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England and Wales Court of Appeal (Civil Division) Decisions |
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You are here: BAILII >> Databases >> England and Wales Court of Appeal (Civil Division) Decisions >> Ancell v McDermott [1993] EWCA Civ 20 (29 January 1993) URL: http://www.bailii.org/ew/cases/EWCA/Civ/1993/20.html Cite as: [1993] EWCA Civ 20, [1993] 4 All ER 355 |
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COURT OF APPEAL (CIVIL DIVISION)
ON APPEAL FROM THE HIGH COURT OF JUSTICE
QUEEN'S BENCH DIVISION
(MR JUSTICE GARLAND)
B e f o r e :
LORD JUSTICE BELDAM
SIR JOHN MEGAW
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(1) LAWRENCE RAYMOND ANCELL (in his personal capacity and also as Administrator of the Estate of DAWN PATRICIA ANCELL deceased) and KATIE ANCELL (2) (a minor suing by her Father and Next Friend the First Plaintiff) |
Respondents |
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-v- |
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(1) MICHAEL JAMES McDERMOTT (2) THE CHIEF CONSTABLE OF HERTFORDSHIRE (3) THE CHIEF CONSTABLE OF BEDFORDSHIRE (4) ALPHA BULK LIQUIDS LIMITED |
Appellants |
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MR PIERS ASHWORTH, Q.C., and MR JONATHAN HARVEY, instructed by Messrs Bernard Pearce & Co. (Waltham Cross), appeared for the Respondents (Plaintiffs).
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Crown Copyright ©
The appellants' submissions to Mr Justice Garland were that, accepting as proved the allegations made in the statement of claim, officers of a police force going about their duties on the highway owed no duty of care to protect other road users by warning or otherwise from hazards on the highway which they have not created or for which they are not responsible. The appellants relied on the decision of Hill v. The Chief Constable of West Yorkshire [1989] 1 A.C. 53 and on the decision of this court (unreported) on 16th February 1990 in Alexandrou v. Oxford (Chief Constable of the Merseyside Police) [1990] EWCA Civ 19. In addition, the appellants contended, relying on the second ground upon which the plaintiff's claim in Hill v. The Chief Constable of West Yorkshire (supra) was rejected, that it would be contrary to public policy to hold police officers under any such duty as that alleged by the plaintiffs.
"But, in my view, this case which I am called upon to determine falls in the grey area, and I take the view that it should be tried so that the facts can be ascertained and the arguments as to the existence or non-existence of a duty based on fact. My answer to the proposition posed by Mr. Livesey [counsel for the second and third defendants], and I am grateful to him for encapsulating the essence of the case so neatly, would be simply this: it may be so, depending on the precise circumstances, including the nature of the hazard, the extent of the danger created and the likelihood of injury. I would therefore dismiss this summons."
"The question of law which is opened up by the case is whether the individual members of a police force, in the course of carrying out their functions of controlling and keeping down the incidence of crime, owe a duty of care to individual members of the public who may suffer injury to person or property through the activities of criminals, such as to result in liability in damages, on the ground of negligence, to anyone who suffers such injury by reason of breach of that duty.
There is no question that a police officer, like anyone else, may be liable in tort to a person who is injured as a direct result of his acts or omissions. So he may be liable in damages for assault, unlawful arrest, wrongful imprisonment and malicious prosecution, and also for negligence. Instances where liability for negligence has been established are Knightley v. Johns [1982] 1 WLR 349 and Rigby v. Chief Constable of Northamptonshire [1985] 1 W.L.R. 1242. Further, a police officer may be guilty of a criminal offence if he wilfully fails to perform a duty which he is bound to perform by common law or by statute: see Reg, v. Dytham [1979] Q.B. 722, where a constable was convicted of wilful neglect of duty because, being present at the scene of a violent assault resulting in the death of the victim, he had taken no steps to intervene.
By common law police officers owe to the general public a duty to enforce the criminal law: see Reg, v. Commissioner of Police of the Metropolis, Ex parte Blackburn [1968] 2 Q.B. 118. That duty may be enforced by mandamus, at the instance of one having title to sue. But as that case shows, a chief officer of police has a wide discretion as to the manner in which the duty is discharged. It is for him to decide how available resources should be deployed, whether particular lines of inquiry should or should not be followed and even whether or not certain crimes should be prosecuted. It is only if his decision upon such matters is such as no reasonable chief officer of police would arrive at that someone with an interest to do so may be in a position to have recourse to judicial review. So the common law, while laying upon chief officers of police an obligation to enforce the law, makes no specific requirements as to the manner in which the obligation is to be discharged. That is not a situation where there can readily be inferred an intention of the common law to create a duty towards individual members of the public."
After referring to the appellant's argument, Lord Keith continued at page 60A:
"The foundation of the duty of care was said to be reasonable foreseeability of harm to potential future victims if Sutcliffe were not promptly apprehended. Lord Atkin's classic propositions in Donoqhue v. Stevenson [1932] AC 562, 580 were prayed in aid, as was Lord Wilberforce's well-known two stage test of liability in negligence in the Anns case [1978] AC 728, 751-752.
It has been said almost too frequently to require repetition that foreseeability of likely harm is not in itself a sufficient test of liability in negligence. Some further ingredient is invariably needed to establish the requisite proximity of relationship between plaintiff and defendant, and all the circumstances of the case must be carefully considered and analysed in order to ascertain whether such an ingredient is present. The nature of the ingredient will be found to vary in a number of different categories of decided cases. In the Anns case there was held to be sufficient proximity of relationship between the borough and future owners and occupiers of a particular building the foundations of * which it was decided to inspect, and there was also a close relationship between the borough and the builder who had constructed the foundations.
In Dorset Yacht Co. Ltd. v. Home Office [1970] AC 1004, 1060 Lord Diplock said of Lord Atkin's proposition:
'Used as a guide to characteristics which will be found to exist in conduct and relationships which give rise to a legal duty of care this aphorism marks a milestone in the modern development of the law of negligence. But misused as a universal it is manifestly false.'
Earlier he had said, at p. 1058:
'The judicial development of the law of negligence rightly proceeds by seeking first to identify the relevant characteristics that are common to the kinds of conduct and relationship between the parties which are involved in the case for decision and the kinds of conduct and relationships which have been held in previous decisions of the courts to give rise to a duty of care.'"
"The branch of English law which deals with civil wrongs abounds with instances of acts and, more particularly, of omissions which give rise to no legal liability in the doer or omitter for loss or damage sustained by others as a consequence of the act or omission, however reasonably or probably that loss or damage might have been anticipated. The very parable of the good Samaritan (Luke 10, v. 30) which was evoked by Lord Atkin in Donoqhue v. Stevenson illustrates, in the conduct of the priest and of the Levite who passed by on the other side, an omission which was likely to have as its reasonable and probable consequence damage to the health of the victim of the thieves, but for which the priest and Levite would have incurred no civil liability in English law. Examples could be multiplied. ..."
"In my opinion the police constable was not in any true sense a volunteer. It is true that he was under no positive legal duty to run out into the street and at the risk of his life to stop two galloping horses; and I quite accept that nobody would have thought of reprimanding him if he had done nothing. It is also true that the primary duty of the police is the prevention of crime and the arrest of criminals; but that is only a part of the duties of the police in London. There is a general duty to protect the life and property of the inhabitants; there is a discretionary duty to direct the traffic, to help blind and infirm people to cross the road, and to direct people who have lost their way. ..."
"In my opinion they are not mere lookers-on when an accident takes place, or seems likely to take place; they have, I think, a discretionary duty to prevent an accident arising from the presence of uncontrolled forces in the street, if they are in a position to do so."
Mr Ashworth pointed also to the judgment of Roche L.J. at page 166 where he said:
"All the plaintiff knew was that two heavy cart-horses attached to a large van were running away in a crowded street, and that at any rate one woman and a number of children were in great peril; moved, as I think, by a duty both legal and moral - and, I respectfully agree with everything which fell from Maugham L.J. in regard to the duties and position of the police - moved by such a duty, and not from any choice involving a consent to take any risk upon himself, the plaintiff acted and sustained his injuries."
"Every public officer commits a misdemeanour who wilfully neglects to perform any duty which he is bound either by common law or by statute to perform provided that the discharge of such duty is not attended with greater danger than a man of ordinary firmness and activity may be expected to encounter."
"Examples might be indefinitely multiplied."
Mr Ashworth also referred us to the case of Kniqhtley v. Johns [1982] 1 WLR 349, pointing out that Lord Keith had referred to it as an instance where liability for negligence had been established without questioning the existence of a duty on the part of the police officers concerned. The facts are significant. The claim was for damages for personal injuries arising out of a road traffic accident. One of the defendants driving through an underpass in Birmingham had overturned his car near a bend in the road in the underpass. Because of the importance of the thoroughfare, Standing Police Orders provided that in the event of an accident within the underpass the first action to be taken was to close the road to traffic. Police officers were quickly on the scene, including a senior police officer and two police motor cyclists. Without closing the underpass, the senior police officer directed the two motor cyclists to ride back to the entrance of the underpass against the flow of traffic on that carriageway. On rounding the bend one of them, the plaintiff, came into collision with a car which had entered the underpass. At first instance liability for the accident had been laid at the door of the driver whose vehicle had overturned in the underpass. He appealed and his appeal was allowed, the court finding that responsibility for the police motor cyclist's injuries lay with the senior police officer. The basis of the court's finding is given in the judgment of Stephenson L.J. at page 357H:
"The inspector may have had some justification for ordering or allowing the plaintiff and Police Constable Easthope to disobey [the Standing Police Order for road accidents or vehicle breakdowns in the Queensway Tunnel) ... He may have had some justification for not putting his explanation before the court from the witness box. But without any explanation why he did not close the tunnel and what he meant by saying he had forgotten to close it, or why the plaintiff should say that if the inspector had not in fact said it, he must, I think, be judged on the evidence which was given. That satisfies me that he was negligent in not closing the tunnel and in ordering or allowing his subordinates to do a very dangerous thing contrary to the standing order."
In his speech in Dorset Yacht Lord Diplock said at page 1059:
"But since ex hypothesi the kind of case which we are now considering offers a choice whether or not to extend the kinds of conduct or relationships which give rise to a duty of care, the conduct of relationship which is involved in it will lack at least one of the characteristics A, B, C or D, etc. And the choice is exercised by making a policy decision as to whether or not a duty of care ought to exist if the characteristic which is lacking were absent or redefined in terms broad enough to include the case under consideration. The policy decision will be influenced by the same general conception of what ought to give rise to a duty of care as was used in approaching the analysis. The choice to extend is given effect to by redefining the characteristics in more general terms so as to exclude the necessity to conform to limitations imposed by the former definition which are considered to be inessential. The cases which are landmarks in the common law, such as Lickbarrow v. Mason (1787) 2 Term Rep. 63, Rylands v. Fletcher (1868) LR 3 HL 330, Indermaur v. Dames (1866) L.R. 1 C.P. 274, Donoqhue v. Stevenson [1932] AC 562, to mention but a few, are instances of cases where the cumulative experience of judges has led to a restatement in wide general terms of characteristics of conduct and relationships which give rise to legal liability."
The two stage approach to the question of the existence of a duty of care formulated by Lord Wilberforce in the well known passage from his speech in Anns v. Merton London Borough Council [1978] AC 728, 751-752, came to be regarded as a universal principle upon which in any given case a duty of care might be found to exist. But as Lord Bridge pointed out in Caparo pic v. Dickman [1990] 2 W.L.R. 358 more recently decisions of the Privy Council and the House of Lords have emphasised the inability of a single general principle to provide a practical test which can be applied to every situation to determine whether a duty of care is owed and, if so, what is its scope. After referring to the recent decisions, including Hill v. The Chief Constable of West Yorkshire (supra), Lord Bridge said:
"What emerges is that, in addition to the foreseeability of damage, necessary ingredients in any situation giving rise to a duty of care are that there should exist between the party owing the duty and the party to whom it is owed a relationship characterised by the law as one of 'proximity' or 'neighbourhood' and that the situation should be one in which the court considers it fair, just and reasonable that the law should impose a duty of a given scope upon the one party for the benefit of the other. But it is implicit in the passages referred to that the concepts of proximity and fairness embodied in these additional ingredients are not susceptible of any such precise definition as would be necessary to give them utility as practical tests, but amount in effect to little more than convenient labels to attach to the features of different specific situations which, on a detailed examination of all the circumstances, the law recognises pragmatically as giving rise to a duty of care of a given scope. Whilst recognising, of course, the importance of the underlying general principles common to the whole field of negligence, I think the law has now moved in the direction of attaching greater significance to the more traditional categorisation of distinct and recognisable situations as guides to the existence, the scope and the limits of the varied duties of care which the law imposes. We must now, I think, recognise the wisdom of the words of Brennan J. in the High Court of Australia in Sutherland Shire Council v. Heyman (1985) 60 A.L.R. 1, 43-44, where he said:
'It is preferable, in my view, that the law should develop novel categories of negligence incrementally and by analogy with established categories, rather than by a massive extension of a prima facie duty of care restrained only by indefinable "considerations which ought to negative, or to reduce or limit the scope of the duty or the class of person to whom it is owed."'"
LORD JUSTICE NOURSE: I agree with both judgments.
Order: Appeal allowed; order of Garland J. set aside; action against the second and third defendants struck out; plaintiffs to pay the costs of the action as against the second and third defendants not to be enforced in respect of any costs incurred after 27th November 1991 without leave of the court; application for the costs of the appeal against the Legal Aid Fund adjourned to the registrar; legal aid taxation of plaintiffs' costs of the appeal; application for leave to appeal to the House of Lords refused.