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England and Wales Court of Appeal (Civil Division) Decisions |
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You are here: BAILII >> Databases >> England and Wales Court of Appeal (Civil Division) Decisions >> Miller, R (on the application of) v The Independent Assessor [2009] EWCA Civ 609 (19 June 2009) URL: http://www.bailii.org/ew/cases/EWCA/Civ/2009/609.html Cite as: [2009] EWCA Civ 609 |
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COURT OF APPEAL (CIVIL DIVISION)
ON APPEAL FROM ADMINISTRATIVE COURT
LORD JUSTICE LATHAM & MRS JUSTICE SWIFT
Strand, London, WC2A 2LL |
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B e f o r e :
LORD JUSTICE LLOYD
and
SIR PAUL KENNEDY
____________________
R (ON THE APPLICATION OF STEPHEN MILLER) |
Appellant |
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- and - |
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THE INDEPENDENT ASSESSOR |
Respondent |
____________________
ROBIN TAM QC (instructed by The Treasury Solicitor) for the Respondent
Hearing date : 8th May 2009
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Crown Copyright ©
Sir Paul Kennedy:
1. Introduction
2. The Legal Framework
"(3) The question of whether there is a right to compensation under this section shall be determined by the Secretary of State.
(4) If the Secretary of State determines that there is a right to such compensation, the amount of the compensation shall be assessed by an assessor appointed by the Secretary of State".
"in assessing so much of any compensation payable under the this section to or in respect of a person as is attributable to suffering, harm to reputation or similar damage, the assessor shall have regard in particular to –
(a) the seriousness of the offence of which the person was convicted and the severity of the punishment resulting from the conviction;
(b) the conduct of the investigation and prosecution of the offence; and
(c) any other convictions of the person and any punishment resulting from them."
"The payment is made in recognition of the hardship caused by a conviction that is subsequently quashed and notwithstanding that the circumstances may give no grounds for a claim of civil damages."
"In considering the circumstances leading to the quashed conviction the Assessor will also have regard, where appropriate, to the extent to which the situation might be attributable to any action, or failure to act, by the police or any other public authority, or might have been contributed to by your own conduct. Although the amount awarded will take account of this factor, it will not include any element analogous to exemplary or punitive damages, and will only include an element analogous to aggravated damages to the extent that such damages (if appropriate) are compensatory rather than punitive."
"Non-Pecuniary loss.
Damage to character or reputation; hardship, including mental suffering, injury to feelings, and inconvenience
• The Assessor may deduct an amount in respect of any previous or any subsequent convictions.
• The Assessor may also deduct an amount to take into account any conduct by you which can be construed as contributing to the miscarriage of justice."
"The final award will be paid only upon receipt of written notification that you accept it in full and final settlement of your application."
3. The Guidance Cases
"These awards would not be relied on as any exact guide, and of course there can be no precise correlation between loss of a limb, or of sight, or quadriplegia, and damage to reputation. But if these personal injuries respectively command conventional awards of, at most, about £52,000, £90,000 and £125,000 for pain and suffering and loss of amenities (of course excluding claims based on loss of earnings, the cost of care and other specific financial claims), juries may properly be asked to consider whether the injury to his reputation of which the plaintiff complains should fairly justify any greater compensation."
"Compensation of the magnitude of £125,000 for non- pecuniary damage creates concern as to whether some recent tribunal awards in discrimination cases are in line with general levels of compensation recovered in other cases of non-pecuniary loss, such as general damages for personal injuries, malicious prosecution and defamation. In the interests of justice (social and individual), and of predictability of outcome and consistency of treatment of like cases (an important ingredient of justice), this court should indicate to Employment Tribunals and practitioners general guidance on the proper level of award for injury to feelings and other forms of non-pecuniary damage."
"(i) Awards for injury to feelings are compensatory. They should be just to both parties. They should compensate fully without punishing the tortfeasor. Feelings of indignation at the tortfeasor's conduct should not be allowed to inflate the award.
(ii)Awards should not be too low, as that would diminish respect for the policy of the anti-discrimination legalisation. Society has condemned discrimination and awards must ensure that it is seen to be wrong. On the other hand, awards should be restrained, as excessive awards could, to use the phrase of Sir Thomas Bingham M.R. in John, be seen as the way to "untaxed riches".
(iii)Awards should bear some broad general similarity to the range of awards in personal injury cases. We do not think that this should be done by reference to any particular type of personal injury award, rather to the whole range of such awards.
(iv)In exercising that discretion in assessing a sum, tribunals should remind themselves of the value in everyday life of the sum they have in mind. This may be done by reference to purchasing power or by reference to earnings.
(v)Finally, tribunals should bear in mind Sir Thomas Bingham's reference to the need for public respect for the level of awards made."
4. Awards for "comparable" torts
"It seems to me that my essential task is to determine a figure that, first, is not out of line with the amounts assessed in Thompson and, taking due account of the very different circumstances, in Evans, appropriately adjusted for inflation; and second, a figure that is not disproportionate to amounts awarded generally for non-pecuniary loss in personal injury litigation."
5. The O'Brien Decisions
"A fully reasoned approach on analogy with that indicated in Thompson and Gerald applied proportionally and, where appropriate, adapted to the circumstances of the individual case .... would be a useful aid to consistency."
"The need, wherever practicable on the facts of the case to identify separate sums in the award for, on the one hand, so-called loss of liberty simpliciter and, on the other, for significant and self-contained aggravating features, identified and assessed individually or, at least, in the aggregate."
"The reality of any claim for loss of liberty is that it necessarily brings with it associated forms of suffering and deprivation. The severity of them will vary according to the circumstances, conditions and duration of the imprisonment and also to each claimant's own personal circumstances and sensitivities, but many of them are in practice inseparable from the impact of simply loss of liberty."
6. The Assessor's Decision in this case
"In a miscarriage of justice such as this case it is impractical to separate the malicious prosecution elements from the false imprisonment elements of compensation as they are nearly all overlapping."
"I do not accept claimed amounts arising by way of extrapolation from awards in relation to short terms of imprisonment such as Thompson and Evans applied over many years of imprisonment. This is an entirely artificial exercise which supposes an implicit tariff per year or at least minimum tariff for loss of liberty simpliciter. I do not regard the Court of Appeal decision in this case nor Thompson and Evans to support any such approach."
"I have come to the conclusion that the overall basic award in this application absent aggravating factors analogous to aggravated damages should be £120,000. This takes into account matters beyond the usual suffering of imprisonment and to which I give special weight and which are supported by the evidence in the application. The sum for them is £65,000 and is dealt with in detail below.
The starting point is what I think is reasonable compensation for about 4 years and a month of loss of liberty and the consequences of imprisonment which usually arise in any sentence of imprisonment but without the matters to which I give special weight. I conclude that £55,000 is a fair and proper global sum in this case. In considering its appropriateness and whether it is proportionate there is a cross-check to its reasonableness from the Guidelines for General Damages for Personal Injury. The figure of £55,000 is at the top of the range for severe psychiatric injury. This is not intended to be a comparison or equi-paration of an award but an indication of that which is proportionate and reasonable. In my view the figure of £55,000 takes into account during the months in question the initial impact of imprisonment and a reasonable reduction or tapering as time goes by but always taking into account that any imprisonment continues to be suffering as it continues both in terms of loss of liberty and the usual conditions of imprisonment."
7. The Divisional Court
"Wholly failed to meet the requirement that it should be proportionate to, or in line with, awards made in cases of false imprisonment or malicious prosecution which are capable of being relevant analogies, that (the Respondent) failed accordingly to apply the right principles, and that he awarded sums under this heading which were unreasonably and irrationally low" (judgment paragraph 5)."
"There can only be public confidence in the integrity of the legal system overall if awards for non-pecuniary loss in the different scenarios in which they can be claimed bear some sensible and appropriate proportion to each other."
"I cannot see that this is sustainable. Whilst he did not deal with the authorities in detail, and in particular in the way that they were presented by the claimants both to him and to us, I can see no justification for concluding that he failed to take into account the awards that were in fact either made or upheld in those authorities, or the approach to the assessment of the appropriate awards."
"20..... What perhaps requires examination is the way in which he used the Guidelines on General Damages given by the Judicial Studies Board. It is the only yardstick expressly identified; the complaint therefore is that it was the only yardstick that was used.
21. That seems to me to ignore the fact that these are not the first awards for compensation which the Defendant has made."
"There was no criticism by the courts of the award of £115,000, which must have been for loss of liberty simpliciter, as one would have expected there to have been if it was considered irrationally low."
"Unless and until it is further itemised it cannot be said that whatever part of the £125,000 represents the long term loss of liberty is irrational"
8. Grounds of Appeal
(1) The Respondent's approach to the civil law awards for shorter terms of unlawful imprisonment was flawed because, in particular –
1. He had not attempted or maintained a proportionate relationship with those awards (as required by O'Brien):
2. He had not (apparently) arrived at his assessments by reference to those awards, so he failed to apply analogous principles from the most cognate torts (as required by O'Brien) or failed to have regard to a relevant consideration.
(2) The Respondent fell into legal error in his approach to non-pecuniary awards in personal injury cases.
(3)That the Respondent's award was irrationally low, and the Divisional Court should not have regarded the award of £125,000 in O'Brien as any support for it.
9. Submissions
1. The Respondent, when making his award, was obliged to follow principles analogous to those applied at civil law in relation to the assessment of damages (O'Brien).
2. In the present case the awards made in the civil courts to compensate for short periods of unlawful imprisonment were an essential starting point.
3. An award for a longer period had to be related to them proportionately (O'Brien) albeit not by means of a simple arithmetical progression.
4. There was no basis on which the Divisional Court could find that the Respondent had taken the civil court awards properly into account.
5. The sum of £55,000 could not be related to the civil awards and was itself irrationally low.
6. The Respondent seems to have used no discernible yardstick other than his own experience, and a cross-check against the general level of awards in cases of personal injury.
7. The Divisional Court's understanding of what was decided in O'Brien must have contributed to its willingness to support the Respondent's low award.
1. The Respondent did not fail to have regard to the civil awards for short periods of false imprisonment. The cases had been cited to him previously, as well as on this occasion.
2. He was entitled to refuse to extrapolate figures from them. The differences were too great.
3. The Respondent, in fixing a figure, must have had regard to the relevant circumstances of the Appellant's case, to the need for proportionality, meaning in this context that a longer period of detriment calls for a higher award, and to the need to taper, and then made use of his own considerable experience.
4. Of the cases cited Lunt in particular is of little assistance because it was plainly not an award for loss of liberty simpliciter. Aggravating features were taken into account, so if a comparison is possible it should be with the whole of the Appellant's award.
5. The Respondent made proper use of the personal injury awards , simply as a cross-check on his conclusions
10.Discussion and Conclusion
Lord Justice Lloyd:
Lord Justice Mummery: