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England and Wales Court of Appeal (Civil Division) Decisions |
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You are here: BAILII >> Databases >> England and Wales Court of Appeal (Civil Division) Decisions >> Walsall Metropolitan Borough Council v Secretary of State for Communities & Local Government [2013] EWCA Civ 370 (06 February 2013) URL: http://www.bailii.org/ew/cases/EWCA/Civ/2013/370.html Cite as: [2013] EWCA Civ 370 |
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ON APPEAL FROM THE QUEEN'S BENCH DIVISION
ADMINISTRATIVE COURT
(MR JUSTICE EDER)
Strand, London, WC2A 2LL |
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B e f o r e :
LORD JUSTICE SULLIVAN
and
LORD JUSTICE TOMLINSON
____________________
WALSALL METROPOLITAN BOROUGH COUNCIL | 1st Appellant | |
- and – | ||
SECRETARY OF STATE FOR | ||
COMMUNITIES AND LOCAL GOVERNMENT & ORS | Respondents | |
DARTFORD BOROUGH COUNCIL | 2nd Appellant | |
- and – | ||
SECRETARY OF STATE FOR | ||
COMMUNITIES AND LOCAL GOVERNMENT & ORS | Respondents |
____________________
WordWave International Limited
A Merrill Communications Company
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Official Shorthand Writers to the Court)
Miss Estelle Dehon (instructed by Sharpe Pritchard) appeared on behalf of the 2nd Appellant
Mr James Strachan (instructed by the Treasury Solicitor) appeared on behalf of the 1st Respondent
Mr Mark Lowe QC and Mr Jack Parker and Miss Emma Harling-Phillips (instructed by Wragge & Co) appeared on behalf of the 2nd Respondent
Mr Christopher Boyle (instructed by Lawrence Graham) appeared on behalf of the 3rd Respondent
____________________
Crown Copyright ©
Lord Justice Sullivan:
The Legislative Scheme
"Where an appeal is brought under section 174 the enforcement notice shall subject to any order under section 289(4A) be of no effect pending the final determination or the withdrawal of the appeal."
Section 174 is in part VII of the Act. Section 285(1) provides:
"The validity of an enforcement notice shall not, except by way of an appeal under Part VII, be questioned in any proceedings whatsoever on any of the grounds on which such an appeal may be brought."
Section 289, so far as relevant, provides as follows:
"(1) Where the Secretary of State gives a decision in proceedings on an appeal under Part VII against an enforcement notice the appellant or the local planning authority or any other person having an interest in the land to which the notice relates may, according as rules of court may provide, either appeal to the High Court against the decision on a point of law or require the Secretary of State to state and sign a case for the opinion of the High Court.
[...]
(3) At any stage of the proceedings on any such appeal as is mentioned in subsection (1), the Secretary of State may state any question of law arising in the course of the proceedings in the form of a special case for the decision of the High Court.
(4) A decision of the High Court on a case stated by virtue of subsection (3) shall be deemed to be a judgment of the court within the meaning of section 16 of the Senior Courts Act 1981 (jurisdiction of the Court of Appeal to hear and determine appeals from any judgment of the High Court).
(4A) In proceedings brought by virtue of this section in respect of an enforcement notice, the High Court or, as the case may be, the Court of Appeal may, on such terms if any as the Court thinks fit (which may include terms requiring the local planning authority to give an undertaking as to damages or any other matter), order that the notice shall have effect, or have effect to such extent as may be specified in the order, pending the final determination of those proceedings and any re-hearing and determination by the Secretary of State.
[...]
(6) No proceedings in the High Court shall be brought by virtue of this section except with the leave of that Court and no appeal to the Court of Appeal shall be so brought except with the leave of the Court of Appeal or of the High Court."
"No appeal to the Court of Appeal shall be brought by virtue of this section except with the leave of the High Court or the Court of Appeal."
"Subject as otherwise provided by this or any other Act ... the Court of Appeal shall have jurisdiction to hear and determine appeals from any judgment or order of the High Court."
Discussion
"The difficulty which faces her with that submission is that although, as Miss Ellis rightly observes, none of the reported cases have arisen in the planning field, there is a considerable body of authority which makes it plain that appeals against refusals of leave to appeal to the court below are not something which the higher court has jurisdiction to entertain. The relevant line of authority begins with Lane v Esdaile (1891) AC 210, continues through Ex Parte Stevenson (1892) 1 QB 609, embraces Bland v Chief Suppelentary Benefit Officer [1983] 1 WLR 262, and perhaps ends with Geogas SA v Tammo Gas Ltd [1991] 1 WLR 776. Those authorities make plain that a decision of this kind refusing leave to appeal to the court below does not give rise to an order or judgment of a kind which can be challenged in the court above. The matter was clearly put by Fry J in Ex parte Stevenson at p.611, where he said:
'The Judicature Act has given a general right of appeal to this court from judgments and orders of the High Court or any Judge or Judges thereof. The question is whether that provision applies to a refusal of leave to submit the question of compensation to a jury under this Act.'
He concluded that the sort of question which arises in this instance is not such as can give rise to jurisdiction to entertain an appeal by the superior court, and he described the object of the legislation at p.612 as being to make the grant or refusal of leave final. The same point was made by Sir John Donaldson MR in Bland v Chief Supplementary Benefit Officer at p.267 where, referring to s. 14 of the Social Security Act 1980, he said:
'... I would accept that in a sense the grant or refusal of leave to appeal to the Commissioner is a decision, just as in Ex parte Stevenson [1982] 1 QB, 609 it was accepted that the grant or refusal of leave to appeal was an order of the High Court, but it is not the kind of decision which, in my judgment, s.14 contemplate.'
Very much the same point was made by the House of Lords in the most recent case, which is Geogas.
Miss Ellis urged that a purposive approach is appropriate in considering the combined effect of s.16(1) and s.289(6). I agree with that, although I am bound to say that adopting a purposive approach is in my judgment fatal to her argument. All the cases have emphasized that the requirement of leave is intended to deter frivolous or unmeritorious appeals and that this object would be frustrated were the refusal of leave itself to be the subject of appeal. As Lord Jauncey observed in Geogas SA. v Tammo Gas Ltd at p.780H with reference to s.1 of the Arbitration Act 1979:
'No appeal lies to the Court of Appeal unless the High Court or Court of Appeal gives leave. The legislative intention of limited review would be rendered nugatory if appeals were to lie to the Court of Appeal and then to this House against a decision of a Judge refusing or granting leave to appeal an award to the High Court and if an appeal were to lie against a decision of the Court of Appeal to refuse or grant leave to appeal from the High Court to itself under s.1(7).'
That observation is I think entirely consistent with the purposive construction which has been put on similar provisions in all the cases that I have mentioned.
Miss Ellis did contend, in looking at s.289, that it would lead to the risk of discrepancy and inconsistent decisions if an appeal could be brought without any leave at all under s.288 but a refusal of leave could not be challenged under s.289. For my part, I consider that the answer to that submission is the answer Mr Richards gives on behalf of the Secretary of State, which is that there is a plain disparity between the two sections. One imposes a requirement of leave; the other does not. The legislature must have intended the procedures to be different, because the provisions of the two sections are different, and I cannot see any intention that there should be less dissimilarity between these two sections than the language would itself suggest.
The second main argument which Miss Ellis advanced was based on s.289(6) itself. She submitted that on a plain reading this conveyed the impression that there was intended to be a right of appeal to the Court of Appeal against any decision of the High Court, and that accordingly one should give effect to that legislative intention. She did suggest that it was a matter of impression, and I am bound to say, for what it is worth, that my own impression is unfavourable to her submission. But I think that there are powerful reasons for holding as a matter of construction that her submission is wrong. The first is, as initially drafted before the amendment, subs.(6) cannot have been intended to embrace an appeal against the refusal of leave by the High Court, because there was then no requirement to obtain leave from the High Court. She is therefore obliged to say that the second half of the subsection bears a different meaning after the amendment from the meaning it bore before. There, however, are additional points, one of which is that when the legislature wished to make it clear that a decision was to be regarded as a decision falling within s.16 of the Supreme Court Act 1981, that was made plain as in the case of subs.(4). Furthermore, it would appear to me right to assume that, when subs.(6) was drafted, the parliamentary draftsman responsible for the provision would have been well aware of the meaning which had for a hundred years been put on a provision of this kind by courts at all levels. In other words, it must have been appreciated that if leave to appeal were refused by the High Court there would be no jurisdiction in the Court of Appeal to entertain an appeal against that refusal of leave. . Therefore, well though Miss Ellis developed her arguments, it appears to me impossible on the strength of those arguments alone to accept the conclusion that she would urge upon us."
In response to submissions made by counsel on behalf of Mr Huggett, another applicant for permission to appeal, the Master of the Rolls said that he did not find subsection (6) of section 289 to be ambiguous and added:
"...I have no doubt that the legislature felt that it was safe to rely on the threshold test, given that a High Court Judge, if asked to give leave on a question of law, will be bound to give it if he thought there was a seriously arguable point. For my part, I am quite unpersuaded that Parliament intended that there should be any further right of challenge in a case where a High Court Judge, having considered the matter, had concluded that there was no arguable point of law which merited the grant of leave."
The Master of Rolls concluded his judgment with these words:
"There were other matters touched on, both in argument and in the course of written submissions, but it is plain for the reasons I have given that in my judgment, there is nothing in s.16 or in s.289(6) which confers a right of appeal to this court against the refusal of leave to appeal to the High Court. There is a great weight of authority which makes plain that such an application is not to be entertained by this court. I respectfully think that the policy reasons which had been adumbrated are very strongly in favour of restricting rights of appeal in this class of case, given the factor I have already mentioned that High Court Judges will be bound to give leave in any case that they regard as arguable."
The policy reasons underlying the amendment of subsection (6) are to be found on page 770 of the Master of the Rolls' judgment:
"We have been told, and there is no reason to doubt, that the reason why subsection (6) was amended to introduce a requirement of leave to appeal against an enforcement notice to the High Court was because the unrestricted right of appeal to the High Court on a point of law has become the subject of abuse by those who are subject to enforcement notices and regarded an appeal to the High Court on a point of law as a means of gaining an extension of time during which they could continue to do that which the enforcement notice treated as prohibited. When the lists of the Crown Office were subject to very considerable delay this was an obvious loophole available to unscrupulous advocates. Accordingly, as a means of providing a filter to prevent the bringing of wholly unmeritorious appeals, the subsection was amended so as to provide that leave was needed for an appeal to the High Court as well as for an appeal from the High Court to the Court of Appeal."
"In considering the question whether or not this court is bound by its previous decisions and those of courts of co-ordinate jurisdiction, it is necessary to distinguish four classes of case. The first is that with which we are now concerned, namely, cases where this court finds itself confronted with one or more decisions of its own or of a court of co-ordinate jurisdiction which cover the question before it and there is no conflicting decision of this court or of a court of co-ordinate jurisdiction. The second is where there is such a conflicting decision. The third is where this court comes to the conclusion that a previous decision, although not expressly overruled, cannot stand with a subsequent decision of the House of Lords. The fourth (a special case) is where this court comes to the conclusion that a previous decision was given per incuriam. In the second and third classes of case it is beyond question that the previous decision is open to examination. In the second class, the court is unquestionably entitled to choose between the two conflicting decisions. In the third class of case the court is merely giving effect to what it considers to have been a decision of the House of Lords by which it is bound. The fourth class requires more detailed examination and we will refer to it again later in this judgment."
"If, as is accepted, there is a residual jurisdiction in this court to set aside a judge's decision for misconduct then there can be no reason in principle why the same relief should not be available in a case of unfairness. Each is directed at the integrity of the decision-making process or the decision-maker, which the courts must be vigilant to protect, and does not directly involve an attack on the decision itself."
"Subject to the question of a residual jurisdiction in cases where what is in question is not a review of the commercial judge's discretion (which as I have said there is common ground cannot be the subject matter of an appeal from a refusal of leave under section 69(8)) but a matter of unfairness, I do not consider any of this to be now capable of dispute."
Rix LJ returned to this distinction in paragraphs 46 and 47 of his judgment, with which Longmore LJ and the Master of the Rolls agreed:
"46. I am not here concerned with the width of judicial review, but with the distinction between a decision on the merits, right or wrong, and the process by which the decision is supposedly taken, adequate or flawed by unfairness.
47. In my judgment, the dictum of Mustill LJ demonstrates, even before the Human Rights Act, the limits of the Lane v Esdaile principle, and the need for a residual jurisdiction to deal with misconduct or unfairness (or even mischance) in the decision-making process ..."
"... Lane v Esdaile is only authority for the general proposition that whenever a power is given to a court or tribunal by legislation to grant or refuse leave to appeal, the decision of that authority is, from the very nature of the thing, final and conclusive ..."
Lord Steyn then considered whether Lord Diplock had been right to extend that principle to a refusal of leave to apply for judicial review, and concluded that Lord Diplock's ex tempore observation to that effect in In re Poh [1983] 1 WLR 2 was not correct. Lord Steyn observed in paragraph 13 of his judgment:
"Nothing in statute law or in Lane v Esdaile [1891] AC 210 provides any support for such a view. Moreover, as Lord Hoffmann pointed out in the Kemper case [2000] 1 AC 1, 18B-C, it has never been suggested either before or after the decision in In re Poh that appeals to the Court of Appeal against refusal by the High Court of leave to apply for judicial review is caught by the rule in Lane v Esdaile."
"Nevertheless, the limited nature of the ratio decidendi of Lane v. Esdaile as explained by the Court of Appeal in Stevenson's case, the important differences between applications for leave to appeal and applications for leave to apply for judicial review and the long-standing practice of the English Court of Appeal to entertain such appeals have persuaded their Lordships that whatever may have been the reasoning in In re Poh, it is not applicable to this case." (see page 19)
"Both tribunals and the courts are there to do Parliament's bidding. But we all make mistakes. No one is infallible. The question is, what machinery is necessary and proportionate to keep such mistakes to a minimum? In particular, should there be any jurisdiction in which mistakes of law are, either in theory or in practice, immune from scrutiny in the higher courts?"
Baroness Hale returned to the issue of judicial fallibility in paragraph 56 of her judgment, where she said:
"But no system of decision-making is perfect or infallible. There is always the possibility that a judge at any level will get it wrong. Clearly there should always be the possibility that another judge can look at the case and check for error. That second judge should always be someone with more experience or expertise than the judge who first heard the case ..."
In Cart, the Supreme Court was considering whether it should be possible to challenge in judicial review proceedings in the High Court a refusal of permission to appeal from the First-tier Tribunal by the Upper Tribunal. Having concluded that the Secretary of State's argument that judicial review had been excluded because the Upper Tribunal was a superior court of record had been "killed stone dead", the Supreme Court went on to consider the basis upon which the High Court should exercise its judicial review jurisdiction in such circumstances.
"As was explained in the Court's Albert and Le Compte v Belgium judgment [...] even where an adjudicatory body determining disputes over 'civil rights and obligations' does not comply with Article 6 para. 1 (art. 6-1) in some respect, no violation of the Convention can be found if the proceedings before that body are 'subject to subsequent control by a judicial body that has full jurisdiction and does provide the guarantees of Article 6 para. 1' (art. 6-1)."
Given the "uncontested safeguards in the procedure before the Inspector", and the nature of disputes in planning and enforcement notice cases, the Court concluded that although the scope of review of the High Court was limited to an appeal on a point of law, it was sufficient to comply with Article 6 (see paragraphs 45 to 47 of the court's judgment).
"50. [...] The legality of the decision and the procedural steps must be subject to sufficient judicial control. But none of the judgments before the European Court of Human Rights requires that the court should have 'full jurisdiction' to review policy or the overall merits of a planning decision. […]"
"... that the restriction in section 139(2) of the 1983 Act was in the form of an additional procedural requirement before the commencement of a civil claim, and did not grant any immunity from civil proceedings. Further, any request for leave was considered by an independent High Court Judge, and would be granted in the case of a well-founded claim."
In the light of that authority, Mr Coppel conceded that a requirement for leave would not necessarily place an appellate process in breach of Article 6. But he submitted that the rationale for the leave requirement in the Seal case was very different indeed from the rationale in the present case. He submitted that in the context of enforcement notice proceedings, the requirement in section 289(6) to obtain leave meant that the process as a whole was not Article 6 compliant.
Lord Justice Tomlinson:
Lord Justice Pill:
Order: Application refused