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England and Wales Court of Appeal (Civil Division) Decisions |
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You are here: BAILII >> Databases >> England and Wales Court of Appeal (Civil Division) Decisions >> Allen, R (on the application of) v HM Coroner for Inner North London [2009] EWCA Civ 623 (25 June 2009) URL: http://www.bailii.org/ew/cases/EWCA/Civ/2009/623.html Cite as: [2009] LS Law Medical 430, [2009] EWCA Civ 623 |
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COURT OF APPEAL (CIVIL DIVISION)
ON APPEAL FROM THE HIGH COURT OF JUSTICE, ADMINISTRATIVE COURT
Mr Justice Blake
CO/4549/2007
Strand, London, WC2A 2LL |
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B e f o r e :
LORD JUSTICE DYSON
and
LORD JUSTICE HOOPER
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R (on the application of Mr Ralph Allen) |
Appellant/ Claimant |
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- and - |
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HM Coroner for Inner North London -and- Camden and Islington Mental Health and Social Care NHS Foundation Trust |
Respondent/Defendant Interested Party |
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The Respondent/Defendant did not appear and was not represented.
Hearing date: Wednesday 10 June 2009
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Crown Copyright ©
The President of the Queen's Bench Division.
This is the judgment of the Court written by Dyson LJ.
"(1) Dr Patel says he saw no nursing staff giving resuscitation assistance when he arrived upon the scene but the expert assumed that such assistance was beginning to be given in her overall assessment as to whether this was a cardiac arrest that might have been survivable by the deceased.
(2) Dr Patel said that he had cleared the airways before providing the tubes into the deceased's throat, whereas the paramedic who arrived later at the scene suggested there was still food in the throat that had to be cleared for a clear airway to be obtained.
(3) There was no investigation into precisely how long the paramedics had been held up because of the actions of the security guard who was asleep.
(4) Given the very narrow window (possibly three to four minutes) in which in this kind of case, where there is some food in the airways as well as a cardiac incident, to try to get breathing and oxygen supply to the brain restored, any one or more of these failures could have been said to have materially contributed to the death.
(5) He also pointed out that the coroner did not explore in the inquest or with the expert the conclusions of the health authority's internal inquiry that some of the staff were unfamiliar with the equipment and that may have caused delay contributing to death."
"However, viewing the matter in the round, I have come to the conclusion that his two other submissions, namely that there was evidence of, or reason to believe that there was, a systematic failure that caused the death in a material way such as to engage the state's obligations with respect to mental patients who are undergoing treatment in a mental institution, is not a good one. The law is by no means crystal clear but those cases in which the courts have been minded to conclude that the Article 2 obligation existed were cases where there really was fundamental failures that caused the condition itself that caused the death. In Touche there was gross incompetence in the administration of anaesthetics to a healthy woman giving birth and in Takoushis there was an inexplicable failure to keep someone who was mentally disturbed and suicidal in the environment in which there might have been at least a possibility of protecting him. Instead he left the hospital and took his own life by jumping off a bridge into the Thames. In both those cases therefore, the concern was into either causing or failure to prevent the very thing which caused the death. In this case undoubtedly what caused the death was the natural condition of a heart attack in this lady, who obviously had her fair share of other health problems of one sort or another. The inquiry into whether the state's obligation through the health authority existed, would have been in respect of whether medical assistance promptly rendered might have prevented the natural cause of death taking effect. I consider that that is a material distinction in the present context when seeking to define the scope of Article 2 and also to some extent the question as to whether there was a systemic problem that should be addressed by a particularly broad ranging inquest or indeed some avoidable procedure or error or harm that would require or make it appropriate for the coroner to sit with a jury. I conclude that, notwithstanding the perfectly understandable concerns of the family in their letters, the facts of the case did not require examination of a broader inquest or an inquest with a jury."
"That leaves the simple first proposition as to whether there was an adequacy of inquiry on the points made. I have looked with care at the transcripts and there is always a danger of taking particular answers out of context and developing the case simply upon the basis of one answer. It is reasonably plain to me that Dr Patel had arrived on the scene when the nursing staff had done something to give assistance to the deceased and had got out the relevant equipment and so it was not simply a question of ignoring a dying lady who was in urgent need of assistance and there was discussion by the expert of the difficulties of getting a clear airway where one of the problems is, and was known to be, that the deceased had consumed a quantity of food. Indeed, that was the very factor that staff had noticed about her and why they wanted to monitor her because she seemed to be eating a lot of food rather quickly. Quite whether things might have been done better is not the test for whether this court should now entertain this application for judicial review. Certainly it is hardly inspiring to find that the ambulance crew could not get in in the vital minutes that are required in cardiac resuscitation because of the sleeping security guard, although the court understands that came to the attention of the health authority and this individual was dismissed. The court has to focus eventually upon the prospects of the claimant obtaining relief and the relief that the claimant would have to obtain in this case is the setting aside of this inquest on the basis that there was a fundamental failure of inquiry of the sort that would justify reopening the whole inquest de novo. Of course, it is not Mr Thomas' case that it is sufficient to obtain such relief, that one might have better explored with advantage certain questions in cross-examination."
Was article 2 engaged?
"That argument is mistaken. Whenever a prisoner kills himself, it is at least possible that the prison authorities, who are responsible for the prisoner, have failed, either in their obligation to take general measures to diminish the opportunities for prisoners to harm themselves, or in their operational obligation to try to prevent the particular prisoner from committing suicide. Given the closed nature of the prison world, without an independent investigation you might never know. So there must be an investigation of that kind to find out whether something did indeed go wrong. In this respect a suicide is like any other violent death in custody. In affirming the need for an effective form of investigation in a case involving the suicide of a man in police custody, the European Court held that such an investigation should be held "when a resort to force has resulted in a person's death": Akdogdu v Turkey, para 52."
"Following the decision of the House of Lords in the Middleton Case, and also following the decision of the Court of Appeal in the Takoushis Case, it is now clear that the way in which the States obligation under Article 2 of the European Convention on Human Rights is discharged, is by a combination of the availability of other effective investigations including civil and criminal proceedings and the inquest in providing the legal system in England and Wales, the State discharges the obligation under Article 2 of the European Convention on Human Rights.
In a case such as this, in addition to the possibility or potential for remedy in the Criminal and Civil Courts, there is in any event going to be an inquest over which I will be presiding. Further in addition to those fora there are the NHS Complaints Procedures and also there is the role of the Mental Health Act Commission in looking at matters that are more germane to issues of clinical governance, health care rationing, and matters that are ones of health and government policy and not matters about the cause and circumstances of the deceased's death.
It is now permissible following the Middleton Judgement, for the Court to return either a traditional short form verdict, an extended narrative verdict, or a traditional short form verdict with a few other words added to the narrative that make non-judgmental findings of fact as to the cause and circumstances of the deceased's death. But in doing so, in paragraph 36 of the Middleton Judgement, the House of Lords indicated that these should be central facts as the Court sees them in relation to the deceased's death. "
The scope of the investigation undertaken by the coroner
"If you have a cardiac arrest outside a hospital the chances are very low that you will survive. If you have it in a health care institution, or even a shopping mall where there is a defibrillator and if you are in a rhythm that can be defibrillated, then you have a better chance, but it is still slim. The vast majority of cases who are brought in from the street or from other institutions, by the London Ambulance Service, most of them, although we try very hard, they do not make it out of the resusc room.
If somebody has a cardiac arrest and they go into ventricular fibrillation or another shockable rhythm and the shock is brought in in a few minutes and that shocks the heart back into a normal rhythm and isn't permanently damaged, then they've a reasonably good chance of survival, neurologically intact. But if the cause of the cardiac arrest meant that the heart is already diseased and can't be restarted, then the chances are almost nil, if you have a diseased heart and it stops.
If it not in a shockable rhythm, which is asystole or PEA, (pulseless electrical activity) then there isn't an option to restart it with an electric shock, it is, you know, hopeless and it can be brought into hospital with lots of good effective cardio-pulmonary resuscitation on going, and you cannot start a heart that is diseased and has stopped on it's own accord."
"So if someone is doing chest compressions and someone else, or the same person is doing airways support, the fact that another team was delayed won't influence the ultimate outcome."
She added that if the heart and respiration have stopped, you only have a few minutes before you start to have permanent brain damage and the situation will then be irretrievable. She also said:
"It could have been up to 10 minutes ischaemia and the lack of respiratory effort makes me think that it must have been more than a few minutes, because people who collapse usually breathing goes, and the heart stops first, the person usually makes respiratory effort for a little while afterwards, sometimes for several minutes afterwards. So the lack of any respiratory effort and the fact that the, I believe the first defibrillator was attached showed no rhythm at all indicates to me that it was longer than a few minutes, more likely to be over 3 to 5 minutes. And if the heart is not in a shockable rhythm no matter who's doing the resuscitation, you cannot get the person back."
"I didn't hear from the London Ambulance Service, but I heard that there was a delay of them having access, because of a security guard. In this case because there was proficient SHO who had been trained in A & E giving life support, I don't think it would have affected the outcome. But I think if he had not been there and you were reliant on the LAS to do advanced life support, then that would have been significant and it would be in a future case you wouldn't wish it to happen and the nurses seem to have recognised the situation quite rapidly and started life support, basic life support, and the SHO was there within a minute. So I don't think it could really be improved on. I didn't hear all of the evidence from the first nurse about exactly what she did, but I didn't really hear all the evidence, but it seemed to me to be when they found the lady they recognised the scene, called for help, started basic life support and advanced life support arrived quite promptly. I might not have heard absolutely everything at the beginning."
The appendix to the inquisition
"On 24th July 2006, she was detained by the Camden and Islington and Social Care trust under Section 3 of the Mental Health Act because her pre-existing schizo-affective disorder of manic type had relapsed due to non-compliance with medication and non-engagement with the Mental Health and Social Care Services. The nature and degree of her illness included thought disorder, grandiose delusions, including a delusion that she was pregnant, and behaviour intrusive and provocative of other patients. Her medication included olanzapine and sodium valporate, an anti psychotic and mood stabiliser respectively. In August 2006, a clinical decision was made to prescribe and administer a trial of acuphase, a short acting intramuscular depot injection. On 17.8.06, a 75mg dose was given i.m. On 19.8.06, a 50mg dose was given i.m. After the second dose, there were a number of episodes when she was found on the floor by staff and it could not be determined whether she had tripped, slipped or fallen as a result of side effects of the medication or whether she was on the floor as a result of her behaviour when acting out her delusion that she was pregnant. The trial of the short acting depot-medication was, therefore, discontinued and the third dose was withheld. Also in August 2006, it was alleged that Mrs Allen had been assaulted by another patient. In September 2006, she was referred by the psychiatric Senior House Officer to the surgical out-patients department. She was treated for a presumptive diagnosis of pneumonia with antibiotics on 07.09.06. She tripped, slipped or fell on the 11.09.06 and a fractured hip was excluded by sending her to the A & E department for an X-ray. On 18.09.06 she developed bilateral ankle swelling but a diagnosis of deep vain thrombosis was excluded by Dopple ultrasound scanning. By the evening of the 01.10.06, she was again taking olanzapine and sodium valporate medication. She was seen on the ward by a number of staff during the evening shift. A member of staff advised her not to eat so quickly. She was seen by the same member of staff at 00.05 on 02.10.06. There was food in her mouth apparent from the distension of her cheeks. Mrs Allen spoke to the Staff Nurse to tell her she was going to the toilet. When the staff member returned to check Mrs Allen's room at 00.15, she found Mrs Allen collapsed in the toilet, partially cleared her airway and called for assistance. Cardio-pulmonary resuscitation was carried on by other members of staff and the London Ambulance Service was called but she could not be resuscitated. The independent evidence obtained at autopsy by a Home Office Forensic Pathologist and independent evidence about basic and advanced life support, and the effect of olanzapine by a Consultant in Accident and Emergency medicine, indicated that the cause of collapse and sudden death was a fatal cardiac arrhythmia due to underlying coronary artery disease. The probable sequence of events was that the fatal cardiac rhythm was followed by regurgitation or vomiting of the food in the mouth and pharynx rather than a collapse due to choking or aspiration of the oral or gastric contents."
The claimant's criticisms
Conclusion