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England and Wales Court of Appeal (Civil Division) Decisions |
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You are here: BAILII >> Databases >> England and Wales Court of Appeal (Civil Division) Decisions >> EXP v Barker [2017] EWCA Civ 63 (10 February 2017) URL: http://www.bailii.org/ew/cases/EWCA/Civ/2017/63.html Cite as: [2017] EWCA Civ 63 |
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ON APPEAL FROM THE HIGH COURT
QUEEN'S BENCH DIVISION
Mr Justice Kenneth Parker
Strand, London, WC2A 2LL |
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B e f o r e :
LORD JUSTICE IRWIN
and
LORD JUSTICE HENDERSON
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EXP |
Respondent (Claimant) |
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- and - |
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DR CHARLES SIMON BARKER |
Appellant (Defendant) |
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Angus McCullough QC (instructed by Clyde & Co LLP) for the Appellant (Defendant)
Hearing date: 31 January 2017
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Crown Copyright ©
Lord Justice Irwin:
Introduction
The Facts
"I think in retrospect one can see that the middle cerebral artery bifurcation on the right is abnormal and that this represents a small aneurysm which was present twelve years ago."
The Issue at Trial
The Expert Evidence at Trial
"[Dr Molyneux's] curriculum vitae provided an impressive list of articles in peer reviewed journals since 1998, a large number of which covered his special area of aneurysms."
"In my opinion there is no abnormality seen in the brain. I am not able to identify any clear evidence of a cerebral aneurysm on this scan. The right sylvian fissure is prominent with a prominent CSF space. The proximal middle cerebral arteries … are quite prominent on both sides and all the vessel flow voids seen in the circle of Willis are quite prominent. I am not able to definitely identify an aneurysm on this scan. The findings on this MRI scan are within the range of normal in an adult patient and I would have reported this scan as such."
"There is no visible abnormality on the 1999 MRI scan at the right MCA bifurcation. The aneurysm that 12 years later ruptured … was pointing laterally from the posterior aspect of the trifurcation of the right MCA….
Incidental intracranial aneurysms occur in the adult population with a frequency of about 3%. The time course of formation and rupture of intracranial aneurysms is unknown. The most widely held opinion amongst experts in this field is that the majority of small aneurysms that present with rupture causing a SAH do so relatively soon after their formation. This is the only realistic explanation for the discrepancy in the observed natural history of small unruptured cerebral aneurysms found incidentally which, based on the best literature evidence, have a very low likelihood of rupture ..."
"Even taking a sceptical view there is, at the very least, a high index of suspicion of an aneurysm on the 1999 scan, notably study 2, image 33 on that study. I would have expected that a responsible neuroradiologist would have raised this possibility in the report and requested further imaging, notably a magnetic resonance angiogram.
The site of the subsequent haemorrhage was centred (sic) this region and, on the balance of probabilities, the aneurysm identified in 1999 was responsible for it.
DISCUSSION OF THE 2011 CT ANGIOGRAM
Because the suspected aneurysm was not characterised fully in 1999 it is not possible to make a direct comparison between the 'routine' cranial MR scan at that time and the September 2011 CTA.
Equally it is not possible to comment on the precise shape of the aneurysm on the 1999 MR scan.
By far the more likely scenario is that the aneurysm, which I firmly believe to have been present in 1999, ruptured in 2011 and correspondingly it is extremely unlikely that an aneurysm arising 'de novo' in exactly the same location was responsible for the haemorrhage."
"Rapidly flowing bloods in arteries (and blood flowing in patent arterial aneurysm) is displayed as a 'signal void' on MRI and is black on T2 and T2 FLAIR sequences.
The middle cerebral arteries travel in the sylvian fissure on each side. In EXP's case the signal void in the right sylvian fissure is too prominent to be explained on the basis of the normal middle cerebral artery and its branches alone. There is no evidence of undue arterial tortuosity or arterial ectasia on the subsequent CT angiogram and the two sides on the MR scan are different, the left being normal.
A CT angiogram is a special investigation utilising thin axial sections of 1mm to display arterial anatomy in some detail, incorporating 3D.
The MR examination of 1999 was a routine scan with a slice thickness of the order of 5mm. Accordingly the abnormal signal void in the right sylvian fissure is a composite mainly of the aneurysm sac and immediately adjacent arteries."
"2) Please look at the cranial MRI scan dated 6th April 1999, and in particular image 33 study 2 thereof. Do you consider that there is:
i) A right middle cerebral artery aneurysm on this scan?
AM says: there is no evidence of a right middle cerebral artery (MCA) aneurysm on this scan.
PB says: there is an aneurysm present on this scan.
Any abnormality on this scan that you consider would warrant further investigation?
AM says: no he does not think further investigation is warranted.
PB says: an MR angiogram is warranted."
"42. The key issue here relates to whether or not the images of 06.04.99 were abnormal. I have reviewed these myself, and from a neurosurgical perspective who sees hundreds of MRI scans on an annual basis, the images are clearly abnormal and, unequivocally in my view, demonstrate the presence of a sizeable right middle cerebral artery aneurysm measuring between 5-6mm in its maximum dimension. This is not a small aneurysm, and the suggestion that the images show no vascular abnormality, or at best a small aneurysm, in my view is wrong. It would of course be for the expert neuroradiological and general radiological commentary to identify standards of reporting in this matter, but from a neurosurgical and neurovascular perspective I have no doubt in my mind what the MRI scans show. Indeed, I note the commentary from Dr Paul Butler in his expert report that he also considers that the aneurysm was visible on the cranial MRI scan performed in April 1999. He considers that the site of the subsequent haemorrhage was centred in this region and on balance of probabilities the aneurysm identified in 1999 was responsible. From the neurovascular point of view I would totally agree with his views."
"In 1999 I would have referred to the enclosed article (New England Journal of Medicine Volume 339 No.24 10 December 1998 pages 1725-1733 "Unruptured Intracranial Aneurysms – Risk of Rupture and Risks of Surgical Intervention. The international study of unruptured intracranial aneurysms investigators" (ISUIA) That paper, which was widely held as the definitive scientific evidence on the risk of rupture of unruptured aneurysms, looked at a group of patients from 53 participating centres in the United States, Canada and Europe. …. The paper notes "The management of unruptured aneurysms depends on the natural history of these lesions and on morbidity and mortality rates associated with repair. On the basis of the rupture rates and treatment risks in our study, it appears unlikely that surgery will reduce the rates of disability and death in patients with unruptured intracranial aneurysms smaller than 10mm in diameter and no history of subarachnoid haemorrhage."
The Connection Between the Appellant and Dr Molyneux
"48. Someone comparing these respective CVs would reasonably infer that Dr Barker would have had contact, possibly significant contact, with Dr Molyneux from about August 1984, … until October 1991 … However, someone looking at the respective CVs would not know the exact nature and extent of any connection between Dr Barker and Dr Molyneux."
"52. It emerged only in cross-examination at the trial that the connection between Dr Barker and Dr Molyneux had been lengthy and extensive. Dr Molyneux had trained Dr Barker during his seven years of specialist radiology training, and in particular had trained him for two and a half years as a registrar and senior registrar in neuroradiology, including the particular area of interventional radiology in which Dr Molyneux specialised and in which Dr Barker had a special interest. It is clear that they had worked together closely over a substantial period. They had written together a paper for the 14th International Symposium on radiology, a paper not shown on Dr Molyneux's list of publications [emphasis added], and Dr Molyneux told the Court that they might have co-operated on other papers which he could no longer specifically recall. Dr Molyneux helped Dr Barker to obtain foreign placements … Dr Barker accepted that Dr Molyneux had guided and inspired his practice, and Dr Molyneux had helped Dr Barker become a consultant in Southampton. They had also been officers together on the committee of the British Society of Radiologists, Dr Barker having been Treasurer at the time when Dr Molyneux, being a committee member, was nominated President.
53. It also emerged that Dr Barker had suggested that Dr Molyneux should be a defence expert. He had first been asked in cross examination whether he had chosen Dr Molyneux as an expert, which he denied, and he had had to be prodded with a further question to elicit the full picture."
The judge also expressed himself as being "taken aback" by the fact that "in an unguarded moment" Dr Molyneux referred to the Appellant as "Simon", which although not his first name, is the familiar name by which he is known.
"Experts will, at the time of producing their reports, incorporate details of any employment or activity which raises a possible conflict of interest."
"published a number of articles and editorials about the study, and the conclusions drawn contradict those of the report, with the editorial echoing the original criticisms in 1999. The editor … went as far as saying that the credibility of those involved in the challenged study had been "severely compromised"." (paragraph 60)
"61. … The significance of this in the present context is that Dr Molyneux had been an executive committee member of the ISUIA and could have been expected to know of the criticisms of the study and to realise that Mr Byrne's evidence was seriously deficient and misleading. Dr Molyneux accepted in cross examination that he had seen a copy of Mr Byrne's proposed report that contained the relevant passage and he also agreed that the study could not accurately be described in the terms used by Mr Byrne, given the criticisms and controversy already mentioned.
62. He knew that Mr Byrne's report was being relied upon in respect of what, until very shortly before the trial, was an important contested issue, yet Dr Molyneux did nothing at that stage to draw the attention of Mr Byrne, or anyone else, to what he knew to be the case. The justification for this appeared to be that Mr Byrne was the expert on neurosurgery, and it was not within Dr Molyneux's remit to comment on any aspect of the neurosurgical evidence.
63. I find that explanation difficult to accept."
"65. …I must bear powerfully in mind, when I assess the weight that I should give to the evidence, the reservations that I retain about Dr Molyneux's independence and objectivity in this case."
The Judge's Conclusions
"As identified in D's opening, there are only two remaining issues in the case which fall to be determined:
(1) Whether there was in fact an aneurysm present in 1999 as revealed by the imaging …
(2) Thus if, contrary to the Defendant's case, it is likely that an aneurysm was present in 1999, there is an issue as to whether no reasonably competent consultant neuroradiologist would have failed to have identified or suspected the presence of aneurysm from the imaging obtained in 1999…. Does the opinion of Dr Molyneux represent that of a respectable and responsible body of medical opinion? If it does, then the claim fails the Bolam test."
"Mr Kirkpatrick … as a neurosurgeon, ... has substantial experience in reviewing and interpreting MRI scans for the purpose of, among other things, considering whether there is evidence of the possible presence of an aneurysm."
In paragraphs 68 to 70 of the judgment, the judge drew real support from this evidence.
"75. … the actual aneurysm that ruptured in 2011 was in the same location as the putative aneurysm visible from the images of 1999 MRI scan. Mr Kirkpatrick held the same opinion. Dr Molyneux considered that the putative "abnormality" in the 1999 images of the MRI scan was not in the same location as the actual aneurysm that ruptured in 2011. A central difficulty on this question was that the 1999 MRI scan was a relatively crude instrument for ascertaining the precise location and exact features of an aneurysm, if an aneurysm were indeed present. Dr Butler stressed the difficulty in seeking to interpret the precise characteristics of the putative aneurysm.
76. Dr Butler did accept, within the significant limitations of the 1999 MRI scan that the orientation of the feature which he identified as an aneurysm in 1999 appeared to be anterior. It was agreed that the actual aneurysm on the detailed imaging in 2011 emanated from the posterior wall, laterally directed. That apparent discrepancy has to be set against the improbability that the aneurysm that ruptured in 2011, albeit on any view in at least very close proximity to the abnormality that appeared in the 1999 images, was a different and more recent aneurysm. Furthermore, Mr Kirkpatrick in his oral evidence stated that the vessel may have rotated as a result of the haematoma. It is correct that Dr Butler had not mentioned such a possibility but I do nonetheless attach weight in this context to Mr Kirkpatrick's explanation, given as it was on a matter within his acknowledged medical expertise.
77. Having considered the evidence on this question, I conclude, following the evidence of Dr Butler and Mr Kirkpatrick, that on a balance of probability the aneurysm that ruptured in 2011 was an aneurysm that was present in 1999…."
"71. … Ultimately, it appears that Dr Butler was relying upon his considerable experience in concluding that there was sufficient evidence of an aneurysm on the 1999 imaging to require further investigation. That has to be set against the opinion of Dr Molyneux, that it was reasonable for a competent radiologist to interpret the 1999 imaging as showing no relevant abnormality. I have to decide, of course, whether a competent neuroradiologist in the position of the Defendant could reasonably have concluded that there was not sufficient evidence of "abnormality" to require further investigation for the presence of a possible aneurysm.
72. I have not found it easy to resolve this conflict between two leading experts. I do see force in Dr Molyneux's opinion that the features of the 1999 imaging were consistent with the normal anatomy of the brain in that region, and did not evidence abnormality that required further investigation. However, it does appear to me that that opinion in this particular case rests ultimately upon a judgement informed by accumulated experience and expertise in the relevant area. Dr Butler, based on his experience and expertise, believed that the putative abnormality could not be safely and adequately explained by normal anatomy of the brain and that it required further investigation. That was his judgement. It did not seem to me that Dr Molyneux thought that that was an unreasonable judgement, although he did not agree with it.
73. Where the core issue in a case turns, as it does here, on the court's ability to evaluate the competing and finely balanced medical judgements of rival experts, the court's confidence in the independence and impartiality of the respective experts must play an important role. I have to say, with considerable regret, that by reason of the matters set out earlier in this judgment my confidence in Dr Molyneux's independence and objectivity has been very substantially undermined. On the other hand I have complete confidence in the independence and objectivity of Dr Butler, and I much prefer to accept his judgement, formed on the basis of his great experience and skill, that (i) a competent neuroradiologist would have been considerably troubled by the relevant images from the 1999 MRI scan; and (ii) would not have concluded that those images could be prudently and adequately explained by "normal brain anatomy", contrary to Dr Molyneux's view; and (iii) would have concluded that the images did show the presence of an aneurysm.
74. I am fortified in accepting Dr Butler's evidence by the fact that it was supported by Mr Kirkpatrick, and, for the reasons given, I am entitled to give weight to the evidence of Mr Kirkpatrick as an experienced neurosurgeon..."
The Grounds of Appeal
i) The learned judge failed correctly to identify and formulate the applicable Bolam test in evaluating the actions of the Defendant.ii) The judge failed to apply the Bolam test to the expert evidence relating to the Defendant's response to the 1999 imaging.
iii) Having admitted the evidence of the Defendant's expert, Dr Molyneux, the judge failed to evaluate it on its merits.
iv) The judge wrongly performed a "balancing" between the rival opinions of the neuroradiology experts.
v) The judge erred in holding that Dr Molyneux had an interest in the outcome of the case that was sufficient of itself to dismiss his expert opinion when set against that of Dr Butler.
"My Lords, I agree with these submissions to the extent that, in my view, the court is not bound to hold that a defendant doctor escapes liability for negligent treatment or diagnosis just because he leads evidence from a number of medical experts who are genuinely of opinion that the defendant's treatment or diagnosis accorded with sound medical practice. In the Bolam case itself, McNair J. stated [1957] 1 WLR 583, 587, that the defendant had to have acted in accordance with the practice accepted as proper by a "responsible body of medical men." Later, at p. 588, he referred to "a standard of practice recognised as proper by a competent reasonable body of opinion." Again, in the passage which I have cited from Maynard's case, Lord Scarman refers to a "respectable" body of professional opinion. The use of these adjectives - responsible, reasonable and respectable - all show that the court has to be satisfied that the exponents of the body of opinion relied upon can demonstrate that such opinion has a logical basis. In particular in cases involving, as they so often do, the weighing of risks against benefits, the judge before accepting a body of opinion as being responsible, reasonable or respectable, will need to be satisfied that, in forming their views, the experts have directed their minds to the question of comparative risks and benefits and have reached a defensible conclusion on the matter. (p241G/242B)
……
These decisions demonstrate that in cases of diagnosis and treatment there are cases where, despite a body of professional opinion sanctioning the defendant's conduct, the defendant can properly be held liable for negligence (I am not here considering questions of disclosure of risk). In my judgment that is because, in some cases, it cannot be demonstrated to the judge's satisfaction that the body of opinion relied upon is reasonable or responsible. In the vast majority of cases the fact that distinguished experts in the field are of a particular opinion will demonstrate the reasonableness of that opinion. In particular, where there are questions of assessment of the relative risks and benefits of adopting a particular medical practice, a reasonable view necessarily presupposes that the relative risks and benefits have been weighed by the experts in forming their opinions. But if, in a rare case, it can be demonstrated that the professional opinion is not capable of withstanding logical analysis, the judge is entitled to hold that the body of opinion is not reasonable or responsible.
I emphasise that in my view it will very seldom be right for a judge to reach the conclusion that views genuinely held by a competent medical expert are unreasonable. The assessment of medical risks and benefits is a matter of clinical judgment which a judge would not normally be able to make without expert evidence. As the quotation from Lord Scarman makes clear, it would be wrong to allow such assessment to deteriorate into seeking to persuade the judge to prefer one of two views both of which are capable of being logically supported. It is only where a judge can be satisfied that the body of expert opinion cannot be logically supported at all that such opinion will not provide the bench mark by reference to which the defendant's conduct falls to be assessed. (p243A-D)"
Conclusions
Lord Justice Henderson:
Lady Justice Black: