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England and Wales Court of Appeal (Civil Division) Decisions |
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You are here: BAILII >> Databases >> England and Wales Court of Appeal (Civil Division) Decisions >> Secretary of State for Defence v Lance Corporal (Now Corporal) Duncan & Anor [2009] EWCA Civ 1043 (12 October 2009) URL: http://www.bailii.org/ew/cases/EWCA/Civ/2009/1043.html Cite as: [2009] EWCA Civ 1043 |
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IN THE COURT OF APPEAL (CIVIL DIVISION)
ON APPEAL FROM THE UPPER TRIBUNAL
ADMINISTRATIVE APPEALS CHAMBER
Mr Justice Hickinbottom CP
Upper Tribunal Judges Mesher and Jupp
Strand, London, WC2A 2LL |
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B e f o r e :
LORD JUSTICE CARNWATH
and
LORD JUSTICE ELIAS
____________________
SECRETARY OF STATE FOR DEFENCE |
Appellant |
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- and - |
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LANCE CORPORAL (NOW CORPORAL) ANTHONY JOHN ROSS DUNCAN MARINE MATTHEW RICHARD McWILLIAMS |
Respondent |
____________________
Mr Derek Sweeting QC, Mr Jeffrey Jupp and Mr Hugh Lyons (instructed by Messrs Lovells LLP) for the Respondent
Hearing dates : 28, 29 July 2009
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Crown Copyright ©
LORD JUSTICE ELIAS
The Scheme.
"Injury caused by service
(1) [benefit] is payable in accordance with this Order to or in respect of a member or former member of the forces by reason of an injury which is caused (wholly or partly) by service where the cause of the injury occurred on or after 6th April 2005.
(2) Where injury is not wholly caused by service, benefit is only payable if service is the predominant cause of the injury.
"No benefit is payable under this Order to or in respect of a person by reason of –
(a) an injury which is predominantly caused or predominantly made worse by, or death which is predominantly caused by -
…
(iii) medical treatment of the injury except where the treatment is provided while the person sustaining the injury is on military operations outside the United Kingdom and in circumstances relating to service where medical facilities are limited."
Strictly it was not necessary to identify this exception specifically in Article 11 since if the medical treatment is the sole or predominant cause of the injury, it must follow that service is not the sole or predominant cause and Article 7 is inapplicable. However, the proviso to sub-paragraph (iii) is important. It makes it plain that where medical treatment is given abroad and medical facilities are limited, any consequential injury resulting from that treatment will still be deemed to be an injury caused by service even if otherwise the sole or predominant cause would be identified as the medical treatment itself.
"Temporary Awards
(1) Where the Secretary of State considers that –
(a) a person has sustained an injury of a description for which no provision is made in the tariff; and
(b) that injury is sufficiently serious to warrant an award of injury benefit or of an additional multiple injury lump sum; and
(c) that injury is listed in the International Statistical Classification of Diseases and Related Health Problems [this is a classification periodically updated by the World Health Organisation]
he shall make a temporary award in respect of that person relating to the level of the tariff which he considers appropriate for that injury."
"satisfied that a person is entitled to injury benefit …. but it appears to him that the prognosis for the injury in that particular case is uncertain and that he is unable finally to decide which level of the tariff is applicable to it, he may make an interim award relating to the specific level of the tariff for such amount as he considers appropriate in all the circumstances of the case."
Schedule 4.
The facts.
Corporal Duncan.
"It is not in our view satisfactory to infer that the fracture descriptor simply includes any consequential scarring and any consequential results to the surgery required to deal with the fracture caused by the gunshot wound. There is no suggestion that the surgical treatment in this case was anything but professional and appropriate. What occurs in such appropriate treatment should be seen as part of the injury, but this does not mean that descriptor based on only a simple "fracture" necessarily remains the appropriate descriptor. The words of the descriptor used in the decision appealed do not in our view bear the interpretation that all consequences to the fracture are necessarily embraced by the descriptor. Nor is there anything in the Notes to the Table to support such a view. In our view the evidence establishes, instead, an injury that cannot be properly understood merely as a simple fracture but is instead better understood as a complex injury, beyond the scope of a straightforward fracture."
"a complex injury covering all or most of the area from thigh to knee ….. with complications, causing a permanent functional limitation and restriction."
The tariff is level 6. This led to an award of £46,000, and also a guaranteed income payment for life on leaving the service.
"In our view it is therefore necessary, in rejecting the descriptor used by the decision maker, to move to Table 2, which deals with complex injuries. The evidence satisfies the definition given in Table 2 item 3. There is in our view a "complex injury"; the surgery to deal with the wound involved multiple procedures, including debridement of the wound repeatedly with later closure of the entry and exit wounds and inserting an intramedullary nail into the femur. Myositis ossificans developed and grew to the present size. The swelling is now sensitive to pressure. The proximity of the wound to the hip joint has affected a full range of hip movements. The Headley Court notes and the appellant's evidence implicate problems of left knee control and problems of flexion of that knee. He needs to use a wedge in the left shoe and this is likely to be a permanent requirement. As a result he tends to favour the right leg. He has pain after running and driving is limited by pain in the back. All this also demonstrates "complications" as required by the descriptor. Such complications include also evidence of significant psychological sequellae."
Marine McWilliams.
"In oral evidence the appellant stated that the scarring on the thigh, which caused him some embarrassment. He has some trouble from his knee which can give way when he walks. Running is limited, he gets pain in his lower leg after 10 minutes walking, he can't wear combat boots and uses trainers only, he has been told that a further operation to deal with the knee problem is likely and he will never recover the level of fitness he had when he was recruited only months earlier."
"…It is not in our view satisfactory to infer that the descriptor simply includes any consequential scarring and any consequential injury to the knee caused by the fixing nail. The words of the descriptor do not in our view bear that interpretation. Nor is there anything in the Notes to the Table to support such view. In our view the evidence establishes, instead, a complex injury. In our view it is necessary to move to Table 2, which deals with such injuries. The evidence satisfies the definition given in Table 2 – four necessary defined factors being involved. The intramedullary nail was inserted into the femur through the knee joint resulting in scar tissue being shown in the knee joint at the subsequent arthroscopy. The problem is thus a consequential problem to fracture of the femur but, because such "supra-condylar fractures are complex injuries that often cause problems in the knee joint" (in the words of a VA Medical Advisor) it needs to be seen as part of a single injurious process rather than as a separate injury. The same applies to the cosmetically disfiguring scarring consequential to surgery. It would not in our view be sensible to split up what is essentially a whole injurious process into three discrete components, when what is apparent is a single complex injury."
"Complex injury covering all or most of the area from thigh to knee causing permanent limitation and restriction."
The Upper Tribunal.
The issues in the appeal.
The date for determining the injury.
"As a matter of principle the starting point for all descriptors can only be the claimant's overall condition as at the date of the decision on the claim."
The Secretary of State took exception to this. Mr Sweeting QC, counsel for the respondents, understood that she was objecting to the decision maker taking account of any evidence other than that available at the date of the initiating injury. However, Ms Lieven QC, counsel for the Secretary of State, made it plain that she was not seeking to adopt such an extreme position. She fully accepts that the decision maker must take account of all the evidence available to him or her when determining the nature and gravity of the injury.
Choosing the descriptor.
The issue of medical treatment.
The notes to Table 2.
Complex injury.
"When applied to limb injuries, the expression "complex injury" means that the injury affects all or most of the following structures: skin, subcutaneous tissue, muscle, bone, blood vessels, and nerves."
The meaning of "covering".
"in order to cover an area of a limb, the injury must affect all or most part of the limb between (and including) the joints specified in the descriptor in question, whether or not visible on the surface".
Permanent functional limitation and restriction.
Table 4.
"physical disorder causing severe functional limitation and restriction where life expectancy is less than 5 years. "
" "Illness" means a physical or mental disorder included either in the International Statistical Classification of Diseases and Related Health Problems, or in the Diagnostic and Statistical Manual of Mental Disorders."
Conclusion.
Disposal.
LORD JUSTICE CARNWATH :
"2.1.1 Fairness. The arrangements should guarantee a fair deal for all those who are entitled to compensation, and should in particular give due recognition to the needs of those more seriously disabled.
2.1.2 Simplicity. The arrangements should be simpler to apply and to administer, and easier for claimants to understand, the aim being that decisions on claims should in most cases be taken within a few weeks of their submission……
2.1.7 Affordability. The arrangements should be cost-effective, affordable and fair also to the taxpayer."
Having read the 40 pages of the closely reasoned judgment of the Upper Tribunal, and listened to two days of expert legal argument, we were left in no doubt as the practical difficulty of achieving these worthy but in some ways conflicting objectives. However, that does not detract from their validity.
"…medical advice is an integral part of the proposed new scheme, without which no sound decisions can be taken. The role of doctors in the new scheme is not to take decisions, but to provide advice, as required, to lay decision makers." (Response to House of Commons Select Committee on Defence Fifth Special Report p 5)
"fracture of one femur…. which has caused, or was expected to cause, significant or functional limitation and restriction beyond 26 weeks".
"complex injury covering all or most of the area from thigh to knee…. causing permanent functional limitation and restriction…."
The difference was that in Corporal Duncan's case they decided that it should be regarded as "with complications". There is no doubt that that was a mis-interpretation. The term "with complications" has a special definition in the footnotes to Table 2 which did not encompass the particular features that the Tribunal described.
Corporal Duncan's case the description:
"…makes sense only in relation to a straightforward fracture to the shaft of the femur without other implications, for instance of not involving the hip or the knee joints"
They thought it was better described as "complex injury" because:
"…the surgery to deal with the wound involved multiple procedures, including debridement of the wound repeatedly with later closure of the entry and exit wounds and inserting an intramedullary nail into the femur. Miositis Ossificans developed and grew to the present size. The swelling is now sensitive to pressure; the proximity of the wound to the hip joint has affected a full range of hip movements…."
LORD JUSTICE KEENE: