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You are here: BAILII >> Databases >> England and Wales Court of Appeal (Civil Division) Decisions >> S, R (on the application of) v Secretary of State for Education [1994] EWCA Civ 37 (15 July 1994) URL: http://www.bailii.org/ew/cases/EWCA/Civ/1994/37.html Cite as: [1994] EWCA Civ 37, [1995] COD 48, [1995] ELR 71, [1995] 2 FCR 225 |
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COURT OF APPEAL (CIVIL DIVISION)
ON APPEAL FROM THE HIGH COURT OF JUSTICE
(MR. JUSTICE SEDLEY)
Strand London WC2 |
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B e f o r e :
LORD JUSTICE BELDAM
LORD JUSTICE PETER GIBSON
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R E G I N A | ||
- v - | ||
SECRETARY OF STATE FOR EDUCATION | ||
EX PARTE "S" |
____________________
London WC2 Tel: 071 404 7464 Official Shorthand Writers to the Court)
MR. J FRIEL (Instructed by A E Smith & Son, Stroud) appeared on behalf of the Respondent
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LONDON WC2 TEL: 071 404 7464 OFFICIAL SHORTHAND WRITERS TO THE COURT)
HTML VERSION OF JUDGMENT
Crown Copyright ©
'1. Meaning of "special education needs" and "special education provision".
(1) For the purposes of this Act a child has "special educational needs" if he has a learning difficulty which calls for special educational provision to be made for him.
(2) Subject to subsection (4) below, a child has a "learning difficulty" if -
(a) he has a significantly greater difficulty in learning than the majority of children of his age; or
(b) he has a disability which either prevents or hinders him from making use of educational facilities of a kind generally provided in schools, within the area of the local authority concerned, for children of his age ..........
(3) "Special educational provision" means -
(a) in relation to a child who has attained the age of two years, educational provision which is addition to, or otherwise different from, the educational provision made generally for children of his age in schools maintained by the local education authority concerned; ..........
5. Assessment of special education needs
(1) Where, in the case of a child for whom a local education authority are responsible the authority are of the opinion -
(a) that he has special educational needs which call for the authority to determine the special education provision that should be made for him;
or
(b) that he probably has such special education needs;
they shall make an assessment of his educational needs under this section.
7. Statement of child's special education needs
(1) Where an assessment has been made in respect of a child under section 5, the local education authority who are responsible for the child shall, if they are of the opinion that they should determine the special educational provision that should be made for him, make a statement of his special education needs and maintain that statement in accordance with the following provisions of this Act.
(2) In any case where a local education authority maintain a statement under this section in respect of a child -
(a) it shall be the duty of the authority to arrange that the special educational provision specified in the statement is made for him; and
(b) the authority may arrange that any non-educational provision specified in the statement is made for him in such manner as they consider appropriate
unless his parent has made suitable arrangements.
8. Appeals against statements
(1) Every local education authority shall make arrangements for enabling the parent of a child for whom they maintain a statement under section 7 to appeal, against the special educational provision specified in the statement -
(a) following the first or any subsequent assessment of the child's special educational needs under section 5; and
(b) where the authority make any amendment to the special educational provision specified in the statement otherwise than on the making of any such assessment.
(2) Any appeal by virtue of this section shall be to an appeal committee constituted in accordance with paragraph 1 of Part 1 of Schedule 2 to the Education Act 1980.
. . . . . .
(6) In any case where -
(a) an appeal committee confirm the decision of a local education authority as to the special educational provision to be made for a child; or
(b) a local education authority inform an appellant of their decision in a case which has been remitted to them under subsection (4) (b) above;
the appellant may appeal in writing to the Secretary of State.
(7) On an appeal under subsection (6) above the Secretary of State may, after consulting the local education authority concerned -
(a) confirm the special educational provision specified in the statement
(b) amend the statement so far as it specifies the special education provision and make such other consequential amendments to the statements as he considers appropriate; or
(c) direct the local education authority to cease to maintain the statement.
"4..... In reaching his decision he has taken account of the advice, representations and evidence available to the Essex Local Education Authority and the Local Appeal Committee, and has had regard to the representations which you have made on behalf of the parents.
5. The Secretary of State has noted that E does have some learning difficulties, in absolute terms, as well as relative to his global level of intellectual functioning. He considers that E has mild specific learning difficulties (dyslexia) in the areas of literacy and numeracy, difficulties with handwriting, problems with memory and a disposition towards sensitivity. The Secretary of State does not believe that E's specific learning difficulties alone are sufficiently severe and complex to require the Authority to determine the special educational provision to be made for him. However, he is of the view that when taken together with E's disposition towards sensitivity these difficulties provide grounds for the authority to issue a statement of special educational needs. He considers that E's learning difficulties are adequately described in Part II of the Statement.
6. So far as E's specific learning difficulties in literacy are concerned, the Secretary of State considers that most of the analysis of his reading ability as he was reaching secondary transfer age suggests that it was reaching the level where he had achieved the skills necessary to cope with the reading material for year 7 pupils. In relation to spelling the Secretary of State considers that while E has some difficulties these are not acute.....
7. A similar picture emerges in relation to E's difficulties in numeracy.
8. Part II of E's statement recognises that he has difficulties with information processing and the transfer of material from short to long term memory. In the Secretary of State's view these difficulties are addressed by the special educational provision in Part III.
9. ....E does have some emotional problems....The Secretary of State does not believe, however, that there is sufficient evidence to show that these difficulties are severe enough to require placement in a small school catering for children with specific learning difficulties such as Eccles Hall.
10. E's difficulties can be catered for within a main stream school.
11. However the Secretary of State takes the view that Part III of the Statement does not currently specify in sufficient detail the help that E requires in two areas. First the Secretary of State considers that for the most part E should be taught in his normal peer group but believes he should receive 40 minutes per day tuition in a small group to include help in respect of the development of literacy and numeracy skills. Secondly he considers that a member of staff should be nominated to act as a point of reference for E and with whom he can discuss any concern with regard to general or specific subject areas. The Secretary of State has accordingly used his power under Section 8 (7) of the Education Act 1981 to make the following amendments to Part III of E's statement:-
2. (j) 40 minutes per day small group tuition to include help with the development of literacy and numeracy skills
8. Access to a member of staff with whom he may discuss concerns with regard to general or specific subject areas."
"The Highways Act 1959 being itself silent as to the procedure to be followed at the inquiry, that procedure, within such limits as are necessarily imposed by its qualifying for the description 'local inquiry' must necessarily be left to the discretion of the minister or the inspector appointed by him to hold the inquiry on his behalf, or partly to one and partly to the other. In exercising that discretion, as in exercising any other administrative function, they owe a constitutional duty to perform it fairly and honestly, and to the best of their ability, as Lord Greene MR pointed out in his neglected but luminous analysis of the quasi-judicial and administrative functions of a minister as confirming authority of a compulsory purchase order made by a local authority, which is to be found in B Johnson & Co (Builders) Ltd -v- Minster of Health 1947 2 AER 395, 399 - 400. That judgment contains a salutary warning against applying to procedures involved in the making of administrative decisions concepts that are appropriate to the conduct of ordinary civil litigation between private parties. So rather than use such phrases as 'natural justice' which may suggest that the prototype is only to be found in procedures followed by English courts of law, I prefer to put it that in the absence of any rules made under the Tribunals and Inquiries Act 1971, the only requirement of the Highways Act 1959, as to the procedure to be followed at a local inquiry held pursuant to Schedule 1, paragraph 9, is that it must be fair to all those who have an interest in the decision that will follow it whether they have been represented at the inquiry or not. What is a fair procedure to be adopted at a particular inquiry will depend upon the nature of its subject matter.
What is fair procedure is to be judged not in the light of constitutional fictions as to the relationship between the minster and the other servants of the Crown who serve in the government department of which he is the head, but in the light of the practical realities as to the way in which administrative decisions involving forming judgments based on technical considerations are reached. To treat the minister in his decision-making capacity as someone separate and distinct from the department of government of which is the political head and for whose actions he alone in constitutional theory is accountable to Parliament is to ignore not only practical realities but also Parliament's intention.
Ministers come and go; departments, through their names may change from time to time, remain. Discretion in making administrative decisions is conferred upon a minister not as an individual but as the holder of an office in which he will have available to him in arriving at his decision the collective knowledge, experience and expertise of all those who serve the Crown in the department of which, for the time being, he is the political head. The collective knowledge, technical as well as factual, of the civil servants in the department and their collective expertise is to be treated as the minister's own knowledge, his own expertise. It is they who in reality will have prepared the draft scheme for his approval; it is they who will in the first instance consider the objections to the scheme and the report of the inspector by whom any local inquiry has been held, and it is they who will give to the minster the benefit of their combined experience, technical knowledge and expert opinion on all matters raised in the objections and the report.
This is an integral part of the decision making process itself; it is not to be equiparated with the minister receiving evidence, expert opinion or advice from sources outside the department after the local inquiry has been closed".
Later, at page 101, Lord Diplock continued
"My Lords, in the analysis by Lord Greene MR in B Johnson & Co (Builders) Ltd -v- Minister of Health 1947 2 AER 395, 399 - 400 of the common sense in which a minister's functions are to confirm, modify or reject a scheme prepared and promoted by a local authority, it is pointed out that the minister's ultimate decision is a purely administrative one. It is only at one stage in the course of arriving at his decision that there is imposed on his administrative character a character loosely described as being quasi-judicial; and that is: when he is considering the respective representations of the promoting authority and of the objectors made at the local inquiry and the report of the inspector upon them. In doing this he must act fairly as between the promoting authority and the objectors; after the inquiry has closed he must not hear one side without letting the other know; he must not accept from third parties fresh evidence which supports one side's case without giving the other side an opportunity to answer it. But when he comes to reach his decision, what he does bears little resemblance to adjudicating on a lis between the parties represented at the inquiry...... No one could reasonably suggest that as part of the decision making process after receipt of the report the minister ought not to consult with the officials of his department and obtain from them the best informed advice he can to enable him to form a balanced judgment on the strength of the objections and merits of the scheme in the interest of the public as a whole, or that he was bound to communicate the departmental advice that he received to the promoting authority and the objectors."
"One cannot help feeling that the denial of the applicants request was due to an in built reluctance to give reasons or disclose advice lest it give opponents fuel for argument. One can understand and respect the need for ministers to preserve confidentiality as to the In-House advice they receive on administrative and political issues from their civil service staff. But here, the advice was from the body of independent experts set up to advise the Secretary of State on scientific matters. I can see no ground in logical reason for declining to show the applicants the text of the advice. In view of the total change of policy the regulations would bring about and its unique impact on the applicants, fairness demanded that they should treated with candour. To conceal from them the scientific advice which directly led to the ban was, in my judgment unfair and unlawful."
"Even in judicial proceedings in a court of law, once a fair hearing has been given to the rival cases presented by the parties the rules of natural justice do not require the decision maker to disclose what he has minded to decide so that the parties may have a further opportunity of criticising his mental processes before he reaches a decision. If this were a rule of natural justice only the most talkative of Judges would satisfy it and trial by jury would have to be abolished".
"In the light of the Secretary of State's view as to E's mild special educational needs, one period per day was thought by him to be quite sufficient and it is respectfully submitted that this is made clear in the Decision Letter. Dr Harry Chasty, in the third of the Dyslexic Institute Reports (dated 31st December 1990 Document 163-170 in the applicant's bundle) came to the view in his penultimate substantive paragraph that only 1½ hours per week small group teaching in literacy and numeracy would be sufficient to meet any of E's needs in these unrelated respects, the areas for which the Secretary of State prescribed 3 hours and 20 minutes per week".
"As to rationality I am unable to accept either that there is an intrinsic lack of adequate reasoning in the letter or that when related to the material placed before the Secretary of State by the parties, its findings in conclusion depart so far from the factual material that no responsible Secretary of State in the discharge of his appellate functions could sensibly have reached them. The findings may well be surprising, and in the light of what the parents had already achieved on E's behalf, may well have been shocking. But they were in my judgment rationally available to the Secretary of State on the basis of the material known to the parties and placed before him. In particular I accept Mr Hart's submission that it lay within the range of possible conclusions that E's dyslexia was no more than mild, and that there is no frank error in the assessment of E's backwardness in numeracy."
"Natural justice requires that the procedure before any tribunal which is acting judicially should be fair in all the circumstances .... For a long time the courts have, without objection from Parliament, supplemented procedure laid down in legislation when they have found that to be necessary for this purpose. But before this unusual kind of power is exercised it must be clear that the statutory procedure is insufficient to achieve justice and that to require additional steps would not frustrate the apparent purpose of the legislation."