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FIRST
SECTION
CASE OF PREMININY v. RUSSIA
(Application
no. 44973/04)
JUDGMENT
STRASBOURG
10
February 2011
This
judgment will become final in the circumstances set out in Article 44
§ 2 of the Convention. It may be subject to editorial
revision.
In the case of Premininy v.
Russia,
The
European Court of Human Rights (First Section), sitting as a Chamber
composed of:
Christos Rozakis, President,
Nina
Vajić,
Anatoly Kovler,
Elisabeth
Steiner,
Khanlar Hajiyev,
Dean
Spielmann,
Sverre Erik Jebens, judges,
and Søren
Nielsen, Section
Registrar,
Having
deliberated in private on 18 January 2011,
Delivers
the following judgment, which was adopted on that date:
PROCEDURE
- The
case originated in an application (no. 44973/04) against the Russian
Federation lodged with the Court under Article 34 of the Convention
for the Protection of Human Rights and Fundamental Freedoms (“the
Convention”) by two Russian nationals, Mr Nikolay Anatolyevich
Preminin and Mr Anatoliy Nikolayevich Preminin (“the
applicants”), on 7 November 2004.
- The
Russian Government (“the Government”) were represented by
Mrs V. Milinchuk, former Representative of the Russian Federation at
the European Court of Human Rights.
- On
9 July 2007 the President of the First Section decided to give notice
of the application to the Government.
THE FACTS
I. THE CIRCUMSTANCES OF THE CASE
- The
applicants were born in 1981 and 1953 respectively and live in the
town of Surgut in the Tyumen Region. They are son and father.
A. Criminal proceedings against the first applicant
- On
19 January 2002 criminal proceedings were instituted against the
first applicant. He was suspected of having broken into the online
security system of an American bank, Green Point Bank (hereafter –
the Bank), and having stolen the Bank’s client database.
According to the prosecution, in November 2001 the first applicant
contacted the Bank using a fake name. He demanded money in exchange
for a promise not to publish the Bank’s database on the
Internet. The Bank agreed to pay and the first applicant provided it
with his real name and address. At the same time he published a part
of the Bank’s database on the Internet. The Bank transferred
10,000 United States dollars to the first applicant.
- At
the beginning of April 2002 the first applicant was charged with
aggravated extortion. He gave a written undertaking not to leave the
town.
1. Arrest of the first applicant
- On
23 April 2002 a deputy prosecutor general of the Russian Federation
authorised the first applicant’s placement in custody on the
ground that he had been charged with a serious criminal offence and
was liable to pervert the course of justice, reoffend or abscond.
- The
first applicant was arrested on 7 May 2002 and placed in a detention
ward at Surgut police station. On the following day he lodged a
complaint with the Surgut Town Court challenging the grounds for his
placement in custody. His lawyer submitted a separate complaint. On 9
May 2002 the first applicant was transferred to a detention facility
in Tyumen.
- On
24 May 2002 the Surgut Town Court declined to examine the first
applicant’s and his lawyer’s complaints, noting that it
did not have territorial jurisdiction over the matter. The Town Court
advised the first applicant and his lawyer to lodge complaints with a
court in Yekaterinburg.
2. Further complaints concerning the unlawfulness of
detention
(a) Request for release of 11 July 2002
- On
11 July 2002 the first applicant’s counsel, Mr Ch., lodged a
complaint with the Surgut Town Court arguing that the first
applicant’s arrest and detention were unlawful.
- On
17 July 2002 the Surgut Town Court declined to examine the complaint
giving the same reasons as those cited in its decision of 24 May
2002. On 20 August 2002 the Khanty-Mansi Regional Court upheld the
Town Court’s findings.
(b) Complaint of 22 July 2002
- On 22 July 2002 Mr Ch. complained to the Surgut Town
Court that the first applicant’s arrest and subsequent
detention were unlawful and asked for his release.
- Three days later the Surgut Town Court declined to
examine the complaint, once again relying on a lack of territorial
jurisdiction. On 20 August 2002 the Khanty-Mansi Regional Court,
acting in its appellate jurisdiction, confirmed the lawfulness of the
Town Court’s decision.
3. Proceedings for application of compulsory measures
of a medical nature to the first applicant
- On 25 July 2002 the Sverdlovsk Regional Psychiatric
Hospital carried out a psychiatric examination of the first applicant
and issued an expert report. The relevant part of the report read as
follows:
“... the psychiatric examination concludes that
[the first applicant] is showing signs of brief reactive psychosis.
The examinee reports that the illness emerged after the
offence, during his stay in the temporary detention facility where he
developed strong feelings of fear and hopelessness accompanied by
psychologically understandable feelings of depression as a result of
additional traumatic experiences, systematic ill-treatment, and
physical and psychological abuse inflicted on him by his fellow
inmates. There is no information in the medical record concerning
[the first applicant’s] mental health during his stay in the
hospital of the temporary detention facility with concussion and
broken ribs.
...
[The first applicant] cannot take part in any
investigative or judicial activities.
[The first applicant] needs to be placed in a
psychiatric hospital for compulsory treatment ... until his recovery
from the psychosis ...”
- On
28 September 2002 a deputy prosecutor of Surgut sent the case to the
Surgut Town Court for trial. He noted that the first applicant was
mentally ill, presented a danger to public safety and was liable to
cause substantial damage. The deputy prosecutor argued that
compulsory measures of a medical nature ought to be applied to the
first applicant.
- On 18 October 2002 the Surgut Town Court fixed the
first hearing for 4 November 2002. It also examined a request from
the second applicant seeking his son’s release or,
alternatively, his transfer to a psychiatric hospital. The Town Court
decided that the first applicant was to remain in custody because he
had been charged with a serious criminal offence. However, he was to
be transferred to the Tyumen Regional Psychiatric Hospital in view of
the state of his mental health. The first applicant was placed in
that hospital on 4 December 2002.
4. Re-examination of the detention order of 24 May 2002
and the trial proceedings
- On
22 November 2002 the Presidium of the Khanty-Mansi Regional Court
considered, by way of supervisory review, that on 24 May 2002 the
Surgut Town Court had incorrectly applied the law and had wrongfully
concluded that it had not had territorial jurisdiction over the
matter of the first applicant’s detention. The Presidium
quashed the decision of 24 May 2002 and sent the case to the Town
Court for fresh examination.
- In
the meantime, on 3 December 2002 the Surgut Town Court found that the
first applicant had committed aggravated extortion but absolved him
of criminal responsibility finding that he was mentally
incapacitated. The Town Court ordered that compulsory measures of a
medical nature should be applied to the first applicant and that he
should be placed in a psychiatric hospital for general care. The
judgment was not appealed against and became final.
- On
10 December 2002 the Surgut Town Court declined to re-examine the
complaints of the first applicant and his lawyer that his arrest and
detention were unlawful. The Town Court held that on 3 December 2002
it had examined the criminal case, found that the first applicant had
committed aggravated extortion and ordered that he be placed in a
psychiatric hospital. It had no competence to examine the subject of
the applicant’s detention after the criminal case had been
decided on its merits.
5. Re-examination of the detention order of 25 July
2002
- On 24 October 2003 the Presidium of the Khanty-Mansi
Regional Court, by way of supervisory review and giving the same
reasons as it had given on 22 November 2002, quashed the decisions of
25 July and 20 August 2002 by which the lawyer’s request
of 22 July 2002 for the first applicant’s release had been
refused. The Presidium ordered an examination of the detention on its
merits.
- On
5 February 2004 the Surgut Town Court, having re-examined the
lawyer’s complaint concerning the lawfulness of the first
applicant’s detention, dismissed it finding that the criminal
case had already been closed, the first applicant was being detained
by virtue of the final judgment and the Town Court could no longer
examine the matter.
- On
30 March 2004 the Khanty-Mansi Regional Court quashed the decision of
5 February 2004 and ordered a fresh examination of the applicant’s
detention. The relevant part of the decision read as follows:
“By virtue of Article 123 of the Russian Code of
Criminal Procedure, parties to criminal proceedings and other
persons, in so far as their interests have been affected by
procedural actions and decisions, can appeal against [the] actions
and decisions of a pre-trial investigation body, an investigator, an
interviewing officer, a prosecutor or court in accordance with the
procedure established by the present Code.
Article 125 of the Russian Code of Criminal Procedure
sets forth the judicial procedure for an examination of such
complaints.
Examination of the presented materials shows that the
[town] court did not in fact examine the grounds for [the first
applicant’s complaints] or check the lawfulness of the actions
and decisions of the indicated persons.
The record of the court hearing does not show which
materials were examined by the court.
The [town] court’s conclusion that the subject of
the complaint no longer existed was not based on law; the fact that a
court has given a judgment in a criminal case cannot serve as a
ground for declining to examine the lawfulness of procedural actions
and procedural decisions taken in the course of that criminal case
and affecting the [first applicant’s] interests, [and cannot
serve as a ground] for declining to examine the [first applicant’s]
complaints.
Moreover, that complaint was lodged with the court long
before the examination of the criminal case by the court.”
- On
19 May 2004 the Surgut Town Court found that the first applicant’s
arrest and subsequent detention had been lawful. The first
applicant’s lawyer attended the hearing. However, the second
applicant, despite having been properly summonsed, defaulted and did
not notify the Town Court of the reasons for his absence.
- On 21 July 2004 the Khanty-Mansi Regional Court upheld
the decision on appeal.
6. Proceedings concerning the first applicant’s
release from hospital
- On
17 June 2003 Lebedyovskaya Psychiatric Hospital examined the first
applicant and recommended that he be released from hospital because
he no longer presented a danger to himself or the public. On 30 June
2003 the Director of Lebedyovskaya Psychiatric Hospital applied to
the Surgut Town Court seeking the release of the first applicant.
- On
4 July 2003 the Surgut Town Court sent the request to the
Zavudkovskiy District Court, finding that the latter had territorial
jurisdiction over the matter.
- On
8 October 2003 the Zavudkovskiy District Court returned the case file
to the Surgut Town Court noting that the matter should be examined in
Surgut.
- On
12 March 2004 the Presidium of the Khanty-Mansi Regional Court, by
way of supervisory review, quashed the decision of 4 July 2003
and ordered the Surgut Town Court to examine the request for the
first applicant’s release.
- On
13 July 2004 Tyumen Regional Psychiatric Hospital carried out a
psychiatric examination of the first applicant and considered that
the conclusions reached by Lebedyovskaya Psychiatric Hospital on
17 June 2003 had been incorrect and that the first applicant
should remain in a psychiatric hospital for further compulsory
medical treatment.
- On
2 September 2004 the Surgut Town Court dismissed the request for the
release of the first applicant on the ground that the expert report
of 17 June 2003 had been inconclusive, that on 13 July 2004 it
had been found that the first applicant was still suffering from
schizophrenia and had been considered in need of further compulsory
psychiatric treatment. The decision was not appealed against and
became final.
- On
2 February 2005, following a new psychiatric examination of the first
applicant and a request from Tyumen Regional Psychiatric Hospital,
the Surgut Town Court authorised his release from hospital.
B. Ill-treatment of the first applicant in the
temporary detention facility
1. Events of 10 June 2002
- At the end of May 2002 the first applicant was
transferred to Yekaterinburg no. 1 temporary detention facility and
placed in cell no. 131. The cell housed four inmates. According to
the first applicant, he was systematically humiliated and ill-treated
by warders and detainees alike. On 10 June 2002 his cellmates,
acting upon an order of the administration of the detention facility,
severely beat him up with long wooden sticks which they had received
from the warders.
- The
Government disputed the first applicant’s version of events,
arguing that on the night of 9 June 2002 the first applicant had
initiated a conflict with one of his cellmates, calling him names. A
fight broke out and the first applicant received injuries. The
Government insisted that the first applicant’s allegations of
the authorities’ instigating role in the dispute were not
supported by any evidence.
- The Government submitted medical certificate no. 226
drawn up in the detention facility on 10 June 2002 following an
examination of the first applicant by a prison doctor. It appears
from the certificate that the prison doctor diagnosed the first
applicant with concussion and numerous abrasions to his arms, legs,
back, shoulders, face and ears and prescribed him bed rest. The
doctor also noted that the first applicant had received those
injuries over a period of a week in cell no. 131. The first applicant
was transferred to the medical unit of the detention facility on the
afternoon of 10 June 2002.
- According
to a copy of the facility’s logbook produced by the Government,
on the morning of 10 June 2002 an officer on duty made an entry in
the log of an incident involving the first applicant and listed his
injuries.
- On 11 June 2002 the acting director of detention
facility no. 1, having examined the information about a possible
offence committed against the first applicant, refused to institute
criminal proceedings. He found that on 10 June 2002 the first
applicant had had a heated argument with one of his cellmates, Mr K.
The latter had kicked the first applicant once in the stomach, as a
result of which the first applicant had fallen, having hit his head
and back against a wall. The first applicant had got back to his feet
and attempted to strike back, but was stopped by two other cellmates
who broke up the fight. The director of the facility also noted that,
when questioned about the incident, the first applicant had confirmed
that he had verbally assaulted Mr K. and asked that criminal
proceedings against the latter not be instituted. The two remaining
cellmates gave similar descriptions of the incident. A copy of the
director’s decision of 11 June 2002 was served on the first
applicant and sent to the Sverdlovsk Regional Prosecutor’s
Office to verify that the domestic law had been properly applied in
the case.
- In April 2004 the second applicant was appointed the
legal guardian of the first applicant. On 21 April 2004 he complained
to the Sverdlovsk Regional Prosecutor’s Office about the
decision of 11 June 2002.
- On 16 August 2004 the Sverdlovsk Regional Prosecutor
quashed the decision of 11 June 2002 finding that it had been issued
“prematurely” and ordered an additional investigation
into the first applicant’s complaints. The prosecutor also
noted that the first applicant suffered from a serious mental illness
impairing his legal capacity and that in those circumstances his
alleged request that no proceedings be instituted against cellmate K.
should not have had any legal implications.
- On
18 August 2004 the administration of the temporary detention facility
refused to institute criminal proceedings in respect of the first
applicant’s complaint of ill-treatment on the ground that the
statutory limitation period had expired. That decision was quashed on
14 December 2004 and an additional investigation was authorised.
- On
24 December 2004 an assistant to the Sverdlovsk Regional Prosecutor
refused to institute criminal proceedings against Mr K. because the
statutory limitation period of two years had expired on 10 June 2004
and Mr K. could no longer bear criminal responsibility. In his
decision the assistant also listed statements by warders who had
insisted that the first applicant had had a dispute with Mr K. The
latter had beaten up the first applicant. The fight had been stopped
by the two other cellmates. The warders had not asked the cellmates
to threaten the first applicant or to beat him up. At the same time,
Mr K. retracted his previous statements and claimed that he had not
beaten up the first applicant. The other two inmates were not
questioned because their whereabouts were unknown. A copy of the
decision of 24 December 2004 was served on the second applicant.
- The
Government submitted that on 29 August 2007 the decision of 24
December 2004 had been quashed by a higher-ranking prosecutor and the
investigation was now pending.
2. Events of 14 June 2002
- The
first applicant complained that he had been systematically beaten up
by warders. He claimed that on 14 June 2002 the warders had broken
three of his ribs.
- The
Government argued that on the night of 14 June 2002 the first
applicant had fallen over on his way to the lavatory, breaking two
ribs.
- As can be seen from a copy of the first applicant’s
medical record drawn up in detention facility no. 1 and submitted by
the Government, on 14 June 2002 the first applicant was examined by a
neurologist and the head of the detention facility’s medical
unit. They noted an injury to the first applicant’s chest and
authorised a chest X-ray. The X-ray was taken on 18 June 2002
and showed that the first applicant had two broken ribs on his right
side. Four days later the first applicant was again examined by the
facility doctors, who noted his anxious state. The doctors recorded
that the first applicant had refused to remain in his cell, had been
disorientated and inert, and had not given proper responses to their
questions. Following a further medical examination on 24 June 2002
the doctors noted that the first applicant had had difficulty
formulating sentences and concentrating, that his reactions had been
slow and that he had constantly stared straight ahead. A psychiatric
examination of the first applicant was recommended.
- On 21 June 2002 the director of the facility closed an
investigation into the cause of the first applicant’s injury,
finding that he had broken his ribs when falling over in a cell on 14
June 2002. The decision was based on statements by the first
applicant’s three cellmates who had insisted that no force had
been used against him. The director also noted that it had been
impossible to interview the first applicant as his behaviour had been
strange and he had not answered the questions put to him owing to the
poor state of his mental health. A copy of the director’s
decision was served on the first applicant and sent to the Sverdlovsk
Regional Prosecutor for verification.
- On
21 April 2004 a deputy to the Sverdlovsk Regional Prosecutor quashed
the decision of 21 June 2002 and ordered an additional investigation,
having found that it was necessary to carry out a forensic medical
examination of the first applicant and to question his cellmates and
the warders. The deputy prosecutor stated that his decision was a
response to information received on 21 June 2002 from the director of
detention facility no. 1 about a possible criminal offence.
- On 30 April 2004 a senior inspector, having concluded
that on 14 June 2002 the first applicant had slipped, fallen to
the floor and injured himself, found that the complaint was
unsubstantiated. The decision was based on evidence collected during
the internal investigation carried out by the administration of the
detention facility in June 2002. In addition, the senior investigator
relied on a report by forensic medical experts who had studied the
first applicant’s medical documents in April 2004 and concluded
that there was insufficient evidence to confirm that the first
applicant had had broken ribs.
- On
14 December 2004 the decision of 30 April 2004 was quashed and an
additional investigation was ordered.
- On 24 December 2004 an assistant of the Sverdlovsk
Regional Prosecutor refused to institute criminal proceedings against
the warders, finding no prima facie case of ill-treatment. The
assistant’s decision was based on the statements of one of the
first applicant’s cellmates, a warder and a medical assistant
who had examined the first applicant on 22 June 2002. The first
applicant’s cellmate stated that he had fallen over. He had had
no visible injuries, but had complained of being in pain. The warder,
while noting that conflicts among detainees had been very frequent
and that it was impossible to remember each and every one of them,
insisted that no force had been used against the first applicant on
any occasion. The medical assistant stated that prior to his
placement in the detention facility’s medical unit on 22 June
2002 the first applicant had acted aggressively towards other inmates
and provoked, in turn, aggressive actions towards himself.
The
assistant was unable to locate and question the first applicant’s
other cellmates.
- It
appears from the Government’s submissions that the decision of
24 December 2004 was quashed on 29 August 2007. A fresh
investigation appears to be pending now.
II. RELEVANT DOMESTIC LAW
A. Investigation into criminal offences
- The Code of Criminal Procedure of the Russian
Federation (in force since 1 July 2002, “the CCrP”)
provides that a criminal investigation can be initiated by an
investigator or a prosecutor upon a complaint by an individual or on
the investigative authorities’ own initiative where there are
reasons to believe that a crime has been committed (Articles 146 and
147). The prosecutor is responsible for the overall supervision of
the investigation (Article 37). He or she can order specific
investigative measures, transfer the case from one investigator to
another or order an additional investigation. If there are no grounds
upon which to initiate a criminal investigation, the prosecutor or
investigator shall give a reasoned decision to that effect, which
must be brought to the attention of the interested party. The
decision is amenable to appeal to a higher-ranking prosecutor or to a
court of general jurisdiction in accordance with a procedure
established by Article 125 of the CCrP (Article 148). Article 125 of
the CCrP provides for judicial review of decisions given by
investigators and prosecutors that might infringe the constitutional
rights of parties to proceedings or prevent access to court.
B. Authorities’ response to alleged instances of
ill-treatment in detention facilities
- Russian law sets out detailed
guidelines for the detention of individuals in temporary detention
facilities. These guidelines are found in Ministry of Justice Decree
no. 189 on Internal Regulations of Temporary Detention Facilities
(“the Decree”), enacted on 14 October 2005. In
particular, Section II of the Decree provides that an investigation
should be carried out into the circumstances in which a detainee has
sustained injuries. Case-file materials drawn up as part of the
investigation into the circumstances of a possible offence should be
transferred to a prosecutor’s office which has to take a
decision on the institution or refusal to institute criminal
proceedings in compliance with the requirements of the Russian Code
of Criminal Procedure (paragraph 16 of Section II).
C. Supervision by prosecution authorities in detention
facilities
- Chapter III of the Prosecutor’s Offices Act
(Federal Law no. 2202-I of 17 January 1992) identifies the
jurisdiction and powers of prosecution authorities in the field of
prosecution supervision. In particular, if information about a
possible violation of Russian law is received, prosecution
authorities should carry out their supervisory function. Prosecutors
are authorised to monitor the enforcement of the Russian Constitution
and laws by various federal and local authorities and their
officials, including the administrations of detention facilities
(section 21). They should also ensure that the rights and freedoms of
detained individuals are respected in places of detention. In
performing their task prosecutors should respond to information about
possible violations of human rights and freedoms and take measures to
prevent or eliminate such violations, bringing those responsible to
justice, which can include instituting administrative or criminal
proceedings and awarding damages (sections 26, 27 and 32). While
supervising the work of the administration of a detention facility,
prosecutors are to demand that the administration creates conditions
in which the rights and freedoms of detained individuals are fully
respected, to check that the administration’s decisions comply
with domestic legal norms and to receive additional explanations from
officials of the detention facility if needed (section 33).
III. RELEVANT INTERNATIONAL REPORTS AND DOCUMENTS
- The complexity and importance of prevention of
violence in detention facilities, specificity of procedures to be
employed by facility administration addressing inter-prison violence
and necessity of special care, including psychiatric care, of
detainees was discussed by the European Committee for the Prevention
of Torture in its General Reports. The following are the
extracts from the Reports:
A. 2nd General Report of the European
Committee for the Prevention of Torture [CPT/Inf (92) 3]
“54. Effective grievance and inspection
procedures are fundamental safeguards against ill-treatment in
prisons. Prisoners should have avenues of complaint open to them both
within and outside the context of the prison system, including the
possibility to have confidential access to an appropriate authority.
The CPT attaches particular importance to regular visits to each
prison establishment by an independent body (eg. a Board of visitors
or supervisory judge) possessing powers to hear (and if necessary
take action upon) complaints from prisoners and to inspect the
establishment’s premises. Such bodies can inter alia play an
important role in bridging differences that arise between prison
management and a given prisoner or prisoners in general.
55. It is also in the interests of both
prisoners and prison staff that clear disciplinary procedures be both
formally established and applied in practice; any grey zones in this
area involve the risk of seeing unofficial (and uncontrolled) systems
developing. Disciplinary procedures should provide prisoners with a
right to be heard on the subject of the offences it is alleged they
have committed, and to appeal to a higher authority against any
sanctions imposed. Other procedures often exist, alongside the formal
disciplinary procedure, under which a prisoner may be involuntarily
separated from other inmates for discipline-related/security reasons
(eg. in the interests of "good order" within an
establishment). These procedures should also be accompanied by
effective safeguards. The prisoner should be informed of the reasons
for the measure taken against him, unless security requirements
dictate otherwise1, be
given an opportunity to present his views on the matter, and be able
to contest the measure before an appropriate authority.”
B. 3rd General Report [CPT/Inf (93) 12]
“ii) psychiatric care
41. In comparison with the general
population, there is a high incidence of psychiatric symptoms among
prisoners. Consequently, a doctor qualified in psychiatry should be
attached to the health care service of each prison, and some of the
nurses employed there should have had training in this field.
The provision of medical and nursing staff, as well as
the layout of prisons, should be such as to enable regular
pharmacological, psychotherapeutic and occupational therapy
programmes to be carried out.
42. The CPT wishes to stress the role to be
played by prison management in the early detection of prisoners
suffering from a psychiatric ailment (eg. depression, reactive state,
etc.), with a view to enabling appropriate adjustments to be made to
their environment. This activity can be encouraged by the provision
of appropriate health training for certain members of the custodial
staff.”
C. 11th General Report [CPT/Inf (2001) 16]
“Staff-prisoner relations
26. The cornerstone of a humane prison system
will always be properly recruited and trained prison staff who know
how to adopt the appropriate attitude in their relations with
prisoners and see their work more as a vocation than as a mere job.
Building positive relations with prisoners should be recognised as a
key feature of that vocation.
Regrettably, the CPT often finds that relations between
staff and prisoners are of a formal and distant nature, with staff
adopting a regimented attitude towards prisoners and regarding verbal
communication with them as a marginal aspect of their work. The
following practices frequently witnessed by the CPT are symptomatic
of such an approach: obliging prisoners to stand facing a wall whilst
waiting for prison staff to attend to them or for visitors to pass
by; requiring prisoners to bow their heads and keep their hands
clasped behind their back when moving within the establishment;
custodial staff carrying their truncheons in a visible and even
provocative manner. Such practices are unnecessary from a security
standpoint and will do nothing to promote positive relations between
staff and prisoners.
The real professionalism of prison staff requires that
they should be able to deal with prisoners in a decent and humane
manner while paying attention to matters of security and good order.
In this regard prison management should encourage staff to have a
reasonable sense of trust and expectation that prisoners are willing
to behave themselves properly. The development of constructive and
positive relations between prison staff and prisoners will not only
reduce the risk of ill-treatment but also enhance control and
security. In turn, it will render the work of prison staff far more
rewarding.
Ensuring positive staff-inmate relations will also
depend greatly on having an adequate number of staff present at any
given time in detention areas and in facilities used by prisoners for
activities. CPT delegations often find that this is not the case. An
overall low staff complement and/or specific staff attendance systems
which diminish the possibilities of direct contact with prisoners,
will certainly impede the development of positive relations; more
generally, they will generate an insecure environment for both staff
and prisoners.
It should also be noted that, where staff complements
are inadequate, significant amounts of overtime can prove necessary
in order to maintain a basic level of security and regime delivery in
the establishment. This state of affairs can easily result in high
levels of stress in staff and their premature burnout, a situation
which is likely to exacerbate the tension inherent in any prison
environment.
Inter-prisoner violence
27. The duty of care which is owed by
custodial staff to those in their charge includes the responsibility
to protect them from other inmates who wish to cause them harm. In
fact, violent incidents among prisoners are a regular occurrence in
all prison systems; they involve a wide range of phenomena, from
subtle forms of harassment to unconcealed intimidation and serious
physical attacks.
Tackling the phenomenon of inter-prisoner violence
requires that prison staff be placed in a position, including in
terms of staffing levels, to exercise their authority and their
supervisory tasks in an appropriate manner. Prison staff must be
alert to signs of trouble and be both resolved and properly trained
to intervene when necessary. The existence of positive relations
between staff and prisoners, based on the notions of secure custody
and care, is a decisive factor in this context; this will depend in
large measure on staff possessing appropriate interpersonal
communication skills. Further, management must be prepared fully to
support staff in the exercise of their authority. Specific security
measures adapted to the particular characteristics of the situation
encountered (including effective search procedures) may well be
required; however, such measures can never be more than an adjunct to
the above-mentioned basic imperatives. In addition, the prison system
needs to address the issue of the appropriate classification and
distribution of prisoners.”
THE LAW
I. ALLEGED VIOLATION OF ARTICLE 3 OF THE CONVENTION ON
ACCOUNT OF THE BEATINGS BY INMATES
- The
applicants complained that the first applicant had been
systematically humiliated and beaten up by his cellmates, the most
serious incident having occurred on 10 June 2002, and that there had
not been an effective investigation into the events. The Court will
examine this complaint from the standpoint of the State’s
obligations flowing from Article 3, which reads as follows:
“No one shall be subjected to torture or to
inhuman or degrading treatment or punishment.”
A. Submissions by the parties
- The
Government first submitted that the second applicant could not be
regarded as a victim of the alleged violations as he had not been
personally affected by the situation. They insisted that his
complaints should therefore be dismissed as being incompatible
ratione personae within the meaning of Article 35 § 3 of
the Convention. The Government further argued that the first
applicant’s complaints were also inadmissible. In the
Government’s opinion the first applicant’s failure, prior
to his being pronounced legally incompetent, to complain to a
prosecution authority or court that he was being beaten up, as well
as the second applicant’s reluctance for two years to appeal
against the decision of 10 June 2002, should be interpreted by the
Court as a failure to exhaust domestic remedies contrary to the
requirements of Article 35 § 1 of the Convention.
- In
addressing the merits of the applicants’ complaints, the
Government stressed that the first applicant’s injuries had
been caused by a private individual for whom the State did not bear
any responsibility. They maintained that there was no evidence that
the fight between the first applicant and his cellmate had been
initiated or in any way provoked by the administration of the
detention facility. At the same time the facility administration had
taken all possible steps to ensure detainees’ safety. In
particular, the facility lights were not turned off at night and
warders occasionally checked that order was maintained in the cells.
They submitted, however, that conflicts among detainees occurred
quite often and could not be entirely prevented by any system of
control or security, no matter how efficient. The Government
concluded by stating that the administration of the detention
facility had carried out an investigation into the events of 10 June
2002, having questioned the warders and the first applicant’s
cellmates and having examined medical documents. There was no
evidence that the decision of the facility administration not to
institute criminal proceedings had been manifestly ill-founded or
unlawful.
- The
applicants disputed the Government’s description of the
circumstances in which the first applicant had sustained his
injuries. In particular, relying on medical certificate no. 226 drawn
up on 10 June 2002, they argued that the medical personnel who had
examined the first applicant on the morning of 10 June 2002 had
considered his version of systematic beatings by his cellmates to be
a plausible one and had recorded this in the first applicant’s
medical notes. Furthermore, forensic medical experts, while assessing
the state of the first applicant’s mental health in July 2002,
also accepted that systematic ill-treatment of the first applicant in
the detention facility had been the underlying cause of the
deterioration of his mental health. The applicants submitted that the
first applicant’s poor mental health should be taken into
account when assessing the issue of exhaustion of domestic remedies.
They further noted that once the second applicant had learned of the
first applicant’s ill-treatment in 2004 he had immediately
complained to the domestic authorities.
B. The Court’s assessment
1. Admissibility
- The
Court notes that the Government raised two major objections against
the admissibility of the applicants’ complaint. In particular,
they argued that the second applicant did not have standing in the
proceedings before the Court as he was personally unaffected by the
events under examination. They further submitted that the applicants
had failed to exhaust domestic remedies as the first applicant had
never raised an issue of ill-treatment before any domestic
authorities and the second applicant had not appealed against the
decision of 10 June 2002 until more than two years later.
(a) Victim status
- As
to the question whether both applicants can be regarded as “victims”
within the meaning of Article 34 of the Convention, the Court
reiterates that there must be a sufficiently direct link between an
applicant and the damage which he or she claims to have sustained as
a result of the alleged violation in order for that applicant to be
able to claim that he or she is the victim of a violation of one or
more of the rights and freedoms recognised by the Convention and its
Protocols (see Smits and Others v. the Netherlands
(dec.), nos. 39032/97, 39343/98, etc., 3 May 2001).
- The Court observes that the second applicant was not
directly affected by the matters complained of. He was neither
present at or affected by the events of June 2002 nor a direct party
to the investigation carried out by the domestic authorities into the
events in question. Furthermore, he never argued that he himself had
sustained any damage as a result of his son’s situation. The
Court notes that the complaints before it concern the allegation that
the first applicant had been ill-treated in the detention facility
and that there had been no effective investigation into the matter,
in breach of Article 3 guarantees. In these circumstances the Court
does not consider that the second applicant can claim to be a victim
of violations of that Convention provision in the sense of Article 34
of the Convention (see O’Reilly and Others v. Ireland
(dec.), no. 54725/00, 4 September 2003). It follows that his
complaint under Article 3 of the Convention in respect of the events
of June 2002 is thus incompatible ratione personae
with the Convention’s provisions and must be dismissed pursuant
to Article 35 § 4 of the Convention.
(b) Exhaustion of domestic remedies
(i) General principles
- The
Court reiterates that the rule of exhaustion of domestic remedies
referred to in Article 35 of the Convention obliges those seeking to
bring their case against a State before the Court to use first the
remedies provided by the national legal system. Consequently, States
are dispensed from answering before an international body for their
acts before they have had an opportunity to put matters right through
their own legal system. The rule is based on the assumption,
reflected in Article 13 of the Convention (with which it has close
affinity), that there is an effective remedy available in respect of
the alleged breach in the domestic system, whether or not the
provisions of the Convention are incorporated in national law.
In this way, it is an important aspect of the principle that the
machinery of protection established by the Convention is subsidiary
to the national systems safeguarding human rights (see Handyside
v. the United Kingdom, 7 December 1976, § 48, Series A
no. 24).
- Under
Article 35 of the Convention, an applicant should normally have
recourse to remedies which are available and sufficient to afford
redress in respect of the breaches alleged. The existence of the
remedies in question must be sufficiently certain not only in theory
but also in practice, failing which they will lack the requisite
accessibility and effectiveness (see, inter alia, Vernillo
v. France, 20 February 1991, § 27, Series A no. 198, and
Johnston and Others v. Ireland, 18 December 1986, § 22,
Series A no. 112). Article 35 also requires that complaints made
before the Court should have been made to the appropriate domestic
body, at least in substance and in compliance with the formal
requirements and time-limits laid down in domestic law and, further,
that any procedural means that might prevent a breach of the
Convention should have been used (see Cardot v. France,
19 March 1991, § 34, Series A no. 200).
- Furthermore,
in the area of exhaustion of domestic remedies, there is a
distribution of the burden of proof. It is incumbent on the
Government claiming non-exhaustion to satisfy the Court that the
remedy was an effective one available in theory and in practice at
the relevant time, that is to say, that it was accessible, capable of
providing redress in respect of the applicant’s complaints and
offered reasonable prospects of success. However, once this
burden of proof has been satisfied it falls to the applicant to
establish that the remedy advanced by the Government had in fact been
used, or was for some reason inadequate or ineffective in the
particular circumstances of the case or that there existed special
circumstances absolving him or her from the requirement.
- The
Court emphasises that the application of the rule must make due
allowance for the fact that it is being applied in the context of
machinery for the protection of human rights that the Contracting
Parties have agreed to set up. Accordingly, it has recognised that
the rule of domestic remedies must be applied with some degree of
flexibility and without excessive formalism (see Cardot, cited
above, § 34). It has further recognised that the rule of
exhaustion is neither absolute nor capable of being applied
automatically; in reviewing whether it has been observed it is
essential to have regard to the particular circumstances of each
individual case (see Van Oosterwijck v. Belgium, 6 November
1980, § 35, Series A no. 40). This means amongst other things
that it must take realistic account not only of the existence of
formal remedies in the legal system of the Contracting Party
concerned, but also of the general legal and political context in
which they operate, as well as the personal circumstances of the
applicants (see Akdivar and Others v. Turkey, 16
September 1996, §§ 65-68, Reports of Judgments and
Decisions 1996 IV).
(ii) Application of the general principles
to the present case
- The Court notes that the Government’s objection
is twofold. They argued that the first applicant had not complained
of ill-treatment even when he had still been legally competent to do
so. In addition, they submitted that the second applicant, being the
legal representative of the first applicant, had waited for two years
before raising the issue of ill treatment before the
prosecutor’s office.
- Turning
to the circumstances of the present case, the Court observes that on
11 June 2002 the director of the detention facility gave a decision
refusing to open a criminal investigation into the beatings of the
first applicant. The decision was served on the first applicant and
then sent to the Sverdlovsk Regional Prosecutor’s Office for
supervision (see paragraph 36 above). It was not until 16 August
2004, that is, more than two years after the events in question, that
the Regional Prosecutor quashed the decision of 11 June 2002 and
authorised an additional investigation into the events (see paragraph
38 above). The Court accepts the Government’s argument that
there is no evidence that the first applicant has ever raised a
complaint of ill treatment before any domestic authority.
However, it does not find this situation surprising given the manner
in which the ensuing events developed. In particular, the Court
observes that merely days after the decision of 11 June 2002 the
medical personnel of the detention facility made a record of the
first applicant’s strange behaviour, noting his anxious state,
disorientation and inertness, as well as his inability to
concentrate, respond to questions or formulate sentences in an
organised manner (see paragraph 44 above). Similar comments regarding
the first applicant’s ability to express his opinion were made
by the director of the detention facility when he had attempted to
question the first applicant about the events of 14 June 2002 (see
paragraph 45 above). Following a psychiatric examination of the first
applicant on 25 July 2002, which diagnosed a serious mental disorder,
the first applicant was declared legally incompetent. The Court
attributes particular weight to the fact that the psychiatrists
considered the first applicant to be mentally incapable of taking
part in investigative or judicial activities (see paragraph 14
above). In these circumstances the Court is convinced that there
exists clear and conclusive evidence that the first applicant’s
state of mental health hindered his ability to steer his way through
the complaints procedure and prevented him from applying to the
competent domestic authorities with a complaint of ill-treatment
(see, by contrast, Peters v. Germany, no. 25435/94, Commission
decision of 20 February 1995). Having found that the first applicant
could not have been reasonably expected to exhaust the national
channels of redress, the Court dismisses this part of the
Government’s objection.
- The Court further notes the Government’s
argument that, even if the first applicant’s mental health had
precluded him from applying to the domestic authorities, it was for
the second applicant, the legal guardian of the first applicant, to
step in and promptly challenge the decision of 11 June 2002, thus
notifying the domestic authorities of a possible violation of his
son’s rights. In this connection the Court observes that, as it
can be seen from the parties’ submissions, the second applicant
applied to the prosecutor’s office with a complaint of
ill-treatment as soon as he had acquired legal status as the first
applicant’s representative, received access to the case file
and had grounds to make a complaint (see paragraph 37 above). As a
result, the decision of 11 June 2002 is no longer in force, having
been quashed on 16 August 2004 by a decision of the Sverdlovsk
Regional Prosecutor’s Office which authorised a fresh
investigation. That investigation is still pending, having been
closed and reopened on a number of occasions following the second
applicant’s successful complaints to higher-ranking
prosecutors. The domestic authorities were therefore afforded ample
opportunity to remedy the alleged violation of the first applicant’s
rights. In these circumstances the Court is unable to accept the
Government’s objection that the second applicant’s
alleged failure to appeal for two years against the decision of 11
June 2002 rendered the first applicant’s Article 3 complaint
inadmissible (see, for similar reasoning, Samoylov v. Russia,
no. 64398/01, § 45, 2 October 2008).
(c) The Court’s decision on the
admissibility of the complaint
- The Court notes that this complaint of the first
applicant is not manifestly ill founded within the meaning of
Article 35 § 3 of the Convention and that it is not inadmissible
on any other grounds. It must therefore be declared admissible.
2. Merits
(a) General principles
- The
Court observes that the first applicant drew his complaint in two
directions, laying blame on the authorities of the respondent State
for the incitement of ill-treatment and humiliation to which he was
allegedly subjected by his cellmates while at the same time
suggesting that, even if this systematic ill-treatment had not been
organised by State agents, the authorities knew or ought to have
known that he had been at risk of physical violence at the hands of
his cellmates and failed to take appropriate measures to protect him
against that risk. In this connection, the Court notes that there is
no evidence in the file capable of founding an “arguable claim”
of any direct involvement of State agents in the first applicant’s
beatings. There is no indication that violence against the first
applicant was, in any way, permitted by the facility administration.
- However,
the absence of any direct State involvement in acts of violence that
meet the condition of severity such as to engage Article 3 of the
Convention does not absolve the State from its obligations under this
provision. The Court reiterates that the engagement undertaken by a
Contracting State under Article 1 of the Convention is confined to
“securing” the listed rights and freedoms to persons
within its own “jurisdiction” (see Soering v. the
United Kingdom, 7 July 1989, § 86, Series A no. 161).
- It is true that, taken together, Articles 1 and 3
place a number of positive obligations on the High Contracting
Parties, designed to prevent and provide redress for torture and
other forms of ill-treatment. Thus, in A. v. the United
Kingdom (23 September 1998, § 22, Reports 1998-VI)
the Court held that, by virtue of these two provisions, States are
required to take certain measures to ensure that individuals within
their jurisdiction are not subjected to torture or inhuman or
degrading treatment or punishment, including ill-treatment
administered by private individuals (see, for similar reasoning,
Moldovan and Others v. Romania (no. 2), nos. 41138/98
and 64320/01, § 98, ECHR 2005-VII (extracts), and M.C.
v. Bulgaria, no. 39272/98, § 149, ECHR
2003-XII). In Aksoy v. Turkey (18 December 1996, § 98,
Reports 1996-VI) it was established that Article 13 in
conjunction with Article 3 imposes an obligation on States to carry
out a thorough and effective investigation of incidents of torture
and, in Assenov and Others v. Bulgaria (28 October
1998, § 102, Reports 1998 VIII), the Court held that
where an individual raises an arguable claim that he has been
seriously ill-treated by the police or other such agents of the State
unlawfully and in breach of Article 3, that provision, read in
conjunction with the State’s general duty under Article 1 of
the Convention to “secure to everyone within their jurisdiction
the rights and freedoms defined in ... [the] Convention”,
requires by implication that there should be an effective official
investigation. Such a positive obligation cannot be considered to be
limited solely to cases of ill-treatment by State agents (see
Denis Vasilyev v. Russia, no. 32704/04, § 99, 17 December
2009).
- Admittedly,
it goes without saying that the obligation on States under Article 1
of the Convention cannot be interpreted as requiring a State to
guarantee through its legal system that inhuman or degrading
treatment is never inflicted by one individual on another or, if it
has been, that criminal proceedings should necessarily lead to a
particular punishment. However, it has been the Court’s
constant approach that Article 3 imposes on States a duty to protect
the physical well-being of persons who find themselves in a
vulnerable position by virtue of being within the control of the
authorities, such as, for instance, detainees or conscripted
servicemen (see Chember v. Russia, no. 7188/03, §
50, 3 July 2008; Sarban v. Moldova, no. 3456/05, § 77,
4 October 2005; Jalloh v. Germany [GC], no. 54810/00, §
69, ECHR 2006-IX; and Mouisel v. France, no. 67263/01, §
40, ECHR 2002-IX).
- Article 3 also requires that authorities conduct an
effective official investigation into any alleged ill-treatment even
if such treatment has been inflicted by private individuals (see Ay
v. Turkey, no. 30951/96, § 60, 22 March 2005, and M.C.
v. Bulgaria, cited above, § 151). Even though the scope of a
State’s positive obligations might differ between cases where
treatment contrary to Article 3 has been inflicted through the
involvement of State agents and cases where violence is inflicted by
private individuals (see Beganović v. Croatia, no.
46423/06, § 69, ECHR 2009 ... (extracts)), the requirements
for an official investigation are similar. For the investigation to
be regarded as “effective”, it should in principle be
capable of leading to the establishment of the facts of the case and
to the identification and punishment of those responsible. This is
not an obligation of result, but one of means. Authorities must take
the reasonable steps available to them to secure the evidence
concerning the incident, including, inter alia, eyewitness
testimony, forensic evidence, and so on. Any deficiency in the
investigation which undermines its ability to establish the cause of
injuries or the identity of the persons responsible will risk falling
foul of this standard, and a requirement of promptness and reasonable
expedition is implicit in this context (see, among many other
authorities, Mikheyev v. Russia, no. 77617/01, § 107
et seq., 26 January 2006, and Assenov and Others v. Bulgaria,
28 October 1998, §§ 102 et seq., Reports 1998-VIII).
In cases under Articles 2 and 3 of the Convention where the
effectiveness of the official investigation has been at issue, the
Court has often assessed whether the authorities reacted promptly to
the complaints at the relevant time (see Labita v. Italy [GC],
no. 26772/95, §§ 133 et seq., ECHR 2000 IV).
Consideration has been given to the opening of investigations, delays
in taking statements (see Timurtaş v. Turkey, no.
23531/94, § 89, ECHR 2000-VI, and Tekin v. Turkey, 9 June
1998, § 67, Reports 1998-IV) and to the length of time
taken for the initial investigation (see Indelicato v. Italy,
no. 31143/96, § 37, 18 October 2001).
(b) Application of the above-mentioned
principles to the circumstances of the present case
- The
Court observes that the present complaint which the first applicant
raised under Article 3 of the Convention in fact poses two separate
but interconnected questions: the credibility of his version of
events and the gravity of the ill-treatment to which he was allegedly
subjected, and the State’s accountability for that treatment.
(i) Obligation of the State to prevent
ill-treatment or mitigate its harm
(α) Establishment of the facts and
assessment of the severity of the ill-treatment
- The
Court notes that the facts were disputed by the parties. In
particular, the first applicant argued that for at least a week prior
to the culmination of the events on 10 June 2002 he had been
systematically humiliated and assaulted by his cellmates in cell no.
131. On 10 June 2002 he had been brutally attacked by his cellmates,
sustaining concussion and numerous injuries to his body. The
Government averred that the first applicant’s injuries had
resulted from a one-off fight between the first applicant and his
cellmate K., in which the latter had kicked the first applicant in
the stomach.
- The
Court reiterates that for the treatment to fall within the scope of
Article 3 of the Convention it must attain a minimum level of
severity. The assessment of this minimum is, by nature, relative; it
depends on all the circumstances of the case, such as the nature and
context of the treatment or punishment, the manner and method of its
execution, its duration, its physical or mental effects and, in some
instances, the sex, age and state of health of the victim (see,
amongst many other authorities, Soering, cited above, §
100). Treatment has been held by the Court to be “inhuman”
because, inter alia, it was premeditated, applied for hours at
a stretch and caused either actual bodily injury or intense physical
and mental suffering, and also “degrading” because it was
such as to arouse in its victims feelings of fear, anguish and
inferiority capable of humiliating and debasing them (see T. v.
the United Kingdom [GC], no. 24724/94, § 69, 16 December
1999).
- The
Court further reiterates that allegations of ill-treatment must be
supported by appropriate evidence. In assessing evidence, the
Court has generally applied the standard of proof “beyond
reasonable doubt” (see Ireland v. the United Kingdom, 18
January 1978, § 161, Series A no. 25). However, such proof may
follow from the coexistence of sufficiently strong, clear and
concordant inferences or of similar unrebutted presumptions of fact.
Where the events in issue lie wholly or in large part within the
exclusive knowledge of the authorities, as in the case of persons
under their control in custody, strong presumptions of fact will
arise in respect of injuries occurring during such detention. Indeed,
the burden of proof may be regarded as resting on the authorities to
provide a satisfactory and convincing explanation (see Salman v.
Turkey [GC], no. 21986/93, § 100, ECHR 2000-VII).
- Turning
to the circumstances of the present case, the Court observes that on
the morning of 10 June 2002 the first applicant was examined by a
prison doctor who recorded numerous injuries to his arms, legs, back,
shoulders, face and ears and also diagnosed him with concussion. The
doctor’s conclusion was that the injuries resulted not from a
sporadic occurrence but were evidence of systematic beatings
sustained within the week preceding the medical examination. The
first applicant was recommended bed rest (see paragraph 34 above).
The parties do not dispute that those injuries as recorded in medical
certificate no. 226 were sustained by the first applicant during his
detention, that is, when he was under the full control of the
administration of Yekaterinburg no.1 detention facility.
- The Court is not convinced by the Government’s
argument that the first applicant’s injuries resulted from a
one-off fight with his cellmate K. It observes that the first
applicant alleged that he had suffered physical and psychological
abuse at the hands of his cellmates in cell no. 131 for over a week.
It appears that attacks on the first applicant were initiated almost
immediately after his transfer to that cell (see paragraph 32 above).
The Court notes that the Government contested the first applicant’s
allegations and argued that they were false and unsubstantiated. They
submitted that the first applicant’s injuries as recorded in
medical certificate no. 226 had resulted from a blow to the stomach
he had received from cellmate K. and the subsequent fall he had taken
after hitting his head and back against a wall. The Court considers
that the Government’s explanation sits ill with the nature and
location of the first applicant’s injuries. It does not lose
sight of the prison doctor’s finding that the first applicant
had numerous injuries covering a substantial surface of his body,
although no injuries to his stomach were recorded (see paragraph 34
above). The Court finds, and this finding is also supported by the
prison doctor’s opinion (see paragraph 34 above), that the
description of the first applicant’s injuries corresponds to
physical sequelae from systematic beatings rather than to injuries
sustained as a result of a single blow and the subsequent collision
of the first applicant with a concrete wall. The Court further
observes that a forensic psychiatric examination of the first
applicant carried out on 25 July 2002 revealed a strong link between
the deterioration of his mental health and a psychologically
traumatic experience encountered by the first applicant through
systematic ill-treatment and physical and psychological abuse in
detention. The Court is therefore bound to conclude that the first
applicant was a victim of systematic ill-treatment at the hands of
his cellmates which lasted for at least a week.
- The Court further finds that all the injuries
recorded in the medical certificate and the first applicant’s
statements regarding the ill-treatment to which he had been subjected
in detention establish the existence of physical and undoubtedly
mental pain and suffering. The acts complained of were such as to
arouse in the first applicant feelings of fear, anguish and
inferiority capable of humiliating and debasing him and possibly
breaking his physical and emotional resistance. This conclusion is
supported by the experts’ finding that physical and
psychological abuse led to the first applicant feeling afraid,
depressed and hopeless (see paragraph 14 above). An important element
to be taken into consideration is also the long-term consequences of
the ill-treatment on the first applicant’s mental health (see
paragraphs 14 and 16 above). The Court also attaches great importance
to the first applicant’s young age at the time of the events,
which made him particularly vulnerable at the hands of his
aggressors. Having regard to the nature and degree of the
ill-treatment and its effect on the first applicant’s mental
health, the Court finds that there are elements which are
sufficiently serious to render such treatment inhuman and degrading
contrary to the guarantees of Article 3 of the Convention. It
therefore remains to determine whether the State authorities can be
held accountable for the ill-treatment of which the first applicant
was a victim.
(β) State responsibility: supervision
and control system in detention
- The
Court notes that the Government refused to take any responsibility
for the ill-treatment in question, arguing that there had been no
failing or omission on the part of the detention facility
administration. They submitted that the State could neither be
implicated in instigating a conflict between the inmates nor accused
of failing to take all necessary steps to prevent the occurrence of
such a conflict. In the Government’s opinion, violence was an
inevitable element of prison life and its existence was not related
to the efficiency of the system of supervision and control existing
in a detention facility.
- In
this connection, the Court firstly reiterates that Article 3
enshrines one of the most fundamental values of democratic societies
and, in accordance with this notion, prohibits in absolute terms
torture and inhuman or degrading treatment or punishment (see, among
other authorities, Chahal v. the United Kingdom,
15 November 1996, § 79, Reports 1996-V). It imposes
an obligation on the Contracting States not only to refrain from
provoking ill-treatment, but also to take the necessary preventive
measures to preserve the physical and psychological integrity and
well-being of persons deprived of their liberty (see Mouisel v.
France, no. 67263/01, § 40, ECHR 2002 IX, and Keenan
v. the United Kingdom, no. 27229/95, § 111, ECHR 2001 III).
At the same time the Court has consistently interpreted that
obligation in such a manner as not to impose an impossible or
disproportionate burden on the authorities (see Pantea v. Romania,
no. 33343/96, § 189, ECHR 2003 VI (extracts)). The
Court has also stated that the scope of the State’s positive
obligation under Article 3 must be compatible with the other rights
and freedoms under the Convention (see Keenan, cited above, §§
89-91).
- Having
regard to the absolute character of the protection guaranteed by
Article 3 of the Convention and given its fundamental importance in
the Convention system, the Court has developed a test for cases
concerning a State’s positive obligation under that Convention
provision. In particular, it has held that to successfully argue a
violation of his Article 3 right it would be sufficient for an
applicant to demonstrate that the authorities had not taken all steps
which could have been reasonably expected of them to prevent real and
immediate risks to the applicant’s physical integrity, of which
the authorities had or ought to have had knowledge. The test does
not, however, require it to be shown that “but for” the
failing or omission of the public authority the ill-treatment would
not have occurred. The answer to the question whether the authorities
fulfilled their positive obligation under Article 3 will depend on
all the circumstances of the case under examination (see Pantea,
cited above, §§ 191-96). The Court also reiterates that
State responsibility is engaged by a failure to take reasonably
available measures which could have had a real prospect of altering
the outcome or mitigating the harm to the applicant (see E. and
Others v. the United Kingdom, no. 33218/96, §§ 89-101,
26 November 2002). The Court therefore has to establish whether, in
the circumstances of the present case, the authorities knew or ought
to have known that the first applicant was suffering or at risk of
being subjected to ill-treatment at the hands of his cellmates, and
if so, whether the administration of the detention facility, within
the limits of their official powers, took reasonable steps to
eliminate those risks and to protect the first applicant from that
abuse.
- The
Court notes the Government’s argument that the authorities
could not have foreseen a sporadic fight breaking out between the
first applicant and his cellmate K. They stressed that conflicts
among detainees were not rare and therefore there existed no means of
eliminating them entirely. In this connection, the Court notes that
it is the State’s utmost responsibility to prevent and address
violence among inmates in prisons in accordance with its obligation
to respect, protect and fulfil the right of individuals not to be
subjected to torture or to inhuman or degrading treatment or
punishment.
- Furthermore,
the Court has already made a finding on the materials before it,
which are uncontroverted, that the first applicant suffered
systematic abuse at the hands of his cellmates. The acts of violence
against the first applicant continued for at least a week (see
paragraph 80 above). The materials before the Court also disclose the
authorities’ knowledge of the situation. In particular, as can
be seen from the decision of 24 December 2004 given by the assistant
prosecutor of the Sverdlovsk Region, the administration of the
detention facility was aware of the acts of violence against the
first applicant, which they considered to be a response to his own
aggressive behaviour (see paragraph 49 above). Irrespective of the
cause of the abuse which the first applicant suffered, the Court is
of the opinion that the authorities, apprised of the first
applicant’s allegedly provocative behaviour, could have
reasonably foreseen that such behaviour rendered him more vulnerable
than an average detainee. The authorities should have enquired into
the first applicant’s psychological state, having considered
that, in view of his relatively young age, background and no previous
experience of the criminal justice system, the detention could have
exacerbated his feeling of distress, already inherent in any measure
of deprivation of liberty, making him more prone to episodes of anger
and irascibility, which he allegedly manifested against other inmates
(see, for similar reasoning, Pantea, cited above, § 192).
Moreover, apart from a general knowledge that the first applicant was
at risk of violence as a consequence of his unconventional behaviour,
the administration of the detention facility could not but have
noticed actual signs of abuse, as it was not disputed by the parties
that at least part of the first applicant’s injuries were
visible. In this situation the Court takes the view that even if the
facility administration was not immediately aware of the first attack
inflicted on the first applicant, within a few days they should have
been alerted to the fact that the first applicant had been subjected
to ill-treatment and that there was cause to introduce specific
security and surveillance measures to prevent him being the subject
of continual verbal and physical aggression.
- The
Court notes that responding to prison violence requires prompt action
by facility staff, including ensuring that the victim is protected
from further abuse and can access the necessary medical and mental
health services. Such response should include the coordination of
security staff, forensic, medical, and mental health practitioners
and facility management. However, in the present case,
notwithstanding the existence of a serious risk to the first
applicant’s well-being, no specific and prompt security or
surveillance measures were introduced at the detention facility. In
particular, there is no evidence in the materials submitted by the
parties that the administration of the detention facility had ever
considered the specific details of the first applicant’s
personal situation in their choice of co-detainees to place in his
cell (see, for similar reasoning, Rodić and Others v. Bosnia
and Herzegovina, no. 22893/05, § 71, 27 May 2008). In fact,
it appears that the management of the detention facility lacked a
clear policy on the classification and housing of detainees, key to
promoting internal prison security and preventing prison violence.
The Court reiterates that a proper classification system which
includes screening for the risk of victimisation and abusiveness,
consideration of the traits known to place someone at risk and of an
individual’s own perception of vulnerability is critical to
ensuring that potential predators and potential victims are not
housed together (see, also for guidance, paragraph 54 above).
- Furthermore,
there is no indication that the facility administration attempted to
monitor, on a regular basis, the conduct of inmates prone to being
violent or those who were at risk of being subjected to violence. Nor
is there evidence that disciplinary measures were taken against the
offenders. As to the monitoring, the Court is not satisfied that
keeping the lights on at night and having cells occasionally checked
on by warders were sufficient measures to enhance inmate security,
and, in particular, to protect the first applicant from continual
abuse. The Government, however, did not suggest any other protective
measures which could have prevented further attacks on the first
applicant. In respect of the disciplinary action, the Court is not
convinced that the facility administration adhered to a standardised
policy of punishments for inmates who perpetrated abuse. The absence
of such a policy shows that prison violence was not taken as
seriously as other crimes and that the facility administration
allowed detainees to act with impunity to the detriment of the rights
of other inmates, including the right guaranteed by Article 3 of the
Convention.
- At
the same time, what is more striking is that it was not until the
incident of 10 June 2002, which the first applicant described as
the culmination of the ill-treatment, that he was removed from the
cell where he had been subjected to systematic assault. The Court
attributes particular weight to this fact in view of the absence of
any other mechanisms for promoting inmates’ security in the
detention facility. The Court also finds it regrettable that the
facility administration did not make any meaningful attempts to
provide the first applicant with psychological rehabilitation in the
aftermath of the events.
- In
sum, the facility administration did not maintain a safe environment
for the first applicant, having failed to detect, prevent or monitor,
and respond promptly, diligently and effectively to the systematic
inhuman and degrading treatment to which he had been subjected by his
cellmates. The Court therefore concludes that the authorities did not
fulfil their positive obligation to adequately secure the physical
and psychological integrity and well-being of the first applicant.
- Accordingly,
there has been a violation of Article 3 of the Convention in this
respect.
(ii) Obligation to investigate
- The
Court holds that medical evidence of serious damage to the first
applicant’s health, together with his allegation of being
subjected to systematic beatings by his cellmates, amounted to an
“arguable claim” of ill-treatment. Accordingly, the
authorities had an obligation to carry out an effective investigation
into the events. For the purposes of its further analysis, the Court
refers to the requirements as to the effectiveness of an
investigation set out in paragraph 74 above.
- The Court notes that the first applicant was entirely
reliant on the prosecuting authorities to assemble the evidence
necessary to corroborate his allegation of ill-treatment. The
prosecutor had the legal powers to interview the warders and inmates,
visit the scene of the incident, collect forensic evidence and take
all other crucial steps for the purpose of establishing the veracity
of the first applicant’s account. The prosecutor’s role
was critical not only to the pursuit of criminal proceedings against
the perpetrators of the offence but also to the pursuit by the first
applicant of other remedies to redress the harm he had suffered (see
paragraph 51 above).
- The
Court observes, firstly, that the competent prosecution authorities
were particularly slow in opening a criminal investigation into the
alleged ill-treatment. The situation was initially addressed by the
acting director of the detention facility who on 11 June 2002, the
day following the most serious incident of ill-treatment, gave a
decision finding no cause to take any action. In this connection the
Court has serious doubts as to the ability of the facility’s
administration to carry out an independent investigation as required
by Article 3. The initial one-day investigation was closed on the
basis of the unreasonable finding that the first applicant had had a
sporadic fight with his cellmate K. and that the first applicant had
had no intention of pressing charges. That decision was sent to the
Sverdlovsk Regional Prosecutor’s Office in compliance with the
established procedure. It was more than two years later that the
prosecution authorities responded, having quashed the decision of 11
June 2002 as premature. An additional investigation into the events
of June 2002 was authorised. However, the initial delay in opening
the investigation resulted in a loss of precious time and made it
impossible to secure evidence of the incident. That failure also made
it impossible to bring the perpetrators to justice owing to the
expiry of the statutory limitation period.
- The
Court notes the Government’s argument that it was the second
applicant’s failure to appeal against the decision of 11 June
2002 that had led to the prosecution’s futile attempts to
investigate the events. In this respect, the Court does not lose
sight of the fact that Russian law entrusts prosecution authorities
with a function of supervision over decisions of the management of
detention facilities, particularly those which concern instances of
alleged ill-treatment of detainees. The authorities must act of their
own motion, once the matter has come to their attention, and they
cannot leave it to the initiative of the victims or their relatives
(see paragraphs 52 and 53 above). It appears that by not linking the
obligation to investigate to the presence of a complaint, that legal
provision has been designed to protect the interests of detainees,
individuals in a vulnerable situation who, owing to intimidation and
fear of reprisal, are not inclined to complain of unlawful actions
committed against them in detention. The fact that the investigation
was only initiated after the second applicant’s complaint that
the decision of 11 June 2002 was unlawful is evidence of a manifest
breach of the applicable procedures by the prosecution authorities in
the present case.
- The
Court is also not convinced that, once instituted, the proceedings
were conducted in a diligent manner. The responsibility for the
investigation was transferred from the prosecution authorities to the
facility administration and back to the prosecution authorities.
Within a period of four months two decisions not to institute
criminal proceedings were given, only to be subsequently quashed by
supervising prosecutors. The decisions ordering the reopening of the
proceedings consistently referred to the need for further and more
thorough investigation. However, this direction was not followed by
the investigators in charge of the case, and the decisions to
discontinue the proceedings were based on identical evidence and
reasoning. It appears that the authorities took no meaningful steps
to ensure, as far as possible, that all the facts were established,
that culpable conduct was exposed and that those responsible were
held accountable. The scope of the investigation has not evolved over
time to include verification of new versions of events, such as the
one that the first applicant was systematically beaten up in cell no.
131 and that a number of his co-detainees had been involved. The
Court also notes that the investigation is currently pending without
any evidence of progress being made.
- In the light of the very serious shortcomings
identified above, the Court concludes that the investigation was not
prompt, expeditious or sufficiently thorough. The Court accordingly
holds that there has been a violation of Article 3 of the
Convention under its procedural limb in that the investigation into
the first applicant’s allegations of systematic ill-treatment
by inmates in detention facility no. 1 in Yekaterinburg was not
effective.
II. ALLEGED VIOLATION OF ARTICLE 3 OF THE CONVENTION ON
ACCOUNT OF EVENTS OF 14 JUNE 2002
- The
first applicant, relying on Article 3 of the Convention, complained
that he had been severely beaten up by warders on 14 June 2002 and
that the investigation had not led to the punishment of those
responsible.
A. Submissions by the parties
- The
Government again argued that the complaint of the first applicant
should be dismissed for failure to exhaust domestic remedies, as
neither he nor the second applicant had made use of the avenues
available to them under the Russian law. In particular, the
Government once again stressed that the first applicant had never
raised his grievances before any domestic authority and the second
applicant had delayed his appeal against the decision of 21 June
2002.
- In
the alternative, they submitted that the complaint was manifestly
ill-founded as no evidence of ill-treatment of the first applicant on
account of the events of 14 June 2002 had been established by the
domestic investigating authorities. The only injuries discovered
during the medical examination of the first applicant were two broken
ribs which, as it was unequivocally found by the investigating
authorities, had been the result of the fall the first applicant had
taken when, feeling unwell and dizzy owing to concussion, he had
slipped and fallen to the concrete floor. The first applicant had,
therefore, failed to prove “beyond reasonable doubt” that
he had been subjected to ill-treatment. Having addressed the quality
of the investigation, the Government noted that it had been effective
and efficient. They stressed that, being questioned on 14 June 2002
the first applicant had acted “strangely”, refused to
answer the warders’ questions and failed to exercise his
rights, to complain about the ill-treatment and to assist the
investigators in establishing the exact circumstances leading to his
injury.
- The
first applicant maintained his complaints.
B. The Court’s assessment
1. Admissibility
- The
Court reiterates that in dealing with the allegations of the first
applicant’s ill-treatment by his cellmates it has addressed the
Government’s non-exhaustion argument which was built along the
same lines. The Court has dismissed the objection, having found that
the state of the first applicant’s mental health precluded him
from effectively raising his grievances before the competent domestic
authorities. It has also not escaped the Court’s attention that
the investigation, reopened at the second applicant’s request
as soon as he had acquired the legal authority to complain, is still
pending, thus rendering the Government’s non-exhaustion
argument devoid of substance (see paragraphs 66-68 above).
- The
Court sees no reason to depart from the above-mentioned finding. It
observes that the same considerations which led it to the decision to
dismiss the Government’s non-exhaustion argument raised in
respect of the admissibility of the applicants’ complaint of
ill-treatment by his cellmates govern its decision to reject the
similar objection within the examination of the admissibility of the
present complaint.
- The
Court further notes that this complaint is not manifestly ill founded
within the meaning of Article 35 § 3 of the Convention and that
it is not inadmissible on any other grounds. It must therefore be
declared admissible.
2. Merits
(a) Alleged ill-treatment by warders
- Having
examined the parties’ submissions and all the material
presented by them, the Court finds it established that on 14 June
2002 the first applicant, detained in the medical unit of the
detention facility, was examined by a neurologist and the head of the
medical unit. Having recorded an injury to the first applicant’s
chest, the doctors prescribed a chest X-ray which, taken four days
later, revealed that the first applicant had two broken ribs on his
right side (see paragraph 44 above).
- The
Court notes that the Government, relying on the findings of the
domestic investigating authorities, argued that the first applicant’s
injury had been caused by a fall. They explained that the fall had
been purely accidental and occurred when the first applicant had
slipped over in a cell. The first applicant did not provide any
description of the events on 14 June 2002 save for a general
statement that the injury had been caused by warders in the detention
facility. The Court observes that the medical evidence before it does
not allow either version of events to be excluded. It is particularly
mindful of the expert findings in April 2004 which called into
question the nature of the first applicant’s chest injury (see
paragraph 47 above). While noting the inconclusive character of the
first applicant’s injury, the Court further observes that there
was no other evidence of ill-treatment, such as testimony by an
independent witness, which could have provided support to the
applicant’s version of events on 14 June 2002. At the same time
the Court attributes particular weight to the fact that the
Government’s submissions were corroborated by statements by the
three inmates detained together with the applicant in the facility
medical unit (see paragraph 45 above).
- It
follows that the material in the case file does not provide an
evidential basis sufficient to enable the Court to find “beyond
reasonable doubt” that the first applicant was subjected to the
alleged ill-treatment on 14 June 2002 (see, for similar reasoning,
Gusev v. Russia (dec.), no. 67542/01, 9 November 2006;
Toporkov v. Russia, no. 66688/01, §§ 43 45,
1 October 2009; and, most recently, Maksimov v. Russia,
no. 43233/02, §§ 97-99, 18 March 2010). Accordingly,
the Court cannot but conclude that there has been no violation of
Article 3 of the Convention under its substantive limb.
(b) Alleged inadequacy of the
investigation
- The
Court considers that the medical evidence, the first applicant’s
complaint of ill-treatment, and the fact that he had already alleged
being assaulted in detention together raise a reasonable suspicion
that his chest injury may not have been self-inflicted. The first
applicant’s complaint in this regard is therefore “arguable”.
The authorities thus had an obligation to carry out an effective
investigation into the circumstances in which the first applicant
sustained that injury (see Krastanov v. Bulgaria, no.
50222/99, § 58, 30 September 2004).
- The Court notes that the investigation into the
events of 14 June 2002 was riddled with the same defects as those
which the Court identified in the investigation into the first
applicant’s allegations of systematic ill treatment by his
cellmates (see paragraphs 93-97 above). In particular, it observes
that following the refusal of the facility director to initiate
criminal proceedings on 21 June 2002, the prosecution authorities
launched the investigation almost two years later when the chance of
collecting any evidence of alleged ill-treatment was almost illusory.
As to the very fact of internal investigation by the management of
the detention facility, the Court acknowledges the need for internal
investigation with a view to possible disciplinary action in cases of
abuse by warders. However, it finds it striking that in the present
case the initial investigative steps, which usually prove to be
crucial for establishing the truth in cases of brutality committed by
State officials, were conducted by the same State authority whose
employees were allegedly implicated in the events which were to be
investigated (see, for similar reasoning, Vladimir Fedorov
v. Russia, no. 19223/04, § 69, 30 July 2009, and
Maksimov v. Russia, no.
43233/02, § 87, 18 March 2010). In this connection
the Court reiterates its finding made on a number of occasions that
the investigation should be carried out by competent, qualified and
impartial experts who are independent of the suspected perpetrators
and the agency they serve (see Ramsahai and Others v. the
Netherlands [GC], no. 52391/99, § 325, ECHR 2007-..., and
Oğur v. Turkey [GC], no. 21594/93, §§
91-92, ECHR 1999-III). Furthermore, the Court would like to stress at
this juncture that it is struck by the fact that, despite relying on
the warders’ and inmates’ statements in the decision of
30 April 2004, the investigator did not hear evidence from them
in person and merely recounted the witnesses’ statements made
during the internal investigation. The Court, however, is mindful of
the important role which investigative interviews play in obtaining
accurate and reliable information from suspects, witnesses and
victims and, in the end, the discovery of the truth of the matter
under investigation. Observing the suspects’, witnesses’
and victims’ demeanour during questioning and assessing the
probative value of their testimony forms a substantial part of the
investigative process.
- The
Court is also struck by the fact that it was not until December 2004
that the investigator questioned one of the first applicant’s
cellmates. The excerpts from the cellmate’s testimony were
included for the first time in the decision of 24 December 2004.
Owing to the significant length of the investigation the authorities
could no longer locate other former inmates who had been detained
with the first applicant in the medical unit of the detention
facility. The Court also finds it inexplicable that in disregard of
direct orders from the Sverdlovsk Regional Prosecutor the
investigator did not make any attempt to question the warders, save
for one, who could have witnessed the events of 14 June 2002. In this
connection, the Court notes that while the investigating authorities
may not have been provided with the names of individuals who could
have witnessed the first applicant’s alleged beatings or
provided other valuable information, they were expected to take steps
on their own initiative to identify possible eyewitnesses.
- In
addition, no attempt was ever made to promptly conduct a forensic
medical examination of the first applicant. The Court reiterates in
this connection that proper medical examinations are an essential
safeguard against ill-treatment. The forensic doctor must enjoy
formal and de facto
independence, have been provided with specialised training and have a
mandate which is broad in scope (see Akkoç v. Turkey,
nos. 22947/93 and 22948/93, § 55 and § 118, ECHR
2000 X). When a doctor writes a report after examining a person
who has alleged ill-treatment, it is extremely important that the
doctor states the degree of consistency with the history of
ill-treatment. A conclusion indicating the degree of support for the
alleged history of ill-treatment should be based on a discussion of
different possible diagnoses (injuries not relating to ill-treatment
including self-inflicted injuries and diseases) (see Barabanshchikov
v. Russia, no. 36220/02, §
59, 8 January 2009). The forensic medical examination performed
in April 2004 did not comply with the above-mentioned requirements.
The experts only studied medical evidence drawn up in the aftermath
of the events of 14 June 2002 and made conclusions without observing
the first applicant. In this connection, the Court has doubts that an
expert examination carried out almost two years after the events in
question could have provided valid and valuable findings as to the
origin and nature of the first applicant’s injuries. The
indecisive character of the experts’ conclusions supports this
finding by the Court.
- The
Court is thus of the view that the investigator’s inertness and
reluctance to look for corroborating evidence precluded the creation
of an accurate, reliable and precise record of the events of 14 June
2002.
- The
Court further observes that, having been opened almost two years
after the alleged incident of ill-treatment, the investigation became
very lengthy. The Court finds it striking that for a period of almost
three years between December 2004 and August 2007 there were no
further developments. The investigation is still pending, having been
reopened in August 2007. The Government did not indicate what
progress had been made since August 2007 and also failed to provide
any explanation for the length of the criminal proceedings.
-
In such circumstances the Court is bound to conclude that the
authorities failed to comply with the requirements of promptness,
thoroughness and effectiveness (see Kişmir v. Turkey, no.
27306/95, § 117, 31 May 2005; Angelova and Iliev v. Bulgaria,
no. 55523/00, § 103, ECHR 2007-IX; and Vladimir
Fedorov, cited above, § 70).
Accordingly, it holds that there has been a violation of Article 3 of
the Convention under its procedural limb.
III. ALLEGED VIOLATION OF ARTICLE 5 § 4 OF THE
CONVENTION
- The
first applicant complained that he had been denied effective judicial
review of his application for release of 22 July 2002 as it had
not been examined speedily by the domestic courts. The Court
considers that the present complaint falls to be examined under
Article 5 § 4 of the Convention, which reads as follows:
“Everyone who is deprived of his liberty by arrest
or detention shall be entitled to take proceedings by which the
lawfulness of his detention shall be decided speedily by a court and
his release ordered if the detention is not lawful.”
A. Submissions by the parties
- The
Government stressed that the Russian courts had lawfully declined to
examine the lawyer’s application for release as the first
applicant had been transferred to a detention facility in another
town and the courts no longer had jurisdiction over the case.
- The
first applicant averred that the Presidium of the Khanty-Mansi
Regional Court had declared the lower courts’ interpretation of
the jurisdictional issue to be incorrect and had quashed their
decisions. The Presidium’s decision led to the re-examination
of the first applicant’s detention. The proceedings therefore
lasted for almost a year.
B. The Court’s assessment
1. Admissibility
- The
Court observes that this complaint is not manifestly ill founded
within the meaning of Article 35 § 3 of the Convention and that
it is not inadmissible on any other grounds. It must therefore be
declared admissible.
2. Merits
(a) General principles
- The
Court reiterates that Article 5 § 4, in guaranteeing to persons
arrested or detained a right to take proceedings to challenge the
lawfulness of their detention, also proclaims their right, following
the institution of such proceedings, to a speedy judicial decision
concerning the lawfulness of detention and ordering its termination
if it proves unlawful. Although it does not compel the Contracting
States to set up a second level of jurisdiction for the examination
of the lawfulness of detention, a State which institutes such a
system must in principle accord to detainees the same guarantees on
appeal as at first instance (see Navarra v. France,
23 November 1993, § 28, Series A no. 273-B, and Toth v.
Austria, 12 December 1991, § 84, Series A no. 224). The
requirement that a decision be given “speedily” is
undeniably one such guarantee and Article 5 § 4, concerning
issues of liberty, requires particular expedition (see Hutchison
Reid v. the United Kingdom, no. 50272/99, § 79,
ECHR 2003-IV). In that context, the Court also observes that there is
a special need for a swift decision determining the lawfulness of
detention in cases where a trial is pending, because the defendant
should benefit fully from the principle of the presumption of
innocence (see Iłowiecki v. Poland, no. 27504/95, §
76, 4 October 2001).
(b) Application of the general principles
to the present case
- The
Court observes that on 20 August 2002 the Khanty-Mansi Regional Court
upheld the decision of the Surgut Town Court dismissing the lawyer’s
complaint of 22 July 2002 by which the latter petitioned for the
release of the first applicant. On 24 October 2003 the Presidium of
the Khanty-Mansi Regional Court, having found that the reasoning by
the lower instances was erroneous, quashed both decisions by way of
supervisory review and authorised the detention to be re-examined. On
21 July 2004 the Regional Court, ruling at final instance, confirmed
the lawfulness of the first applicant’s arrest and subsequent
detention.
- The
Court therefore finds that the domestic proceedings in issue were
pending from 22 July to 20 August 2002 (see paragraphs 12-13. above)
and from 24 October 2003 to 21 July 2004 (see paragraphs 20-24 above)
(see, mutatis mutandis, Chevkin v. Russia, no. 4171/03,
§§ 32-34, 15 June 2006). It thus took the domestic
courts almost ten months to examine the request for release. Nothing
suggests that the first applicant or his lawyer caused delays in the
examination of the request. The Court considers that the period under
examination cannot be considered compatible with the “speediness”
requirement of Article 5 § 4, especially taking into account
that its entire duration was attributable to the authorities (see,
for example, Mamedova v. Russia, no. 7064/05, § 96, 1
June 2006; Khudoyorov, cited above, §§ 198 and 203;
and Rehbock v. Slovenia, no. 29462/95, §§
85-86, ECHR 2000-XII, where review proceedings which lasted
twenty-three days were not “speedy”).
- Furthermore,
the Court cannot overlook the fact
that the final decision was taken on 21 July 2004,
that is, almost twenty months after the trial court had determined
the merits of the criminal case against the first applicant. The
Court finds that the issue of the speediness of review in the present
case overlaps with the issue of its effectiveness. The Court
considers that in the circumstances of the case the authorities’
failure to review without delay the lawfulness of the first
applicant’s detention deprived, in principle, the review of the
requisite effectiveness (see Sabeur Ben Ali v. Malta, no.
35892/97, § 40, 29 June 2000; Galliani v. Romania,
no. 69273/01, §§ 61-62, 10
June 2008; and, most recently,
Eminbeyli v. Russia, no. 42443/02, § 57,
26 February 2009).
- The Court therefore finds that there has been a
violation of Article 5
§ 4
of the Convention.
IV. OTHER ALLEGED VIOLATIONS OF THE CONVENTION
124. The
Court has examined the other complaints submitted by the applicants.
However, having regard to all the material in its possession, and
in so far as these complaints fall within the Court’s
competence, it finds that they do not
disclose any appearance of a violation of the rights and freedoms set
out in the Convention or its Protocols. It follows that this part of
the application must be rejected as being manifestly ill-founded,
pursuant to Article 35 §§ 3 and 4 of the Convention.
V. APPLICATION OF ARTICLE 41 OF THE CONVENTION
- Article 41 of the Convention provides:
“If the Court finds that there has been a
violation of the Convention or the Protocols thereto, and if the
internal law of the High Contracting Party concerned allows only
partial reparation to be made, the Court shall, if necessary, afford
just satisfaction to the injured party.”
A. Damage
- The
first applicant claimed 300,000 euros (EUR) in respect of
non pecuniary damage.
- The
Government submitted that the claim was unsubstantiated, excessive
and manifestly ill-founded.
- The
Court reiterates, firstly, that the first applicant cannot be
required to furnish any proof of the non-pecuniary damage he
sustained (see Gridin v. Russia, no. 4171/04, § 20, 1
June 2006). The Court further observes that it has found particularly
grievous violations in the present case. The Court accepts that the
first applicant suffered humiliation and distress on account of the
ill-treatment inflicted on him by his cellmates. In addition, he did
not benefit from an adequate and effective investigation into his
complaints of ill-treatment. In these circumstances, it considers
that the first applicant’s suffering and frustration cannot be
compensated for by a mere finding of a violation. Nevertheless, the
particular amount claimed appears excessive. Making its assessment on
an equitable basis, it awards the first applicant EUR 40,000 in
respect of non-pecuniary damage, plus any tax that may be chargeable
on that amount.
B. Costs and expenses
- The
first applicant did not claim any amount for the costs and expenses
incurred before the domestic courts or before the Court.
Consequently, the Court does not make any award under this head.
C. Default interest
- The
Court considers it appropriate that the default interest should be
based on the marginal lending rate of the European Central Bank, to
which should be added three percentage points.
FOR THESE REASONS, THE COURT
- Declares the first applicant’s complaints
concerning his ill-treatment by inmates and warders in the first half
of June 2002, the ineffectiveness of the investigations into both
incidents and absence of effective judicial review of the application
for his release lodged on 22 July 2002 admissible and the remainder
of the application inadmissible;
- Holds that there has been a violation of Article
3 of the Convention on account of the authorities’ failure to
fulfil their positive obligation to adequately secure the physical
and psychological integrity and well-being of the first applicant in
detention facility no. 1 in Yekaterinburg;
- Holds that there has been a violation of Article
3 of the Convention on account of the authorities’ failure to
investigate effectively the incidents of the first applicant’s
ill-treatment by his cellmates in detention facility no. 1 in
Yekaterinburg;
- Holds that there has been no violation of
Article 3 of the Convention on account of the first applicant’s
allegations of ill-treatment by warders on 14 June 2002;
- Holds that there has been a violation of Article
3 of the Convention on account of the authorities’ failure to
investigate effectively the first applicant’s complaint of
ill-treatment by warders;
- Holds that there has been a violation of Article
5 § 4 of the Convention on account of the domestic courts’
failure to examine speedily and effectively the application for
release lodged on 22 July 2002;
- Holds
(a) that
the respondent State is to pay the first applicant, within three
months from the date on which the judgment becomes final in
accordance with Article 44 § 2 of the Convention, EUR 40,000
(forty thousand euros) in respect of non-pecuniary damage, to be
converted into Russian roubles at the rate applicable on the date of
settlement, plus any tax that may be chargeable on that amount;
(b) that
from the expiry of the above-mentioned three months until settlement
simple interest shall be payable on the above amount at a rate equal
to the marginal lending rate of the European Central Bank during the
default period plus three percentage points;
- Dismisses the remainder of the first applicant’s
claim for just satisfaction.
Done in English, and notified in writing on 10 February 2011,
pursuant to Rule 77 §§ 2 and 3 of the Rules of Court.
Søren Nielsen Christos Rozakis
Registrar President