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FIRST
SECTION
CASE OF
STANDARD VERLAGS GMBH AND
KRAWAGNA-PFEIFER
v. AUSTRIA
(Application
no. 19710/02)
JUDGMENT
STRASBOURG
2
November 2006
This
judgment will become final in the circumstances set out in Article 44
§ 2 of the Convention. It may be subject to editorial revision.
In the case of Standard Verlags GmbH and Krawagna-Pfeifer v.
Austria,
The
European Court of Human Rights (First Section), sitting as a Chamber
composed of:
Mr C.L. Rozakis, President,
Mr L.
Loucaides,
Mrs F. Tulkens,
Mrs E. Steiner,
Mr K.
Hajiyev,
Mr D. Spielmann,
Mr S.E. Jebens, judges,
and
Mr S. Nielsen, Section Registrar,
Having
deliberated in private on 12 October 2006,
Delivers
the following judgment, which was adopted on that date:
PROCEDURE
- The
case originated in an application (no. 19710/02) against the Republic
of Austria lodged with the Court under Article 34 of the Convention
for the Protection of Human Rights and Fundamental Freedoms (“the
Convention”) by Standard Verlagsgesellschaft mbH, a limited
liability company with its seat in Austria, and Ms Katharina
Krawagna-Pfeifer, an Austrian national (“the applicants”),
on 16 May 2002.
- The
applicants were represented by Ms M. Windhager, a lawyer practising
in Vienna. The Austrian Government (“the Government”)
were represented by their Agent, Ambassador F. Tauttmansdorff, Head
of the International Law Department at the Federal Ministry of
Foreign Affairs.
- On
12 May 2005 the Court decided to communicate the application to the
Government. Under the provisions of Article 29 § 3 of the
Convention, it decided to examine the merits of the application at
the same time as its admissibility.
THE FACTS
I. THE CIRCUMSTANCES OF THE CASE
- The
first applicant is the owner of the daily newspaper “der
Standard”, the second applicant was at the material time the
chief editor of its internal politics section.
- In
the issue of “der Standard” of 9 October 1998 the second
applicant published an article about the Austrian Freedom Party
(Freiheitliche Partei Österreichs, “the FPÖ”)
in its regular section “commentary”. So far as material,
it read as follows:
“Sacrifice of the decent
The FPÖ is becoming ever truer to itself and many
people are developing an increasingly similar image of it. For any
organisation, whether a movement, party or whatever, is moulded by
those at the top – how they interact with one another, which
people they choose, how they cope with crises. All of this rubs off
and has its effects. In the case of the FPÖ leader Jörg
Haider this means: people are useful idiots, you can entice them with
fine words, appeal to their nobler principles and, indeed, use them
as long as they are of service to your own interests.
Dealings within the FPÖ are correspondingly
cunning. Haider has never even been soft towards his closest friends
and backers and has dropped them as soon as they no longer fitted in
with his plans. Friedrich Peter, Mario Ferrari-Brunnenfeld and
Krimhild Trattnig are all examples. Others, such as Walter
Meischberger or Gernot Rumpold, are allowed all kinds of liberties
because they know too much. They have not been damaged either by
convictions for tax evasion or by any other slip-ups.
The MP Hermann Mentil was not excluded from the FPÖ
on that account and was not scorned by his former colleagues because
proceedings had been instituted against him for fraud. That is of
little consequence to Jörg Haider, especially as he would
otherwise have to bar himself from the FPÖ. After all, Haider
was convicted in criminal proceedings at first instance because he
had ruined a person’s good reputation and prospects for the
future. A conviction, in any event, is of a different order from the
institution of proceedings. Mentil was in fact dropped because in the
Rosenstingl case Haider needs as many sacrificial victims as
possible, to show to the public as and when required.”
- The
article alluded to Mr Haider’s conviction of 1 October 1998 by
the Vienna Regional Criminal Court, which had found him guilty of
attempted defamation of a university professor, D., in that he and
his then lawyer Mr B., who had at the material time become Minister
of Justice, had prepared a video-taped statement for the purpose of
having it broadcast by the Austrian Broadcasting Corporation which
contained defamatory statements about D. The broadcast had been
refused, after a number of TV journalists and other staff of the
Broadcasting Corporation had seen the video-tape.
- This
background was not mentioned in the above article but “der
Standard” had reported on Mr Haider’s conviction in its
issue of 2 October 1998. It read as follows:
“Criminal court convicts Haider
Lawyer
Böhmdorfer also convicted of defamation
The FPÖ federal party leader, Jörg Haider, and
his lawyer, Dieter Böhmdorfer, were convicted of attempted
defamation on Thursday and fined 167,400 schillings and 257,400
schillings respectively. The convictions relate to their ongoing
six-year legal dispute with D. [full name], an Innsbruck-based expert
in financial law, who was thwarted in his bid to become President of
the Audit Office when Mr Haider embroiled him in a motorway-building
scandal. Mr Haider had repeatedly been asked to withdraw his
allegations in the course of civil proceedings over the past few
years. Since no such action was taken, he and his lawyer have now
been convicted at first instance by a criminal court. Both have
appealed.
In 1992 Mr Haider blocked Mr D.’s candidacy for
the post of President of the Audit Office by accusing him of having
been involved in a major scandal of the time concerning the building
of the Pyhrn motorway. Mr D. lodged a complaint and obtained an order
from the Supreme Court requiring Mr Haider to withdraw his
accusations in a television broadcast. But according to Thursday’s
judgment, the videotape prepared for that purpose once again
contained defamatory accusations. As the tape was not broadcast,
however, the court ruled that the offence should be classified merely
as attempted defamation.”
- Mr
Haider brought two sets of proceedings against the applicants as
regards the statement “After all, Haider was convicted in
criminal proceedings at first instance because he had ruined a
person’s good reputation and prospects for the future”
contained in the issue of “der Standard” of 9 October
1998.
A. Proceedings under the Media Act
- On
14 October 1998 Mr Haider brought private prosecution proceedings for
defamation under the Media Act (Mediengesetz).
- On
23 November 1999 the applicants made submissions to the St. Pölten
Regional Court (Landesgericht) drawing its attention to the
Vienna Court of Appeal’s judgment of 14 May 1999 in the
preliminary injunction proceedings (see paragraphs 22-23), which had
found that Mr Haider’s interest in the protection of his
reputation was outweighed by the public interest in receiving the
information at issue.
- On
24 March 2000 the St. Pölten Regional Court ordered the
applicant company to pay compensation of 20,000 Austrian schillings
(ATS) to Mr Haider and to publish the judgment.
- Referring
to Section 6 of the Media Act, the Regional Court found that the
statement at issue fulfilled the elements of defamation (üble
Nachrede) under Article 111 of the Criminal Code. Having regard
to the judgment against Mr Haider of 1 October 1998, the applicant
company had failed to prove the truth of its statement that Mr Haider
had ruined D.’s good reputation and his prospects for the
future. Although the distinction between an attempted and a completed
offence was, as a general rule, not relevant for proving the truth of
a statement concerning a person’s conviction, the applicant had
claimed that the defamation committed by Mr Haider had had the
effect of ruining D.’s good reputation and his prospects for
the future. However, as Mr Haider had only been convicted of
attempted defamation, D. had not suffered any actual damage and the
judgment did not establish any causal link between Mr Haider’s
offence and the alleged negative consequences for D.
- The
Regional Court acquitted the second applicant of the charge of
defamation under Article 111 of the Criminal Code, finding that she
had been present in court on 1 October 1998, when the judgment
against Mr Haider had been read out and had gained the
impression that he had ruined D.’s good reputation and future
perspectives. Consequently, she had not acted with criminal intent.
- The
applicant company and Mr Haider appealed. The applicant company
contested in particular the Regional Court’s view that it had
failed to establish the truth of its allegation. It argued that the
distinction between a conviction for the completed offence and a
conviction for the attempted offence was contrary to established
case-law under the Media Act. Further, it complained that the
Regional Court had failed to deal with its requests for the taking of
evidence.
- On
10 October 2001 the Vienna Court of Appeal (Oberlandesgericht)
dismissed the applicant company’s appeal. Upon Mr Haider’s
appeal, it convicted the second applicant of defamation und ordered
her to pay a fine of ATS 15,000 (15 days’ imprisonment in
default) suspended on probation.
- In
the Court of Appeal’s view the second applicant, being an
experienced journalist must have known the impression which her
statement made on the reader. She had claimed to have acted in good
faith, however under Article 111 (3) of the Criminal Code, the
defence of good faith was not available where the defamatory
statement at issue had been published in the media. The court
repeated that the truth of the impugned statement had not been
established. The second applicant had inappropriately linked
Mr Haiders’s conviction with events relating to D.’s
candidature for President of the Audit Office dating years back.
- Finally,
the appellate court noted that the Regional Court, without giving
reasons, had dismissed the applicant’s requests for taking of
evidence, namely to hear professor D. and a number of staff members
of the Austrian Broadcasting Corporation as witnesses in order to
show that D.’s reputation had been ruined, as the latter had
actually seen the video tape containing defamatory statements about
him. The appellate Court found, firstly, that the requests at issue
were irrelevant, as the article had not claimed that D.’s
reputation and perspectives for the future had been ruined with
regard to staff members of the Austrian Broadcasting Corporation.
Secondly, it noted that the applicants had not repeated their request
in due form after the hearing before the Regional Court had been
postponed once.
- The
judgment was served on the applicants’ counsel on 23 November
2001.
B. Proceedings under the Civil Code
- On
22 January 1999 Mr Haider filed an action under 1330 of the Civil
Code (Allgemeines Bürgerliches Gesetzbuch) and a request
for a preliminary injunction.
- On
6 March 1999 the St. Pölten Regional Court issued a preliminary
injunction ordering the applicants to refrain from stating that Mr
Haider had been convicted since he had ruined a person’s good
reputation and perspectives for the future.
- The
Regional Court had regard to the content of the article as a whole
and considered that, against this background, the reference to
Mr Haider’s conviction was not aimed at informing about
the judgment against him, but was used to criticise his character.
The main thrust of the article was not a political criticism of the
FPÖ and its leadership but an attack on Mr Haider with the aim
of disparaging him. Thus, the court concluded that the boundaries of
acceptable criticism had been transgressed.
- On
14 May 1999 the Vienna Court of Appeal allowed the applicant’s
appeal and dismissed Mr Haider’s request for a preliminary
injunction.
- Having
regard to the judgment of 1 October 1998 against Mr Haider, the court
found that the incriminated sentence contained a true statement of
facts. The offence of defamation was defined as accusing another of
behaviour such as to make him contemptible and lower him in public
esteem. It could therefore be equated with ruining a person’s
good reputation and perspectives for the future, in particular in a
case like the present one where D. had been a candidate for a public
office. The dissemination of true statements of fact could only
violate the interests of the person concerned if there was no
prevailing public interest in receiving the information. However,
information about the personal credibility of a politician,
demonstrated by his conviction for defamation, was in the public
interest, in particular in pre-election times when the general public
gathered information about the different parties and their
representatives.
- On
29 September 1999 the Supreme Court rejected Mr Haider’s
extraordinary appeal on points of law, finding that it did not raise
an important legal issue.
- In
the main proceedings the St. Pölten Regional Court gave judgment
on 28 July 2002, ordering the applicants to refrain from the
statement at issue, to withdraw it and to publish its judgment.
- It
observed that the notion of defamation in Article 1330 of the Civil
Code had to be construed in the light of the criteria established by
criminal law. The civil courts were not formally bound by a judgment
of the criminal courts. However, it was the Supreme Court’s
established case-law that a person convicted of a criminal offence
could not argue in any subsequent proceedings that he had not
committed that offence. The Regional Court therefore considered
itself bound by the Vienna Court of Appeal’s final judgment of
10 October 2001 in the proceedings under the Media Act (see
paragraphs 15-17).
- On
12 February 2003 the Vienna Court of Appeal dismissed the applicants’
appeal.
- It
confirmed the first instance court’s view as regards the
binding effect of the applicants’ conviction under Section 6 of
the Media Act and added that the weighing of interests between the
protection of Mr Haider’s good reputation on the one hand and
the public interest in receiving the information was inherent in the
conviction and could not be assessed anew in the civil proceedings.
- On
26 June 2003 the Supreme Court rejected the applicants’
extraordinary appeal on points of law.
II. RELEVANT DOMESTIC LAW AND PRACTICE
30. Section
6 of the Media Act provides for the strict liability of the publisher
in cases of defamation; the victim can thus claim damages from him.
In this context “defamation” has been
defined in Article 111 of the Criminal Code (Strafgesetzbuch),
as follows:
“1. Anybody who, in such a way that it
may be noticed by a third person, attributes to another a
contemptible characteristic or sentiment or accuses him of behaviour
contrary to honour or morality and such as to make him contemptible
or otherwise lower him in public esteem shall be liable to
imprisonment not exceeding six months or a fine ...
2. Anyone who commits this offence in a
printed document, by broadcasting or otherwise in such a way as to
make the defamation accessible to a broad section of the public,
shall be liable to imprisonment not exceeding one year or a fine ...
3. The person making the statement shall not
be punished if it is proved to be true. In the case of the offence
defined in paragraph 1 he shall also not be liable if circumstances
are established which gave him sufficient reason to believe that the
statement was true.”
- Section
1330 of the Civil Code (Allgemeines Bürgerliches
Gesetzbuch) provides as follows:
“1. Anybody who, due to defamation,
suffered a damage or loss of profit, may claim for compensation.
2. The same applies if anyone is
disseminating facts, which jeopardize another person’s
reputation, gain or livelihood, the untruth of which was known or
must have been known to him. In this case there is also a right to
claim a revocation and the publication thereof...”
- It
is the Supreme Court’s constant case-law that a person who has
been convicted in criminal proceedings cannot argue in subsequent
civil proceedings that he has not committed the offence at issue
(lead-case 1 Ob 612/95, 17 October 1995, SZ 68/195). The
Supreme Court has also held that a judgment under Section 6 of the
Media Act has this binding effect in subsequent civil proceedings (6
Ob 105/97b, 16 October 1997).
THE LAW
I. ALLEGED VIOLATION OF ARTICLE 10 OF THE CONVENTION
- The
applicants complained that the courts’ decisions in the
proceedings under the Media Act and in the proceedings under the
Civil Code violated their right to freedom of expression. They relied
on Article 10 of the Convention, which reads as follows:
“1. Everyone has the right to freedom
of expression. This right shall include freedom to hold opinions and
to receive and impart information and ideas without interference by
public authority and regardless of frontiers. This Article shall not
prevent States from requiring the licensing of broadcasting,
television or cinema enterprises.
2. The exercise of these freedoms, since it
carries with it duties and responsibilities, may be subject to such
formalities, conditions, restrictions or penalties as are prescribed
by law and are necessary in a democratic society, in the interests of
national security, territorial integrity or public safety, for the
prevention of disorder or crime, for the protection of health or
morals, for the protection of the reputation or rights of others, for
preventing the disclosure of information received in confidence, or
for maintaining the authority and impartiality of the judiciary.”
- The
Government contested that argument.
A. Admissibility
- The Court notes that this complaint is not manifestly
ill-founded within the meaning of Article 35 § 3 of the
Convention. It further notes that it is not inadmissible on any other
grounds. It must therefore be declared admissible.
B. Merits
1. The parties’ submissions
- The
applicants’ submissions concentrated on the necessity of the
interference with their right to freedom of expression. They asserted
in the first place that the article containing the incriminated
statement contributed to a political debate concerning Mr Haider’s
style of leadership within the FPÖ and his way of treating
opponents.
- As
to the criminal proceedings under the Media Act, the applicants
contended that the courts had failed to see the impugned statement
against its proper background, on which “der Standard”
had reported shortly before, namely the years of litigation between
D. and Mr Haider as a result of which the latter had been ordered to
retract false accusations made against D. via television broadcast.
Instead of doing so Mr Haider and his lawyer had prepared a statement
for the purpose of broadcasting which again contained defamatory
statements. Moreover, the applicants had duly stated that Mr Haider
had been convicted at first instance which implied that the
conviction was not yet final.
- In
addition, the applicants maintained that the courts had refused to
take evidence, namely to hear a number of witnesses, without giving
sufficient reasons. They asserted that they had duly repeated their
request for the hearing of witnesses at the hearing of 24 March 2000
and complained about the refusal of the taking of evidence in their
appeal on points of law. Since the appellate court dismissed the
latter it also dismissed the implied request to hear the witnesses at
the appeal stage.
- With
regard to the civil proceedings, the applicants relied in essence on
the same arguments. In addition they submitted that the approach of
the civil courts which considered themselves bound by the judgment
given in the criminal proceedings under the Media Act was in itself
in breach of Article 10. It curtailed their possibility to forward
any grounds of justification and prohibited the civil courts from
carrying out a weighing of interests which would normally be required
in this kind of civil proceedings.
- The
Government also limited their submissions to the necessity of the
interference at issue. They conceded that, in a case like the present
one, concerned as it was with the press exercising its role as
“public watchdog” and criticising a leading politician,
the State’s margin of appreciation was narrowly defined.
However, the Austrian courts did not transgress their margin of
appreciation in the present case.
- In
the proceedings under the Media Act the courts rightly considered the
incriminated statement as an incorrect statement of fact. The
applicants had failed to report that Mr Haider had only been
convicted of attempted defamation. Instead they had conveyed the
impression that he had actually ruined a person’s reputation
and prospects for the future. Moreover, the applicants had failed to
make it clear that the conviction had not yet become final. In sum,
the courts had correctly weighed the applicants’ right to
contribute to a political discussion against Mr Haider’s
interest in the protection of his reputation. Finally, the penalty
imposed on the second applicant was also proportionate. It was a fine
of about 1,000 euros (EUR) suspended on probation for a probationary
period of one year.
- As
to the courts’ refusal to hear certain witnesses, the
Government asserted that the applicants had failed to request their
hearing in due form. A global statement that all requests for the
taking of evidence as submitted in writing were maintained was not
sufficient. Parties were required to make an oral request which
specified the topic on which the witness was to be heard. Even if the
applicants had complied with the procedural requirements, the courts
had rightly refused the taking of evidence since it was not relevant
for the proceedings at issue.
- As
to the proceedings under the Civil Code the Government confirmed that
the civil courts were bound by a decision of the criminal court under
the Media Act, in line with the general principle that a person who
has been finally convicted cannot plead in subsequent civil
proceedings that he had not committed the offence at issue. Thus, the
same considerations as set out above also applied in respect of the
civil proceedings. Again, the measures imposed were proportionate in
that they prohibited only one particular statement without preventing
the applicants from expressing their opinion in any other way.
2. The Court’s assessment
- The
present case concerns two sets of proceedings brought by Mr Haider
against the applicants in respect of the article published by “der
Standard” on 9 October 1998. In the proceedings under the Media
Act the first applicant was ordered to pay Mr Haider compensation and
the second applicant was convicted of defamation and sentenced to a
fine suspended on probation. In the civil proceedings the applicants
were ordered to refrain from repeating the impugned statement, to
retract it and to publish the judgment. It is undisputed that the
courts’ judgments in both sets of proceedings constituted an
interference with the applicants’ right to freedom of
expression.
- It
is not in dispute either that the interference was “prescribed
by law” and served a legitimate aim, namely the protection of
the rights and reputation of others.
- The
parties’ argument concentrated on the necessity of the
interference. As regards the general principles relating to the
freedom of the press in the context of political criticism and the
question of assessing the necessity of an interference with that
freedom, the Court refers to the summary of its established case-law
in the cases of Feldek v. Slovakia (no. 29032/95, §§
72-74, ECHR 2001 VIII, with further references) and Scharsach
and News Verlagsgesellschaft v. Austria (no. 39394/98, § 30,
ECHR 2003 XI).
- In
accordance with its case-law, the Court will examine whether the
reasons adduced by the domestic courts were “relevant and
sufficient” and whether the interference was proportionate to
the legitimate aim pursued. In so doing the Court will have regard to
the domestic courts’ margin of appreciation. Moreover, the
Court observes that the two sets of proceedings at issue are very
closely linked since they related to the same set of facts and raised
similar legal issues. It will therefore examine them together.
- As
it did in similar cases, the Court will take the following elements
into account: the position of the applicants, the position of Mr
Haider who brought the proceedings and the nature and subject matter
of the article at issue (see, for instance, Scharsach and News
Verlagsgesellschaft, cited above, § 31, and Jerusalem v.
Austria, no. 26958/95, § 35, ECHR 2001 II).
- The
first applicant is the owner of one of the leading daily newspapers
in Austria. The second applicant was at the material time its chief
editor responsible for the internal politics section. In that
connection the Court reiterates that the press, in order to play its
vital role of “public watchdog” has the duty to impart –
in a manner consistent with its obligations and responsibilities –
information and ideas on all matters of public interest (see, among
many other authorities, De Haes and Gijsels v. Belgium,
judgment of 24 February 1997, Reports of Judgments and Decisions
1997 I, pp. 233-34, § 37).
- Mr
Haider is a well-known politician, who was at the material time the
leader of the Austrian Freedom Party. According to the Court’s
well-established case-law the limits of acceptable criticism are
wider as regards a politician than as regards a private individual
(see, for instance, Lingens v. Austria, judgment of 8 July
1986, Series A no. 103, p. 26, § 42).
- The
article at issue was a political commentary which criticised
Mr Haider’s style of leadership, accusing him of letting
party members down when he saw fit while continuing to support others
despite their conviction by a criminal court. It was in that context
that the impugned statement referring to Mr Haider’s conviction
by a first instance court was made.
- The
Austrian courts considered the statement at issue “After all,
Haider was convicted in criminal proceedings at first instance
because he had ruined a person’s good reputation and prospects
for the future” as a statement of fact. With the exception of
the Vienna Court of Appeal in the preliminary injunction proceedings
under the Civil Code (see above, paragraphs 22-23) they further
considered that the truth of this statement had not been proven. They
laid much emphasis on the fact that Mr Haider had only been convicted
of attempted defamation and found that this fact did not allow to
draw the conclusion that he had ruined a person’s good
reputation and perspectives for the future.
- The
Court is not convinced by the domestic courts’ approach. It
disregards the nature of the article as a political commentary and
the connection with the previous article concerning Mr Haider’s
conviction which had been published by “der Standard” a
week before.
- In
the Court’s view the impugned phrase contained a statement of
fact and a value judgment. The first part of the phrase, referred to
Mr Haider’s conviction, thus mentioning a factual element,
while its second part contained a value judgment namely the
journalist’s assessment that Mr Haider had ruined a
person’s reputation and prospects for the future. It is
the Court’s established case-law that, while the existence of
facts can be demonstrated, the truth of value judgments is not
susceptible of proof. Where a statement amounts to a value judgment,
the proportionality of an interference may depend on whether there
exists a sufficient factual basis for the impugned statement, since
even a value judgment without any factual basis to support it may be
excessive (see, for instance, Feldek, cited above, §§
75-76; Jerusalem, cited above, § 43; De Haes and
Gijsels, cited above, § 47; Oberschlick v. Austria
(no. 2), judgment of 1 July 1997, Reports 1997 IV, p.
1276, § 33). As the Court has noted in previous cases, the
difference lies in the degree of factual proof which has to be
established (see Scharsach and News Verlagsgesellschaft, cited
above, § 40).
- It
therefore remains to be examined whether the statement of fact was
true and whether it provided – possibly in connection with the
previous article published in “der Standard” – a
sufficient factual basis for the value judgment. The fact of Mr
Haider’s conviction is uncontested. It is true that the article
itself did not mention any details concerning Mr Haider’s
conviction. It simply referred to his conviction at first instance
without mentioning the offence of which he was convicted. However,
the Court has accepted that the necessity of a link between a value
judgment and its supporting facts may vary from case to case
according to the specific circumstances (see, Feldek, cited
above, § 86). The necessity to provide the facts underlying a
value judgment is less stringent where these facts are already known
to the general public (ibid.).
- In
the present case, “der Standard” had reported a week
before about Mr Haider’s conviction of attempted defamation and
had provided the background of this conviction. The article at issue
had referred to years of litigation between Mr Haider and D. whose
candidature for the post of President of the Audit Office had been
hindered by Mr Haider by making false accusations against him. As a
result of this litigation, Mr Haider had been ordered to retract his
statements via television broadcast. The video-tape which he had
prepared for the purpose of being broadcast had again contained
defamatory statements. In these circumstances, the Court finds that
there was a sufficient factual basis for the impugned statement. The
Court considers that the public interest in receiving information on
the personal credibility of a leading politician outweighed his
interest in the protection of his reputation.
- As
regards the conviction of the second applicant in the proceedings
under the Media Act, the Court notes that the Regional Court had
acquitted her, finding that she had acted in good faith since she had
been present in court when the judgment against Mr Haider had been
read out and had gained the impression that he had ruined D.’s
good reputation and perspectives for the future (see paragraph 13
above). In contrast, the Vienna Court of Appeal convicted her on the
ground that, pursuant to Article 111 § 3 of the Criminal
Code, the defence of good faith was not available in cases like the
present one, in which a defamatory statement had been published in
the media. In this connection the Court reiterates its case-law,
according to which the safeguard afforded by Article 10 to
journalists in relation to reporting on issues of general interest is
subject to the proviso that they are acting in good faith in order to
provide accurate and reliable information in accordance with the
ethics of journalism (see, among other authorities, Radio France
and Others v. France, no. 53984/00, § 37, ECHR 2004 II,
and Bladet Tromsø and Stensaas v. Norway [GC], no.
21980/93, § 65, ECHR 1999 II). In the present case, the
second applicant had acted in good faith but was unable to plead that
defence since it is excluded under Austrian law, where defamation is
committed in the media.
- Turning
finally to the applicants’ argument that the courts failed to
take evidence proposed by them, the Court notes that the parties
disagree as to whether or not the requests for the taking of evidence
were made in due form. However, the Court is not required to examine
this issue. It notes that the Vienna Court of Appeal in its judgment
of 10 October 2001 did not dismiss the applicant’s request on
formal grounds but found that they were in any case irrelevant to the
proceedings, since it followed from the text of the article at issue
that the applicants had not accused Mr. Haider of having ruined D.’s
reputation with regard to staff members of the Austrian Broadcasting
Corporation. The Court agrees with this view. Having regard to the
context in which the article was written Mr Haider was accused of
having ruined D.’s reputation with regard to the general public
in respect of his candidature for the post of President of the Audit
Office.
- In
conclusion, the Court finds that the reasons adduced by the domestic
courts were not “relevant and sufficient” to justify the
interference. Moreover, the Court is not convinced by the
Government’s argument that the sanctions imposed on the
applicants were proportionate. In particular, as regards the second
applicant what matters is not that she was sentenced to a relatively
modest fine suspended on probation but that she was convicted at all
(see Lopes Gomes da Silva v. Portugal, no. 37698/97, §
36, ECHR 2000 X).
- It
follows that the interference complained of was not “necessary
in a democratic society” within the meaning of Article 10 §
2 of the Convention.
- There
has accordingly been a violation of Article 10 of the Convention.
II. ALLEGED VIOLATION OF ARTICLE 6 OF THE CONVENTION
- The
applicants complained about the courts’ refusal to hear a
number of witnesses proposed by them. Article 6 § 1, so far as
relevant, reads as follows:
“In the determination of his civil rights and
obligations or of any criminal charge against him, everyone is
entitled to a fair ... hearing ... by [a] ... tribunal...”
- The
Government referred to their argument made in connection with Article
10. They maintained that the applicants had failed to submit their
requests for the taking of evidence in due form and that, in any case
these requests were irrelevant to the proceedings. The applicants
contested the Government’s view.
- The
Court notes that this complaint is linked to the one examined above
and must therefore likewise be declared admissible.
- Having
regard to the finding relating to Article 10 of the Convention, the
Court considers that it is not necessary to examine whether, in this
case, there has been a violation of Article 6 (see, among other
authorities, Jerusalem, cited above, § 51).
III. APPLICATION OF ARTICLE 41 OF THE CONVENTION
- Article 41 of the Convention provides:
“If the Court finds that there has been a
violation of the Convention or the Protocols thereto, and if the
internal law of the High Contracting Party concerned allows only
partial reparation to be made, the Court shall, if necessary, afford
just satisfaction to the injured party.”
A. Damage
- The
first applicant claimed a total amount of 16,334.06 euros (EUR),
inclusive of value-added tax (VAT), in respect of pecuniary damage.
EUR 8,687.24 for damage resulting from the criminal proceedings
under the Media Act (composed of EUR 1,579.32 for notification of the
proceedings and publication of the judgment in “der Standard”,
EUR 1,453.46 for compensation paid to Mr Haider and EUR 5,654.46 for
reimbursement of the latter’s legal costs) and EUR 7,646.82 for
damage resulting from the civil proceedings (for reimbursement of Mr
Haider’s legal costs).
- The
second applicant claimed EUR 7,000 in respect of non-pecuniary
damage, namely distress suffered as a result of her conviction.
- As
regards pecuniary damage, the Government commented that the first
applicant has included surcharges in respect of the notification of
the proceedings and the publication of the judgment under the Media
Act which it had failed to justify. As regards non-pecuniary damage
claimed by the second applicant, the Government asserted that the
finding of a violation would constitute sufficient just satisfaction.
- The
Court observes, in respect of pecuniary damage, that the documents
submitted by the applicant do not allow verification of the
correctness of the surcharges claimed in respect of the notification
of the proceedings and the publication of judgment. The Court, noting
that the Government do not dispute the correctness of the other
amounts claimed by the first applicant, awards a total amount of EUR
16,000, inclusive of VAT, under the head of pecuniary damage.
- Turning
to the second applicant’s claim for non-pecuniary damage, the
Court and making an assessment on an equitable basis awards her
EUR 2,000 plus any tax that may be chargeable on that amount.
B. Costs and expenses
- The
first applicant also claimed EUR 19,723.52 inclusive of VAT for the
costs and expenses incurred before the domestic courts (composed of
EUR 7,595.85 for the proceedings under the Media Act and EUR
12,127.67 for the civil proceedings) plus EUR 7,821.30 inclusive of
VAT for costs and expenses incurred in the proceedings before the
Court.
- The
Government asserted in respect of both sets of domestic proceedings
that the bill of fees submitted by the first applicant was not
detailed enough to verify whether the fees had been calculated
correctly. In any case, the total amount claimed was excessive.
Finally, as to the costs of the Convention proceedings, the
Government contended that the rate applied was incorrect and that,
consequently, the amount claimed was excessive.
- According
to the Court’s case-law, an applicant is entitled to
reimbursement of his costs and expenses only in so far as it has been
shown that these have been actually and necessarily incurred and were
reasonable as to quantum.
- In
the present case, regard being had to the information in its
possession and the above criteria, the Court finds that the costs
claimed by the first applicant in respect of the domestic proceedings
are excessive, having particular regard to the costs awarded to Mr
Haider in the two sets of proceedings at issue (see above). Making an
assessment on an equitable basis, it therefore awards a total amount
of EUR 12,000 for costs incurred in both sets of domestic
proceedings.
- As
to the costs for the Convention proceedings, the Court, having regard
to the sums awarded in comparable cases and taking into account that
in the present case two sets of domestic proceedings were at stake,
awards an amount of EUR 4,000.
77. In
sum the Court awards the first applicant a total amount of EUR 16,000
inclusive of VAT in respect of costs and expenses.
C. Default interest
- The
Court considers it appropriate that the default interest should be
based on the marginal lending rate of the European Central Bank, to
which should be added three percentage points.
FOR THESE REASONS, THE COURT
- Declares the application admissible unanimously;
- Holds unanimously that there has been a
violation of Article 10 of the Convention;
- Holds by four votes to three that there is no
need to examine separately the complaint under Article 6 of the
Convention;
- Holds unanimously
(a) that
the respondent State is to pay, within three months from the date on
which the judgment becomes final in accordance with Article 44 § 2
of the Convention,
(i) the
first applicant EUR 16,000 (sixteen thousand euros) in respect of
pecuniary damage;
(ii)
EUR 16,000 (sixteen thousand euros) in respect of costs and expenses;
(iii) the
second applicant EUR 2,000 (two thousand euros) in respect of
non-pecuniary damage, plus any tax that my be chargeable on that
amount;
(b) that
from the expiry of the above-mentioned three months until settlement
simple interest shall be payable on the above amounts at a rate equal
to the marginal lending rate of the European Central Bank during the
default period plus three percentage points;
- Dismisses unanimously the remainder of the
applicants’ claim for just satisfaction.
Done in English, and notified in writing on 2 November 2006, pursuant
to Rule 77 §§ 2 and 3 of the Rules of Court.
Søren Nielsen Christos Rozakis
Registrar President
In accordance with Article 45 § 2 of the Convention and Rule 74
§ 2 of the Rules of Court, the following opinions are annexed to
this judgment:
(a) concurring
opinion of Mr Jebens;
(b) dissenting
opinion of Mr Rozakis, Mrs Tulkens and Mr Spielmann.
C.L.R.
S.N.
CONCURRING OPINION OF JUDGE JEBENS
I
agree with the majority that the conclusions of the proceedings
against the newspaper and its editor amounted to interferences with
the right to freedom of expression that violated Article 10 of the
Convention. However, I cannot join the majority’s reasoning
regarding the Article 10 issue. That reasoning is to a large extent
based on a characterization of the impugned sentence as partly a
value judgment, which is not susceptible of proof.
The
article, “Sacrifice of the decent”, which was published
by the second applicant in the 9 October 1998 issue of “der
Standard”, critizes the culture within the FPÖ party, and
especially its leader, Mr Jörg Haider. The latter is presented
as a rather cynical person in his relations with party colleagues, by
references to his behaviour and attitude towards them. I agree that
these negative assertions of Mr Haider are value judgments.
The
impugned sentence, however, does in my opinion not contain a value
judgment, but a factual statement. By claiming that “(a)fter
all, Haider was convicted in criminal proceedings at the first
instance because he had ruined a person’s good reputation and
prospects of the future”, the article brings concrete factual
information. Reading the sentence in its context it transpires that
the purpose with this is to convince the readers about the
correctness of the negative characterizations elsewhere in the
article. This classification of the impugned sentence covers in my
opinion the whole of it, because it gives the impression that Mr
Haider was convicted of actually having ruined another person’s
reputation and future. By interpreting the impugned sentence as a
value judgment, and consequently not requiring proof of its veracity,
the reputation of others would, in my opinion, not be sufficiently
protected.
The
above referred statement in the 9 October 1998 issue of “der
Standard” was correct, insofar as Mr Haider had been convicted
in defamation proceedings at the first instance. Mr Haider was,
however, only convicted of attempted defamation. The allegation that
he had been convicted of having ruined a person’s good
reputation and prospects of the future was therefore incorrect.
It
is, however, not necessary for me to go further into the questions
that thereby arise. The reason is that the difference between the
allegation in “der Standard” and the actual conviction of
Mr Haider was in my opinion small and must have been of little
relevance for its impact on the reader of the article (see, mutatis
mutandis, Bergens Tidende and Others v. Norway, no.
26132/95, §§ 54-56, ECHR 2000 IV). Because of this, I
agree with the majority that the interference by the Austrian courts
with the applicants’ right to freedom of expression was not
necessary in a democratic society, and thus in breach of Article 10.
The refusal by the national courts to admit evidence as to the truth
of the allegation covers in my opinion the procedural aspect of the
case. I therefore agree that there is no need to examine separately
the complaint under Article 6.
Partly dissenting
opinion of Judges Rozakis, Tulkens and Spielmann
While
we agreed with the other members of the Court that in the
circumstances of the case there has been a violation of Article 10 of
the Convention, we are unable to follow them when they consider that
the complaint of the applicants under Article 6 of the Convention is
absorbed by the complaints under Article 10, and, therefore, there is
no need to examine it separately.
We
consider that although the applicants raised the issue of the refusal
of the domestic courts to hear a number of witnesses both as an
aspect of their complaint under Article 10, and, separately, as a
complaint under Article 6, their reference to the refusal of the
courts to hear witnesses with regard to their complaint concerning
freedom of expression merely supported the main argument of the
applicants that the domestic courts did not proceed to a proper
assessment of the interests involved in the case, namely the interest
of the applicants to express themselves freely vis-à-vis the
interest of Mr Haider. It is this reading of that part of the
complaint under Article 10, which led the Chamber to its decision not
to take up the issue, and not to answer the applicants’
assertion (see paragraph 50 of the judgment). Under Article 6, on the
other hand, the applicants raised the same issue, but this time, from
a purely procedural angle ; namely that they were not given the
opportunity to produce evidence before a court of law, and to examine
witnesses who, according to the applicants, were important for the
proper establishment of the facts of the case.
For
these reasons, we believe that the complaint under Article 6 had to
be examined separately, as a distinct complaint which deserved an
answer by the Court.