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England and Wales Court of Appeal (Civil Division) Decisions |
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You are here: BAILII >> Databases >> England and Wales Court of Appeal (Civil Division) Decisions >> Staffordshire County Council v NGR Land Developments Ltd & Anor [2002] EWCA Civ 856 (21 May 2002) URL: http://www.bailii.org/ew/cases/EWCA/Civ/2002/856.html Cite as: [2002] EWCA Civ 856, [2003] JPL 56 |
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IN THE COURT OF APPEAL (CIVIL DIVISION)
ON APPEAL FROM THE CHANCERY DIVISION
(His Honour Judge Boggis)
Strand London WC2 |
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B e f o r e :
LORD JUSTICE JONATHAN PARKER
LORD JUSTICE LONGMORE
____________________
STAFFORDSHIRE COUNTY COUNCIL | ||
Claimant/Respondent | ||
-v- | ||
(1) NGR LAND DEVELOPMENTS LIMITED | ||
(2) DR NIGEL ROBERTS | ||
Defendants/Appellants |
____________________
Smith Bernal Reporting Limited, 190 Fleet Street,
London EC4A 2AG
Tel: 0171 421 4040
Official Shorthand Writers to the Court)
____________________
Crown Copyright ©
"When the extraction of the minerals referred to in this permission is discontinued on the site,
...
(b)Waste material shall be replaced in the excavated area and the ground shall be treated so as to avoid any harsh break of gradient and so as to conform as nearly as possible with the contours of the adjoining areas. Soil capable of promoting plant growth shall be spread over the excavated area. The whole of the work to be carried out to the reasonable satisfaction of the Local Planning Authority."
"xxii. an aftercare scheme requiring that such steps as may be necessary to bring each phase of the land restored under condition xxi preceding to the required standard for use for agriculture (ie to restore its physical characteristics so far as it is practicable to do so, to what they were when it was last used for agriculture) shall be submitted for the approval of the Mineral Planning Authority not later than 6 months from the date of this permission;
xxiii. the submitted aftercare scheme shall specify in relation to each phase the steps to be taken, and the periods during which they are to be taken;
xxii. subject to condition xxv following, aftercare of the site shall be carried out in accordance with the aftercare scheme as approved by the Mineral Planning Authority.
...
xxvi. on completion of the restoration of the land, the public rights of way crossing the site which are suspended during the opencast operations shall be reinstated on their original alignments, or such other alignments as may be agreed by the Mineral Planning Authority and to a condition not less serviceable than at the commencement of the operations."
"Without prejudice to the provisions of this Part as to the duration, revocation or modification of planning permission, any grant of planning permission to develop land shall (except in so far as the permission otherwise provides) enure for the benefit of the land and of all persons for the time being interested in it."
"When one looks at the relevant plan, it shows that what was then contemplated was a bungalow to be built at the northern end of this strip of land, the end which has been referred to throughout the argument as site A. For convenience in argument, the strip of land has been notionally divided into three plots; site A is the northernmost of the three, and the permission number 601 contemplated the building of a bungalow on site A, and also showed the rest of the entire site as being coloured, and thus within the application which was being made. The reference to a smallholding in the permission in my judgment clearly contemplates that the coloured land, that is to say the entire strip to which I have first referred, is embraced in the application, and that the intention is to use that land as a smallholding.
I fully appreciate the argument put before us by Mr. Dobry that using land as a smallholding does not require planning permission, and it is perfectly true to say that the development which was contemplated in permission 601 was the building work of erecting a bungalow, but it is well known that a decision to allow building work to take place is affected by the setting in which the building will lie, and it is also affected by such considerations as the extent of the curtilage intended to be provided and the use to which other land occupied with the building should be put. Therefore I think it quite wrong to say that permission 601 merely permits the building of a bungalow. It permits the building of a bungalow in the setting contemplated by the application, namely, as a dwelling house upon a smallholding."
"When one looks at the appropriate plan in respect of this development permission, one finds that it was for the erection on a bungalow not on the part of the land which I have called site A, but in the middle of the land on the part which has been referred to as site B. Again it shows the whole curtilage as being associated with the permission. It therefore shows that the bungalow permitted to be built will be in the middle of the whole site, and have the whole site as part of its curtilage, and in case it is necessary to make that point even more vivid, the permission itself contains a condition in these terms: `The bungalow shall be the only dwelling to be erected upon the area of land edged red on the submitted plan.' That certainly drives home the point that the permission comprised in number 756 was for a bungalow on site B, but that the whole of the site to which I originally referred is comprised in the permission in that that bungalow is intended to have the rest of the site as its curtilage."
"There is, perhaps surprisingly, not very much authority on this point which one would think could often arise in practice, so I venture to start at the beginning with the more elementary principles which arise. In the first place I have no doubt that a landowner is entitled to make any number of applications for planning permission which his fancy dictates, even though the development referred to is quite different when one compares one application to another. It is open to a landowner to test the market by putting in a number of applications and seeing what the attitude of the planning authority is to his proposals.
Equally it seems to me that a planning authority receiving a number of planning applications in respect of the same land is required to deal with them, and to deal with them even though they are mutually inconsistent one with the other. Of course, special cases will arise where one application deliberately and expressly refers to or incorporates another, but we are not concerned with that type of application in the present case.
In the absence of any such complication, I would regard it as the duty of the planning authority to regard each application as a proposal in itself, and to apply its mind to each application, asking itself whether the proposal there contained is consistent with good planning in the factual background against which the application is made.
I do not regard it as part of the duty of the local planning authority itself to relate one planning application or one planning permission to another to see if they are contradictory. Indeed I think it would be unnecessary officiousness if a planning authority did such a thing. They should regard each application as a proposal for a separate and independent development, and they should consider the merits of the application upon that basis. What is the consequence here? The fact that application 756 related to a bungalow central in the site, and the fact that it contemplated only one bungalow on the whole site, and the fact that that permission has now been implemented, means in my judgment that one must look back at permission 601, and see whether in fact that development there contemplated can now be carried out consistently with the development sanctioned in the implemented application number 756.
For this purpose I think one looks to see what is the development authorised in the permission which has been implemented. One looks first of all to see the full scope of that which has been done or can be done pursuant to the permission which has been implemented. One then looks at the development which was permitted in the second permission now sought to be implemented, and one asks oneself whether it is possible to carry out the development proposed in that second permission, having regard to that which was done or authorised to be done under the permission which has been implemented.
Accordingly, one now looks back at permission 601 to see whether the development there contemplated is a practical possibility having regard to what has been done or may be done under number 756. I have no doubt in my mind that it is quite clear that the development contemplated by number 601 cannot now be carried out. As I endeavoured to explain earlier, the development contemplated by number 601 was the building of a bungalow, but the building of a bungalow in a particular site as ancillary to the smallholding which was to occupy the rest of the site. It is not now possible to build a bungalow on number 601 subject to those terms, and it does not follow in the least that if the local planning authority had been asked to give permission for a bungalow on site A that they would have done so if they had known that the remainder of the site was not to be made available for the smallholding which was clearly in contemplation all the way through.
I find that if one looks at the development sanctioned by number 601 and asks oneself whether that can now be carried out having regard to the activities pursuant to permission number 756, it seems to me the answer must be no, and I think that if that is the position the effect is that permission 601 is no longer capable of being implemented.
Whether or not it should be regarded as in suspense and possibly available at a future time should the development carried out pursuant to number 756 be removed is something which I do not feel compelled to express an opinion about. What I am clear about is that it is not now possible to implement number 601 for the reasons I have endeavoured to give."
"My views on this matter are not based on any election on the part of Mr. Pilkington; they are not based on any abandonment of an earlier permission, and they do not in any way depend on the fact that the building on site A may have been a breach of the condition in number 756. I base my decision on the physical impossibility of carrying out that which was authorised in number 601. I mention this because I do not regard the case as one in which the Secretary of State's decision depends on the condition in number 756."
"My Lord, on the question of abandonment I find myself in agreement with both courts below that there is no such general rule in the planning law. In certain exceptional situations not covered by legislation, to which I shall refer, the courts have held that a landowner by developing his land can play an important part in bringing to an end or making incapable of implementation a valid planning permission. But I am satisfied that the Court of Appeal in the Slough case erred in law in holding that the doctrine of election between inconsistent rights is to be incorporated into the planning law either as the basis of a general rule of abandonment or (which the courts below were constrained to accept) as an exception to the general rule that the duration of a valid planning permission is governed by the provisions of the planning legislation. I propose now to give my reasons for reaching this conclusion.
Planning control is the creature of statute. It is an imposition in the public interest of restrictions upon private rights of ownership of land. The public character of the law relating to planning control has been recognised by the House in Newbury District Council v. Secretary of State for the Environment [1981] A.C. 578. It is a field of law in which the courts should not introduce principles or rules derived from private law unless it be expressly authorised by Parliament or necessary in order to give effect to the purpose of the legislation. The planning law, though a comprehensive code imposed in the public interest, is, of course, based on the land law. Where the code is silent or ambiguous, resort to the principles of the private law (especially property and contract law) may be necessary so that the courts may resolve difficulties by application of common law or equitable principles. But such cases will be exceptional. And, if the statute law covers the situation, it will be an impermissible exercise of the judicial function to go beyond the statutory provision by applying such principles merely because they may appear to achieve a fairer solution to the problem being considered. As ever in the field of statute law it is the duty of the courts to give effect to the intention of Parliament as evinced by the statute, or statutory code, considered as a whole.
Parliament has provided a comprehensive code of planning control."
"The clear implication is that only the statute or the terms of the planning permission itself can stop the permission enuring for the benefit of the land and of all persons for the time being interested therein."
"Viewed as a question of principle, therefore, the introduction into the planning law of a doctrine of abandonment by election of the landowner (or occupier) cannot, in my judgment, be justified."
"The third class of case comes nearer to the facts and law of the present appeal. These cases are concerned not with existing use rights but with two planning permissions in respect of the same land. It is, of course, trite law that any number of planning permissions can validly co-exist for the development of the same land, even though they be mutually inconsistent. In this respect planning permission reveals its true nature - a permission that certain rights of ownership may be exercised but not a requirement that they must be.
But, what happens where there are mutually inconsistent permissions (as they may well be) and one of them is taken up and developed? The answer is not to be found in the legislation. The first reported case appears to have been Ellis v. Worcestershire County Council (1961) 12 P. & C.R. 178, a decision of Mr. Erskine Simes Q.C. to which Lord Widgery C.J. referred with approval in what must now be regarded as the leading case on the point, Pilkington v. Secretary of State for the Environment [1973] 1 W.L.R. 1527.
Mr Erskine Simes, in a passage which Lord Widgery C.J. was later to describe as exactly illustrating the principle, said, at p.183:
`If permission were granted for the erection of a dwelling house on a site showing one acre of land as that to be occupied with the dwelling house, and subsequently permission were applied for and granted for a dwelling house on a different part of the same acre which was again shown as the area to be occupied with the dwelling house, it would, in my judgment, be impossible to construe these two permissions so as to permit the erection of two dwelling houses on the same acre of land. The owner of the land has permission to build on either of the sites, but wherever he places his house it must be occupied with the whole acre.'
Pilkington was a Divisional Court decision. It has been approved by the Court of Appeal in Hoveringham Gravels Ltd. v. Chiltern District Council (1977) 76 L.G.R. 533. Its facts were that the owner of land was granted planning permission to build a bungalow on part of the land, site `B'. It was a condition of the permission that the bungalow should be the only house to be built on the land. He built the bungalow. Later the owner discovered the existence of an earlier permission to build a bungalow and garage on another part of the same land, site `A' That permission contemplated the use of the rest of the land as a smallholding. He began to build the second bungalow, when he was served with an enforcement notice alleging a breach of planning control. The Divisional Court Held that the two permissions could not stand in respect of the same land, once the development sanctioned by the second permission had been carried out. The effect of building on site `B' was to make the development authorised in the earlier permission incapable of implementation. The bungalow built on site `B' had destroyed the smallholding: and the erection of two bungalows on the site had never been sanctioned. This was certainly a common sense decision, and, in my judgment, correct in law. The Pilkington problem is not dealt with in the planning legislation. It was, therefore, necessary for the courts to formulate a rule which would strengthen and support the planning control imposed by the legislation. And this is exactly what the Divisional Court achieved. There is, or need be, no uncertainty arising from the application of the rule. Both planning permissions will be on a public register: examination of their terms combined with an inspection of the land will suffice to reveal whether development has been carried out which renders one or other of the planning permissions incapable of implementation."
"In an attempt to put the issue in its most concise form he was submitting that one can look at the matter `either way'; that is to say, either, as in the Pilkington case, to consider whether the permission sought to be implemented second is still capable of implementation or, as in the present case (where the permission sought to be implemented second is, it is not disputed, still capable of implementation, albeit the trees would not be retained), to consider whether the permission implemented first could not have been implemented in its permitted form if the other permission were implemented."
"I cannot accept Mr Holdsworth's submissions. I uphold the submissions of Mr Horton QC, who appears for the appellants. In my judgment, the doctrine in Pilkington is encapsulated in the words of Lord Widgery at p 1532H:
I base my decision on the physical impossibility of carrying out that which was authorised in number 601.
That sentence is an abbreviation of the approach set out in detail in the three paragraphs on p 1532 beginning with the paragraph commencing `For this purpose'. In these three paragraphs I should like to emphasise the words in the first of them, `one asks oneself whether it is possible to carry out the development proposed in that second permission'; in the second paragraph, `I have no doubt in my mind that it is quite clear that the development contemplated by number 601 cannot now be carried out'; and in the third paragraph, `I think that if that is the position the effect is that permission 601 is no longer capable of being implemented'.
With all that in mind, I cannot read the last sentence before these three paragraphs as meaning what Mr Holdsworth submits in his submission 1(b). In that sentence Lord Widgery was considering whether the permission then to be implemented, namely 601, could be carried out, not whether the permission 756, which had already been implemented, could properly have been carried out. When Lord Widgery said, `consistently with the development sanctioned in the implemented application number 756', he meant to introduce everything which he was just about to deal with in detail in the following three paragraphs, namely whether the permission now to be carried out could be carried out.
It will be noted that Lord Scarman in the Pioneer Aggregates case did not treat the matter differently from Lord Widgery. I draw attention in particular to the first complete sentence on p 145:
The effect of building on side `B' was to make the development authorised in the earlier permission capable of implementation.
At the end of the paragraph he says:
... examination of their terms combined with an inspection of the land will suffice to reveal whether development has been carried out which renders one or other of the planning permissions incapable of implementation.
That is the true doctrine in Pilkington in virtually the same words as those used by Lord Widgery throughout p 1532, and I should add, for the sake of clarity, that both Lord Widgery and Lord Scarman put the rule in this way, having in mind what Mr Erskine Simes had said in Ellis. It cannot properly be assumed that, because of what Mr Erskine Simes said, the true rule is any wider than as put by Lord Widgery or Lord Scarman.
The point of this is that in a case where the permission is, on its facts, incapable of being implemented, any development carried out on the site cannot be in pursuance of that permission. There is no rationale for looking at the matter `the other way round'. In the present case the 1983 (as yet unimplemented) permission is capable of being implemented, albeit the trees would not be retained. It may well be that the implementation of it would have an adverse effect upon the development already carried out under the 1985 permission and be incompatible with that permission, as the inspector has held; but that does not give rise to a basis for holding that in some way the 1983 permission has ceased to be of any efficacy. Unlike the Pilkington permission 601, it is still capable of implementation and there is no physical impossibility of carrying out the development authorised by it, and there is no other basis upon which I can hold that it has ceased to be of any efficacy.
Pilkington does not say that mere incompatibility with another permission already implemented is sufficient to enable one to hold that a permission which is capable of implementation is of no effect. For these reasons, in my judgment, the inspector's approach was not in conformity with the doctrine of Pilkington."
"... [F]irst, as I have endeavoured to explain, there is no rationale for treating a permission as of no effect in this context, except in a case where it has become incapable of implementation; second, I note that Lord Widgery preferred to base his judgment upon the impossibility of carrying out the (as yet unimplemented) permission rather than upon mere incompatibility; third, whereas, as Lord Scarman pointed out at p 145C, the planning register would reveal whether one of the permissions was incapable of implementation, it would not necessarily reveal whether an apparently good permission capable of implementation was rendered ineffective by another permission."
"In my view, an extension of the Pilkington doctrine on these lines would make the planning register system entirely unsafe for the use of the public; on the other hand, the local planning authorities are perfectly well protected by the present system. When considering an application in respect of a site where there already exists a permission, if they wish to grant permission, they can readily ensure, if they so desire, by one of the means available to them (eg by a section 106 agreement or by revocation) that the earlier permission shall cease to have effect. In my judgment, there would be no warrant whatever for extending the Pilkington doctrine beyond the rule laid down by Lord Widgery."
"That any hollows due to subsidence of filled areas shall be levelled up and the final surface of the whole area shall be compacted, soiled and finished to even gradients permitting natural drainage."
"The question for consideration in cases involving a permission for operational development is: is it possible to carry out the development covered by the permission on which it is now sought to rely having regard to that which has been done or authorised to be done under the permission which has already been implemented: Or, to use the words of the judge, the question is:
"...whether the development contemplated by the earlier-permission could be carried out consistently with the development sanctioned by the implemented permission.
The decision in Pilkington's case has been approved by the Court of Appeal and also by Lord Scarman in the Pioneer Aggregates case where he said:
[It] was certainly a common-sense decision, and, in my judgment correct in law. The Pilkington problem is not dealt with in the planning legislation. It was, therefore, necessary for the courts to formulate a rule which would strengthen and support the planning control imposed by the legislation, and this is exactly what the Divisional Court achieved. There is, or need be, no uncertainty arising from the application of the rule. Both planning permissions will be on a public register: examination of their terms combined with an inspection of the land will suffice to reveal whether development has been carried out which renders one or other of the planning permissions incapable of implementation.
It will be remembered that it was argued in the alternative on behalf of the council that even if one applied the Pilkington test the 1947 decision can no longer be relied upon. Thus, it was said, it cannot be implemented according to its terms. I am satisfied, however, that this argument also must fail. In the decision letter dated March 14, 1988, the Secretary of State referred to the findings of fact made by the inspector. These findings included a finding that:
the extraction of sand and gravel from areas covered by subsequently tipped material and by natural overburden would be both practicable and viable.
The Secretary of State decided that the 1947 permission for quarrying is still capable of being implemented. The judge came to the conclusion that he could find no error of law by the Secretary of State in his application of the law to the facts of this case or in his decision that the 1947 permission is still capable of being implemented.
I agree with the judge. The Secretary of State applied the Pilkington test to the facts. This was the right test to apply. I can see no error of law or any error in the application of the law to the facts."
"I respectfully adopt the approach of Lord Widgery in [Pilkington]. It is necessary to look back at the earlier permission and see whether in fact that development can now physically be carried out consistently with the development sanctioned in the implemented [permission]."
"It was held that the extraction of sand from subsequently tipped areas was both practicable and viable. In my judgment, practical and viable here meant that the extraction of sand was not inconsistent with the later change of use to permit tipping." [My emphasis]
"So the question is whether, in the context of the implementation of the permission for Opencast coal removal and return to agricultural use permitted by the 1987 permission, the mining of clay in the Area of Overlap has been rendered physically impossible.
In my judgment, it has. It is physically impossible to get to the clay without undoing all the work of reinstatement and aftercare that formed such an important part of the Streets Lane 1987 permission. Anyone knowing of the two consents and then going to the site would conclude that the first could not be activated when, pursuant to the second, the site had been restored and the area duly returned to agriculture. In my judgment the impossibility does not arise out of the duration of the permission, or the nature of the mineral extraction or the restriction on clay extraction in the Streets Lane permission. It arises out of the impossibility of carrying out the clay extraction in the context of the later permission.
In my judgment, in coming to this conclusion I am not stepping outside the terms of the later consent. That consent provided in terms for a return of the site to agriculture and, further, it set out the detailed basis for restoration and aftercare which has made it impossible to exercise the earlier permission."
In my judgment the Claimant is entitled to the declaration it seeks."
" ....seeing whether in fact that development there contemplated can now be carried out consistently with the development sanctioned in the implemented application number 756."
"... do not in any way depend on the fact that the building on site A may have been a breach of the condition in number 756." [I.e. the later permission].
"It is not now possible to build a bungalow on [site "A"] subject to those terms." [My emphasis.]
"... whether development has been carried out which renders one or other of the planning permissions incapable of implementation."
"It is physically impossible to get to the clay without undoing all the work of reinstatement and aftercare that formed such an important part of the Streets Lane 1987 permission."
"... the local planning authorities are perfectly well protected by the present system. When considering an application in respect of a site where there already exists a permission, if they wish to grant permission, they can readily ensure, if they so desire, by one of the means available to them (eg by a section 106 agreement or by revocation) that the earlier permission shall cease to have effect."
"I do not regard it as part of the duty of the local planning authority itself to relate one planning application or one planning permission to another to see if they are contradictory. Indeed I think it would be unnecessary officiousness if a planning authority did such a thing."