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THIRD
SECTION
CASE OF
BAYATYAN v. ARMENIA
(Application
no. 23459/03)
JUDGMENT
STRASBOURG
27
October 2009
This
judgment will become final in the circumstances set out in Article 44
§ 2 of the Convention. It may be subject to editorial
revision.
In the case of Bayatyan v. Armenia,
The
European Court of Human Rights (Third Section), sitting as a Chamber
composed of:
Josep Casadevall,
President,
Elisabet Fura,
Corneliu
Bîrsan,
Boštjan M. Zupančič,
Alvina
Gyulumyan,
Egbert Myjer,
Ann
Power, judges,
and Stanley Naismith, Deputy
Section Registrar,
Having
deliberated in private on 6 October 2009,
Delivers
the following judgment, which was adopted on that date:
PROCEDURE
- The
case originated in an application (no. 23459/03) against the Republic
of Armenia lodged with the Court under Article 34 of the Convention
for the Protection of Human Rights and Fundamental Freedoms (“the
Convention”) by an Armenian national, Mr Vahan Bayatyan (“the
applicant”), on 22 July 2003.
- The applicant was represented by Mr J. M. Burns,
Mr A. Carbonneau and Mr R. Khachatryan, lawyers practising in
Georgetown (Canada), Patterson (USA) and Yerevan respectively. The
Armenian Government (“the Government”) were represented
by their Agent, Mr G. Kostanyan, Representative of the
Republic of Armenia at the European Court of Human Rights.
- The
applicant alleged that his conviction for refusal to serve in the
army had unlawfully interfered with his right to freedom of thought,
conscience and religion.
- By
a decision of 12 December 2006, the Chamber declared the application
admissible under Article 9 of the Convention and the remainder
inadmissible. The question of applicability of Article 9 to the case
was joined to the merits.
- The
Chamber having decided, after consulting the parties, that no hearing
on the merits was required (Rule 59 § 3 in fine) the
parties were invited to submit further written observations (Rule 59
§ 1).
- On
14 February 2007 the applicant and the Government each filed further
written observations. On 20 March 2007 the applicant replied in
writing to the Government's observations.
THE FACTS
I. THE CIRCUMSTANCES OF THE CASE
- The applicant was born in 1983 and lives in Yerevan.
A. Background to the case
- The
applicant is a Jehovah's Witness. From 1997 he attended various
Jehovah's Witnesses religious services and was he baptised on
18 September 1999 at the age of 16.
- On
16 January 2000 the applicant was registered as a person liable for
military service with the Erebuni District Military Commissariat
(Էրեբունի
համայնքի զինվորական
կոմիսարիատ).
- On
16 January 2001 the applicant, at the age of 17, was called to
undergo a medical examination, following which he was declared fit
for military service. The applicant became eligible for military
service during the 2001 spring draft (April-June).
- On
1 April 2001, at the outset of the draft, the applicant sent
identical letters to the General Prosecutor of Armenia (ՀՀ
գլխավոր դատախազ),
the Military Commissioner of Armenia (ՀՀ
պաշտպանության
նախարարության
հանրապետական
զինկոմիսար)
and the Human Rights Commission of the National Assembly (ՀՀ
ազգային ժողովին
առընթեր մարդու
իրավունքների
հանձնաժողով),
with the following statement:
“I, Vahan Bayatyan, born in 1983, inform you that
I have studied the Bible since 1996 and have trained my conscience by
the Bible in harmony with the words of Isaiah 2:4, and consciously
refuse to perform military service. At the same time I inform you
that I am ready to perform alternative civilian service in place of
military service.”
- In
early May a summons to appear for military service on 15 May 2001
was delivered to the applicant's home. On 14 May 2001 an officer with
the Erebuni Military Commissariat telephoned the applicant's home and
asked his mother whether the applicant was aware that he had been
called to appear at the Commissariat to commence military service the
following day. That same evening, the applicant temporarily moved
away from his home in fear of being forcefully taken to the military.
- On
15 and 16 May 2001 officials from the Commissariat telephoned the
applicant's mother, demanding to know his whereabouts. They
threatened to take him to the military by force if he did not come
voluntarily. On 17 May 2001, early in the morning, the officials came
to the applicant's home. His parents were asleep and did not open the
door. On the same date, the applicant's mother went to the
Commissariat where she stated that the applicant had left home and
she did not know when he would come back. The applicant submits that
the Commissariat made no further efforts to contact his family.
- On
29 May 2001 the Parliamentary Commission for State and Legal Affairs
(ՀՀ ազգային
ժողովի պետական-իրավական
հարցերի հանձնաժողով)
sent a reply to the applicant's letter of 1 April 2001, stating:
“In connection with your declaration, ... we
inform you that in accordance with the legislation of the Republic of
Armenia every citizen ... is obliged to serve in the Armenian army.
Since no law has yet been adopted in Armenia on alternative service,
you must submit to current law and serve in the Armenian army.”
- In
early to mid-June 2001 the applicant returned home, where he lived
until his arrest in September 2002.
- On
12 June 2001 the Parliament declared a general amnesty which applied
only to those who had committed crimes before 11 June 2001 and was
subject to implementation until 13 September 2001.
B. Criminal proceedings against the applicant
- On
26 June 2001 the Erebuni Military Commissar (Էրեբունի
համայնքի զինկոմիսար)
sent notice to the Erebuni District Prosecutor (Էրեբունի
համայնքի դատախազ)
that the applicant had failed to appear for military service on 15
May 2001 and was intentionally avoiding service in the army.
- During
July and on 1 August 2001 the applicant, together with his father and
his defence counsel, went on several occasions to the District
Prosecutor's Office to inquire with the relevant investigator about
his situation and to discuss the forthcoming trial.
- On
1 August 2001 the investigator instituted criminal proceedings on
account of the applicant's draft evasion. According to the applicant,
the superior prosecutor refused to bring charges against him until
further investigation had been carried out. On 8 August 2001 the
applicant, who apparently wanted to benefit from the above amnesty
act, complained about this to the General Prosecutor's Office (ՀՀ
գլխավոր դատախազություն).
He received no reply to this complaint.
- On
1 October 2001 the investigator issued five orders in respect of the
applicant: (1) to bring a charge of draft evasion against the
applicant; (2) to apply to court for authorisation of the
applicant's detention on remand; (3) to declare the applicant a
fugitive and institute a search for him; (4) to apply to court for
authorisation to monitor the applicant's correspondence; and (5) to
suspend the proceedings until the applicant had been found. This last
order stated:
“... since, having undertaken investigative and
operative search measures, the attempts to find the wanted
[applicant] within two months ... have been unsuccessful and his
whereabouts are unknown, ... [it is necessary] to suspend the
investigation ... and ... to activate operative search measures to
find the accused.”
- Neither
the applicant nor his family were notified of these orders, despite
the fact that since mid-June 2001 he had been living at the family
home and that he had met with the investigator on several occasions
in July-August 2001.
- On
2 October 2001 the Erebuni and Nubarashen District Court of Yerevan
(Երևան
քաղաքի Էրեբունի
և Նուբարաշեն
համայնքների
առաջին ատյանի
դատարան)
authorised the monitoring of the applicant's correspondence and his
detention on remand. Neither the applicant nor his family were
notified about these decisions, and the investigating authority made
no attempts to contact them until his arrest in September 2002.
- On
26 April 2002 the Convention entered into force in respect of
Armenia.
C. The applicant's arrest and trial
- On
4 September 2002, while the applicant was at work, two police
officers came to his family home, informing his parents that he was
on the wanted list and inquiring about his whereabouts.
- On
5 September 2002 the police officers returned and accompanied the
applicant to a local police station, where they drew up a record of
the applicant's voluntary surrender which stated that the applicant,
having found out that he was on the wanted list, decided to appear at
the police station. On the same date, the applicant was placed in the
Nubarashen detention facility.
- On
9 September 2002 the investigating authority resumed the criminal
proceedings against the applicant.
- On
11 September 2002 the applicant was presented with the 1 October
2001 charge for the first time. During his questioning on the same
date the applicant submitted that he consciously refused to perform
military service because of his religious beliefs but was ready to
perform alternative civilian service instead.
- On
the same date, the applicant and his defence counsel were granted
access to the case file. The indictment was finalised on 18 September
2002 and approved by the prosecutor on 23 September 2002.
- On
22 October 2002 the applicant's trial commenced in the Erebuni and
Nubarashen District Court of Yerevan. The trial was adjourned until
28 October 2002 because the applicant had not been served with a
copy of the indictment.
- On
28 October 2002, at the court hearing, the applicant made the same
submissions as during his questioning. On the same date, the Erebuni
and Nubarashen District Court found the applicant guilty as charged
and sentenced him to one year and six months in prison.
- On
29 November 2002 the prosecutor lodged an appeal against this
judgment, seeking a harsher punishment. The appeal stated:
“The [applicant] did not accept his guilt,
explaining that he refused [military] service having studied the
Bible, and as one of Jehovah's Witnesses his faith did not permit him
to serve in the armed forces of Armenia.
[The applicant] is physically fit and is not employed.
I believe that the court issued an obviously mild
punishment and did not take into consideration the degree of social
danger of the crime, the personality of [the applicant], and the
clearly unfounded and dangerous reasons for [the applicant's] refusal
of [military] service.”
- On
19 December 2002 the applicant's defence counsel lodged objections in
reply to the prosecutor's appeal, in which he argued that the
judgment imposed was in violation of the applicant's freedom of
conscience and religion guaranteed by Article 23 of the Constitution,
Article 9 of the Convention and other international instruments. He
further argued that the absence of a law on alternative civilian
service could not serve as a justification for imposing criminal
liability on a person refusing military service for reasons of
conscience.
- On
24 December 2002, in the proceedings before the Criminal and Military
Court of Appeal (ՀՀ
քրեական և զինվորական
գործերով վերաքննիչ
դատարան), the
prosecutor argued, inter alia, that a harsher sentence should
be imposed also because of the fact that the applicant had hidden
from the investigation. The applicant submits that during the appeal
hearing pressure was put on him to abandon his religious beliefs
regarding military service: both the prosecutor and one of the judges
offered to terminate his case if he dropped his objection and went to
perform his military duty.
- On
the same date, the Court of Appeal decided to grant the prosecutor's
appeal and increased the applicant's sentence to two and a half
years, stating that:
“The court of first instance, when sentencing [the
applicant], took into account that [the applicant] had committed not
a grave crime, that he was young, he had not been guilt-stained in
the past, that he had confessed his guilt, had actively assisted in
the disclosure of the crime and had sincerely repented.
However, in the course of the appeal proceedings it was
established that not only did [the applicant] not accept his guilt,
nor did he repent of having committed the crime, not only did he not
assist in the disclosure of the crime, but he hid from preliminary
investigation and his whereabouts were unknown, for which reason a
search for him was initiated.
Based on these circumstances, as well as taking into
account the nature, motives and degree of social danger of the crime,
the Court of Appeal considers that the prosecutor's appeal must be
granted, and a harsher and adequate punishment must be imposed on
[the applicant].”
- On
an unspecified date, the applicant's defence counsel brought a
cassation appeal against this judgment, in which he raised arguments
similar to the ones made in his objections of 19 December 2002. He
reiterated the applicant's willingness to perform alternative
civilian service and submitted that, instead of spending two and a
half years in prison, the applicant could have done socially useful
work. According to him, such a possibility was envisaged under
Section 12 of the Military Liability Act («Զինապարտության
մասին» ՀՀ օրենք).
Furthermore, he argued that the principle of alternative service was
enshrined in Section 19 of the Freedom of Conscience and Religious
Organisations Act («Խղճի
ազատության
և կրոնական
կազմակերպությունների
մասին» ՀՀ օրենք),
and the absence of appropriate implementation mechanisms could not be
blamed on the applicant.
- On
24 January 2003 the Court of Cassation (ՀՀ
վճռաբեկ դատարան)
upheld the judgment of the Court of Appeal, finding, inter alia,
that the rights guaranteed under Article 23 of the Constitution were
subject to limitations under its Article 44 such as in the interests
of State security, public safety and the protection of public order.
Similar limitations were envisaged also by Article 9 § 2 of the
Convention.
- On
22 July 2003 the applicant was released on parole after having served
about ten and a half months of his sentence.
II. RELEVANT DOMESTIC LAW
A. The Constitution of Armenia of 1995 (prior to the
amendments introduced in 2005)
- The
relevant provisions of the Constitution read as follows:
Article 23
“Everyone has the right to freedom of thought,
conscience and religion.”
Article 44
“The fundamental rights and freedoms of man and
citizen enshrined in Articles 23-27 of the Constitution can be
restricted only by law if necessary for the protection of State
security and public safety, the public order, the health and morals
of society, and the rights, freedoms, honour and good name of
others.”
Article 47
“Every citizen is obliged to participate in the
defence of the Republic of Armenia in accordance with a procedure
prescribed by law.”
B. The Criminal Code of 1961 (no longer in force as of
1 August 2003) (ՀՀ
քրեական
օրենսգիրք`
ուժը
կորցրել
է 01.08.03
թվականից)
- The
relevant provisions of the Criminal Code read as follows:
Article 75: Evasion of a regular call-up to active
military service
“Evasion of a regular call-up to active military
service is punishable by imprisonment for a period of one to three
years.”
C. The Military Liability Act of 1998
- The
relevant provisions of the Military Liability Act read as follows:
Section 11: Conscription to compulsory military
service
“1. Male conscripts and officers of
the first category reserve whose age is between 18 and 27 [and] who
have been found physically fit for military service in peacetime
shall be drafted to compulsory military service.”
Section 12: Exemption from compulsory military
service
“1. [A citizen] can be exempted from
compulsory military service: (a) if the republican recruiting
commission recognises him to be unfit for military service on account
of poor health, striking him off the military register; (b) if his
father (mother) or brother (sister) perished while performing the
duty of defending Armenia or in [the Armenian] armed forces and other
troops, and he is the only male child in a family; (c) by a decree of
the Government; (d) if he has performed compulsory military service
in foreign armed forces before acquiring Armenian citizenship; or (e)
he has a science degree (candidate of science or doctor of science)
and is engaged in specialised, scientific or educational activities.”
Section 16: Granting deferral of conscription to
compulsory military service on other grounds
“2. In individual cases the Government
defines categories of citizens and particular individuals to be
granted deferral from conscription to compulsory military service.”
D. The Freedom of Conscience and Religious
Organisations Act of 1991
- The
relevant provisions of the Freedom of Conscience and Religious
Organisations Act read as follows:
Section 19
“All civic obligations envisaged by law apply
equally to believing members of religious organisation as they do to
other citizens.
In specific cases of contradiction between civic
obligations and religious convictions, the matter of discharging
one's civic obligations can be resolved by means of an alternative
principle, in the procedure prescribed by law, by mutual agreement
between the relevant State authority and the given religious
organisation.”
E. The Alternative Service Act adopted on 17 December
2003 and entered into force on 1 July 2004 («Այլընտրանքային
ծառայության
մասին» ՀՀ օրենք)
- The
relevant provisions of the Act, with their subsequent amendments
introduced on 22 November 2004, read as follows:
Section 2: The notion and types of alternative
service
“1. Alternative service, within the
meaning of this Act, is the service replacing the compulsory
fixed-period military service which does not involve the carrying,
keeping, maintenance and use of arms, and which is performed both in
military and civilian institutions.
2. Alternative service includes the following
types: (a) alternative military [service, namely] military service
performed in the armed forces of Armenia which does not involve being
on combat duty, and the carrying, keeping, maintenance and use of
arms; and (b) alternative labour [service, namely] the labour service
performed outside the armed forces of Armenia.
3. The purpose of alternative service is to
ensure the fulfilment of a civic obligation before the motherland and
society and it does not have a punitive, depreciatory and degrading
nature.”
Section 3: Grounds for performing alternative service
“1. An Armenian citizen, whose creed or
religious beliefs do not allow him to carry out military service in a
military unit, including the carrying, keeping, maintenance and use
of arms, can perform alternative service.”
III. RELEVANT INTERNATIONAL DOCUMENTS
A. Opinion No. 221 (2000) of
the Parliamentary Assembly of the Council of Europe (PACE): Armenia's
application for membership of the Council of Europe
- The
relevant extract from the Opinion stipulates:
“13. The Parliamentary Assembly takes
note of the letters from the President of Armenia, the speaker of the
parliament, the Prime Minister and the chairmen of the political
parties represented in the parliament, and notes that Armenia
undertakes to honour the following commitments: ... iv. human rights:
... d. to adopt, within three years of accession, a law on
alternative service in compliance with European standards and, in the
meantime, to pardon all conscientious objectors sentenced to prison
terms or service in disciplinary battalions, allowing them instead to
choose, when the law on alternative service has come into force, to
perform non-armed military service or alternative civilian service.”
B. Recommendation 1518 (2001) of the PACE: Exercise of
the right of conscientious objection to military service in Council
of Europe member states
- The
relevant extract from the Recommendation provides:
“2. The right of conscientious
objection is a fundamental aspect of the right to freedom of thought,
conscience and religion enshrined in the Universal Declaration of
Human Rights and the European Convention on Human Rights.
3. Most Council of Europe member states have
introduced the right of conscientious objection into their
constitutions or legislation. There are only five members states
where this right is not recognised.”
C. Charter of Fundamental Rights of the European Union
(2000)
- The
relevant provisions of the Charter read as follows:
Article 10: Freedom of thought, conscience and
religion
“1. Everyone has the right to freedom
of thought, conscience and religion. This right includes freedom to
change religion or belief and freedom, either alone or in community
with others and in public or in private, to manifest religion or
belief, in worship, teaching, practice and observance.
2. The right to conscientious objection is
recognised, in accordance with the national laws governing the
exercise of this right.”
THE LAW
I. ALLEGED VIOLATION OF ARTICLE 9 OF THE CONVENTION
- The
applicant complained that his conviction for refusal to serve in the
army had violated Article 9 of the Convention which reads as follows:
“1. Everyone has the right to freedom
of thought, conscience and religion; this right includes freedom to
change his religion or belief and freedom, either alone or in
community with others and in public or private, to manifest his
religion or belief, in worship, teaching, practice and observance.
2. Freedom to manifest one's religion or
beliefs shall be subject only to such limitations as are prescribed
by law and are necessary in a democratic society in the interests of
public safety, for the protection of public order, health or morals,
or for the protection of the rights and freedoms of others.”
A. The parties' submissions
1. The Government
- The
Government submitted that the rights guaranteed by the Convention and
the Armenian Constitution, including the right to freedom of thought,
conscience and religion, were to be applied to everyone equally and
without discrimination. The applicant was an Armenian citizen which
meant that he was entitled to all the rights and freedoms, and was
subject to all the obligations prescribed by the Constitution and
laws, regardless of his convictions. Military service was a
constitutional obligation of all citizens. While Section 12 of the
Military Liability Act prescribed a number of exceptions to this
rule, they did not include such grounds as being a Jehovah's Witness.
Thus, exemption from compulsory military service on a ground not
prescribed by law would have been in breach of the principle of
equality and non-discrimination. The fulfilment of an obligation
prescribed by the Constitution could not be considered as an
interference with the applicant's rights, since all citizens were
subject to such duties regardless of their religious convictions. In
the case of Valsamis v. Greece the Commission considered that
Article 9 did not confer a right to exemption from disciplinary rules
which applied generally and in a neutral manner (judgment of 18
December 1996, Reports of Judgments and Decisions 1996 VI,
§ 36). Furthermore, this Article did not give conscientious
objectors the right to be exempted from military or substitute
civilian service, and it did not prevent a Contracting Party from
imposing sanctions on those who rejected such service (see Heudens
v. Belgium, application no. 24630/94, Commission decision of
22 May 1995, unreported). Relying on this and a similar finding made
in the case of Peters v. the Netherlands (application no.
22793/93, Commission decision of 30 November 1994, unreported), the
Government contended that there had been no interference with the
applicant's freedom of thought or conscience. In sum, there had not
been a violation of Article 9.
- The
Government agreed that the Convention was a “living instrument”
which had to be interpreted in the light of present day conditions.
However, the question of whether this or that Article of the
Convention was applicable to the present case was to be considered
from the point of view of the interpretation of the Convention
existing at the time when the events of the case took place. The
applicant was convicted in the years 2001-2002 and his conviction at
that time was in line with the approach of the international
community. Moreover, as already indicated above, the conviction for
conscientious objection was also considered to be lawful and
justified under the Convention. Nor did the rights guaranteed by
Article 9 in any way concern exemption from compulsory military
service on religious, political or any other grounds. The
above-mentioned cases of Heudens and Peters, even if
about ten years old, were the latest decisions on the matter and the
Court had not rendered since then a single judgment which reached
different conclusions. Besides, the Court did not recognise the
applicability of Article 9 to the disputed relations even in its more
recent judgments. In the case of Thlimmenos v. Greece the
Court did not find it necessary to examine whether the applicant's
initial conviction and the authorities' subsequent refusal to appoint
him to a chartered accountant's post amounted to interference with
his rights under Article 9. The Court did not address the question of
whether, notwithstanding the wording of Article 4 § 3 (b),
the imposition of such sanctions on conscientious objectors to
compulsory military service might in itself infringe the rights
guaranteed by Article 9 ([GC], no. 34369/97, § 43,
ECHR 2000 IV). The Court had a similar approach in the case of
Ülke v. Turkey (no. 39437/98, §§ 53-54,
24 January 2006). Based on the above, the Government insisted that up
until now, and moreover in the period when the circumstances of the
case took place, conviction for conscientious objection was not
considered to infringe the rights guaranteed by Article 9 and the
Armenian authorities had therefore acted in compliance with the
requirements of the Convention. Given the established case-law on
this matter, they could not anticipate the possibility of a new
interpretation of Article 9 by the Court and consequently could not
make their actions comply with that possible “new approach”.
In conclusion, the fact that the Convention was a “living
instrument” did not in this case imply modification of the
Court's approach to the question of applicability of Article 9.
- The
Government further submitted that there were fifty-eight registered
religious organisations at present in Armenia, including the
Jehovah's Witnesses, nine branches of religious organisations and one
agency. Each of them was provided with equal opportunities under the
law, including equal rights and obligations. So if each of them
insisted that military service was against their religious
convictions, a situation would arise in which not only members of
Jehovah's Witnesses but also those of other religious organisations
would be able to refuse to perform their obligation to defend their
home country. Furthermore, the Constitution prescribed three types of
obligations towards the State, namely defence of home country,
payment of taxes and duties, and respect for laws and the rights and
freedoms of others. Consequently, members of Jehovah's Witnesses or
any other religious organisation might equally assert that, for
instance, payment of taxes and duties was against their religious
convictions and the State would be obliged not to convict them as
this might be found to be in violation of Article 9. Such an approach
was not acceptable taking into account the fact that a person, in
order to avoid the fulfilment of his or her obligations towards the
State, could become a member of this or that religious organisation.
Based on the above, the Government asserted that religious
convictions could not serve as a means for a citizen to avoid the
fulfilment of obligations prescribed by the Constitution.
- The
Government finally submitted that, as far as Armenia's obligations
undertaken upon accession to the Council of Europe were concerned, on
17 December 2003 the Alternative Service Act was adopted. By adopting
this Act, which established a substitute service, the authorities
accepted the possibility of exemption from military service on
religious grounds, while conscientious objectors were provided with
an alternative for performing their constitutional obligation. Thus,
at present conscientious objectors were being convicted only if they
also refused to perform the alternative service. As regards the
obligation to pardon all conscientious objectors sentenced to prison
terms, the Government insisted that the authorities had complied with
it by exempting the applicant from serving the imposed sentence. In
particular, after having being sentenced to two years and six months'
imprisonment, the applicant had been released six months after the
decision of the Court of Cassation.
2. The applicant
- The applicant submitted, relying on PACE
Recommendation 1518, that his refusal to serve in the army had been a
manifestation of his freedom of thought and conscience, and his
conviction amounted to an interference with this freedom. The
Government, claiming in their observations that there had not been
such an interference, relied on ten year-old decisions of the
Commission, not taking into consideration the gradual recognition of
the right to conscientious objection under Article 9, as stated in
the above Recommendation, and its development into a customary
practice within member states of the Council of Europe. Furthermore,
this right was also confirmed by the 2004 Treaty Establishing a
Constitution for Europe. Considering the “living instrument”
doctrine, the applicant asked the Court to review the Commission's
and Court's case-law which allowed Article 4 § 3
(b) to override the guarantees of Article 9, in the light of the
evolution of the law and the current practice among member states,
the greater majority of which had recognised the right of
conscientious objection. The fact that the recognition of
conscientious objection to military service was now a binding rule
was reflected in the policy of the Council of Europe which required
that new member states undertake to recognise this as a condition of
their admission into the organisation, as most recently happened with
Armenia.
- The
applicant further submitted that the Government's reasoning
concerning the “living instrument” doctrine ignored the
present-day conditions in Council of Europe member states.
Furthermore, such reasoning by the Government crystallised the
interpretation of the Convention to previous Court decisions thereby
“freezing” Convention rights and preventing an evolutive
interpretation. Armenia itself had conceded this right before
becoming a member of the Council of Europe, after it obtained Special
Guest status with the PACE on 26 January 1996. It follows also from
PACE Opinion No. 221 (2000) that the Armenian authorities were well
aware of the general recognition by member states of the right to
conscientious objection and of the different resolutions previously
adopted by the Council of Europe on the rights of conscientious
objectors. The Armenian Government, at that time, assured the
Committee of Ministers of its full compliance with this principle by
committing itself to “pardon all conscientious objectors
sentenced to prison terms”. This was in conformity with
“present-day” conditions which existed in the Council of
Europe in 2000. Thus, the claim by the Government that they “could
not anticipate the possibility of new interpretation of Article 9”
was misleading. Furthermore, the Government's arguments concerning
the refusal to pay taxes could not apply to the present case since,
as opposed to the recognition of the right of conscientious
objection, the non-payment of taxes because of religious convictions
could not be said to be regional practice that had become a binding
rule on new members of the Council of Europe.
- The
applicant further claimed that the interference with his right to
freedom of religion and belief had not been prescribed by law, since
his conviction was not lawful in the light of Armenia's Constitution,
international obligations and other provisions of international and
domestic law. It did not pursue a legitimate aim since Article 9 §
2 does not permit limitations in the interests of national security.
As far as public safety and the protection of public order were
concerned, no court made any attempt to explain how his conviction
was connected with the pursuit of such aims. Finally, given the
customary practice now adopted by most of the member states, the
imposition of criminal sanctions on conscientious objectors, even in
those few member states that had not yet implemented alternative
civilian service, could not be regarded as necessary in a democratic
society. Armenia acknowledged this when it undertook a commitment to
refrain from imprisonment of conscientious objectors even before such
a law was passed as a condition of membership in the Council of
Europe. Thus, deprivation of liberty in a penal colony with convicted
criminals was wholly disproportionate in a modern democratic State.
- The
applicant finally submitted that the adoption of the Alternative
Service Act did not have a direct bearing on the present case since
it was adopted after the events complained about. At the material
time, the applicant was denied the opportunity to perform alternative
civilian service and was instead imprisoned. Furthermore, this Act
provided for alternative service which was under the control and
supervision of the military. Thus genuine civilian alternative
service in compliance with European standards was still not available
in Armenia. This was recently confirmed by PACE Monitoring Committee
Resolution 1532 (2007) and the European Commission against Racism and
Intolerance in its second report on Armenia of 30 June 2006. Such
alternative service was not acceptable to conscientious objectors who
were Jehovah's Witnesses like the applicant. At present there were 64
other Jehovah's Witnesses serving prison terms for refusing to
perform such service. As regards the Government's submission that the
applicant had been exempted from serving his sentence, the applicant
had been neither pardoned nor exempted from military service. On the
contrary, he had been imprisoned for ten months and seventeen days
before being released on parole.
B. The Court's assessment
1. Recapitulation of the relevant case-law
- The
Court considers it necessary first of all to recapitulate the
existing case-law under the Convention regarding the disputed matter.
- One
of the earliest Commission decisions on this matter was in the case
of X. v. Austria, in which the Commission stated that,
in interpreting Article 9 of the Convention, it had also taken into
consideration the terms of Article 4 § 3 (b) of the Convention
which states that forced or compulsory labour shall not include “any
service of a military character or, in cases of conscientious
objectors, in countries where they are recognised, service exacted
instead of compulsory military service”. This provision clearly
showed that, by including the words “in countries where they
are recognised” in Article 4 § 3 (b), a choice was left to
the High Contracting Parties to the Convention whether or not to
recognise conscientious objectors and, if so recognised, to provide
some substitute service. The Commission, for this reason, found that
Article 9, as qualified by Article 4 § 3 (b), did
not impose on a state the obligation to recognise conscientious
objectors and, consequently, to make special arrangements for the
exercise of their right to freedom of conscience and religion as far
as it affected their compulsory military service. It followed that
these Articles did not prevent a State which had not recognised
conscientious objectors from punishing those who refused to do
military service (no. 5591/72, Commission decision of 2 April 1973,
Collection 43, p. 161).
- This
approach was subsequently confirmed by the Commission in the case of
X. v. Federal Republic of Germany which concerned the
applicant's conscientious objection to substitute civilian service
(no. 7705/76, Commission decision 5 July 1977, Decisions and
Reports (DR) 9, p. 196). In the case of Conscientious objectors v.
Denmark the Commission reiterated that the right of conscientious
objection was not included among the rights and freedoms guaranteed
by the Convention (no. 7565/76, Commission decision 7 March
1977, DR 9, p. 117). In the case of A. v. Switzerland the
Commission reaffirmed its position and added that neither the
sentence passed on the applicant for refusing to perform military
service nor the fact of its not being suspended could constitute a
breach of Article 9 (no. 10640/83, Commission decision of 9 May 1984,
DR 38, p. 219). The finding that the right of conscientious objection
was not guaranteed by any article of the Convention was upheld by the
Commission on numerous subsequent occasions (see, mutatis
mutandis, N. v. Sweden, no. 10410/83, Commission decision
of 11 October 1984, DR 40, p. 203; Autio v. Finland, no.
17086/90, Commission decision of 6 December 1991, DR 72, p. 245;
Peters, cited above; and Heudens, cited above).
- The
issue of conviction for conscientious objection was brought on
several occasions also before the Court. In the case of Thlimmenos
v. Greece the applicant argued that his conviction for
insubordination for refusing to wear military uniform and the
authorities' subsequent refusal to admit him to the post of a
chartered accountant due to this conviction violated his rights
guaranteed under Article 9 and Article 14 taken in conjunction with
it. The Court did not find it necessary in that case to examine
whether the applicant's initial conviction and the subsequent refusal
interfered with his rights under Article 9. It stated, in particular,
that it did not have to address the question of whether,
notwithstanding the wording of Article 4 § 3 (b), the imposition
of such sanctions on conscientious objectors to compulsory military
service might in itself infringe the right to freedom of thought,
conscience and religion guaranteed by Article 9 (see Thlimmenos,
cited above, §§ 43 and 53).
- In
the case of Ülke v. Turkey, which concerned the
applicant's multiple consecutive convictions for his repeated
refusals to wear military uniform on grounds of conscience, the
Court once again did not find it necessary to pursue the examination
of applicability of Article 9 (see Ülke, cited above,
§§ 53-54). Instead, this issue was examined under
Article 3, a violation of which was found since the multiple
convictions were considered to amount to degrading treatment as they
caused the applicant severe pain and suffering which went beyond the
normal element of humiliation inherent in any criminal sentence or
detention (ibid., §§ 63-64).
- In
sum, as interpreted by the former Commission, Article 9 does not
guarantee the right to conscientious objection.
2. Application of the above principles to the present
case
- The
Court notes that the applicant was convicted for his refusal to
perform compulsory military service on the ground that it was against
his religious convictions as a Jehovah's Witness. The applicant
requested the Court to review the Convention case-law concerning the
issue of conscientious objection and applicability of Article 9 to
this issue, relying on the “living instrument” doctrine.
- The
Court reiterates that the Convention is a living instrument which
must be interpreted in the light of present-day conditions (Tyrer
v. the United Kingdom, judgment of 25 April 1978, Series A
no. 26, pp. 15-16, § 31). It is legitimate when
deciding whether a certain measure is acceptable under one of its
provisions to take account of the standards prevailing amongst the
member States of the Council of Europe (see T. v. the United
Kingdom, no. 24396/94, § 24724/94, 16 December 1999).
- The
Court does not deny that the majority of member states of the Council
of Europe have indeed adopted laws providing for various forms of
alternative service for conscientious objectors. At the same time,
the Court cannot overlook the provisions contained in Article 4 §
3 (b) of the Convention summarised above (see paragraphs 56-57
above). In the Court's opinion, since this Article clearly left the
choice of recognising conscientious objectors to each Contracting
Party, the fact that the majority of the Contracting Parties have
recognised this right cannot be relied upon to hold a Contracting
Party which has not done so to be in violation of its Convention
obligations. Consequently, as far as this particular issue is
concerned, this factor cannot serve a useful purpose for the
evolutive interpretation of the Convention. In such circumstances,
the Court concludes that Article 9, read in the light of Article 4 §
3 (b), does not guarantee a right to refuse military service on
conscientious grounds.
- The
Court notes that at the material time the right to conscientious
objection was not recognised in Armenia. On the other hand, Armenia
had officially committed itself to the outside world legally to
recognise that right and – in the meantime – to pardon
all convicted conscientious objectors, allowing them instead, when
the law on alternative service had come into force, to perform
alternative civilian service (see paragraph 43 above).
The Court does not doubt that the applicant's objection to
compulsory military service was based on his genuine religious
convictions and accepts that the very fact that Armenia, by its
declaration, officially committed itself to the outside world, must
have given him a legitimate expectation to be allowed to perform
alternative service after the entry into force of the new law instead
of having to serve a prison sentence. Nevertheless, given its
conclusion in paragraph 63 above, the Court considers that the
authorities cannot be regarded as having acted in breach of their
Convention obligations for convicting the applicant for his refusal
to perform military service.
- The
Court further takes note of the fact that a law on alternative
service has already been adopted in Armenia, thereby recognising the
right to conscientious objection. The Court considers, however, that
the substance of this law and the manner of its application in
practice fall beyond the scope of the present application.
- It
follows that there has been no violation of Article 9.
FOR THESE REASONS, THE COURT
Holds by six votes to one that there has been no violation of
Article 9 of the Convention.
Done in English, and notified in writing on 27 October 2009, pursuant
to Rule 77 §§ 2 and 3 of the Rules of Court.
Stanley Naismith Josep Casadevall
Deputy Registrar President
In accordance with Article 45 § 2 of the Convention and Rule 74
§ 2 of the Rules of Court, the following separate opinions are
annexed to this judgment:
(a) concurring
opinion of Judge Elisabet Fura;
(b) dissenting
opinion of Judge Ann Power.
J.C.M.
S.H.N.
CONCURRING OPINION OF JUDGE FURA
- Although
I voted with the majority in finding no violation of Article 9 I did
so out of discipline and respect for the Court's case-law. I would
like to add the following.
- It
is somewhat surprising that the Court's case-law under Article 9 is
not more developed. The existing case-law, however, is clear in as
much as there is no right of conscientious objection to military
service within the Convention generally or under Article 9 in
particular. So to apply general law to someone who refuses to do
military service on grounds of conscience would not violate Article
9.
- A
State may - but is not obliged to - recognise conscientious objection
and only if it does so should it provide some kind of substitute
non-military service as an alternative. A more harmonized view on
these issues seems to be emerging in Europe as of late. In most
States recognised conscientious objectors have the right to perform
an alternative service. In some States, however, only religious
grounds are accepted and in other States there seems to be no legal
system enabling conscientious objectors to be recognised. Sometimes
an alternative service may last for much longer than the military
service.
- Lately,
the Court has shown some willingness to tackle the issue of
conscientious objection by looking beyond Article 9. In Thlimmenos
v Greece (2000) the applicant's previous conviction for
refusing to wear a military uniform could not justify his exclusion
from the chartered accountants profession. In that case it was held
that the State's failure to distinguish his case from that of more
serious criminal offences – from which it was significantly
different (paragraph 44) – meant that Article 14 taken in
conjunction with Article 9 had been violated. The Court has in other
cases based its reasoning on Article 3 (degrading treatment) and
Article 5 (unlawful detention): see Ülke v Turkey (2006)
and Tsirlis and Kouloumpas v Greece (1997) respectively.
- To
date the Court has not found that the obligation to perform military
service breaches Article 9 but it seems to have been prepared to
examine the proportionality of sanctions imposed on conscientious
objectors and to find a violation of Article 9 if excessive, like in
Thlimmenos, where the objector served a prison sentence and
was excluded from the profession of chartered accountants.
- My
preliminary conclusion in the case at hand was to relinquish and
allow the Grand Chamber to re-examine the issue /revisit the
case-law/ and maybe to take a step further and to state that to
sentence someone who refuses to do military service on grounds of
conscience would be in violation of Article 9. Present day conditions
might have changed and lead to such a conclusion, at least when the
sentence includes prison.
- As
an alternative I would have preferred to requalify the complaint and
examine it under Article 3 since the applicant was imprisoned against
the clear (and perhaps even legally binding) commitment of Armenia
(see paragraph 43 of the judgment) and this might have amounted to
degrading treatment, drawing inspiration from Ülke v Turkey
and from the Nuclear Test Case decided by the
International Court of Justice (Nuclear Tests (Australia v.
France), Judgement, I.C.J. Reports 1974, p.253, paragraphs 42-60).
DISSENTING OPINION OF JUDGE POWER
- In
consideration of its application for membership of the Council of
Europe, the respondent state, in May 2000, made a unilateral
declaration whereby it undertook to adopt, within three years of
accession, a law on alternative service in compliance with European
standards and, in the meantime, to pardon all conscientious objectors
sentenced to prison terms, allowing them instead to choose to perform
alternative civilian service when that law entered into force.
Subsequent to that state's ratification of the Convention and more
than two years after its declaration, the applicant was convicted and
sentenced to a significant term of imprisonment because he refused to
be drafted for compulsory military service. His refusal was based
upon his religious beliefs which, it is uncontested, were genuinely
held. He was at all times willing to perform alternative civilian
service.
- In
finding no violation of Article 9, the majority, in my view, has
failed to have sufficient regard to two important principles, namely,
that the Convention is a 'living instrument' whose provisions must be
interpreted in accordance with current legal standards and norms and
that, notwithstanding the lawfulness of a permitted interference with
a Convention right, the Court retains its supervisory role in
assessing the proportionality of any measure taken.
(i) The
Convention is a 'Living Instrument'
- Compulsory
military service is not per se prohibited under the Convention
but the Court has repeatedly stressed that this treaty is a 'living
instrument' and that its provisions must be approached in a dynamic
and evolutive manner if its object and purpose is to be achieved. Its
norms, in other words, must be interpreted and applied in the light
of present day conditions.
Indeed, the Court has recognised that its decisions must be kept
under review
and that in coming to a judgment it cannot but be influenced by the
developments and commonly accepted standards and policy of the member
states of the Council of Europe.
- Bound,
as it considers itself, by the case law of the former Commission, the
majority's finding, in my view, fails to reflect the almost universal
acceptance within democratic societies that “the right of
conscientious objection is a fundamental aspect of the right to
freedom of thought, conscience and religion enshrined in the
Universal Declaration of Human Rights and European Convention on
Human Rights”.
The Council of Europe (as far back as 1987), the United Nations
High Commissioner for Human Rights and the European Parliament have
all underscored this point.
Indeed, the respondent state's own declaration made in 2000 confirmed
its acceptance of what were, even then, current and common European
legal standards in this area and its subsequent conduct in convicting
and imprisoning the applicant was inconsistent with its recognition
of those standards and its commitment to apply them in practice.
Adopting the Court's general approach to interpreting and applying
the Convention in the light of current legal norms and standards I
cannot but conclude that there has been a violation of Article 9 in
this case.
- In any event, it is clear that the Court's position on
the right of conscientious objection can be distinguished from the
approach adopted by the former Commission. It is evident that the
Court regards the question as one that raises important issues of
human rights. In Thlimmenos v. Greece the Grand Chamber
considered that, unlike other criminal offences, a conviction for
refusing on religious and philosophical grounds to wear the military
uniform cannot imply any dishonesty or moral turpitude and that the
ongoing adverse consequences of the applicant's earlier criminal
conviction in this regard (a prohibition on entry to a profession)
was sufficient to constitute a violation of Article 14 in conjunction
with Article 9.
In Stefanov v. Bulgaria the Court agreed to strike out the
case when satisfied that a settlement reached between the parties
“was based on respect for human rights” as defined in the
Convention.
Its decision recorded in detail the terms of the settlement which
provided for the dismissal of all criminal proceedings against the
applicant (and others) for refusing to perform military service, the
elimination of all penalties imposed, the furnishing of undertakings
by the respondent state to introduce legislation providing for a
total amnesty of these cases and for a purely civilian alternative to
military service and, finally, for the payment of the applicant's
costs and expenses. Six years later, in Ülke v. Turkey
the Court found that the repeated imprisonment of a peace activist
for refusing to serve in the military constituted a violation of
Article 3. It considered that the domestic law had failed to make
provision for conscientious objectors and did not provide an
appropriate means of dealing with refusals to perform military
service on account of one's beliefs.
In view of the foregoing, it would appear that the majority's finding
is not just incompatible with current European standards on the
question of conscientious objection but that it parts company with
the Court itself in terms of the overall direction of the
jurisprudence as discernible in the case law.
(ii) Proportionality
of Interference
- I accept that Article 4 § 3 (b)
neither recognises nor excludes a right of conscientious objection
but it does not follow that a state which excludes recognition
thereby acquires a carte blanche in terms of how it deals with
those who assert such an objection. The substantive rights under
Article 9 § 1 remain and any permitted interference with
the freedom to manifest one's religion or belief must be shown to be
justified as “necessary” for the protection of the public
interests listed in 9 § 2 (none of which, incidentally, includes
the interests of national security).
- The Court has consistently held that a margin of
appreciation which a state enjoys in assessing whether and to what
extent interference is necessary goes hand in hand with European
supervision covering both the legislation and the decisions applying
it.
When carrying out that supervision, the Court must ascertain whether
the measures taken at national level are justifiable in principle and
are proportionate
and it must look at the impugned judicial decisions against the
background of the case as a whole.
The respondent state in this case has offered no justification as to
what, if any, 'pressing social need' existed which necessitated the
incarceration of the applicant in the particular circumstances of
this matter.
The onus was on that state to demonstrate this necessity, all the
more so in circumstances where it had already confirmed its
recognition of and commitment to current European standards in this
area. It has not established that the applicant's imprisonment was
necessary, thus failing the proportionality test, and this failure
confirms me in my view that there has been a violation of Article 9.
Insofar as the majority did not carry out the supervisory function
reserved to this Court, its approach, it seems to me, is not
consistent with the Court's practice in interpreting the necessity of
state interference with a protected Convention right.