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FIRST
SECTION
CASE OF BARTHOFER v. AUSTRIA
(Application
no. 41113/08)
JUDGMENT
STRASBOURG
17 April
2012
This
judgment is final but it may be subject to editorial revision.
In the case of Barthofer v.
Austria,
The
European Court of Human Rights (First Section), sitting as a
committee composed of:
Peer Lorenzen,
President,
Elisabeth Steiner,
Khanlar Hajiyev,
judges,
and André Wampach,
Deputy Section Registrar,
Having
deliberated in private on 27 March 2012,
Delivers
the following judgment, which was adopted on that date:
PROCEDURE
- The
case originated in an application (no. 41113/08)
against the Republic of Austria lodged with the Court
under Article 34 of the Convention for the Protection of Human
Rights and Fundamental Freedoms (“the Convention”) by two
Austrian nationals, Mr Gerhard Barthofer and Ms Edeltraud
Barthofer (“the applicants”), on 22 August 2008.
- The
applicants were represented by Mr H.G. Medwed, a lawyer practising in
Graz. The Austrian Government (“the Government”)
were represented by their Agent, Ambassador H. Tichy, Head of the
International Law Department at the Federal Ministry of European and
International Affairs.
- On
6 May 2010 the President of the
First Section decided to give notice of the application to the
Government. It was also decided to rule on the
admissibility and merits of the application at the same time
(Article 29 § 1).
THE FACTS
- The
applicants were born in 1955 and 1963 respectively and
live in Eisenerz.
- The applicants, as owners of certain plots of
agricultural land in Eisenerz, were members of the agricultural
association (Agrargemeinschaft)
“Waldgenossenschaft Eisenerz”, holding a share in
that association (“the share”). That share corresponded
to the right to use the land of the agricultural association for
farming and forestry.
- On
28 November 1988 the applicants filed a request with the Leoben
District Agricultural Authority (Agrarbezirksbehörde) to
resign from the association and have their share transformed into
parcels of land which should then be separated from the association’s
land.
- On
16 December 1988 the Leoben District Agricultural Authority decided
to institute the partition proceedings (Teilungsverfahren).
- Since
the District Agricultural Authority failed to decide on the merits
the applicants lodged a request for transfer of
jurisdiction (Devolutionsantrag)
on 3 October 1989.
- On
24 January 1990 the Regional Land Reform Board
(Landesagrarsenat) declared that it had now jurisdiction
in the present case.
- By
decision of 23 January 1991 the Regional Land Reform Board decided to
which percentage of the association’s land the applicants’
shares corresponded.
- On
24 September 2003, after having obtained two expert opinions in the
field of agriculture and forestry on the feasibility of an actual
separation of parcels of land which would correspond to the
applicants’ share, the Regional Land Reform Board dismissed the
applicants’ request. The Regional Land reform Board decision
contained a note as to available remedies (Rechtsmittelbelehrung)
which stated that against this decision an appeal could be
lodged within two weeks with the Supreme Land Reform Board (Oberster
Agrarsenat).
- On
15 December 2003 the applicants lodged an appeal with the
Supreme Land Reform Board as set out in
the instructions as to available remedies.
- On
1 December 2004 the Supreme Land Reform Board rejected the
applicants’ appeal since it found that it had no jurisdiction
in the case.
- On
23 December 2004 the applicants lodged a request for reinstatement of
the proceedings (Wiedereinsetzung in den vorherigen Stand)
along with a complaint with the Constitutional Court.
- On
28 February 2005 the Constitutional Court granted the applicants’
request for reinstatement since the instructions as to available
remedies given by the Regional Land Reform Board were incorrect.
- On
26 September 2005 the Constitutional Court quashed the decision of
the Regional Land Reform Board. It found that the applicants’
right to an independent and impartial tribunal under Article 6 of the
Convention had been violated since the two experts in the case also
belonged to the body deciding on their request and remitted the case
back.
- Subsequently,
on 18 January 2006, the Regional Land Reform Board adjourned the
proceedings for further investigations.
- On
9 June 2006 the applicants submitted a document containing three
possible options for a financial settlement in case of their
withdrawal from the association.
- By
decision of 28 February 2007 the Regional Land Reform Board defined
which part of the land belonged to whom and adjourned the proceedings
once again.
- By
letter of 19 September 2007 the Regional Land Reform Board requested
the District Agricultural Authority to determine by expert opinions
potential parcels of land parts which could be separated from the
rest for a settlement. The applicants claimed that this expert
opinion had never been served on them.
- In
the course of an oral hearing on 26 March 2008 to which the
applicants allegedly were not summoned the Regional Land Reform Board
decided to interrupt the proceeding until 26 March 2011 in order to
secure proper evaluation of the association and its property.
- On
3 November 2008 the applicants sold their shares of the agricultural
association to another member of the association and on 3 November
2009 the District Agricultural Authority closed the proceedings on
the applicants’ partition request and in October 2009 the Land
Register was amended accordingly.
THE LAW
I. ALLEGED VIOLATION OF ARTICLE 6 OF THE CONVENTION ON
ACCOUNT OF THE LENGTH OF THE PROCEEDINGS
- The
applicants complained that the length of the
proceedings had been incompatible with the “reasonable time”
requirement, laid down in Article 6 § 1 of the Convention,
which reads as follows:
“In the determination of his civil
rights and obligations ..., everyone is entitled to a ... hearing
within a reasonable time by [a] ... tribunal...”
- The
Government contested that argument.
A. Admissibility
- The
Government submitted that the applicants had failed to exhaust
domestic remedies. They argued that the applicants only once made use
of the application for transfer of jurisdiction pursuant to section
73 of the General Administrative Proceedings Act at the beginning of
the proceedings. They did not make further use of this remedy in
particular against the decision of the Regional Land Reform Board of
26 March 2008 to interrupt the proceedings until 26 March 2011.
- The
applicants asserted that they had duly exhausted domestic remedies.
In this connection they submitted in particular that following their
request for transfer of jurisdiction the case was pending before the
Regional Board. In the circumstances of the case it was not
reasonable to expect from the applicants to use this remedy again.
-
The Court reiterates that such a request constitutes, in principle,
an effective remedy which has to be used in respect of complaints
about the length of proceedings before administrative authorities
(see Egger v. Austria (dec.), no. 74159/01, 9 October
2003). The applicants made use of the request for transfer of
jurisdiction once in 1989, approximately one year after the partition
proceedings had been opened. The Government argued that the
applicants should have made more extensive use of this remedy, in
particular in respect of the Regional Land Reform Board’s
decision of 26 March 2008 to interrupt the proceedings.
However the Court has already held in similar cases that a detailed
examination as to whether the applicants could have made more
efficient use of that remedy by using it at other stages of the
proceedings, would overstretch the duties incumbent on applicants
pursuant to Article 35 § 1 of the Convention (see, mutatis
mutandis, Kern v. Austria, no. 14206/02, § 49, 24
February 2005 and Klug v. Austria, no. 33928/05, §
31, 15 January 2009, both concerning land consolidation proceedings
during which the applicants had successfully made use of the request
for transfer of jurisdiction once or twice, respectively, and the
Government had argued that, in addition, they should have done so at
other stages of the proceedings). The Court sees no reason to reach
another conclusion in the present case. In any event the Court notes
that the applicants sold their shares of the agricultural association
in 2008, the same year in which the Regional Land Reform Board took
its decision to interrupt the proceedings. It would be illusionary to
expect an applicant at this stage to file a further request for
transfer of jurisdiction. The Court therefore dismisses the
Government’s objection on non-exhaustion.
- The
Court notes that this complaint is not manifestly ill-founded within
the meaning of Article 35 § 3 of the Convention. It further
notes that it is not inadmissible on any other grounds. It must
therefore be declared admissible.
B. Merits
- As
regards the period to be taken into consideration the applicants
claim that this period started on 28 November 1988, when the
applicants filed the partition request, and ended on 3 November 2009,
when the District Agricultural Authority closed the proceedings on
the partition request. Thus the proceedings lasted for approximately
21 years.
- The
Government argues that the period started later, namely on
15 December 2003 when the applicants lodged an appeal against
the Regional Land Reform Board’s decision of 24 September 2003.
- The
Court considers that the period to be taken into consideration began
on 24 September 2003 when the Regional Land Reform Board dismissed
the applicants’ partition request, as it was at that moment
that a “dispute” arose within the meaning of Article 6 §
1 of the Convention (see König v. Germany, 28
June 1978, § 98, Series A no. 27 and Morscher v.
Austria, no. 54039/00, § 38, 5 February 2004) and ended
on 3 November 2009, when the District Agricultural Authority
closed the proceedings on the partition request. The proceedings
therefore lasted for five years, eleven months and ten days and came
before three levels of jurisdiction including a second phase before
the Regional Land Reform Board. However, the Court observes that at
the beginning of the relevant period the applicants’ partition
request had already been pending for almost fifteen years before the
agricultural authorities, which is a remarkably long period in
itself.
- The
applicants argued that even accepting that the present partition
proceedings were complex, they progressed at a particularly slow
pace. The experts took years to prepare their reports and even these
reports had to me modified because the situation in nature had
changed meanwhile. This resulted in a clearly excessive duration of
the first instance proceedings before the Regional Land Reform Board
which only took its decision after almost fourteen years from the
time it had accepted jurisdiction in the applicants’ case. But
even then it gave a wrong instruction as to available remedies, which
resulted in a further unnecessary delay as the applicants lodged an
appeal with the wrong authority and the Constitutional Court had to
grant them reinstatement of the proceedings.
- The
Government argued that partition proceedings were comparable to land
consolidation proceedings and were by their nature very complex.
Because the land of the agricultural association of which the
applicants had been members was vast and situated high up in the alps
and difficult to access which made surveying and on-site inspections
complicated and time-consuming. Taking these elements into account
the proceedings have not lasted unreasonably long.
- The
Court reiterates that the reasonableness of the length of proceedings
must be assessed in the light of the circumstances of the case and
with reference to the following criteria: the complexity of the case,
the conduct of the applicants and the relevant authorities and what
was at stake for the applicants in the dispute (see, among many other
authorities, Frydlender v. France
[GC], no. 30979/96, § 43, ECHR 2000-VII).
- The
Court considers that the case was complex. It observes, however, that
the element which rendered the proceedings in the view of the
Government particularly complex and time consuming, namely the
necessity to carry out the survey of the land and to obtain other
expert opinions involving the inspection of the land carried less
weight as at the time the relevant period started these reports had
already been submitted to the Regional Land Reform Board.
- The
Court finds that the applicants’ conduct did not give rise to
any delays in the proceedings.
- As
regards the conduct of the domestic authorities the Court observes
that at the time the relevant period started the applicants’
request had already been pending for more than 14 years before the
agricultural authorities. In such circumstances the authorities
should have made a particular effort for conducting the proceedings
expeditiously. Instead, the Regional Land Reform Board gave a wrong
instruction as to available remedies, which resulted in a further
delay as the applicants lodged an appeal with the wrong authority and
the Constitutional Court had to grant them reinstatement of the
proceedings. Once the case was referred back to the Regional Land
Reform Board it adjourned the proceedings for further investigations
in 2006 and, in March 2008 decided to interrupt the proceedings for
another three years in order to take additional evidence. In
November 2009 the proceedings came to an end because the
applicants had sold their share of the agricultural association.
- Having
regard to these elements, the Court cannot find that the above
proceedings complied with the “reasonable time”
requirement of Article 6 § 1 of the Convention.
- There
has accordingly been a violation of Article 6 of the Convention.
II. ALLEGED VIOLATION OF ARTICLE 13 OF THE CONVENTION
- The
applicants complained of a violation of Article
13 of the Convention claiming that they did not have an effective
remedy at their disposal against the decision of the Regional Land
Reform Board of 26 March 2008 to interrupt the proceedings for
three years which resulted in a standstill of the proceedings. They
relied on Article 13 of the Convention.
“Everyone whose rights and freedoms as set forth
in [the] Convention are violated shall have an effective remedy
before a national authority notwithstanding that the violation has
been committed by persons acting in an official capacity.”
Admissibility
- The
Government contested that argument. They submitted that the applicant
could have filed an application for a transfer of jurisdiction
against the Regional Land Reform Board’s decision, which was an
effective remedy as regards the complaint about the length of
proceedings.
- The
Court reiterates that an application for transfer of jurisdiction
under Section 73 of the General Administrative Proceedings Act
constitutes, in principle, an effective remedy which has to be used
in respect of complaints about the length of proceedings before
administrative authorities (see Egger (dec.), cited above).
Even though the Court has found above that the applicants could not
have been expected to make repeated use of this remedy, the fact
remains that it had been at their disposal and in principle
effective.
- It
follows that this part of the application is manifestly ill-founded
and must be rejected in accordance with Article 35 §§ 3 and
4 of the Convention.
III. OTHER ALLEGED VIOLATIONS OF THE CONVENTION
- Lastly,
the applicants complained under Article 6 of the
Convention that they had not been summoned to the oral hearing before
the Regional Land Reform Board on 26 March 2008 and that an expert
report had not been served on them for comments.
- However,
in the light of all the material in its possession, and in so far as
the matters complained of are within its competence, the Court finds
that they do not disclose any appearance of a violation of the rights
and freedoms set out in the Convention or its Protocols.
- It
follows that this part of the application is manifestly ill-founded
and must be rejected in accordance with Article 35 §§ 3 and
4 of the Convention.
IV. APPLICATION OF ARTICLE 41 OF THE CONVENTION
- Article 41 of the Convention provides:
“If the Court finds that there has been a
violation of the Convention or the Protocols thereto, and if the
internal law of the High Contracting Party concerned allows only
partial reparation to be made, the Court shall, if necessary, afford
just satisfaction to the injured party.”
A. Damage
- The
applicants claimed 121,403.03 euros (EUR) under
the head of pecuniary damage, arguing that they suffered loss of
earnings because had they used the land they wished to separate from
the agricultural association independently they would have drawn a
much higher profit over a period of more than twenty years. In
respect of non-pecuniary damage they claimed EUR 50,000.
- The
Government contested these claims. They asserted that the claims for
pecuniary damage were unfounded and that the expert report on which
the applicants had based their claim was based on wrong and at the
best unrealistic assumptions. The non-pecuniary damage claimed was
excessive.
- As
regards non pecuniary damage the Court does not discern any causal
link between the violation found and the pecuniary damage alleged. On
the other hand, the Court considers that the applicants
must have sustained non-pecuniary damage. Ruling on an equitable
basis, it awards the applicants jointly EUR 10,000.
B. Costs and expenses
- The
applicants submitted that they incurred costs of
EUR 23,610.67, including value-added tax (VAT) in both the domestic
proceedings and the proceedings before the Court. In support of their
claim the applicants submitted bills from their lawyer which,
however, only indicate lump sums for certain periods.
- The
Government pointed out that only the costs of the request for
transfer of jurisdiction were caused by the length of the proceedings
and could be taken into account. In any event the amount claimed was
excessive.
- According
to the Court’s case-law, an applicant is entitled to the
reimbursement of costs and expenses only in so far as it has been
shown that these have been actually and necessarily incurred and are
reasonable as to quantum. In respect of the domestic proceedings the
Court notes that this condition is fulfilled only in respect of the
costs of the request for transfer of jurisdiction. As the bills of
the applicants’s lawyers submited by the applicants to the
Court failed to itemize these specific costs, the Court cannot
calculte the respective amounts and make an award. The Court accepts,
however, that unreasonable delays in proceedings may involve an
increase in an applicant’s costs (see Klug,
cited above, § 50; Kern,
cited above, § 70 both with reference to Bouilly
v. France, no. 38952/97, § 33,
7 December 1999). On an equitable basis, it awards the
applicants jointly EUR 1,000 under this head. In respect of the
Convention proceedings, the bills submitted by the applicants
also did not itemize the exact costs incurred by them in the
Convention proceedings. However, noting that in the proceedings
before the Court the applicants were represented by counsel and did
not have the benefit of legal aid, the Court considers that the
applicants must have incurred expenses for the fees of their legal
representation before the Court. Having regard to the sums usually
awarded in similar cases the Court considers it reasonable to award
the applicants jointly EUR 2,000. In sum, the Court
awards the applicants EUR 3,000 under the head of costs and
expenses.
C. Default interest
- The
Court considers it appropriate that the default interest rate should
be based on the marginal lending rate of the European Central Bank,
to which should be added three percentage points.
FOR THESE REASONS, THE COURT UNANIMOUSLY
- Declares the complaint concerning the length of
the proceedings admissible and the remainder of the application
inadmissible;
- Holds that there has been a violation of Article
6 of the Convention;
- Holds
(a) that
the respondent State is to pay the applicants,
within three months, EUR 10,000 (ten thousand
euros), plus any tax that may be chargeable, in respect of
non-pecuniary damage and 3,000 (three thousand euros), plus any tax
that may be chargeable to the applicants, in respect of costs and
expenses;
(b) that
from the expiry of the above-mentioned three months until settlement
simple interest shall be payable on the above amounts at a rate equal
to the marginal lending rate of the European Central Bank during the
default period plus three percentage points;
- Dismisses the remainder of the applicants’
claim for just satisfaction.
Done in English, and notified in writing on 17 April 2012, pursuant
to Rule 77 §§ 2 and 3 of the Rules of Court.
André Wampach Peer
Lorenzen
Deputy Registrar President