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You are here: BAILII >> Databases >> Court of Justice of the European Communities (including Court of First Instance Decisions) >> Wolf (Social policy) [2010] EUECJ C-229/08 (12 January 2010) URL: http://www.bailii.org/eu/cases/EUECJ/2010/C22908.html Cite as: [2010] 2 CMLR 32, [2010] All ER (EC) 939, EU:C:2010:3, [2010] IRLR 244, [2010] EUECJ C-229/8, [2010] EUECJ C-229/08, [2010] CEC 1029, ECLI:EU:C:2010:3 |
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(Directive 2008/78/EC Article 4(1) Prohibition of discrimination on grounds of age National provision setting a maximum age of 30 years for the recruitment of officials to posts in the fire service Aim pursued Genuine and determining occupational requirement)
In Case C-229/08,
REFERENCE for a preliminary ruling under Article 234 EC from the Verwaltungsgericht Frankfurt am Main (Germany), made by decision of 21 April 2008, received at the Court on 28 May 2008, in the proceedings
Colin Wolf
v
Stadt Frankfurt am Main,
composed of K. Lenaerts, President of the Third Chamber, acting for the President, E. Levits, P. Lindh (Rapporteur), Presidents of Chambers, C.W.A. Timmermans, A. Rosas, P. Klūris, A. Borg Barthet, A. à Caoimh and L. Bay Larsen, Judges,
Advocate General: Y. Bot,
Registrar: B. Fülöp, Administrator,
having regard to the written procedure and further to the hearing on 7 July 2009,
after considering the observations submitted on behalf of:
the German Government, by M. Lumma, acting as Agent,
Ireland, by D. O'Hagan, acting as Agent, assisted by P. McGarry BL,
the Italian Government, by I. Bruni, acting as Agent, assisted by W. Ferrante and M. Russo, avvocati dello Stato,
the Commission of the European Communities, by J. Enegren and B. Conte, acting as Agents,
after hearing the Opinion of the Advocate General at the sitting on 3 September 2009,
gives the following
Legal context
Community legislation
'(9) Employment and occupation are key elements in guaranteeing equal opportunities for all and contribute strongly to the full participation of citizens in economic, cultural and social life and to realising their potential.
...
(11) Discrimination based on religion or belief, disability, age or sexual orientation may undermine the achievement of the objectives of the EC Treaty, in particular the attainment of a high level of employment and social protection, raising the standard of living and the quality of life, economic and social cohesion and solidarity, and the free movement of persons.
...
(18) This Directive does not require, in particular, the armed forces and the police, prison or emergency services to recruit or maintain in employment persons who do not have the required capacity to carry out the range of functions that they may be called upon to perform with regard to the legitimate objective of preserving the operational capacity of those services.
...
(25) The prohibition of age discrimination is an essential part of meeting the aims set out in the Employment Guidelines and encouraging diversity in the workforce. However, differences in treatment in connection with age may be justified under certain circumstances and therefore require specific provisions which may vary in accordance with the situation in Member States. It is therefore essential to distinguish between differences in treatment which are justified, in particular by legitimate employment policy, labour market and vocational training objectives, and discrimination which must be prohibited.'
'1. For the purposes of this Directive, the 'principle of equal treatment' shall mean that there shall be no direct or indirect discrimination whatsoever on any of the grounds referred to in Article 1.
2. For the purposes of paragraph 1:
(a) direct discrimination shall be taken to occur where one person is treated less favourably than another is, has been or would be treated in a comparable situation, on any of the grounds referred to in Article 1;
...'
'Within the limits of the areas of competence conferred on the Community, this Directive shall apply to all persons, as regards both the public and private sectors, including public bodies, in relation to:
(a) conditions for access to employment, to self-employment or to occupation, including selection criteria and recruitment conditions, whatever the branch of activity and at all levels of the professional hierarchy, including promotion'.
'Notwithstanding Article 2(1) and (2), Member States may provide that a difference of treatment which is based on a characteristic related to any of the grounds referred to in Article 1 shall not constitute discrimination where, by reason of the nature of the particular occupational activities concerned or of the context in which they are carried out, such a characteristic constitutes a genuine and determining occupational requirement, provided that the objective is legitimate and the requirement is proportionate.'
'Notwithstanding Article 2(2), Member States may provide that differences of treatment on grounds of age shall not constitute discrimination, if, within the context of national law, they are objectively and reasonably justified by a legitimate aim, including legitimate employment policy, labour market and vocational training objectives, and if the means of achieving that aim are appropriate and necessary.
Such differences of treatment may include, among others:
(a) the setting of special conditions on access to employment and vocational training, employment and occupation, including dismissal and remuneration conditions, for young people, older workers and persons with caring responsibilities in order to promote their vocational integration or ensure their protection;
(b) the fixing of minimum conditions of age, professional experience or seniority in service for access to employment or to certain advantages linked to employment;
(c) the fixing of a maximum age for recruitment which is based on the training requirements of the post in question or the need for a reasonable period of employment before retirement.'
'Member States shall lay down the rules on sanctions applicable to infringements of the national provisions adopted pursuant to this Directive and shall take all measures necessary to ensure that they are applied. The sanctions, which may comprise the payment of compensation to the victim, must be effective, proportionate and dissuasive. ...'
'In order to take account of particular conditions, Member States may, if necessary, have an additional period of 3 years from 2 December 2003, that is to say a total of 6 years, to implement the provisions of this Directive on age and disability discrimination. In that event they shall inform the Commission forthwith. ...'
National legislation
Legislation of the Land of Hesse
'Paragraph 194 Retirement
(1) Established police officers retire at the end of the month in which they complete their 60th year (age limit).
(2) If it is in the interests of the service, retirement may, on application by the police officer, be postponed beyond the completion of the 60th year for a specified period which must not exceed one year at a time, but not beyond the completion of the 62nd year.
...
Paragraph 197 Legal status
(1) For officials in the operational divisions of professional fire services, the provisions of Paragraphs 187 and 192 to 194 apply by analogy.
...'
Federal legislation
'Paragraph 4 Entitlement to and calculation of the pension
(1) A pension is granted only if the official
1. has performed service of at least five years ...
...
Paragraph 14 Amount of the pension
(1) The pension amounts, for each year of pensionable service, to 1.79375% of pensionable remuneration (Paragraph 5), but at most a total of 71.75%.
...
(4) The pension amounts to at least 35% of pensionable remuneration (Paragraph 5).
...'
'Paragraph 1 Object of the law
The object of this law is to prevent or eliminate discrimination on grounds of race, ethnic origin, sex, religion or belief, disability, age or sexual orientation.
...
Paragraph 3 Definitions
(1) There is direct discrimination if a person is treated less favourably, on a ground mentioned in Paragraph 1, than another person is, has been or would be treated in a comparable situation. ...
...
Paragraph 7 Prohibition of discrimination
(1) Employees must not be discriminated against on a ground mentioned in Paragraph 1 ...
(2) Provisions in agreements which infringe the prohibition of discrimination in subparagraph 1 are void.
...
Paragraph 10 Permissible different treatment on grounds of age
Paragraph 8 notwithstanding, a difference of treatment on grounds of age is also permissible if it is objectively and reasonably justified by a legitimate aim. The means of achieving that aim must be appropriate and necessary. Such differences of treatment may include in particular the following:
...
3. fixing a maximum age for recruitment on the basis of the training requirements of the post in question or the need for a reasonable period of employment before retirement,
...
Paragraph 15 Compensation and damages
(1) In the event of a breach of the prohibition of discrimination, the employer is obliged to make good the damage caused thereby. This does not apply if the employer is not responsible for the breach of duty.
(2) The employee can claim appropriate financial compensation for non-pecuniary damage. In the event of non-recruitment, the compensation must not exceed three months' salary if the employee would not have been recruited even if the selection had been free from discrimination.
(3) Where collective agreements apply, the employer is obliged to pay compensation only if he acts intentionally or with gross negligence.
...'
The main proceedings and the reference for a preliminary ruling
'1. Does the national legislature enjoy generally a wide margin of discretion to exploit the room for manoeuvre in Article 6(1) of [the Directive], or is the discretion limited to what is needed, at any rate when it comes to setting a maximum age for recruitment with a view to a minimum period of service before retirement in accordance with point (c) of the second subparagraph of Article 6(1) of [the Directive]?
2. Does the criterion of need in point (c) of the second subparagraph of Article 6(1) of [the Directive] express the appropriateness of the means mentioned in the first subparagraph of Article 6(1) of [the Directive] in more concrete terms, thereby restricting the scope of that generally worded provision?
3. (a) Is it a legitimate aim in the context of the first subparagraph of Article 6(1) of [the Directive] for an employer to pursue the interest in recruiting officials who will remain in active service for as long as possible by having a maximum recruitment age?
(b) Is the implementation of such an aim inappropriate as soon as it has the effect that officials serve for longer than is necessary to obtain the minimum pension guaranteed by law in the case of early retirement after five years' service?
(c) Is the implementation of such an aim inappropriate only once it has the effect that officials serve for longer than is necessary at present 19.51 years to earn the minimum pension guaranteed by law in the case of early retirement?
4. (a) Is it a legitimate aim within the meaning of the first subparagraph of Article 6(1) of [the Directive] to keep the total number of officials to be recruited to a minimum by means of a maximum recruitment age which is as low as possible, in order to keep to a minimum the number of individual benefits such as provision for accidents or sickness (assistance which also covers family members)?
(b) In that respect, what significance can be accorded to the fact that, as officials grow older, provisions for accidents or sickness benefits (including for family members) are higher than for younger officials, so that the recruitment of older officials could increase the overall cost of such provision?
(c) In that respect, must firm forecasts or statistics be available, or are general assumptions based on probability sufficient?
5. (a) Is it a legitimate aim within the meaning of the first subparagraph of Article 6(1) of [the Directive] for an employer to wish to apply a particular maximum recruitment age in order to ensure a 'balanced age structure in the particular career'?
(b) If so, what requirements must the criteria for creating such an age structure satisfy in order to meet the conditions for a ground of justification (appropriateness and necessity, need)?
6. Is it a legitimate consideration within the meaning of the first subparagraph of Article 6(1) of [the Directive] for the employer to refer, in respect of a maximum recruitment age, to the fact that it is generally possible before reaching that age to acquire the relevant qualifications for recruitment to a training programme in the intermediate career in the fire service, in the form of the appropriate school education and vocational training?
7. What criteria should be used to assess whether a minimum period of service before retirement is appropriate or necessary?
(a) May the need for a minimum period of service be justified exclusively as compensation for the acquisition, solely at the employer's expense, of a qualification with the employer (qualification for an intermediate career post in the fire service), in order to ensure, with regard to such a qualification, an adequate subsequent period of service with that employer, so that the costs of training the official are thus gradually worked off?
(b) What is the maximum permissible length of the service period phase that follows the period of training? Can it exceed five years, and if so, under what conditions?
(c) Irrespective of Question 7(a), can the appropriateness or necessity of a minimum period of service be justified by the consideration that, in the case of officials whose pensions are financed solely by the employer, the period of active service to be expected from recruitment to likely retirement date must suffice to earn a minimum pension guaranteed by law by serving for a period which is at present 19.51 years?
(d) Conversely, is a refusal to recruit someone justified under Article 6(1) of [the Directive] only if the person would be recruited at an age which, given his likely retirement date, would result in the minimum pension being payable although it had not yet been fully earned?
8. (a) Should the date of retirement for the purposes of point (c) of the second subparagraph of Article 6(1) of [the Directive] be determined on the basis of the age limit fixed by law for retirement and subsequent receipt of a pension, or must it be based on the statistical mean retirement age of a particular group of officials or employees?
(b) Where applicable, to what extent should it be taken into consideration that in individual cases the normal date of an official's retirement can be postponed by up to two years? Does that circumstance lead to a corresponding increase in the maximum recruitment age?
9. May the initial training period to be completed by officials be included in the calculation of the minimum period of service in the context of Article 6(1) of [the Directive]? In that respect, is it relevant whether the training period has to be fully accounted for as pensionable service for the purpose of obtaining the pension, or should the period of training be excluded from the time period for which an employer may require a minimum length of service under point (c) of the second subparagraph of Article 6(1) of [the Directive]?
10. Are the provisions in the second sentence of Paragraph 15(1) and in Paragraph 15(3) of the [AGG] compatible with Article 17 of [the Directive]?'
The questions referred for a preliminary ruling
Costs
On those grounds, the Court (Grand Chamber) hereby rules:
Article 4(1) of Council Directive 2000/78/EC of 27 November 2000 establishing a general framework for equal treatment in employment and occupation must be interpreted as not precluding national legislation, such as that at issue in the main proceedings, which sets the maximum age for recruitment to intermediate career posts in the fire service at 30 years.
[Signatures]
* Language of the case: German.