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FIFTH
SECTION
CASE OF HUB v. GERMANY
(Application
no. 1182/05)
JUDGMENT
STRASBOURG
9
April 2009
This
judgment will become final in the circumstances set out in Article 44
§ 2 of the Convention. It may be subject to editorial
revision.
In the case of Hub v. Germany,
The
European Court of Human Rights (Fifth Section), sitting as a Chamber
composed of:
Rait Maruste, President,
Karel
Jungwiert,
Renate Jaeger,
Mark
Villiger,
Isabelle Berro-Lefèvre,
Mirjana
Lazarova Trajkovska,
Zdravka Kalaydjieva, judges,
and
Claudia Westerdiek,
Section Registrar,
Having
deliberated in private on 17 March 2009,
Delivers
the following judgment, which was adopted on that date:
PROCEDURE
- The
case originated in an application
(no. 1182/05) against the
Federal Republic of Germany lodged with the Court
under Article 34 of the Convention for the Protection
of Human Rights and Fundamental Freedoms (“the Convention”)
by a German national, Mr Ingo Hub
(“the applicant”), on 4 January 2005.
- The
German Government (“the Government”) were represented by
their Agent, Mrs A. Wittling-Vogel, Ministerialdirigentin, of
the Federal Ministry of Justice.
- On
22 April 2008 the Court
declared the application partly inadmissible and decided to
communicate the complaint concerning the length of the proceedings to
the Government. It also decided to rule on the admissibility and
merits of the application at the same time (Article 29 § 3).
THE FACTS
I. THE CIRCUMSTANCES OF THE CASE
1. Background to the case
- The
applicant was born in 1964 and lives in Berlin.
- The
applicant is the father of a son (S.), born on 30 July 1990. In 1997
the applicant and the child’s mother (K.) separated. S.
remained with his mother. In 1998 the applicant and S.’s mother
were divorced.
- On
21 January 1998 the Pankow District Court awarded K. sole custody of
S. and decided that the applicant would be entitled to personal
contact with his son every other weekend. In September 1998, however,
the applicant ceased to have contact with his son.
2. Proceedings before the District Court
- On
7 October 1998 the applicant requested the Pankow District Court to
impose a coercive fine on the mother to enforce his access rights.
The District Court registered his request under file number 11 F
4813/98.
- Between
9 November 1998 and 10 March 1999 the parties and the Youth Office
submitted observations.
- On
17 May 1999 the applicant withdrew his request and stated that he now
wished the court to mediate between the parents with a view to
reaching an agreement on the applicant’s contact rights
according to section 52a of the Non-Contentious Proceedings Act
(Gesetz über die Angelegenheiten der freiwilligen
Gerichtsbarkeit – see “Relevant Domestic Law”
below). The District Court pursued the applicant’s modified
request under the same file number (11 F 4813/98).
- On
13 August 1999 the District Court heard S., who declared that he
wished to see his father only occasionally under the supervision of a
third person.
- At
a hearing held on 23 August 1999 the parents agreed on supervised
contact for the applicant.
- On
18 October 1999 the District Court held a further hearing at which
the parties declared that the court currently did not need to take
any action.
- On
22 February 2000 the applicant applied for the appointment of a
guardian ad litem and a contact supervisor
(Umgangsbegleitperson) arguing that the mediation
proceedings had failed.
- On
10 March 2000 the District Court appointed a guardian ad litem and
set down the case for hearing on 5 April 2000. However, that hearing
was postponed to 15 May 2000 as agreed with the parties.
- On
5 June 2000 a further hearing was held, and on 14 June 2000 the
District Court ordered supervised contact for a period between late
June and mid-December.
- On
6 September 2000 the guardian ad litem informed the court that
no contact had taken place.
- On
28 September 2000 the District Court asked the contact supervisor to
comment on the failure to have contact established between the
applicant and his son. In October and November 2000 the District
Court reminded the contact supervisor of its request of 28 September
2000 and unsuccessfully attempted to contact the latter by phone.
- On
26 November 2000 the applicant asked the court to continue the
proceedings.
- On
11 December 2000 the District Court sent a further reminder to the
contact supervisor and requested the parties to comment on the
question as to whether the mediation proceedings should be continued.
- On
5 January 2001 the applicant asked the District Court to continue the
mediation procedure.
- On
20 March 2001 the District Court decided to continue the proceedings
after the parties had agreed on a one-off supervised contact.
- On 6 July
2001 the contact centre informed the District Court that the contact
supervisor had been replaced with another person, and on 11 July 2001
the District Court appointed that person as contact supervisor.
- On
14 August 2001 the District Court received the contact supervisor’s
report, according to which S. refused to see his father.
- On
22 September 2001 the applicant asked the District Court to declare
that the mediation proceedings had failed and to commission an expert
report.
- On
22 November 2001 the District Court heard S. again, who firmly
declared that his father no longer existed for him.
- On
27 November 2001 the District Court commissioned a psychological
expert report on the question of contact. That expert informed the
court on 25 February 2002 that he could be biased. Accordingly, the
mother’s representative challenged the expert for bias on 26
March.
On 10 April 2002 the District Court ordered the
expert to stop his examinations, and on 6 June 2002 the mother
withdrew her challenge of bias. On 13 June 2002 the District Court
ordered the expert to continue his examinations.
- On
11 September 2002 the District Court requested the expert to consider
further questions raised by the applicant.
- On 19
November 2002 the expert informed the court that K. had refused to
attend a meeting with the expert until mid-January 2003.
Subsequently, the District Court asked K. to ensure that a meeting
was held by the end of 2002. On 2 January 2003 the District Court
asked all persons involved in the proceedings to support the expert
in the preparation of his report. On 16 January 2003 the expert
informed the District Court that for the time being K. was unwilling
to meet the expert. On 23 January 2003 the District Court ordered K.
to cooperate with the expert within two months and announced that
further measures would be taken in the event of non-compliance.
- On
2 April 2003 the expert informed the court that a meeting had been
held with K. on 13 March 2003, that the applicant and his son had
called each other and that the applicant considered withdrawing his
application.
- On
30 April 2003, at the applicant’s request of 11 April 2003, the
District Court ordered the expert to swiftly continue his
examination.
On 30 June 2003 the expert gave his report in
which he suggested a suspension of the applicant’s contact with
S. for a period of two years.
- On
21 October 2003 the District Court heard S., who insisted that he did
not wish to see his father any longer.
- At
an oral hearing held on 22 October 2003 the applicant announced that
he would withdraw his application. However, on 19 November 2003 the
applicant insisted on a court decision.
- On
10 December 2003 the District Court, relying on the expert’s
report, suspended the applicant’s rights to access for two
years.
3. Appellate proceedings and constitutional complaint
- On
30 December 2003 the applicant appealed to the Berlin Court of
Appeal, and on 18 January 2004 he submitted his statement of grounds
of appeal, which the court received on 2 February 2004.
- On
13 May 2004 the Berlin Court of Appeal upheld the decision of the
District Court, arguing that S. had suffered from the persistent
conflict between his parents about the applicant’s contact
rights and from the respective proceedings, which had been pending
now for more than five years and which had led to lasting
psychological damage to the child. In order to protect himself, the
boy refused to expose himself to this conflict, by refusing to see
his father.
- On
30 June 2004 the applicant lodged a constitutional complaint with the
Federal Constitutional Court, which the Federal Constitutional Court
refused to admit on 14 July 2004.
37. On 19 July 2004 the decision was served on the applicant.
II. RELEVANT DOMESTIC LAW
38.
Proceedings in family matters are governed by the Non Contentious
Proceedings Act (Gesetz
über die Angelegenheiten der freiwilligen Gerichtsbarkeit).
Pursuant to section 52a of that Act the family court shall
mediate between the parents at the request of one parent if one
parent claims that the other parent is obstructing the implementation
of a court decision on contact with a child they have in common.
THE LAW
I. ALLEGED VIOLATION OF ARTICLE 6 § 1 OF THE
CONVENTION
- The
applicant complained under Article 6 and 8 of the Convention about
the length of the proceedings for contacts to his son.
- The
Court who is the master of the characterisation to be given in law to
the facts of the case (see Kutzner v. Germany, no. 46544/99, §
56, ECHR 2002 I) considers that the complaint raised by the
applicant under Article 8 is closely linked to their complaint under
Article 6 and will accordingly be examined solely under Article 6 §
1 of the Convention, which, in so far as relevant, reads as follows:
“In the determination of his civil rights and
obligations ..., everyone is entitled to a ... hearing within a
reasonable time by [a] ... tribunal...”
- The
Government contested that argument.
- The
period to be taken into consideration began on 7 October 1998 when
the applicant requested the District Court to impose a coercive fine
on the mother to enforce his contact rights and ended on 19 July 2004
when the Federal Constitutional Court’s decision was served on
the applicant. It thus lasted some five years and nine months at
three levels of jurisdiction.
A. Admissibility
- The
Court notes that this complaint is not manifestly ill-founded within
the meaning of Article 35 § 3 of the Convention. It further
notes that it is not inadmissible on any other grounds. It must
therefore be declared admissible.
B. Merits
1. Submissions made before the Court
- The
applicant acknowledged that he had twice considered withdrawing his
application. However, that did not contribute to major delays in the
proceedings, as he informed the District Court within only a few
weeks that he wished to continue the proceedings. He further
maintained that the District Court had failed to make the necessary
efforts to ensure a swift termination of the proceedings in that it
failed to react adequately to the contact supervisor’s
inactivity and to K’s unwillingness to cooperate with the
expert. Furthermore, the District Court failed to set
time-limits
for the expert for the preparation of his report and for K. when she
refused to cooperate with the expert. The applicant emphasised that
the length of the proceedings had had a considerable impact on their
outcome as they had contributed to the boy’s alienation from
him.
- The
Government maintained that the proceedings had been rendered
particularly complex by the very difficult relationship between the
applicant and his former wife, by K.’s failure to cooperate
with the expert and the fact that it was necessary to appoint and
involve a guardian ad litem.
- As
to the conduct of the parties and the competent authorities, the
Government acknowledged that the proceedings before the District
Court had been exceptionally long. However, that length was due to
the ambivalent conduct of the parties, which made the court believe
until November 2003 that it was possible to re-establish contact
between the applicant and his son. Furthermore, the District Court
could not be held responsible for the delays caused by the inactivity
on the part of the contact supervisor in the second half of 2000, by
the necessity to replace the contact supervisor by another person in
July 2001, by the expert’s belated information about his
potential grounds for bias and by the mother’s failure to
cooperate with the expert. According to the Government, the District
Court conducted the proceedings with the required diligence as it
regularly reminded the parties of their obligation to comply with the
court orders, as it inquired as to the reasons for the delays, as it
tried to encourage the parties to duly cooperate and as it requested
the expert to deliver his report “as soon as possible”.
2. The Court’s assessment
- The
Court reiterates that the reasonableness of the length of proceedings
must be assessed in the light of the circumstances of the case and
with reference to the following criteria: the complexity of the case,
the conduct of the applicant and the relevant authorities and what
was at stake for the applicant in the dispute (see, among many other
authorities, Frydlender v. France [GC], no. 30979/96, §
43, ECHR 2000-VII). In cases relating to civil status, what is at
stake for the applicant is also a relevant consideration, and special
diligence is required in view of the possible consequences which the
excessive length of proceedings may have, notably on enjoyment of the
right to respect for family life (see Laino v. Italy [GC], no.
3158/96, § 18, ECHR 1999-I).
- In
the present case, the Court places special emphasis on the importance
of what was at stake for the applicant, namely the possibility of
having further contact with his then eight-year-old son. In
situations where a parent is separated from his or her young child,
the possibilities of reunification between them will be diminished
and eventually destroyed if they are not allowed to see each other.
In cases of this kind the domestic courts are under a duty to
exercise exceptional diligence, since there is always the danger that
any procedural delay will result in the de facto determination
of the issue before court (see H. v. the United Kingdom, 8 July
1987, §§ 89-90, and Nanning v. Germany, no.
39741/02, § 44, 12 July 2007). This appears to be
particularly true in the present case, where the Court of Appeal,
when giving its decision on 13 May 2004, expressly referred to the
period of time which had elapsed during the proceedings and which led
to the child’s objection to contact with his father.
- The
Court accepts that, not least due to the tense relations between the
applicant and his former wife and the latter’s unwillingness to
cooperate with the expert, the contact proceedings in question were
quite complex.
It was moreover necessary to hear evidence from
the parties, S. and the guardian ad litem and to obtain a
psychological expert report on the question of contact between the
applicant and his son.
- As
to the applicant’s own conduct, the Court notes that during the
mediation proceedings between 18 October 1999 and 22 February 2000
the applicant and K. did not consider it necessary for the District
Court to take any action. Furthermore, the applicant twice considered
withdrawing his application for contact with S. before he asked the
District Court to continue the proceedings, which contributed to
delays of not more than two months.
- Turning
to the domestic authorities’ conduct, the Court observes at the
outset that the applicant’s case has been expeditiously
processed by the Berlin Court of Appeal and the Federal
Constitutional Court.
- With
regard to the Pankow District Court, the Court notes that the
proceedings were pending before that court for five years and two
months. The Court observes that the District Court appointed a
contact supervisor who remained totally inactive during the
proceedings. When the court was informed that no supervised contact
had taken place, the District Court sent four fruitless reminders to
the contact supervisor without taking more serious measures to ensure
the latter’s cooperation. Furthermore the District Court
appointed an expert who delayed the proceedings in that he failed to
inform the court in timely fashion about his possible reasons for
bias and to speedily finalise his report. It is true that the
preparation of the expert report was delayed by K.’s
unwillingness to cooperate with the expert. However, in view of the
considerable lapse of time with the inherent risk of an ever-growing
alienation of the child from his father (see paragraph 48 above), the
District Court was under a specific obligation to take special
precautions in order to prevent any unnecessary delays, such as
adhering to a very tight time schedule and to take adequate measures
to ensure swift compliance of the persons involved in the proceedings
with the court orders. Having regard to the fact that the proceedings
were pending for five years and two months before the District Court,
the Court considers that the District Court did not display the
required diligence in the conduct of the proceedings before it.
- It
follows that the proceedings in question were not concluded within a
“reasonable time”.
There
has accordingly been a breach of Article 6 § 1 of the
Convention.
II. APPLICATION OF ARTICLE 41 OF THE CONVENTION
- Article
41 of the Convention provides:
“If the Court finds that there has been a
violation of the Convention or the Protocols thereto, and if the
internal law of the High Contracting Party concerned allows only
partial reparation to be made, the Court shall, if necessary, afford
just satisfaction to the injured party.”
A. Damage
- The
applicant claimed 3,500 euros (EUR) in respect of
non-pecuniary
damage pointing to the distress and frustration he experienced as a
result of the impossibility for him to have contact with his son.
- The
Government left the matter to the Court’s discretion.
- The
Court considers that the applicant must have sustained
non-pecuniary
damage. Ruling on an equitable basis, it awards him EUR 2,000 under
that head.
B. Costs and expenses
- The
applicant also claimed EUR 1,500 for the costs and expenses incurred
before the domestic courts on account of the additional costs caused
by the excessive length of the proceedings.
- The
Government contested the claim, arguing that it had not been
sufficiently substantiated.
-
According to the Court’s case-law, an applicant is entitled to
the reimbursement of costs and expenses only in so far as it has been
shown that these have been actually and necessarily incurred and are
reasonable as to quantum. In the present case, regard being had to
the information in its possession and the above criteria, the Court
considers that the applicant has not established that the costs and
expenses claimed for the proceedings before the domestic courts were
incurred by him in order to seek prevention or rectification of the
specific violation caused by the excessive length of the proceedings.
However, seeing that in length of proceedings cases the protracted
examination of a case beyond a “reasonable time” involves
an increase in the applicants’ costs (see, among other
authorities,
Sürmeli v. Germany [GC], no. 75529/01,
§ 148, ECHR 2006 ...), it does not find it
unreasonable to make to the applicant an award of EUR 500.
C. Default interest
- The Court considers it appropriate that the default
interest should be based on the marginal lending rate of the European
Central Bank, to which should be added three percentage points.
FOR THESE REASONS, THE COURT UNANIMOUSLY
- Declares the complaint concerning the excessive
length of the proceedings admissible;
- Holds that there has been a violation of Article
6 § 1 of the Convention;
- Holds
(a) that
the respondent State is to pay the applicant, within three months
from the date on which the judgment becomes final in accordance with
Article 44 § 2 of the Convention, the following
amounts:
(i)
EUR 2,000 (two thousand euros) in respect of non-pecuniary damage;
(ii)
EUR 500 (five hundred euros) in respect of costs and expenses;
(iii)
any tax that may be chargeable to him on the above amounts;
(b) that
from the expiry of the above-mentioned three months until settlement
simple interest shall be payable on the above amounts at a rate equal
to the marginal lending rate of the European Central Bank during the
default period plus three percentage points;
- Dismisses the remainder of the applicant’s
claim for just satisfaction.
Done in English, and notified in writing on 9 April 2009, pursuant to
Rule 77 §§ 2 and 3 of the Rules of Court.
Claudia Westerdiek Rait Maruste
Registrar President