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England and Wales Court of Appeal (Civil Division) Decisions |
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You are here: BAILII >> Databases >> England and Wales Court of Appeal (Civil Division) Decisions >> Mathialagan, R (on the application of) v London Borough of Southwark & Anor [2004] EWCA Civ 1689 (13 December 2004) URL: http://www.bailii.org/ew/cases/EWCA/Civ/2004/1689.html Cite as: [2004] EWCA Civ 1689 |
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COURT OF APPEAL (CIVIL DIVISION)
ON APPEAL FROM The Queen's Bench Division
The Administrative Court
Mr Justice Leveson
CO/6498/2003
Strand, London, WC2A 2LL |
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B e f o r e :
LORD JUSTICE CARNWATH
and
SIR WILLIAM ALDOUS
____________________
The Queen on the Application of Periasamy Mathialagan |
Appellant |
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- and - |
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(1) London Borough of Southwark |
Respondent |
____________________
Smith Bernal Wordwave Limited, 190 Fleet Street
London EC4A 2AG
Tel No: 020 7421 4040, Fax No: 020 7831 8838
Official Shorthand Writers to the Court)
Robert Bowker (instructed by Legal Dept of London Borough of Southwark) for the Respondents
____________________
Crown Copyright ©
Lord Justice Waller :
Introduction
"1) The decision of Camberwell Green Magistrates Court of 19 September 2003 be quashed;
2) To direct that the learned Magistrates to exercise his judicial discretion to re-open the matter;
3) An interim injunction Order that the first Defendant/Respondent refrain from taking any action to enforce the Liability Orders made on 19 September 2003 until the Judgment of this application is known.
4) To give directions that the landlords of these properties be added to the summonses when the matter is remitted back to the Magistrates Court.
5) The costs of this application to be paid by the first Defendant/Respondent."
Decisions of the Administrative Court
"Permission is hereby refused.
Observations: The mistake by your advisors, even though it deprived you of the opportunity to be heard before the Magistrates, does not arguably entitle you to relief on public law grounds since you have not been the victim of unfair procedure (See Al Mehdawi [1990] 1 AC 876). This was the third occasion on which one of the matters had come to court and the fourth occasion on which the other had come. Those representing you had been informed that if you failed to attend the court on 19th September 2003 the hearing would go ahead in your absence."
"6. Before me, Mr Adenekan renews the application for permission but on slightly different grounds, although he is correct to assert that both grounds, in fact, are said to engage Article 6(1) of the European Convention for the Protection of Human Rights and Fundamental Freedoms, namely the right to a fair trial. He no longer focuses on the hearing in the absence of the applicant, but rather on the failure of the district judge to pay attention to the documents that had been placed before the court and to give a reasoned judgment. He relies on a note in Stone's Justices' Manual to the effect that it is a requirement of a fair trial in both criminal and civil matters that a court should give reasons for its judgment. The note goes on, 'The extent of the duty to give reasons may, however, vary according to the nature of the decision.'"
"8. What are the circumstances of this case? In this case, the applicant did not attend, and neither did his lawyers. No arguments were advanced which required the district judge to condescend to explanation to elaborate upon why he was rejecting that same contention proffered to him. The case was put before him as a liability to pay, and there is no reason for not accepting what Claudette Gayle said, namely that she advised the district judge that the case had come up before and gave a brief synopsis of the case. There is no further detail of what she said but no reason to doubt that she did that which she describes responsibly and appropriately.
9.The judge granted the orders. It would have been plain to anyone sitting in court that he granted the orders because the basis for the liability had been established by what had been said, and nothing had been contended to the contrary. In my judgment there is no breach of Article 6. This renewed application, although made attractively and with cogency, fails."
Proceedings in the Court of Appeal
"I agree with the reasoning and conclusion of Leveson J. The reasons were obvious. "
Concerns raised by the court
"3. It is submitted that the magistrate who granted the liability orders did so in the proper exercise of his powers and that once he did so he was functus officio and cannot thereafter set aside the orders based on new information that was not before the court at the time of making the orders.
The Claimant has cited the case of Liverpool City Council v Pleroma Distribution Ltd as authority for the magistrate to reconsider the matter. It is submitted that the Pleroma case is not analogous to this claim. In Pleroma, there was an error on the court's part in not considering a written request for an adjournment that had been delivered to the court prior to the date of the hearing. In the present case the hearing was to take place on 19 September and the magistrate had already warned that the matter would be heard in the Claimant's absence if he did not come to court on the day. The fact that no-one arrived at court on the correct day for the Claimant is entirely attributable to the Claimant and/or his solicitor/wife. The court exercised its discretion properly on the day and has no authority to reverse its decision."
i. The local authority is represented by the same person on each occasion. That person is not legally qualified but has been trained and has shadowed an experienced advocate. A typical hearing at the beginning of the financial year is concerned with up to 1,000 summonses. As the year progresses, and liability orders are made or debts discharged, the number of cases to be heard on each occasion diminishes significantly.
ii. The documents described below are prepared in advance of each hearing and accompany the local authority representative to court.
iii. There is the complaint which is computer-generated by the local authority, a copy of which is faxed to the court and returned by fax.
iv. There is a declaration that the relevant summons has been posted and the proof of posting itself.
v. There is then a very extensive court list which is prepared by the local authority and which is handed to the district judge or lay bench (each member of a lay bench receives a copy). A copy is also provided to the court clerk. The procedure is that the magistrate will make a manuscript endorsement on the right-hand of the list in respect of any case which does not result in a liability order being made that day or which carries any additional orders. For example, where a case is adjourned, the adjournment is endorsed or where a costs order which is less or more than the standard costs order of £100 is made, a specific endorsement is made.
vi. In a simple case, where a debtor does not attend, there has been no communication by the debtor and standard costs are awarded on the summons, the magistrate will make no endorsement. The right-hand of the list will remain blank.
vii. At the conclusion of the hearing, the bench members or district judge will return the list or lists to the local authority representative who will then telephone Liberata plc in order to confirm the outcome of each case which did not result in a standard liability order. For all cases where a standard liability order was made, a notification of liability will be automatically computer-generated and despatched by post that night (see pp. 35 and 36 of the appeal bundle). In all other cases, a letter will be drafted and sent to the debtor (see pp. 139 and 140 of the appeal bundle)
viii. The court list is then returned to the offices of Liberata plc and archived.
ix. The court list which is in the possession of the court clerk is endorsed in manuscript during the hearing by the clerk and is retained by the court and archived.
x. There is also an evidence list. This document summarises the dealings between the local authority and each debtor.
xi. There is further an extract from the valuation list which is a large compendium of all business rate valuations for properties in the borough. The extract will show the subject premises.
xii. There is a declaration of authority. In addition, the local authority representative is sworn at the commencement of each hearing, and there is a further form of authority which is recited in addition to the oath being given.
xiii. There is then signed by the district judge or magistrate at the conclusion of the hearing, a form of order in favour of LBS, but for the purpose of authorising a bailiff a liability order is drawn. This document is generated by the local authority's computer but is not sent to the debtor. It is only printed if a decision has been taken to instruct the bailiff and is used solely for the purpose of confirming to the bailiff that he has authority to act. It is printed off the local authority's computer system without any further reference to the court; the court stamp is automatically created by the local authority's software.
21. I would make two comments on the above:-
i) The above description makes it extremely surprising that the documents which would have been produced for, and marked up on, 19th September are not still available. But there has been no suggestion on behalf of the appellant that the procedure on that day would not have been the normal procedure, and Claude Gayle in her recent statement says that it was.
ii) I find it very surprising that the only document with a court stamp (under xiii) is not produced by the court, but is created automatically by the local authority's software, even though the local authority is a party to the proceedings. (The example before us adds, under the court stamp, the words "Justice of the Peace for the area aforesaid (or by order of the Court Clerk of the Court)". The intended significance of these words is not clear to me.) This document apparently is used only for the purpose of confirming to the bailiff that he has power to act. However, for that purpose the rules require no more than "the written authorisation of the authority" (Non-domestic Rating (Collection and Enforcement) (Local Lists) Regulations 1989 r.14(5)). It seems both unnecessary, and wrong in principle, for it to be presented as though it had been stamped by the court. Nothing turns on this point in the present case, and we have not heard any submissions about it, but it seems to me an aspect of the procedure which merits reconsideration.
231-232 Elephant & | Castle Shopping Centre | 1 St Georges Road | Road |
Hearing Date | Outcome | Outcome | Hearing Date |
30.05.03 18.07.03 29.08.03 19.09.03 |
Adjourned to 18.07.03 Adjourned to 29.08.03 Adjourned to 19.09.03 Liability Order granted by court |
Adjourned to 18.07.03 Adjourned to 29.08.03 Adjourned to 19.09.03 Liability Order granted by court |
- 18.07.03 29.08.03 19.09.03 |
Miss Wong had been present at at least one of these hearings and only not present when she had the agreement of LBS to an adjournment. So far as the hearing on the 29th August 2003 was concerned, it was she who wrote a letter of the 26th August (136 in the bundle) in which she asked for a further adjournment, having regard to the fact that the appellant was not currently in the United Kingdom. I am not clear whether she actually attended the hearing on the 29th August 2003, but it is clear that she received the responses from LBS dated 1st September 2003 and 3rd September 2003 (pp.139 and 140 in the bundle) in which it was confirmed that the hearing had been adjourned on 29th August 2003 to 1.30 pm on Friday 19th September 2003. The advice was further that the magistrate would be going ahead in the appellant's absence and would not accept another letter suggesting an adjournment because the appellant was out of the country. Miss Wong, it seems, mis-diarised the hearing, she asserting that it was not absolutely clear to which date the matter had been adjourned. The suggestion that it was not clear must be rejected on the terms of the letters themselves.
Issues relating to original decision
"13. All of the Strasbourg decisions to which we have so far referred were considering judgments which determined the substantive dispute between the parties. The critical issue in each case was whether the form of the judgment in question was compatible with a fair trial. Where a judicial decision affects the substantive rights of the parties we consider that the Strasbourg jurisprudence requires that the decision should be reasoned. In contrast, there are some judicial decisions where fairness does not demand that the parties should be informed of the reasoning underlying them. Interlocutory decisions in the course of case management provide an obvious example. Furthermore, the Strasbourg Commission has recognised that there are some circumstances in which the reason for the decision will be implicit from the decision itself. In such circumstances article 6 will not be infringed if the reason for the decision is not expressly spelt out by the judicial tribunal: see X v Federal Republic of Germany 91081) 25 DR 240 and Webb v United Kingdom (1997) 24 EHRR CD 73."
"It is not usual for magistrates to give detailed reasons; nor is it usual for juries, who make very important decisions affecting human rights, to give any reasons at all. If an aggrieved party wishes to obtain more detailed reasons from a magistrates' court, then a request can be made to state a case, as was done here, and the justices have given their reasons at somewhat greater length."
"Adjournment
1) A Magistrates Court may at any time, whether before or after beginning to hear a complaint, adjourn the hearing and may do so notwithstanding anything in this Act when composed of a single justice.
2) The court, may when adjourning either fix the time and place at which the hearing is to be resumed, or, unless it remands the defendant under s.55 below leave the time and place to be determined by the court; but the hearing shall not be resumed at that time and place unless the court is satisfied that the parties had had adequate notice thereof."
Jurisdiction to re-open
"(3) where a party does not attend and a court gives judgment or makes an order against him, the party who failed to attend may apply for the judgment or order to be set aside.
(4) An application under para. (3) must be supported by evidence.
(5) Where an application is made under para. . . (3) by a party who failed to attend the trial, the court may grant the application only if the applicant –
(a) acted promptly when he found out that the court had exercised its power . . . to enter judgment or make an order against him,
(b) had a good reason for not attending the trial; and
(c) had a reasonable prospect of success at the trial."
"142. Power of magistrates' court to re-open cases to rectify mistakes etc. (1) A magistrates' court may vary or rescind a sentence or other order imposed or made by it when dealing with an offender if it appears to the court to be in the interests of justice to do so; and it is hereby declared that this power extends to replacing a sentence or order which for any reason appears to be invalid by another which the court has power to impose or make. . . . (2) Where a person is convicted by a magistrates' court and it subsequently appears to the court that it would be in the interests of justice that the case should be heard again by different justices, the court may so direct."
1. Rex v Marsham ex parte Pethick Lawrence [1912] KB 362: that was a case in which the magistrate failed to swear a witness and purported to convict the applicant in that case. The case was reheard on sworn evidence and Lord Alverstone CJ refused to quash the conviction. He held that the magistrate correctly treated the first hearing as "a nullity" because "it proceeded on evidence which must have compelled this court to quash the conviction had an application for that purpose been made."
2. Bannister v Clarke [1920] JP 598: in this instance the Earl of Reading CJ held that the act of the justices in purporting to commit the appellant for trial on five informations was a nullity and thus did not deprive the justices of jurisdiction to hear those informations summarily at a subsequent date, following Rex v Marsham (supra).
3. Rex v Norfolk Justices and Anor ex parte DPP [1950] KB 558: in this instance the justices, having convicted a defendant, purported to commit him to quarter sessions for sentence but the case was not one to which the sub-section applied. It was held that the committal was a nullity and thus that the justices were entitled to proceed to sentence and an order was made compelling them to do so.
4. Regina v West [1964] QB 15: in this case it was held that the action of the justices, in purporting to hear and determine an information of accessory after the fact of a larceny, was a nullity; and thus the defendant's acquittal was also a nullity. Thus it was held the justices had not exhausted their jurisdiction and had not barred themselves from acting in their other and quite distinct capacity of examining magistrates. Thus it was held the committal of the defendant to stand trial at quarter sessions was a valid committal. The court relied on Rex v Marsham and Bannister v Clarke.
"10. What is the principle to be derived from the authorities? In my judgment it is that when a Magistrates Court purports to do something which is unlawful and in excess of its jurisdiction it is competent to correct its error. To convict someone on unsworn and unaffirmed evidence or to commit a person for trial for an offence in respect of which there is no power to commit or try a person summarily for an offence only viable on indictment clearly falls into that category. The present case, it seems to me, is not so clear. The Justices had the competence either to grant or to refuse an adjournment. It was a matter of discretion, to be exercised judicially. However, the reality is that on 21 December they did not purport to exercise that discretion one way or the other in respect of the current demand because they did not know that Pleroma was seeking an adjournment of it. In such a situation does it follow that they exhausted their jurisdiction upon the pronouncement of the liability order and were powerless to reopen the matter once the true position was made known to them? In my judgment it does not. Let us assume that a liability order had been made in the absence of a ratepayer and his representative because they had been involved in a traffic accident on the way to court, or that an extremely cogent written request for an adjournment had been sent to the court but had been misfiled in the court office, and in such a case the facts were only brought to the attention of the court later in the day or on the following day. It would be unfortunate and contrary to common sense and fairness if the magistrates were constrained by law to stand on their earlier decision, made in ignorance of the facts, and to have to direct the disadvantaged ratepayer to the Administrative Court and an application for judicial review. Moreover, there is no logical reason why what common sense and fairness justice require within an hour or a day should be subject to a temporal limit.
11. The Justices in the present case only became aware of the written request for an adjournment at a later date. They were understandably concerned that, having been unaware of the letter of 17 December, they had not considered an application which had been made and had not exercised a discretion to grant or to refuse an adjournment which had been requested in a customary and economical way. In my judgment it does not need a statutory provision to enable them to put right such a perceived omission. Although they had not purported to do something inherently unlawful of the type illustrated by the authorities to which I have referred, they were entitled to reopen the matter so as to address a discretion which, at the time, they had not realised was the subject of a specific request. In my judgment they did not exceed their jurisdiction or act unlawfully when they proceeded to set aside the liability order and the question posed by the case stated must be answered in favour of Pleroma."
Secondly, it seems surprising, in view of the many thousands of cases which are dealt with each year before the magistrates by bulk procedures such as that described in this case, that this problem has reached the higher courts so rarely. This may be because, where the court or the authority has made an obvious mistake, or where the defendant has failed to attend through no fault of his own (such as in the traffic accident example given in Pleroma), all parties sensibly agree to the case being reopened. In a civil case, I can see no legal difficulty with such a course, and from the authority's point of view it avoids the expense and delay of judicial review. In any event, I am quite satisfied that those cases do not assist the defendant in this case.
Lord Justice Carnwath: I agree
Sir William Aldous I also agree