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England and Wales Court of Appeal (Civil Division) Decisions |
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You are here: BAILII >> Databases >> England and Wales Court of Appeal (Civil Division) Decisions >> Barry v London Borough of Southwark [2008] EWCA Civ 1440 (19 December 2008) URL: http://www.bailii.org/ew/cases/EWCA/Civ/2008/1440.html Cite as: [2009] 2 CMLR 11, [2009] PTSR 952, [2008] EWCA Civ 1440, [2009] ICR 437, [2009] Imm AR 370 |
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COURT OF APPEAL (CIVIL DIVISION)
ON APPEAL FROM THE LAMBETH COUNTY COURT
HIS HONOUR JUDGE WELCHMAN
Strand, London, WC2A 2LL |
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B e f o r e :
LORD JUSTICE THOMAS
and
LORD JUSTICE LLOYD
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MOHAMED BARRY |
Appellant |
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- and - |
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THE LONDON BOROUGH OF SOUTHWARK |
Respondent |
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Kerry Bretherton (instructed by LB Southwark Legal Services) for the Respondent
Hearing date : 3 October 2008
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Crown Copyright ©
Lady Justice Arden :
"A person is not eligible for assistance under this Part if he is a person from abroad who is ineligible for housing assistance."
"(1) A person who is not subject to immigration control is to be treated as a person from abroad who is ineligible for housing assistance under Part 7 of the 1996 Act if - (a) subject to paragraph (2) he is not habitually resident in the United Kingdom…
(2) The following persons are not to be treated as persons from abroad who are ineligible for housing assistance pursuant to paragraph 1(a)- (a) a worker…"
"1. Freedom of movement for workers shall be secured within the Community between workers of the member States as regards employment, remuneration" etc.
2. Such freedom of movement shall entail the abolition of any discrimination based on nationality between workers of the member states as regards an agreement, remuneration and other conditions of work and employment.
3. It shall entail the right, subject to limitations justified on grounds of public policy, public security or public health:
(a) to accept offers of employment actually made;
(b) to move freely within the territory of Member States for this purpose;
(c) to stay in a Member State for the purpose of employment in accordance with the provisions governing the employment of nationals of that State laid down by law, regulation or administrative action;
(d) to remain in the territory of a Member State after having been employed in that State, subject to conditions which shall be embodied in implementing regulations to be drawn by the Commission…."
"(2) A person who is no longer working shall not cease to be treated as a worker for the purpose of paragraph (1)(b) if …(b)he is in duly recorded involuntary unemployment after having been employed in the United Kingdom, provided that he has registered as a jobseeker with the relevant employment office and…(ii) he has been unemployed for no more than six months…"
Background
"The work at Wimbledon was a finite period of employment, that by its very nature, could not have extended past the two week period of the championship. This is casual and seasonal work that becomes available every year and requires a large workforce for that short two week event. Due to its limited duration, seasonal and casual nature, I am of the opinion that this cannot be considered as effective and genuine employment. I have also noted that you continued to be on Jobseekers Allowance during the time you worked at Wimbledon.
Your role as a steward was a finite period of employment, which could not have extended past the two weeks of the championship. This is casual and seasonal work. Every year, Wimbledon runs for a period of two weeks and employs people in various jobs. This work is not effective and genuine, but instead is marginal and ancillary.
Therefore I am satisfied that your two weeks' work as a steward at Wimbledon does not confer [on] you worker status. This means that your last employment before your accident on 17 December 2006 was more than six months before, when you were employed as a security officer. This means that your worker status was not retained under reg 6(2)(b)(ii) because you have been unemployed for more than six months at the date of your accident."
Discussion
"First and second questions
6. In its first and second questions, which should be considered together, the national court is essentially asking whether the provisions of Community law relating to freedom of movement for workers also cover a national of a Member State whose activity as an employed person in the territory of another member state provides him with an income less than the minimum required for subsistence within the meaning of the legislation of the second Member State. In particular the court asks whether those provisions cover such a person where he either supplements his income from his activity as an employed person with other income so as to arrive at that minimum or is content with means of support which fall below it.
7. Under article 48 of the Treaty freedom of movement for workers is to be secured within the Community. That freedom is to entail the abolition of any discrimination based on nationality between workers of the Member States as regards employment, remuneration and other conditions of work and is to include the right, subject to limitations justified on grounds of public policy , public security or public health , to accept offers of employment actually made, to move freely within the territory of Member States for this purpose, to stay in a Member State for the purpose of employment and to remain there after the termination of that employment .
8. That provision was implemented inter alia by Regulation (EEC) no 1612/68 of the Council of 15 October 1968 on freedom of movement for workers within the Community (Official Journal, English special edition 1968 (ii), p.475) and Council Directive 68/360/EEC of the same date on the abolition of restrictions on movement and residence within the Community for workers of the Member States and their families Official Journal, English special edition 1968 (ii), p.485). Under article 1 of regulation (EEC) No 1612/68 any national of a member state is, irrespective of his place of residence, to have the right to take up activity as an employed person, and to pursue such activity, within the territory of another Member State in accordance with the provisions laid down by law, regulation or administrative action governing the employment of nationals of that state.
9. Although the rights deriving from the principle of freedom of movement for workers and more particularly the right to enter and stay in the territory of a Member State are thus linked to the status of a worker or of a person pursuing an activity as an employed person or desirous of so doing, the terms' 'worker' 'and' 'activity as an employed person' 'are not expressly defined in any of the provisions on the subject. It is appropriate, therefore, in order to determine their meaning, to have recourse to the generally recognized principles of interpretation, beginning with the ordinary meaning to be attributed to those terms in their context and in the light of the objectives of the treaty.
10. The Netherlands and Danish Governments have maintained that the provisions of Article 48 may only be relied upon by persons who receive a wage at least commensurate with the means of subsistence considered as necessary by the legislation of the Member State in which they work, or who work at least for the number of hours considered as usual in respect of full-time employment in the sector in question. In the absence of any provisions to that effect in Community legislation, it is suggested that it is necessary to have recourse to national criteria for the purpose of defining both the minimum wage and the minimum number of hours.
11. That argument cannot, however, be accepted. As the Court has already stated in its judgment of 19 March 1964 in case 75/63 Hoekstra (nee Unger) (1964) ECR 1977 the terms' 'worker' 'and' 'activity as an employed person' ' may not be defined by reference to the national laws of the Member States but have a Community meaning . If that were not the case, the Community rules on freedom of movement for workers would be frustrated, as the meaning of those terms could be fixed and modified unilaterally, without any control by the Community institutions, by national laws which would thus be able to exclude at will certain categories of persons from the benefit of the treaty .
12. Such would, in particular, be the case if the enjoyment of the rights conferred by the principle of freedom of movement for workers could be made subject to the criterion of what the legislation of the host State declares to be a minimum wage, so that the field of application ratione personae of the Community rules on this subject might vary from one member state to another. The meaning and the scope of the terms 'worker' 'and' 'activity as an employed person' 'should thus be clarified in the light of the principles of the legal order of the Community.
13. In this respect it must be stressed that these concepts define the field of application of one of the fundamental freedoms guaranteed by the Treaty and, as such, may not be interpreted restrictively.
14. In conformity with this view the recitals in the preamble to Regulation (EEC) no 1612/68 contain a general affirmation of the right of all workers in the Member States to pursue the activity of their choice within the Community, irrespective of whether they are permanent, seasonal or frontier workers or workers who pursue their activities for the purpose of providing services. Furthermore, although article 4 of Directive 68/36/EEC grants the right of residence to workers upon the mere production of the document on the basis of which they entered the territory and of a confirmation of engagement from the employer or a certificate of employment, it does not subject this right to any condition relating to the kind of employment or to the amount of income derived from it.
15. An interpretation which reflects the full scope of these concepts is also in conformity with the objectives of the treaty which include, according to articles 2 and 3, the abolition, as between Member States, of obstacles to freedom of movement for persons, with the purpose inter alia of promoting throughout the Community a harmonious development of economic activities and a raising of the standard of living. Since part-time employment, although it may provide an income lower than what is considered to be the minimum required for subsistence, constitutes for a large number of persons an effective means of improving their living conditions, the effectiveness of Community law would be impaired and the achievement of the objectives of the Treaty would be jeopardized if the enjoyment of rights conferred by the principle of freedom of movement for workers were reserved solely to persons engaged in full-time employment and earning, as a result, a wage at least equivalent to the guaranteed minimum wage in the sector under consideration.
16. It follows that the concepts of 'worker' 'and' 'activity as an employed person' must be interpreted as meaning that the rules relating to freedom of movement for workers also concern persons who pursue or wish to pursue an activity as an employed person on a part-time basis only and who, by virtue of that fact obtain or would obtain only remuneration lower than the minimum guaranteed remuneration in the sector under consideration. In this regard no distinction may be made between those who wish to make do with their income from such an activity and those who supplement that income with other income, whether the latter is derived from property or from the employment of a member of their family who accompanies them.
17. It should however be stated that whilst part-time employment is not excluded from the field of application of the rules on freedom of movement for workers , those rules cover only the pursuit of effective and genuine activities , to the exclusion of activities on such a small scale as to be regarded as purely marginal and ancillary . It follows both from the statement of the principle of freedom of movement for workers and from the place occupied by the rules relating to that principle in the system of the treaty as a whole that those rules guarantee only the free movement of persons who pursue or are desirous of pursuing an economic activity .
18. The answer to be given to the first and second questions must therefore be that the provisions of Community law relating to freedom of movement for workers also cover a national of a member state who pursues , within the territory of another Member State , an activity as an employed person which yields an income lower than that which, in the latter State, is considered as the minimum required for subsistence, whether that person supplements the income from his activity as an employed person with other income so as to arrive at that minimum or is satisfied with means of support lower than the said minimum, provided that he pursues an activity as an employed person which is effective and genuine."
"13. It should be recalled that whilst part-time work is not excluded from the field of application of the rules on freedom of movement for workers, those cover only the pursuit of effective and genuine activities, to the exclusion of activities on such a small scale as to be regarded as purely marginal and ancillary (judgment in Case 53/81 Levin v Staatssecretaris van Justitie [1982] ECR 1035, paragraph 17). It is up to the national courts to make the necessary findings of fact in order to establish whether the person concerned can be considered to be a worker within the meaning of that case-law.
14. The national court may, however, when assessing the effective and genuine nature of the activity in question, take account of the irregular nature and limited duration of the services actually performed under a contract for occasional employment. The fact that the person concerned worked only a very limited number of hours in a labour relationship may be an indication that the activities exercised are purely marginal and ancillary. The national court may also take account, if appropriate, of the fact that the person must remain available to work if called upon to do so by the employer."
"18. As for the occupational activities performed in the host Member State, it should be pointed out that in the field of assistance granted for university education, the Court has already held that, except in the case of involuntary unemployment, retention of the status of worker is conditional on there being a relationship between the previous occupational activity and the studies pursued (judgment in Case 39/86 Lair v Universitaet Hannover [1988] ECR 3161, paragraph 37). It is for the national court to assess whether all the occupational activities previously exercised in the host Member State, regardless of whether or not they were interrupted by periods of training or retraining, bear a relationship to the studies in question.
19. The answer to the third question must therefore be that in assessing whether a person is a worker, account should be taken of all the occupational activities which the person concerned has pursued within the territory of the host member State but not the activities which he has pursued elsewhere in the Community."
Reference to the Court of Justice?
Disposition
Lord Justice Thomas:
Lord Justice Lloyd:
"16 Since freedom of movement for workers constitutes one of the fundamental principles of the Community, the term 'worker' in article 48 [now 39] may not be interpreted differently according to the law of each Member State but has a Community meaning. Since it defines the scope of that fundamental freedom, the Community concept of a 'worker' must be interpreted broadly (Judgment of 23 March 1982 in Case 53/81 Levin v Staatssecretaris van Justitie [1982] ECR 1035).
17 That concept must be defined in accordance with objective criteria which distinguish the employment relationship by reference to the rights and duties of the persons concerned. The essential feature of an employment relationship, however, is that for a certain period of time a person performs services for and under the direction of another person in return for which he receives remuneration.
18 In the present case, it is clear that during the entire period of preparatory service the trainee teacher is under the direction and supervision of the school to which he is assigned. It is the school that determines the services to be performed by him and his working hours and it is the school's instructions that he must carry out and its rules that he must observe. During a substantial part of the preparatory service he is required to give lessons to the school's pupils and thus provides a service of some economic value to the school. The amounts which he receives may be regarded as remuneration for the services provided and for the duties involved in completing the period of preparatory service. Consequently, the three criteria for the existence of an employment relationship are fulfilled in this case."