composition of its Sections
(Rule 25 § 1). The cases were assigned to the newly composed
First Section (Rule 52 § 1).
- By
a decision of 16 September 2004, the Court declared the applications
partly admissible. The Chamber also decided to join the proceedings
in the applications (Rule 42 § 1).
- The
applicants and the Government each filed further written observations
(Rule 59 § 1). The Chamber having decided, after consulting the
parties, that no hearing on the merits was required (Rule 59 § 3
in fine), the parties replied in writing to each other's
observations.
- On
1 November 2004 the Court changed the composition of its Sections
(Rule 25 § 1). This case was remained with the newly composed
First Section (Rule 52 § 1).
THE FACTS
I. THE CIRCUMSTANCES OF THE CASE
A. Background
- The
first applicant was born in 1948, the second in 1928, the third and
the fourth applicants were born in 1932. They all live in the
town of Cherepovets, Vologda region, an important steel-producing
centre situated about 300 km north-east of Moscow.
- The
Cherepovets steel plant (“the steel-plant”) was built
in the 1950-s and owned by the Ministry of Black Metallurgy
of the Russian Soviet Federative Socialist Republic (RSFSR). The
plant was and remains the largest iron smelter in Russia and the main
contributor to the environmental pollution: it is responsible for
95-97 per cent of industrial emissions into the town's air. According
to the annual report by the Federal Agency for State Statistics, in
2003 overall emissions from stationary sources of atmospheric
pollution were 97 thousand tons for Moscow, a city of more than ten
million people, and 349 thousand tons for Cherepovets, which counts
less than 350,000 residents. As a result, the concentration of
certain dangerous substances in the residential areas around the
steel-plant is high above the safe levels, as defined by the domestic
legislation.
- In
order to delimit the areas in which pollution caused by steel
production could be excessive, the authorities established a buffer
zone around the steel-plant premises – “the sanitary
security zone”. Although this zone was, in theory, supposed to
separate the plant from the town's residential areas, in practice
thousands of people (including the applicants' families) lived there.
- The
apartment buildings in the zone belonged to the plant and were
designated mainly for its workers, who occupied the flats as
life-long tenants. Since the 1970-s several consecutive State
programs have been adopted and implemented in order to reduce the
pollution to acceptable levels and/or to resettle the inhabitants of
the zone. Despite certain success in reducing the levels of
atmospheric pollution and resettling some of the residents of the
zone, these programs failed in bringing the atmospheric pollution
down to the safe levels, as defined by Russian legislation.
- The
zone was first delimited in 1965. It covered a 5,000 metre-wide area
around the territory of the plant. By municipal decree no. 30 of
18 November 1992 the boundaries of the sanitary security zone
around the plant were redefined. The width of the sanitary security
zone was reduced to 1,000 metres from the territory of the plant.
- In
1993 the steel-plant was privatized and acquired by “Severstal”
PLC. In the course of privatisation the apartment buildings owned by
the steel-plant and situated within the zone were transferred to the
municipality.
- In
2002 the municipality challenged its own decree no. 30 of 1992, which
had established the zone's boundaries. On 13 June 2002 the
Cherepovets Town Court declared decree no. 30 invalid. The Town Court
ruled that at the relevant time the municipality had not had
jurisdiction to define the width of the zone. The boundaries of the
sanitary security zone around the Severstal facilities currently
remain undefined.
- For
further details concerning the status of the zone and the
environmental situation in Cherepovets in general see the judgement
Fadeyeva v. Russia (no. 55723/00, §§ 10-19, and
§§ 29-43, ECHR 2005 ...).
B. The applicants' housing conditions
17. At
the relevant time the applicants lived in the council houses situated
within the sanitary security zone, as delimited by municipal decree
no. 30 of 1992. They acquired those flats from the local authorities
or the plant itself and lived there under the “social tenancy
agreement” (see the “Relevant domestic law” part
below). Their respective housing conditions may be summarised as
follows.
- In
the 1960-s the first applicant's family moved to a flat situated at
49, Metallurgov Street in Cherepovets. That flat was provided by
the plant to the applicant's father under a “protected tenancy”
agreement. After his death in 1968 the applicant became the tenant.
In the 1970-s she left Cherepovets but then returned to the city and
settled in that flat. In the early 1990-s the applicant's family
had obtained from the State a right of protected tenancy to another
flat in Cherepovets. The applicant registered that flat as her main
place of residence (место
прописки).
However, there is no indication that she had physically moved there.
- In
1996 the municipality started repair works in the apartment block
where the first applicant lived. In May 1996 the applicant registered
again the flat at 49, Metallurgov street as her place of permanent
residence. The municipality proposed the applicant to move
temporarily to another flat in the same building during the works in
her flat. The applicant refused to do so, claiming that she had to be
resettled outside the sanitary security zone once and for all. On
7 July 1999, upon the municipal authorities' request, the
applicant was temporarily evicted from her flat and moved to another
apartment in the same building. In 2002, however, she returned to the
flat no. 49.
- The
second applicant lived in a flat at 38, Lomonossova street. In 1992
she privatised the flat. However, in 1997, upon her request, the
court declared the privatisation contract null and void. She
continues to live in the flat as a tenant.
21.
The third applicant lives in a flat at 12, Babushkina street as a
tenant. She moved to that flat in 1985.
- The
fourth applicant lived in a flat at 20, Gagarina Street as a tenant.
On 2 March 2000 she moved to another flat at 86, Leningradskaya
street, which was situated outside the sanitary security zone as
defined by the municipal decree of 18 November 1992. That flat was
provided to her by the municipality of Cherepovets. She recently
privatized that flat.
C. Pollution levels at the applicants' place of residence and
their effects on the applicant's health and well-being
1. Summary of the findings in the Fadeyeva judgment
- On
19 May 2005 the Court adopted a judgement in the case Fadeyeva v.
Russia, cited above. Ms Fadeyeva, the applicant, lived within the
sanitary security zone and complained about the effects of the
operation of the “Severstal” steel-plant on her health
and well-being.
- In
that judgment the Court found that the concentration of certain toxic
substances in the air near the applicant's home had constantly
exceeded the safe levels established by the Russian legislation. The
Court also established that the nuisances endured by the applicant
were in direct relation with the operation of the steel-plant.
- In
reaching that conclusion the Court relied, inter alia, on the
information on air pollution in the whole town. In addition, the
Court referred to the data collected by the State Agency for
Hydrometeorology at the monitoring post situated at 4 Zhukov
Street (post no. 1). That post was the closest one to the applicant's
house, and in the absence of any more precise measurement, the data
obtained from post no. 1 was regarded as the nearest approximation to
the applicant's individual situation.
- Information
referred to in the Fadeyeva judgment is fully relevant for the
purpose of the proceedings in the present four cases and will be
taken into account by the Court. However, the parties produced
certain new evidence as to the pollution in the area and its effects
on the applicants' health and well-being. This information will be
examined below.
2. Information specific to the present cases
(a) Evidence produced by the Government
- The first and fourth applicants' houses are located in
the vicinity of post no. 1, situated at 4, Zhukov Street. The
data collected from that post showed that in 1999-2003 the
concentration of dust, carbon disulphide and formaldehyde in the air
constantly exceeded the “maximum permissible limits”
(MPLs, safe levels of various polluting substances, as established by
Russian legislation, предельно
допустимые
концентрации).
Moreover, an over-concentration of various other substances, such as
manganese, benzopyrene and sulphur dioxide, was registered during
that period (for further details see § 28 et seq. of the
Fadeyeva judgment, with further references). In 2004 an
over-concentration of manganese (1.12 times higher than MPL), dust
(1.18 times higher), and formaldehyde (6.29 times higher) was
registered.
- As
regards the houses of the second and third applicants, they are
located somewhere in between post no. 1 and post no. 2, situated at
43, Stalevarov street. As follows from the data produced by the
Government in the Fadeyeva case, the pollution levels
registered there were slightly lower than those registered at post
no. 1. Nevertheless, in 1999-2003 the concentration of formaldehyde
in the air was from 2.6 to 4.4 times higher than the respective MPL.
The concentration of carbon disulphide was from 1.24 to 3.6 times
higher (except for 2002, when it did not reach dangerous levels).
Other pollution levels were below MPL (except for the
over-concentration of dust registered in 1999). In 2004 the
over-concentration of the following substances was registered:
nitrogen dioxide (1.06 times higher than MPL), carbon disulphide (1.2
times), and formaldehyde (3.73 times).
-
As regards general effects of industrial pollution on the population
of Cherepovets, the Government produced a report, prepared in 2003 by
the Mechnikov Medical Academy in St-Petersburg in order to delimit
the boundaries of the sanitary security zone. The conclusions of the
report may be summarised as follows. The steel-plant's emissions in
2000 were half as much as in 1982. However, in 2000-2001 the
concentration of several polluting substances in the air of the
residential areas of the town still exceeded safe levels. At the same
time the birth rate in the town was higher than the average in the
country and the morbidity rate was lower. Most of the deceases
registered in the town were not place-specific. However, prevalence
of some chronic respiratory diseases was directly linked to the
distance of the patients' houses from the territory of the
steel-plant. The measures provided by the steel-plant in order to
reduce emissions, would be capable of reducing health risks for the
population of Cherepovets. If all these measures were implemented, by
2015 the concentration of pollutants in the air of the residential
areas of the town could reach 1 MPL, which is the acceptable level.
It would be possible to establish a sanitary security zone at a
distance of one kilometre from the main sources of pollution. Having
regard to the measures, scheduled for the period of 2002-2015, it
would be possible to fix the boundaries of the sanitary security zone
at the confines of the residential areas of the city.
- On
the basis of that report the Chief Sanitary Inspector of the Russian
Federation issued a certificate, confirming that the project “On
creating a sanitary security zone around the Severstal PLC” was
in conformity with the requirements of the relevant Russian
legislation. That certificate concluded that the realisation of the
project would allow by 2015 a complete reduction of the concentration
of air contaminants to hygienic standards, which would “guarantee
reaching acceptable levels of public health hazards”.
- The
Government further produced a set of materials, prepared by the
“Severstal” PLC called “For the important
contribution to the environmental protection”. These materials
described the environmental protection policy of the plant,
environmental risks assessment mechanisms in place, the management
structure of the environmental protection programs, particular
technological measures implemented by the plant in order to reduce
pollution levels and to normalise the environmental situation in the
town, payments to the local budget for excessive pollution levels,
participation of the plant in environmental education programs etc.
- The
Government further produced a certificate, issued by the Bureau
Veritas Quality International, which confirmed that the management
systems of the “Severstal” PLC in the areas of
environmental protection and occupational hazards were in accordance
with the standards, applied by that organisation.
- As
regards the effects of the pollution on the applicants' health, the
Government produced the following information. As regards the first
applicant, the Government did not have official information on her
state of health, and, therefore, could not comment on it. As to the
second and third applicants, according to the Public Health
Department of the Vologda Region, their diseases were occupational or
age-related. As to the fourth applicant, the Government stated that
in 1997 she had been excluded from the list of people in need of
regular examinations by the TB dispensary. In sum, the Government
claimed that the applicants' diseases were of general character and
had not been caused by the their living near the steel-plant.
(b) Evidence produced by the applicants
- The
applicants claimed that the air pollution in the area where they
lived was and continued to be above safe levels. Thus, according to a
letter of the Cherepovets Centre for Sanitary Control, between 1990
and 1999 the average concentration of dust in the air within this
zone exceeded the MPL by 1.6 to 1.9 times, the concentration of
carbon bisulphide – by 1.4 to 4 times, the concentration of
formaldehyde – by 2 to 4.7 times. The State Weather Forecast
Agency of Cherepovets reported that the level of atmospheric
pollution between 1997 and 2001 within the zone was rated as “high”
or “very high”. Notably, a high concentration of
hazardous substances, such as hydrogen sulphide, ammonia and carbolic
acid was registered. According to a resolution of the Chief Health
Inspector (главный
санитарный
врач) of 7 August 2000, the
atmospheric pollution in the zone adversely affected public health,
increasing the risk of cancer, as well as of respiratory and cardiac
diseases.
35.
According to the letter of the Head of the Environment Protection
Department of the Vologda Region, in 2003 atmospheric pollution in
the town was rated as “high”. Namely, over-concentrations
of formaldehyde, benzopyrene, dust and carbon disulphide were
registered.
- As
regards 2004, the applicants referred to the information published on
the website of the Northern Department of the State Agency for
Hydrometeorology. This source reported that in January-October 2004
the concentration of formaldehyde in Cherepovets was from 4 to 8
times higher than the respective MPL. According to an article
published in the local newspaper “Golos Cherepovtsa” in
May 2004 the concentration of dust registered at post no. 1 was 2
times higher than MPL, the concentration of nitrogen dioxide was 1.2
times higher, the concentration of carbonic oxide was 1.9 times
higher. Pollution levels registered at the post no. 2 were 1.2, 2.6
and 1.6 higher than the corresponding MPLs.
- The
applicants also produced various medical documents, which confirmed
that they suffered from certain chronic diseases. However, none of
these documents certified that there was a link between any given
illness and the place of residence of the respective applicant.
- Finally,
the applicants relied on the expert report of Mark Chernaik, Ph.D.,
submitted to the Court in the Fadeyeva case. In that report
Dr. Chernaik analysed the effects of several polluting
substances, present in the town's air in excessive quantities. As a
result of his research Dr. Chernaik concluded that he would
expect that the population residing within the sanitary security zone
would suffer from excess incidences of various diseases, such as
respiratory infections, cancer of nasal passages, chronic irritation
of the eyes etc. Dr. Chernaik attributed these effects to the
emissions of the steel industry (for further details see the Fadeyeva
judgment, § 45).
- In
April 2005 Dr. Chernaik updated his report, taking into account data
produced by the Government. In this new report Dr Chernaik concluded
that emissions of harmful pollutants from the Severstal steel-plant
and ambient levels of pollutants in the vicinity of it had not
substantially declined in recent years; levels of dust, carbon
disulfide and formaldehyde were still above permissible levels and
were generally higher at monitoring stations closest to the Severstal
facility. Dr. Chernaik also found that there was no substantiation of
the claim that the Severstal Company had complied with the European
and international environmental requirements.
C. Domestic proceedings
1. Proceedings concerning the first applicant
40. On
30 March 1999 the first applicant requested the municipality to
confirm that her house was located within the sanitary security zone.
On 27 May 1999 the municipality replied that the boundary of the
zone had not been officially delimited. On 9 July 1999, upon the
applicant's request, the Cherepovets Town Court ordered the
municipality to provide her with the information sought. That
decision was upheld on 29 September 1999 by the Vologda Regional
Court. The Regional Court found that, pursuant to Resolution no. 30
of 1992, the applicant's house was indeed located within the zone.
- Shortly
thereafter the first applicant brought proceedings against the
“Severstal” company. She claimed that the “City
Planning Regulations”, a Government Decree adopted in 1989,
imposed on the owners of the plant an obligation to take various
environmental protection measures in the zone, including the
resettlement of its inhabitants, which obligation the company had
failed to observe. Consequently, she claimed the resettlement outside
the zone or the payment of a sum sufficient to purchase new housing
in a safer area.
- On
8 December 1999 the Cherepovets Town Court rendered a judgment in
that case. The court discharged the company from any obligation to
resettle the applicant, and ordered the municipality to put the
applicant on the general waiting list for the new housing. This
judgment was upheld by the Vologda Regional Court on 1 March 2000.
The applicant was placed on two waiting lists. In 2004 the first
applicant was no. 7613 on the general waiting list and no. 3692 on
the priority waiting list.
43. On
11 February 2002 the Presidium of the Vologda Regional Court
quashed, by way of supervisory review, the judgment of 8 December
1999. The Presidium established that the applicant lived in the
sanitary security zone of the plant, where the concentration of
by-products of steel production regularly exceeded the health limits.
The Presidium further criticized the judgment of 8 December 1999
in the following words:
“The lower court did not assess whether the
measures taken in order to resettle the residents of the sanitary
security zone were adequate in comparison to the degree of the threat
that the plaintiff encounters. As a result, the court did not
establish whether providing [Ms Ledyayeva] with new housing under the
provisions of the housing legislation by placing her on the waiting
list could be regarded as giving her a real chance to live in an
environment that is favourable for her life and health”.
The
Presidium further analysed the legislation and concluded that it was
for the polluting enterprise to take all necessary measures and to
“develop” the sanitary security zone around its premises.
The Presidium remitted the case to the Cherepovets Town Court for a
fresh examination.
44. In
2002 the municipality challenged before the town court
Resolution no. 30 of 1992 fixing the boundary of the zone.
The applicant requested that she participate in the proceedings as a
third party but this motion was refused. On 13 June 2002 the
Cherepovets Town Court declared Resolution no. 30 invalid as
ultra vires, in the presence of the only interested party –
the municipality.
- On
12 July 2002 the Cherepovets Town Court rejected the applicant's
claims against the steel-plant. The court, referring to its judgment
of 13 June 2006, held that the new boundary of the sanitary security
zone had not been defined yet. The Federal Program of 1996, referred
to by the applicant, contained such measure as the resettlement of
the zone residents. However, that program has been abolished by
Government Decree no. 860 of 7 December 2001, which did not
provide for any resettlement.
- Further,
the court found that the 1989 town planning regulations provided that
no housing should be situated within the sanitary security zone.
However, those regulations had been adopted after the applicant's
house had been built and, therefore, could not be referred to.
Finally, the court noted that the applicant's family had moved to the
flat at issue voluntarily.
- The
court also observed that the “Severstal” PLC was aware of
the environmental consequences of its activities and was taking
measures in order to reduce their impact.
- The
court concluded that the “Severstal” PLC could not be
held responsible for not resettling the applicant from the zone. On
14 August 2002 this decision was upheld by the Vologda Regional
Court.
2. Proceedings concerning the second, third and fourth applicants
- In
1996 the second, third and fourth applicants brought a court action
against the company, seeking their resettlement outside the zone.
- On
25 April 1996 the Cherepovets Town Court rendered a judgment
regarding the third applicant. On 10 July 1996 this judgment was
upheld by the Vologda Regional Court on appeal. The judgment in
respect of the second applicant was rendered by the town court on 23
May 1996, and upheld on appeal on 31 July 1996. The judgment with
respect to the fourth applicant was delivered on 30 October 1996 and
upheld on 25 December 1996.
- In
each case the courts came to the same conclusion by using a similar
line of reasoning, which can be summarised as follows.
- The
courts noted that, before 1993, the applicants' flats had been owned
by the Ministry of Steel Production, which had also owned the steel
plant. Following the privatisation of the plant in 1993, it became a
privately-owned entity, while the applicants' flats had become the
property of the local authorities. The courts concluded that the
company was therefore under no obligation to resettle the applicants.
- The
courts further recognised that the applicants lived in the sanitary
security zone, where the concentration of dangerous substances and
the level of noise exceeded the maximum limits permitted. The courts
in principle accepted the applicants' claims, stating that they had
the right in domestic law to be resettled by the local authorities.
However, no specific order to resettle the applicants was made by the
courts in the operative parts of the judgments. Instead, the courts
stated that the municipality should put the applicants on a waiting
list to obtain new housing (see the 'Relevant domestic law and
practice' part below).
- Enforcement
proceedings were opened in this respect. In the absence of any
special procedure for the resettlement of residents of the sanitary
security zone, the applicants were put on the general waiting list
for those entitled to better housing on social grounds. The second
applicant was put on the list on 23 May 1999 with the number 6859,
and the third and fourth applicants on 23 April 1999 with the numbers
6827 and 7032, respectively.
- In
1999 the applicants brought new court proceedings, alleging that the
judgments of 1996 had not been duly enforced. The applicants claimed
flats in an ecologically-safe area, or the means to buy new flats
themselves.
- The
Cherepovets Town Court dismissed their claims. The court established
that no special waiting list existed for the zone residents and that
on different dates the applicants had been put on the general waiting
list. Therefore, the judgments of 1996 had been duly
executed, and there was no need to undertake any further measures.
These decisions were upheld by the Vologda Regional Court with
respect to the second, third and fourth applicants on 4 August, 22
September and 7 July 1999 respectively.
II. RELEVANT DOMESTIC LAW AND PRACTICE
- Article
42 of the Constitution of the Russian Federation reads as follows:
“Everyone has the right to a favourable
environment, to reliable information about its state, and to
compensation for damage caused to his health or property by
ecological offences”
- Pursuant
to the Federal Law of 30 March 1999 on Sanitary Safety
(О
санитарно-эпидемологическом
благополучии
населения),
the Federal Sanitary Service establishes State standards for
protecting public health from environmental nuisances. In particular,
these standards are applied in assessing air quality in cities:
atmospheric pollution is assessed in comparison to the maximum
permissible limits (MPLs), the measure which defines the
concentration of various toxic substances in the air. It follows from
Regulation 2.1 of the Sanitary Regulations of 17 May 2001 and section
1 of the Atmospheric Protection Act (Об
охране
атмосферного
воздуха,
1999) that if the MPLs are not exceeded the air is safe for the
health and well-being of the population living in the relevant area.
Pursuant to Regulation 2.2 of the Sanitary Regulations, the air
quality in the residential zones of cities should not exceed 1.0 MPL
for all categories of toxic elements, and should not exceed 0.8 MPL
in recreational zones.
- Pursuant
to the Atmospheric Protection Act, the federal environmental agency
establishes environmental standards for various types of polluting
sources (cars, farms, industrial enterprises etc). These general
standards are applied to specific enterprises by the regional
environmental agencies. In principle, an industrial enterprise's
operations should not result in pollution which exceeds the MPLs
(section 16 of the Act). However, for the sake of a region's economic
development, a regional environmental agency may issue a temporary
permit authorising an enterprise to exceed these norms (sections 1
and 12 of the Act). The permit should contain a schedule for the
phased reduction of toxic emissions to safe levels.
B. Sanitary Security Zones
1. Legislation
- Every
polluting enterprise must create a “sanitary security zone”
around its territory – a buffer area separating sources of
pollution from the residential areas of a city (Regulations 3.5
and 3.6 of the 1996 Sanitary Regulations, enacted by Decree no. 41 of
the State Sanitary Service of 31 October 1996; similar
provisions were contained in the sanitary regulations of 2000, 2001
and 2003, which replaced the 1996 regulations). The levels of
pollution in this buffer area may exceed the MPLs.
- The
minimum width of the zone is defined by the sanitary regulations for
different categories of enterprises. Pursuant to the 1996
regulations, the sanitary security zone around a steel-plant of the
size of Severstal ought to be 2,000 metres from the boundaries of the
territory of the industrial zone. Pursuant to the sanitary
regulations of 1 October 2000, the width of the sanitary
security zone for a metallurgical enterprise of this size ought to be
at least 1,000 metres. In certain cases the State Sanitary Service
may enlarge the zone (for example, where the concentration of toxic
substances in the air beyond the zone exceeds the MPLs). The width of
the sanitary security zone is calculated from the confines of the
industrial territory or from the sources of pollution depending upon
the type of polluting emissions.
- Regulation
3.6 of the 1989 city planning regulations provided that an enterprise
must take all necessary measures in order to develop (обустроить)
its sanitary security zone in accordance with the law, with a view to
limiting pollution.
- Regulation
3.8 of the 1989 town planning regulations provided that no housing
should be situated within the sanitary security zone. This provision
was later incorporated into the Town Planning Code (Градостроительный
Кодекс)
of 1998 (Article 43) and the sanitary regulations of 17 May 2001
and 10 April 2003. Art. 43 of the Town Planning Code of 1998
provided:
“Industrial zones are intended for placement of
industrial objects, public utilities, warehouses... as well as for
sanitary security zones thereof.
Development of sanitary security zones should be
conducted at the expense of the owners of the industrial objects.
Placement of houses, kindergartens, schools, hospitals,
[...]within the sanitary security zones of industrial objects [...]
is prohibited”.
- According
to Regulation 3.3.3 of the 2001 sanitary regulations, a project to
develop the zone may include, as a high-priority objective,
resettlement of the zone's residents. However, there is no direct
requirement to resettle the residents of the sanitary security zone
around an enterprise which is already in operation.
- Article
10 § 5 of the Town Planning Code of 1998 provided as follows:
“In cases where State or public interests require
that economic or other activities be conducted on environmentally
unfavourable territories, the temporary residence of the population
on these territories is permitted, subject to the application of a
special town planning regime ...”
- On
29 December 2004 the new Town Planning Code was adopted. It came into
force on 30 December 2004. The new Code does not contain the
regulations on sanitary security zones, similar to article 43 of the
former Code. The only provision on the matter is the inclusion of
sanitary security zones in the category of “zones with special
conditions in the use of territories”. The legal regime for
this type of zone remains to be determined in accordance with article
36(5) of the new Code.
2. Practice
- It
follows from a judgment of the North-Caucasus Circuit Federal
Commercial Court (decision of 3 June 2003, No. Ф08-1540/2003)
that the authorities may discontinue the operation of an enterprise
which has failed to create a sanitary security zone around its
premises in accordance with the law.
- The
applicant produced an extract from the decision of the Supreme Court
of the Russian Federation in the case Ivaschenko v. the
Krasnoyarsk Railways (published in “Overview of the
case-law of the Supreme Court”, Бюллетень
Верховного
Суда РФ,
№ 9, of 15 July 1998, § 22). In that case the
plaintiff had claimed immediate resettlement from a decrepit house.
The lower court had rejected the plaintiff's action, indicating that
she could claim resettlement following the order of priority (i.e.
should be put on the waiting list). The Supreme Court quashed this
judgment, stating as follows:
“the [plaintiff's] house is not only dilapidated
[...], but is also situated within 30 metres of a railway, within the
latter's sanitary security zone, which is contrary to the sanitary
regulations (this zone is 100 metres wide, and no residential
premises should be located within it)”
The
Supreme Court remitted the case to the first-instance court, ordering
it to define specific housing which should be provided to the
individual concerned as a replacement for her previous dwelling.
C. Background to the Russian housing provisions
- During
the Soviet period, the majority of housing in Russia belonged to
various public bodies or State-owned enterprises. The population
lived in those flats as life-long tenants under “social tenancy
agreements” (for further details see Teteriny v. Russia,
no. 11931/03, § 19 et seq.,, 30 June 2005). In the 1990s
extensive privatisation programmes were carried out. In certain
cases, property that had not been privatised was transferred to local
authority possession.
- By
the time of the events at issue, a certain part of the Russian
population continued to live as tenants in local council homes on
account of the related advantages. In particular, council house
tenants were not required to pay property taxes, they paid a rent
that was substantially lower than the market rate and they had full
rights to use and control the property. Certain persons were entitled
to claim new housing from the local authorities, provided that they
satisfied the conditions established by law.
- From
a historical standpoint, the right to claim new housing was one of
the basic socio-economic rights enshrined in Soviet legislation.
Pursuant to the Housing Code of the RSFSR of 24 June 1983 in force at
the time of the relevant events every tenant whose living conditions
did not correspond to the required standards was eligible to be
placed on a local authority waiting list in order to obtain new
council housing. The waiting list established the priority order in
which housing was attributed once it was available.
- However,
being on a waiting list did not entitle the person concerned to claim
any specific conditions or timetable from the State for obtaining new
housing. Certain categories of persons, such as judges, policemen or
handicapped persons were entitled to be placed on a special “priority
waiting list”. However, it appears that the Russian legislation
guaranteed no right to be placed on the priority waiting list solely
on the ground of serious ecological threats.
- Since
Soviet times, hundreds of thousands of Russians have been placed on
waiting lists, which become longer each year on account of a lack of
resources to build new council housing. The fact of being on a
waiting list represented an acceptance by the State of its intention
to provide new housing when resources become available. The
applicants submit, for example, that the person who is the first on
the waiting list in the Cherepovets municipality has been waiting for
new council housing since 1968. On 29 December 2004 the new
Housing Code of the Russian Federation was adopted. It came into
force on 1 February 2005. Pursuant to the provisions of the new code
the social housing may be obtained on very limited grounds. However,
those who were placed on the “waiting lists” before the
entry into force of the new Housing Code remained on the “waiting
lists” (article 6 of the Federal Law “On the Entry into
Force of the Housing Code of die Russian Federation” of 29
December 2004).
THE LAW
I. ALLEGED VIOLATION OF ARTICLE 8 OF THE CONVENTION
- The
applicants complained that there had been a violation of Article 8
of the Convention on account of the State's failure to protect their
private lives and homes from severe environmental nuisance arising
from the industrial activities of the Severstal steel-plant.
- Article
8 of the Convention, insofar as relevant, reads as follows:
“1. Everyone has the right to respect for his
private and family life, [and] his home ...
2. There shall be no interference by a public
authority with the exercise of this right except such as is in
accordance with the law and is necessary in a democratic society in
the interests of ... public safety or the economic well-being of the
country, ... for the protection of health ..., or for the protection
of the rights and freedoms of others.”
A. The Government's submissions
- The
Government's submissions in the present cases may be summarised as
follows.
- First,
the Government emphasised that the applicants had moved to the houses
situated within the zone voluntarily, and, therefore, the State could
not be held responsible for resettling them outside of it.
- Secondly,
they claimed that after the annulment of municipal decree no. 30 the
sanitary security zone has not been delimited, and the applicants,
therefore, were not living in the zone. In any event, the applicants'
temporary residence in an environmentally unfavourable territory was
permissible under Article 10 of the Town Planning Code.
- Thirdly,
the domestic courts had never examined the influence of industrial
pollution on the applicants' health nor assessed the damage caused by
it, because the applicants had not raised these issues in the
domestic proceedings. Numerous examinations of the state of
environmental pollution in the town did not reveal any extreme cases
of environmental pollution. The applicants have failed to use the
means prescribed by the Russian legislation for assessing
environmental hazards. Namely, they did not obtain a report from the
State Sanitary and Epidemiologic Service, as provided by decree no.
326 of the Public Health Ministry of the Russian Federation of 2001.
Their flats were not declared unfit for living by a special
commission, as provided by the Government Decree no. 552 of 2003. The
different illnesses from which the applicants suffered have not been
caused by the emissions from the Severstal steel plant, but were of
general or occupational character.
- Fourthly,
the Government claimed that, although the law provided for suspension
or cessation of industrial activities of the polluting enterprises,
“such question has never come up” with respect to the
Severstal steel-plant. Since the 1980-s, the volume of overall
emission of the steel-plant was reduced almost to one third. The most
dangerous industrial units were closed and the emissions of high-risk
chemical substances were reduced by 100 times. Every year the
“Severstal” PLC spent about 250 million Roubles on
environmental protection programs. In 2000 the company was audited by
the “Bureau Veritas Quality International”, an
international organisation, which established that the system of the
environmental protection management of the company was in conformity
with international standards. Further, in 1999 the Severstal
steel-plant underwent technical and ecological expertise of the
European Bank of Reconstruction and Development (EBRD). As a result,
the operation of the steel-plant was recognised to be in conformity
with EBRD standards. The Government concluded that these aspects of
the present cases permitted to distinguish them from the case López
Ostra v. Spain (judgment of 9 December 1994, Series A no. 303 C,
p. 46-47, § 16-22), where the plant had operated without
the appropriate licence and had been finally closed.
- Finally,
the Government argued that the authorities had conducted regular
examinations of the public health situation and had adopted various
programs in order to improve it. In recent years the implementation
of a number of federal and municipal programmes, as well as projects
funded by the “Severstal” PLC resulted in a reduction of
pollution in Cherepovets. Thus, in 1991 the proportion of “irregular
samples” of the town's air was 37,6 per hundred. In 1998 it was
32,8 per hundred, and in 2004 only 23,6 per hundred. The Government
stressed that the environmental monitoring carried out by State
agencies revealed an improvement in the overall environmental
situation throughout the town, and that the pollution levels near the
applicants' houses did not differ significantly from the average
levels across the town. They produced reports, prepared by the
“Severstal” PLC for the general public, which described
the plant's environmental policy and the progress made in recent
years. Therefore, unlike in the López Ostra case, cited
above, in the present cases the applicants' situation was improving,
and not degrading with the course of time.
- The
Government asked the Court to conclude that there had been no
violation of the applicants' rights guaranteed by Article 8.
B. The applicants' submissions
83.
The applicants submitted that the histories of how and why their
families had moved to the houses located within the zone had no
relevance for the purpose of the present proceedings.
- Further,
they claimed that it was illogical to require them to prove the
presence of their homes in the sanitary security zone in the absence
of its limits. However, it was the finding of the domestic courts
that the houses where the applicants lived were located within the
sanitary security zone of the Severstal steel-plant. It was only
after their applications had been lodged with the Court that the
Russian authorities changed the regulations pertaining to the
sanitary security zone of the Severstal steel plant. Consequently,
the applicants submitted that they should be considered as having
lived in the sanitary security zone at the material time. They lived
there for many years, so Article 10 of the former City Planning Code,
referred to by the Government, which allowed temporary dwelling in
conditions of unfavourable environment, was not applicable.
- The
applicants asserted that the emissions from the Severstal steel plant
exceeded and continued to exceed safe levels. The Government's
argument that the steel plant operated in full compliance with
domestic legislation could not be upheld. As to the link between the
state of their health and the steel-plant's industrial emissions, the
applicants noted that they have never alleged that the sole cause of
their diseases was the operation of the steel-plant. The primary
argument that they had consistently made was the fact that the
persons suffering from such illnesses were more vulnerable than
others to living in such an unhealthy environment.
- As
regards the measures, taken by the authorities and the plant itself
in order to improve the environmental situation, the applicants noted
the following. The federal programme of improvement of the ecological
situation in Cherepovets for 1997 — 2010, referred to by the
Government, was abolished by the Government's Decree of 7 December
2001. Since 1996 no official inquiry into the environmental situation
in Cherepovets, which could influence the Government's actions
towards the resolution of environmental problems, has ever been
carried out. The specific consequences of any official inquiries have
never been stated by the Government and such information has not been
made adequately publicly available. The yearly National Report on
Ecological Situation in Russia indicated year by year that the
environmental situation in the Vologda region remained “difficult”,
which significantly undermined the Government's arguments on
effectiveness of the measures alleged aimed at amelioration of the
environmental situation in the Vologda Region.
- The
only legal mechanism which could force the Government to introduce
stricter regulations relating to dangerous industrial activities was
the adoption of new legislation. However, the applicants were not in
a position to introduce amendments to the legislation in force. The
applicants were not aware of any fines ever having been imposed on
the “Severstal” PLC, although the Code of Administrative
Offences provided for such possibility.
- For
these reasons the applicants submitted that there had been a
violation of Article 8 of the Convention, on the same grounds as in
the above-cited case Fadeyeva v. Russia.
C. The Court's assessment
1. Nature and extent of the alleged interference with the
applicants' rights under Article 8 of the Convention
89.
At the outset, the Court recalls that in assessing evidence it uses
the standard of proof “beyond reasonable doubt”. However,
it has never been its purpose to borrow the approach of the national
legal systems that use that standard. Its role is not to rule on
criminal guilt or civil liability but on Contracting States'
responsibility under the Convention. The specificity of its task
under Article 19 of the Convention – to ensure the observance
by the Contracting States of their engagement to secure the
fundamental rights enshrined in the Convention – conditions its
approach to the issues of evidence and proof. In the proceedings
before the Court, there are no procedural barriers to the
admissibility of evidence or pre-determined formulae for its
assessment. It adopts the conclusions that are, in its view,
supported by the free evaluation of all evidence, including such
inferences as may flow from the facts and the parties' submissions.
According to its established case-law, proof may follow from the
coexistence of sufficiently strong, clear and concordant inferences
or of similar unrebutted presumptions of fact. Moreover, the level of
persuasion necessary for reaching a particular conclusion and, in
this connection, the distribution of the burden of proof are
intrinsically linked to the specificity of the facts, the nature of
the allegation made and the Convention right at stake (see Nachova
and Others v. Bulgaria [GC], nos. 43577/98 and 43579/98, § 147,
6 July 2005, with further references).
- Whereas
in many cases the existence of an interference with a Convention
right is evident and does not give rise to any discussion, in other
cases it is a subject of controversy. The present four applications
belong to this second category. There is no doubt that serious
industrial pollution negatively affects public health in general.
However, it is often impossible to quantify its effects in each
individual case, and distinguish them from the influence of other
relevant factors, such as age, profession etc. The same concerns
possible worsening of the quality of life caused by the industrial
pollution. The “quality of life” is a very subjective
characteristic which hardly lends itself to a precise
definition. Therefore, taking into consideration the evidentiary
difficulties involved, the Court has no other choice than to repose
thrust primarily, although not exclusively, in the findings of the
domestic courts and other competent authorities in establishing
factual circumstances of the case (see Buckley v. the United
Kingdom, judgment of 25 September 1996, Reports of Judgments
and Decisions 1996 IV, pp. 1291-93, §§ 74-77).
However, the Court cannot rely blindly on the decisions of the
domestic authorities, especially when they are obviously inconsistent
or contradict each other. In such situation it has to assess the
evidence in its entirety.
(a) Summary of the Court's findings in the Fadeyeva
judgment
- The
Court recalls its findings in the Fadeyeva case, where it
found that the applicant's private life and enjoyment of her home had
been seriously affected by the pollution, caused by the industrial
emissions of the Severstal steel-plant. In reaching that conclusion,
the Court paid special attention to the following facts.
- First
of all, it was widely recognised that the environmental situation in
Cherepovets was unfavourable for the residents of the town and
adversely affected their health and well-being. Although the
situation improved since the 1980-s, when it was almost catastrophic,
it still remained unsatisfactory, at least from the standpoint of the
domestic standards. Namely, concentration of several polluting
substances in the air of the city continuously exceeded safe levels,
established by the domestic legislation, the MPLs.
- Secondly,
it was established that Ms Fadeyeva lived in the territory of the
zone, which was initially designated to separate residential areas
from the sources of pollution, but, in the course of time, was turned
into a residential area. Although the law did not clearly require the
resettlement of the residents of such zones, it prohibited any
permanent dwelling in it because of the dangers it represented.
- Thirdly,
the Court relied on the reports on the environmental situation in
Cherepovets, which confirmed that the over-concentration of certain
pollutants in the town's air caused an increase in the morbidity rate
for the city's residents (see §§ 11, 14, 33, 45 and 46 of
the Fadeyeva judgment).
- In
that case the Court did not establish that the applicant's health had
deteriorated solely because of her living within the zone.
Nevertheless, the Court found that the excessive levels of industrial
pollution inevitably made her more vulnerable to various diseases.
Moreover, there was no doubt that it had adversely affected the
quality of life at her home.
(b) The Court's conclusions in the present cases
- Turning
to the present cases, the Court notes that the applicants' situations
do not differ significantly from that of Ms Fadeyeva. Although
at the relevant time all of them lived at different addresses, their
flats were located within the sanitary security zone of PLC
“Severstal”, as defined by municipal decree no. 30. It
should be noted that on 2 March 2000 the fourth applicant obtained a
new flat from the authorities and moved outside the zone. The Court
is thus prepared to accept that she is no longer exposed to dangerous
levels of pollution. However, the interference complained of was of a
continuing nature and lasted almost two years, if counted from 5 May
1998 (the date when the Convention entered into force with respect to
Russia). Therefore, her moving outside the zone did not by itself
eradicate the adverse effects of her living there, and for a certain
period of time she was in the same situation as other applicants (for
further details see paragraph 106 below).
- The
Court does not agree with the applicants that the circumstances in
which they had acquired their flats were absolutely irrelevant.
However, it appears that at the time the applicants were unable to
make an informed choice, or were not in a position to reject the
housing offered by the State, or move elsewhere at their own expense
(see the Fadeyeva judgment, §§ 119 and 120).
Thus, it cannot be claimed that the applicants themselves created the
situation complained of or were somehow responsible for it (see also,
mutatis mutandis, Öneryıldız v. Turkey [GC],
no. 48939/99, § 105 et seq., ECHR 2004 ...).
- The
Government further indicated that in 2002 municipal decree no. 30
had been annulled, and, at present, the boundary of the sanitary
security zone remains undefined. The Federal Program of 1996, which
provided for the resettlement of the residents of the zone, is no
longer in force. On these grounds on 12 July 2002 the Cherepovets
Town Court rejected the first applicant's claims against the
steel-plant. However, in the Court's view, it does not mean that
the danger for the first and other applicants' health and well-being
is no longer there. The de facto abolishment of the sanitary
security zone was decided not because the concentrations of toxic
substances reached safe levels, but on formal grounds. For almost ten
years decree no. 30 was in force and applied by the courts. Its
validity has not been called into question either by the steel-plant,
or by the municipality itself. Moreover, on many occasions various
domestic official bodies confirmed that the applicants lived in the
territory of the sanitary security zone where concentrations of
certain toxic substances were above acceptable levels and which was
therefore unsuitable for human residence. At last, in their
observations on admissibility and merits the Government admitted that
the applicants' houses were located within the zone (see the decision
on admissibility of the present cases of 16 September 2004).
Thus, in the eyes of the Court, the annulment of decree no. 30 and
ensuing changes in the legal status of the zone has no bearing on the
applicants' situation from the standpoint of their complaints under
Article 8 of the Convention.
- The
Government finally indicated that the applicants had not obtained
appropriate reports from relevant State bodies confirming that the
place where they lived was unfit for living and that this matter had
not been discussed before the domestic courts. In this respect the
Court notes, first of all, that the Government referred to the
legislation which had been enacted in 2001 - 2003, which was after
the applicant's cases had been examined by the domestic courts.
Secondly, the Court reiterates that in the proceedings before it
there are no procedural barriers to the admissibility of evidence
(see paragraph 89 above). The applicants produced a large number of
other documents, official reports, letters of various State
authorities, confirming that the concentration of certain pollutants
near the applicants' houses was constantly above safe levels,
established by the Russian legislation. Moreover, this fact is
supported by the data produced by the Government itself (see above,
paragraphs 27 et seq.). Finally, at the time when the domestic
proceedings took place the existence of interference with the
applicants' private sphere was taken for granted at the domestic
level, since the law defined the territory where they dwelled as
unfit for residence, and presumed that the concentrations of
pollutants that they had been exposed to were unsafe.
100. In
sum, after having examined all the evidence in the case-file, the
Court does not see any reason to depart from its findings in the
Fadeyeva judgment. The Court will refrain from making any
conclusive findings as to whether or not the industrial pollution was
the cause of the applicants' specific diseases. Nevertheless, the
Court concludes that the actual detriment to the applicants' health
and well-being reached a level sufficient to bring it within the
scope of Article 8 of the Convention.
2. Justification under Article 8 § 2
- As
in Fadeyeva, the Court finds that the applicants' complaints
in the present cases fall to be analysed in terms of a positive duty
on the State to take reasonable and appropriate measures to secure
the applicant's rights under Article 8 § 1 of the Convention
(for more details see §§ 88 – 92 of the Fadeyeva
judgment). Further, the Court considers that the continuing
operation of the Severstal steel-plant contributed to the economic
system of the Vologda region and, to that extent, served a legitimate
aim within the meaning of paragraph 2 of Article 8 of the Convention
(see Fadeyeva, §§ 98 – 100). It remains to be
determined whether, in pursuing this aim, the authorities have struck
a fair balance between the interests of the applicants and those of
the community as a whole.
(a) Summary of the Court's findings in the Fadeyeva
judgment
- The
Court recalls that in Fadeyeva it established that the
Severstal steel-plant's operations did not fully comply with the
environmental and health standards established in the relevant
Russian legislation. The operation of the Severstal plant in
conformity with the domestic legislation would be possible only if
the zone, separating the enterprise from the residential areas of the
town, continued to exist and served its purpose.
- In
that case the Court considered two
alternative avenues that could have been employed by the authorities
in order to solve the applicant's problem: the resettlement of the
applicant outside the zone and the reduction of the toxic emissions.
As regards the resettlement, the Court found that little, if nothing,
had been done in order to help the applicant moving to a safer area.
As to the efforts of the authorities, aimed at reducing the
pollution, the Court noted that a certain progress has been made
since the 1980-s. However, the governmental programs and privately
funded projects did not achieve expected results. Whereas, according
to the 1990 Government Programme, the steel-plant was obliged to
reduce its toxic emissions to a safe level by 1998, in 2004 the Chief
Sanitary Inspector admitted that this had not been done and that the
new deadline for bringing the plant's emissions below dangerous
levels was henceforth 2015. During the period falling within the
Court's competence ratione temporis (since 5 May 1998),
the overall improvement of the environmental situation was very slow.
- The
Court accepted that, given the complexity and the scale of the
environmental problem around the Severstal steel-plant, this problem
could not be resolved in a short period of time. However, it did not
mean that the authorities might remain passive. On the contrary, they
had to take “reasonable and appropriate measures to secure the
applicants' rights under paragraph 1 of Article 8” (Hatton
and Others v. the United Kingdom [GC], no. 36022/97, § 98,
ECHR 2003 VIII) in a shortest delay possible. Given the
seriousness of the situation, the onus was on the State to show how
it coped with the environmental problem. However, in that case the
Government failed to do so. They did not show that the effects of the
operation of the plant on public health and well-being were regularly
monitored and the information obtained was shared with the population
concerned. Further, the Government did not explain how the
information available influenced their policy vis-à-vis the
plant, and what that policy consisted of. Finally, the Government
failed to show how the policy (if any) was enforced, which sanctions
had been applied and for what kind of breaches. In these
circumstances the Court drew adverse inferences and concluded that in
regulating the steel-plant's industrial activities the authorities
had not given due weight to the interests of the community living in
close proximity to the premises of the Severstal steel-plant.
(b) The Court's conclusions in the present four cases
-
Turning to the present cases, the Court observes that, as regards
possible resettlement, the first, the second and the third applicants
were in the same position as Ms Fadeyeva, since none of them has been
resettled or received compensation for the resettlement costs.
- Ms Romashina,
the fourth applicant, obtained a flat outside the zone in 2000, free
of charge. Therefore, it may be assumed that she had had to endure
the adverse effects of pollution for a shorter period of time than
the other applicants. Indeed, the resettlement may have solved her
problem for the future. However, it did not put right the alleged
breach of her rights during the antecedent period and the authorities
did not acknowledge the alleged breach of her rights under the
Convention, nor expressly neither in substance. Accordingly, this
fact does not deprive the fourth applicant of the status required to
claim to be a victim of a violation of the Convention within the
meaning of Article 34.
- As
regards measures of general character, undertaken by the Government
in order to solve the problem of pollution, the Court notes the
following. The Government referred to a number of studies carried out
in order to assess the environmental situation around the Severstal
steel-plant. However, the Government have failed to produce these
documents or to explain how they influenced the public policy
vis-à-vis the plant. The only relevant report produced to the
Court (see paragraph 29 above) was commissioned in 2003 by the plant
itself in order to delimit its sanitary security zone. The
information contained in that report was definitely useful for
defining the extent of the environmental problem and its
consequences, but it did not impose any particular obligations on the
plant or the State authorities.
- As
regards other documents, produced by the Government, the Court notes
that they reflect the company's environmental protection policy and
the overall progress made in the recent years. However, this policy
was not legally binding on the plant and its realisation to a great
extent depended on the good will of the plant. The Court recalls in
this respect that the central question of the present cases was how
the State protected the applicants' rights under the Convention by
regulating private industry. Since the interference with the
applicants' rights persisted, it was of little relevance that the
plant was willing to stop it and was taking practical steps in that
direction. What is central for the present cases is how the State
reacted to that situation, what legal mechanisms were employed in
order to reduce the pollution to acceptable levels or, at least, to
exclude those affected by the pollution from its effects.
- Pursuing
that matter, the Court notes that the Government did not produce the
plant's operating permit, licence or other documents which would
establish the Government's policy regulating the plant's industrial
activities. The Government did not explain how the plant's compliance
with the operating conditions of its licence, permit or general
environmental standards was monitored and how it was enforced. The
Government's argument that the plant functioned in compliance with
the domestic and international environmental standards is not
convincing. Thus, the fact that the management system of the plant
was certified by an international organisation does not mean that the
plant's emissions were at acceptable levels. The same concerns the
audit by the EBRD experts, referred to by the Government. Nor did the
Government provide the Court with a copy of the audit report, neither
it explained what had been the purpose of it and its findings and
recommendations.
- Having
examined the materials submitted to it, the Court notes that in the
present cases the Government did not put forward any new fact or
argument capable of persuading it to reach a conclusion different
from that of the Fadeyeva case. The Court concludes that,
despite the wide margin of appreciation left to the respondent State,
the authorities failed to take appropriate measures in order to
protect the applicants' right to respect for their homes and private
lives against serious environmental nuisances. In particular, the
authorities have neither resettled the applicants outside the
dangerous zone, nor have they provided for a compensation for those
seeking the resettlement. Furthermore, it appears that the
authorities failed to develop and implement an efficient public
policy which would induce the steel-plant to reduce its emissions to
the safe levels within a reasonable time. There has accordingly been
a violation of Article 8 of the Convention.
II. APPLICATION OF ARTICLE 41 OF THE CONVENTION
- Article 41 of the Convention provides:
“If the Court finds that there has been a
violation of the Convention or the Protocols thereto, and if the
internal law of the High Contracting Party concerned allows only
partial reparation to be made, the Court shall, if necessary, afford
just satisfaction to the injured party.”
A. Damage
- Each
of the applicants claimed EUR 10,000 for non-pecuniary damage they
had suffered because of the adverse effects of the pollution, they
and their families had to endure for up to 40 years. Under the
head of pecuniary damage the applicants (except for Ms Romashina)
claimed that the Government should be required to (i) offer them new
housing comparable to their currents flats, outside the sanitary
security zone, or, alternatively, (ii) award them damages equal to
the price of a flat located outside the sanitary security zone,
comparable with their current flats. The justification of the amounts
claimed was based on the average figure of 20,000 Russian roubles for
a square meter of a housing. The sums claimed were EUR 25,000 in
respect of the first applicant, EUR 30,500 in respect of the second
one, and EUR 38,500 in respect of the third applicant. The fourth
applicant did not claim any pecuniary damage, as she had moved
outside the sanitary security zone and now possesses her own flat.
- The
Government claimed that the applicants' claims for non-pecuniary
damages were excessive and unreasonable. If the Court finds a
violation of the applicants' rights, it would be by itself a
sufficient just satisfaction. Alternatively, the Government claimed
that a symbolic amount would be equitable under the head of
non-pecuniary damages. As regards the pecuniary damages, the
Government submitted that the applicants' claims concerning the
provision of the new housing was irrelevant, since it concerned the
compensation for the property lost – a complaint which had been
declared inadmissible.
114.
As regards non-pecuniary damages, the Court is prepared to
accept that the applicants' prolonged exposure to industrial
pollution caused them much inconvenience, mental distress and even a
degree of physical suffering. At the same time the Court recalls that
the Convention entered into force in respect of Russia on 5 May 1998;
therefore, the Court has no competence ratione temporis to
make an award for the period prior to this date. In sum, taking into
account various relevant factors, such as age, the applicant's state
of health and the duration of the situation complained of, and making
an assessment on an equitable basis in accordance with Article 41,
the Court awards the applicants under the head of non-pecuniary
damages the following amounts:
(i)
EUR 7,000 to the first applicant,
(ii)
EUR 8,000 to the second applicant,
(iii)
EUR 8,000 to the third applicant,
(iv)
EUR 1,500 to the fourth applicant,
plus
any tax that may be chargeable on these amounts.
- As
regards pecuniary damages, the Court notes that, like in Fadeyeva,
in the present four cases the applicants failed to substantiate any
material loss in respect of the period prior to the adoption of the
present judgment (see § 140 of the Fadeyeva judgment).
- As
regards future measures to be adopted by the Government in order to
comply with the Court's finding of a violation of Article 8 of the
Convention, the Court notes the applicants in this respect are in
different situations. The fourth applicant has been resettled outside
the zone in 2000. Having regard to the information available and the
scope of the present case, the Court considers that her individual
problem has thus been solved and the Government has no further
obligations vis-à-vis this applicant under the Convention,
apart from paying her compensation for the past sufferings (see
paragraph 114 above).
- As
regards other applicants, the Court notes that they are still
residing within the zone. The Court notes that the resettlement of
them in an environmentally safer area (a measure sought by the
applicants before the domestic instances) would be only one of many
possible solutions. The Court is conscious that there are other
possible ways of reducing the negative effects of the plant's
activities on those who, like the applicants, reside in the vicinity
of it. Therefore, given the complexity of the situation, and in line
with its approach to the Fadeyeva case, cited above, the Court
will not prescribe any particular legal, administrative or other
measure to be adopted by the Government. According to Article 41 of
the Convention, by finding a violation of Article 8 in the present
case, the Court establishes the Government's obligation to take
appropriate measures to remedy the applicant's individual situation.
Subject to monitoring by the Committee of Ministers, the respondent
State remains free to choose the means by which it will discharge its
legal obligation under Articles 41 and 46 of the Convention, provided
that such means are compatible with the conclusions set out in the
present judgment (see Scozzari and Giunta v. Italy
[GC], nos. 39221/98 and 41963/98, § 249, ECHR 2000-VIII),
in particular, with the two alternative solutions examined by the
Court (see paragraph 110 above).
B. Costs and expenses
- Under
the head of costs and expenses the applicants claimed EUR 9,000
in respect of their representation before the domestic courts and
other authorities by Mr. Yuri Vanzha. Mr. Yuri Vanzha produced a
calculation of his fees, based at the rate of EUR 50 per hour, for
180 hours of legal work and travel time. As to the representation by
the British and Russian lawyers working with “Memorial”
and the “European Human Rights Advocacy Centre”, their
services were covered by legal aid and the applicants did not claim
any additional amounts in this respect.
- In
reply the Government argued that the applicants' claims in this part
were unsubstantiated. They submitted that “no contracts with
[Mr Vanzha] or payment receipts have been presented by the applicants
to support that the costs are real. The letter of Mr Vanzha could
only be considered as a price-list for services or description of
services, for which the applicants were supposed to pay”. In
any event, the amount of Mr Vanzha's fee was unreasonable and
excessive.
- The
Court recalls its findings in the Fadeyeva judgment, where it
held that the absence of a written agreement on legal representation
did not mean that such an agreement did not exist (§ 146). From
the materials of the case and correspondence with the Court it is
clear that Mr Vanzha represented the applicants in the domestic
proceedings and before the Court at the initial stage of the
proceedings. The applicants claimed that they were under an
obligation to pay Mr Vanzha certain amounts for his work. Mr Vanzha,
in his turn, confirmed this claim by producing the calculation of his
fees. Therefore, the Court concludes that the lawyer's fees are real.
- As
to whether the applicants' lawyer's expenses were necessary, a
reduction should be applied on account of the fact that some of the
applicants' complaints were declared inadmissible. Further, the Court
excludes expenses which were not related to the proceedings before
the domestic courts and the European court. Finally, the Court
considers that since the individual situations of the applicants were
quite similar, the preparation of their cases did not require as much
time is indicated in the calculation produced by Mr Vanzha.
Consequently, making an assessment on a reasonable basis, the Court
awards each of the applicant EUR 800 for the costs incurred
under this head, or EUR 3,200 for all of them.
C. Default interest
- The
Court considers it appropriate that the default interest should be
based on the marginal lending rate of the European Central Bank, to
which should be added three percentage points.
FOR THESE REASONS, THE COURT UNANIMOUSLY
- Holds that there has been a violation of
Article 8 of the Convention;
- Holds:
(a) that the respondent State is to pay the applicants,
within three months from the date on which the judgment becomes final
according to Article 44 § 2 of the Convention,
the following amounts in respect of non-pecuniary damage:
(i)
EUR 7,000 (seven thousand euros) to the first applicant,
(ii)
EUR 8,000 (eight thousand euros) to the second applicant,
(iii)
EUR 8,000 (eight thousand euros) to the third applicant,
(iv)
EUR 1,500 (one thousand five hundred euros) to the fourth applicant,
to be converted into Russian roubles at the rate applicable at the
date of settlement, plus any tax that may be chargeable on these
amounts;
(b) that
the respondent State is to pay each applicant, within three months
from the date on which the judgment becomes final according to
Article 44 § 2 of the Convention, EUR 800
(eight hundred euros) in respect of costs and expenses incurred by Mr
Vanzha, to be converted into Russian roubles at the rate applicable
at the date of settlement, plus any tax that may be chargeable on the
above amounts;
(c) that
from the expiry of the above-mentioned three months until settlement
simple interest shall be payable on the above amounts at a rate equal
to the marginal lending rate of the European Central Bank during the
default period plus three percentage points.
- Dismisses the remainder of the applicants' claim
for just satisfaction.
Done in English, and notified in writing on 26 October 2006,
pursuant to Rule 77 §§ 2 and 3 of the Rules of Court.
Søren Nielsen Christos Rozakis
Registrar President
In accordance with Article 45 § 2 of the Convention and Rule 74
§ 2 of the Rules of Court, the concurring opinion of Mr
A. Kovler is annexed to this judgment.
C.L.R.
S.N.
CONCURRING OPINION OF JUDGE KOVLER
As in
the case Fadeyeva v. Russia (55723/00, judgment of 9 June
2005), without casting doubt on the Court's finding of a violation of
Article 8, I would prefer to describe the violation as unjustified
interference with the applicant's private life without mentioning
“right to home” as it was done in the Guerra and
Others v. Italy case (judgment of 19 February 1998, 14967/89,
Reports 1998-I).