![]() |
[Home] [Databases] [World Law] [Multidatabase Search] [Help] [Feedback] | |
England and Wales Court of Appeal (Civil Division) Decisions |
||
You are here: BAILII >> Databases >> England and Wales Court of Appeal (Civil Division) Decisions >> Fosh v Cardiff University [2009] EWCA Civ 38 (03 February 2009) URL: http://www.bailii.org/ew/cases/EWCA/Civ/2009/38.html Cite as: [2009] EWCA Civ 38 |
[New search] [Printable RTF version] [Help]
COURT OF APPEAL (CIVIL DIVISION)
ON APPEAL FROM
HHJ PETER CLARK
Employment Appeal Tribunal (the EAT) dated 23 January 2008
Strand, London, WC2A 2LL |
||
B e f o r e :
____________________
FOSH |
Appellant |
|
- and - |
||
CARDIFF UNIVERSITY |
Respondent |
____________________
Ms I Simler QC (instructed by Messrs Denton Wilde Sapte - Solicitors) for the Respondent
Hearing date: 14th January 2009
____________________
Crown Copyright ©
Lord Justice Wall:
The facts
The approach of the EAT
"82. The conflict of interest was at its most obvious when the claimant herself personally conducted the case. That is because it was quite clear at the hearing of the Chen case that she was more than just a representative. She was someone who had private and personal knowledge of the respondent's selection procedures, indeed she had privileged knowledge as a senior employee, which she was able to use to Dr Chen's advantage in the proceedings. She was privy to "reserved business". Hypothetically, a barrister or solicitor would have declined to act, on grounds of professional embarrassment, in circumstances where they were thought to have a privileged and relevant knowledge of the procedures of the opposing party. To our minds the conflict of interest here was glaringly obvious, and unacceptable."
19. The Employment Tribunal proceeded on the basis that by representing Dr Chen in proceedings under the Act the Claimant had done a protected act under s2(1)(c). Dr Husbands points out and Ms Simler (leading counsel for the respondent) accepts that in their reasons the Employment Tribunal make no mention of a further protected act relied on by the Claimant, namely providing information to the Welsh CRE in connection with Dr Chen's claim.
20. However the critical issue is whether the Respondent treated the Claimant in the manner complained of by reason that she had done the protected acts relied on or for some other reason.
21. The 'causation issue' in a complaint of victimisation has been considered by the House of Lords in Khan v Chief Constable of West Yorkshire Police [2001] 4 All ER 834, and more recently in St. Helens Metropolitan Borough Council v Derbyshire [2007] IRLR 540.
22. We reject Dr Husbands' submission that the Employment Tribunal wrongly held that the Claimant's act of representing Dr Chen was not a protected act. They proceeded on the basis that it was. Nor do we find it helpful to consider the purely factual distinction that exists between the present case and that of Aziz v Trinity Street Taxis Ltd [1988] IRLR 204 (CA), to which the Employment Tribunal referred at paragraphs 64-69 of their reasons. The question is whether the Employment Tribunal correctly applied the principles developed in the cases in deciding the 'reason why' question (Lord Nicholls cautioned against the use of the legal concept of 'causation' in this context in Khan, paragraph 29).
23. We accept Ms Simler's submission that the Employment Tribunal did correctly apply the law. The findings of fact at paragraph 82 of the reasons are clear and unequivocal. It was the perceived conflict of interest and breach of confidentiality which motivated the Respondent, consciously or subconsciously, to treat the Claimant as it did. Not the protected act of representing Dr Chen.
24. As to the lacuna in the Employment Tribunal's reasons concerning information provided by the Claimant to the Welsh CRE, we also accept Ms Simler's submission that it is plain from the Employment Tribunal's findings that the reason for the Respondent's treatment of the Claimant was not a proscribed reason under section 2. Accordingly it is unnecessary to refer the matter back to the Employment Tribunal for further reasons on this aspect of the case.
25. Finally, we should deal with Dr Husbands' submission that section 72(3) RRA applies in this case. In our judgment it does not. Section 72(3) declares void any term of a contract which purports to exclude or limit any provision of the Act. The implied term of mutual trust and confidence present in this and every contract of employment, to which the Employment Tribunal referred (see reasons paragraph 79) does not purport to exclude the provisions of section 2 of RRA 1976. The question under section 2 is why did the Respondent treat the Claimant as it did? If the answer is, because she did a protected act, then the statutory tort of victimisation is made out. If not, as the Employment Tribunal, we are satisfied, permissibly found, then the claim fails.
The reason is that at paragraph 87, the (Tribunal) clearly found that even if the reverse Burden of Proof applied, they were satisfied by the Respondent's non-discriminatory explanation discussed earlier. That finding, in the light of all the evidence which they heard and the facts found, is sufficient to dispose of any argument based on the reverse Burden of Proof in line with the approach sanctioned by the Court of Appeal in Madarassy v Nomura International Plc [2007] IRLR 246.
Whilst apparently similar to the present case, Ms Simler points to two important distinctions. First, the search of the Claimant's emails was authorised in accordance with the Respondent's own internal rules: secondly, the present case post-dates the passing of the Regulation of Investigating Powers Act 2000 (RIPA) and Regulations made there under. That legislation was not in force at the time of the matters raised in Ms Copland's complaint.
Thus for the purposes of determining the complaint of 'ordinary' unfair dismissal, we apply the guidance of Mummery LJ in X v Y [2004] IRLR 625, paragraph 63. Since the Tribunal was entitled to conclude that there was no violation of Article 8, the (applicant's) convention rights do not bear on the fairness of her dismissal under section 98(4) of (ERA 1996).
63. I would dismiss the appeal as there was no error of law in the decision of the Employment Tribunal that the dismissal of the applicant was fair and that his dismissal did not involve a violation by the respondent of article 8 and article 14.
64. As indicated earlier, it is advisable for employment tribunals to deal with points raised under the HRA in unfair dismissal cases between private litigants in a more structured way than was adopted in this case. The following framework of questions is suggested:-
(1) Do the circumstances of the dismissal fall within the ambit of one or more of the articles of the Convention? If they do not, the Convention right is not engaged and need not be considered.
(2) If they do, does the State have a positive obligation to secure enjoyment of the relevant Convention right between private persons? If it does not, the Convention right is unlikely to affect the outcome of an unfair dismissal claim against a private employer.
(3) If it does, is the interference with the employee's Convention right by dismissal justified? If it is, proceed to (5) below.
(4) If it is not, was there a permissible reason for the dismissal under the ERA, which does not involve unjustified interference with a Convention right? If there was not, the dismissal will be unfair for the absence of a permissible reason to justify it.
(5) If there was, is the dismissal fair, tested by the provisions of section 98 of ERA 1996, reading and giving effect to them under section 3 of the Human Rights Act so as to be compatible with the Convention right?
Much of (the) lengthy written submission by Dr Husbands (the applicant's partner, who represented her before the Tribunal and the EAT, and who appeared as her McKenzie friend in this court) was taken up with challenging the Tribunal's findings of fact adverse to the (applicant). Although recognising the high hurdle faced by Applicants seeking to argue perversity Dr Husbands has not entirely put into effect his own self-denying ordinance. We have considered this part of the appeal but find ourselves unable to accept that perversity is made out".
We do not accept that this Employment Tribunal's reasons fail the Meek test. They adequately explain why the parties won or lost, with the exception of the Welsh CRE information point with which we have earlier dealt. Further, in our judgment the (Tribunal) reached a permissible conclusion on the two claims before them based on their application of the law to the facts as found, which findings were supported by evidence.
The grounds of appal
The statutory provisions
Section 2 Discrimination by way of victimisation.
(1) A person ( "the discriminator") discriminates against another person ( "the person victimised") in any circumstances relevant for the purposes of any provision of this Act if he treats the person victimised less favourably than in those circumstances he treats or would treat other persons, and does so by reason that the person victimised has—
(a) brought proceedings against the discriminator or any other person under this Act; or
(b) given evidence or information in connection with proceedings brought by any person against the discriminator or any other person under this Act; or
(c) otherwise done anything under or by reference to this Act in relation to the discriminator or any other person; or
(d) alleged that the discriminator or any other person has committed an act which (whether or not the allegation so states) would amount to a contravention of this Act,
or by reason that the discriminator knows that the person victimised intends to do any of those things, or suspects that the person victimised has done, or intends to do, any of them.
(2) Subsection (1) does not apply to treatment of a person by reason of any allegation made by him if the allegation was false and not made in good faith.
The Council Directive
Article 1
Purpose
The purpose of this Directive is to lay down a framework for combating discrimination on the grounds of racial or ethnic origin, with a view to putting into effect in the Member States the principle of equal treatment.
Article 9
Victimisation
Member States shall introduce into their national legal systems such measures as are necessary to protect individuals from any adverse treatment or adverse consequence as a reaction to a complaint or to proceedings aimed at enforcing compliance with the principle of equal treatment.
The Tribunal's decision
They (the university) did not suggest that it was wrong for anyone to represent him (Dr Chen) in litigation, nor that the fact it was a race case was the unacceptable factor – just that it was not right for the claimant to represent him, given her professional position, her contractual employment situation and the fact that she had supervised Dr. Chen's PhD as a professor within CARBS.
In paragraph 78, the Tribunal says: -
What was inappropriate in our view was that the claimant was simply not in a position to act as a representative. Not only was (the applicant) not a junior representative but she was a senior employee of the university as a Professor in the HRM section of the Business School. She was conducting proceedings against the business school.
And in paragraph 82, which I have already cited, but which I will repeat because it is so important, the Tribunal concludes:-
The conflict of interest was at its most obvious when the claimant herself personally conducted the case. She was someone who had private and personal knowledge of the respondent's selection procedures, indeed she had privileged knowledge as a senior employee, which she was able to use to Dr Chen's advantage in the proceedings. She was privy to "reserved business.
The grounds of appeal: discussion
The EAT misinterpreted RRA 1976 section 2(1), especially 2(1)(b) and (e) and Articles 1 and 9 of (the Directive) thereby erring in law through its failure to hold that my actions in representing Dr Chen in his complaint of race discrimination before an ET and in giving information about his treatment to CRE Wales were protected acts.
Sir Richard's comment on this ground was as follows: -
The ET did not hold that representation of a fellow worker could not be a protected act. It carefully analysed the circumstances and context of this particular representation at paragraphs 73 to 82, correctly rejected the claimant's case that whatever she did in that capacity offset the duty of fidelity and found that in the circumstances of the case the applicant had created a position that was not consistent with the duty of fidelity.
The clear legislative purpose of section 2(1) is to ensure, so far as possible, that victims of racial discrimination shall not be deterred from doing any of the acts set out in paragraphs (a), (b), (c) and (d) by the fear that they may be further victimised in one way or another. To this extent the various categories of acts set out in paragraphs (a), (b), (c) and (d) may fairly be described as "protected acts" and for brevity we will refer to them collectively by this description.
The appellant has, in our judgment, shown that he has done a protected act falling within category (c). However, in order to show that there has been discrimination by victimisation within section 2(1) of the Act, he still has to satisfy us that, in expelling him from membership, T.S.T. (1) "in any circumstances relevant for the purposes of any provision of this Act [treated the appellant] less favourably than in those circumstances it treats or would treat other persons", and (2) did so by reason that the appellant had "otherwise done anything by reference to this Act in relation to the discrimination" within the meaning of section 2(1)(c).
Costs