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England and Wales Court of Appeal (Criminal Division) Decisions


You are here: BAILII >> Databases >> England and Wales Court of Appeal (Criminal Division) Decisions >> COWAN & Anor, R. v [1995] EWCA Crim 8 (12 October 1995)
URL: http://www.bailii.org/ew/cases/EWCA/Crim/1995/8.html
Cite as: [1995] 3 WLR 818, (1995) 3 WLR 818, (1996) Crim LR 409, [1995] EWCA Crim 8, (1995) 4 All ER 939, [1995] 4 All ER 939, (1996) 1 Cr App R 1, [1996] QB 373, (1996) QB 373

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Case No. 95/2901/W4
95/3790/X3 & 95/4054/X3
IN THE COURT OF APPEAL
CRIMINAL DIVISION
                                                Royal Courts of Justice
                                                The Strand
                                                London WC2

                                                Date: Thursday   12 October 1995




                               B e f o r e:

               THE   LORD CHIEF JUSTICE OF ENGLAND
                       (Lord Taylor of Gosforth)

                          MR   JUSTICE    TURNER

                                   and

                          MR   JUSTICE    LATHAM




                          __________________

                               R E G I N A

                                  - v -
                               DONALD   COWAN

                               RICKY    GAYLE

                          CARMINE RICCIARDI
                          __________________

                   Computer Aided Transcription by
       John Larking, Chancery House, Chancery Lane, London WC2
                       Telephone 0171-404 7464
              (Official Shorthand Writers to the Court)
                         __________________
MR MICHAEL MANSFIELD QC and MR M MAGARIAN appeared on behalf of
                                                  THE APPELLANT COWAN
MR MICHAEL MANSFIELD QC and MR C BAUR appeared on behalf of
                                                  THE APPELLANT GAYLE
MR B HURST appeared on behalf of THE APPELLANT RICCIARDI

MR D JEFFREYS QC, MISS S FARR, MR BYRNE AND MR A RADCLIFFE appeared
                                               on behalf of THE CROWN
                        ____________________

                           J U D G M E N T





                                (As Approved by the Court)
                                   ____________________
  Thursday 12 October 1995



  THE LORD CHIEF JUSTICE:        These three appeals raise important

  questions as to the proper interpretation and implementation of

  Section 35 of the Criminal Justice and Public Order Act 1994. The

  Section, which came into force on 10 April 1995, provides as

  follows:


               "(1) At the trial of any person who has attained
               the age of fourteen years for an offence,
               subsections (2) and (3) below apply unless --

                       (a) the accused's guilt is not in
                             issue; or

                       (b) it appears to the court that the
                             physical or mental condition of
                             the accused makes it undesirable
                             for him to give evidence;

               but subsection (2) below does not apply if, at
               the conclusion of the evidence for the
               prosecution, his legal representative informs
               the court that the accused will give evidence
               or, where he is unrepresented, the court
               ascertains from him that he will give evidence.


               (2) Where this subsection applies, the court
               shall, at the conclusion of the evidence for the
               prosecution, satisfy itself (in the case of
               proceedings on indictment, in the presence of
               the jury) that the accused is aware that the
               stage has been reached at which evidence can be
               given for the defence and that he can, if he
               wishes, give evidence and that, if he chooses
               not to give evidence, or having been sworn,
               without good cause refuses to answer any
               question, it will be permissible for the court
               or jury to draw such inferences as appear proper
               from his failure to give evidence or his refusal
               without good cause to answer any question.




                                                2





              (3) Where this subsection applies, the court or
              jury, in determining whether the accused is
              guilty of the offence charged, may draw such
              inferences as appear proper from the failure of
              the accused to give evidence or his refusal,
              without good cause, to answer any question.

              (4) This section does not render the accused
              compellable to give evidence on his own behalf,
              and he shall accordingly not be guilty of
              contempt of court by reason of a failure to do
              so.


              (5) For the purposes of this section a person
              who, having been sworn, refuses to answer any
              question shall be taken to do so without good
              cause unless --

                    (a) he is entitled to refuse to
                          answer the question by virtue of
                          any enactment, whenever passed or
                          made, or on the ground of
                          privilege; or

                    (b) the court in the exercise of its
                          general discretion excuses him
                          from answering it.


              (6) Where the age of any person is material for
              the purposes of subsection (1) above, his age
              shall for those purposes be taken to be that
              which appears to the court to be his age.


              (7) This section applies --

                    (a) in relation to proceedings on
                          indictment for an offence, only
                          if the person charged with the
                          offence is arraigned on or after
                          the commencement of this section;

                    (b) in relation to proceedings in a
                          magistrates' court, only if the
                          time when the court begins to
                          receive evidence in the
                          proceedings falls after the
                          commencement of this section."




                                         -3-





             It is clear that the section alters and was intended by

  Parliament to alter the law and practice applicable when a defendant

  in a criminal trial does not give evidence. The issues raised are -

  -


        (1) whether the discretion to draw inferences from
        silence under section 35(3) should be open in the
        generality of cases or only exceptionally and


        (2) if it is to apply in a jury trial, what directions
        should the judge give?




             For all the appellants, it is argued that section 35 either

  breaches or verges on breaching long established principles.

  Although, therefore, it is conceded that some effect must be given

  to the enactment, it should be applied only very exceptionally and

  not in the general run of cases. Mr Mansfield QC, supported by Mr

  Hurst, submits that the section constitutes an infringement of the

  defendant's right of silence. By permitting a court or jury to draw

  an adverse inference should the defendant remain silent at trial, it

  is submitted that his free choice is inhibited.

             It should be made clear that the right of silence remains.

   It is not abolished by the section; on the contrary, subsection (4)

  expressly preserves it. As to inhibitions affecting a defendant's

  decision to testify or not, some existed before the 1994 Act. On

  the one hand, a defendant whose case involved an attack on the

  character of a prosecution witness could well be inhibited from

  giving evidence by fear of cross-examination as to his own record.

  On the other hand, in certain cases, judges were entitled to comment



                                         -4-





  on the defendant's failure to testify (Martinez-Tobon, 98 Cr App R

  375). Arguably, this put pressure on a defendant to give evidence.

   Even in a case calling only for the classic Bathurst direction (52

  Cr App R 251), a defendant might be inhibited from remaining silent
  for fear the jury would hold it against him that he chose to leave

  the prosecution evidence uncontradicted.

               It is further argued that the section alters the burden of

  proof or    "waters it down"   to use Mr Mansfield's phrase. The

  requirement that the defendant give evidence on pain of an adverse

  inference being drawn is said to put a burden on him to testify if

  he wishes to avoid conviction.

               In our view that argument is misconceived. First, the

  prosecution have to establish a prima facie case before any question

  of the defendant testifying is raised. Secondly, section 38(3) of

  the Act is in the following terms:

                "A person shall not .... be convicted of an
                offence solely on an inference drawn from such a
                failure or refusal as is mentioned in ....
                section 35(3)...."




  Thus the court or jury is prohibited from convicting solely because

  of an inference drawn from the defendant's silence. Thirdly, the

  burden of proving guilt to the required standard remains on the

  prosecution throughout. The effect of section 35 is that the court

  or jury may regard the inference from failure to testify as, in

  effect, a further evidential factor in support of the prosecution

  case. It cannot be the only factor to justify a conviction and the




                                            -5-





  totality of the evidence must prove guilt beyond reasonable doubt.

              We therefore reject the two premises relied upon by

  Mr Mansfield to support his submission that section 35 should only

  be invoked in exceptional cases. In any event, whatever the

  jurisprudential merits of the two premises, the plain words of the

  section simply do not justify confining its operation to exceptional

  cases. Section 35(1) deals with exceptional situations in which

  subsections (2) and (3) are not to be invoked. Otherwise, the

  section is in terms of general application. Indeed, subsection (2)

  is in mandatory terms. In cases other than those in subsection (1)

  "the court shall satisfy itself etc."

              It is true that the operative subsection (3) as to the

  finding of the court or verdict of the jury is in permissive rather

  than mandatory terms. Accordingly, the judge has a discretion as to

  whether and in what terms he should advise a jury for or against

  drawing inferences. In what circumstances, then, should the court

  or jury be prepared to draw an adverse inference?                       Mr Mansfield's

  answer is:   "only exceptionally where there is no reasonable

  possibility of an innocent explanation for the defendant's silence."

   He suggested a number of possible reasons for silence at trial

  which may be consistent with innocence. They were:


        (1) a weak case barely surviving a submission of no case;


        (2) other defence evidence contradicting prosecution
        evidence;


        (3) if the defendant is nervous, inarticulate or unlikely
        to perform well;




                                          -6-





         (4) if the defendant's medical condition is abnormal
         although not within section 35(1);


         (5) fear, duress or the protection of others;


         (6) previous convictions of the defendant where he is
         liable to be cross-examined on them;


         (7) a "mixed situation" -- i.e. where the 1994 Act was
         not in force at the time of the defendant's arrest or
         interviews but was in force at the time of the trial.




  If any of these reasons or excuses exist or may do so, it is

  submitted the court should not draw, or the jury should be directed

  not to draw, an adverse inference. Moreover, Mr Mansfield suggests

  such reasons or excuses could properly be advanced by defending

  counsel without the need for evidence.

               The breadth of these propositions is patently inconsistent

  with the scheme and plain words of section 35. To use the

  inevitable cliché, they would drive a coach and horses through the

  statutory provisions. Mr Mansfield's approach frankly was that

  section 35 is so at variance with established principle, that its

  operation should be reduced and marginalised as far as possible. We

  cannot agree.

               In particular, we should deal specifically with two of the

  suggested" good reasons". First, the general proposition that a

  previous criminal record upon which a defendant could be cross-

  examined (if he has attacked prosecution witnesses) is a good reason

  for directing a jury that they should not hold his silence against

  him, would lead to a bizarre result. A defendant with convictions



                                          -7-





  would be in a more privileged position than one with a clean record.

   The former could avoid submitting himself to cross-examination with

  impunity; the latter could not. We reject that proposition.

             Secondly, in what he calls   "a mixed situation", Mr

  Mansfield argues that where the 1994 Act was not in force at the

  time of arrest or interview, the defendant may have remained silent

  then, without realising that his silence later at trial could be

  held against him. Had he realised that, he might have given his

  story in interview and left his counsel at trial to submit he had

  already given his account and could not add to it. However, apart

  from the unreality of such a scenario, subsection (7)(a) clearly

  contemplates that proper inferences from silence at trial can be

  drawn in just such a situation.

             We accept that apart from the mandatory exceptions in

  section 35(1), it will be open to a court to decline to draw an

  adverse inference from silence at trial and for a judge to direct or

  advise a jury against drawing such inference if the circumstances of

  the case justify such a course. But in our view there would need

  either to be some evidential basis for doing so or some exceptional

  factors in the case making that a fair course to take. It must be

  stressed that the inferences permitted by the section are only such

  "as appear proper". The use of that phrase was no doubt intended to

  leave a broad discretion to a trial judge to decide in all the

  circumstances whether any proper inference is capable of being drawn

  by the jury. If not he should tell them so; otherwise it is for the

  jury to decide whether in fact an inference should properly be

  drawn.



                                            -8-





             By way of guidance, a specimen direction has been suggested

  by the Judicial Studies Board in the following terms:


               "The defendant has not given evidence. That is
               his right. But, as he has been told, the law is
               that you may draw such inferences as appear
               proper from his failure to do so. Failure to
               give evidence on its own cannot prove guilt but
               depending on the circumstances, you may hold his
               failure against him when deciding whether he is
               guilty.

               [There is evidence before you on the basis of
               which the defendant's advocate invites you not
               to hold it against the defendant that he has not
               given evidence before you namely....

               If you think that because of this evidence you
               should not hold it against the defendant that he
               has not given evidence, do not do so. But if
               the evidence he relies on presents no adequate
               explanation for his absence from the witness box
               then you may hold his failure to give evidence
               against him. You do not have to do so]

               What proper inferences can you draw from the
               defendant's decision not to give evidence before
               you? If you conclude that there is a case for
               him to answer, you may think that the defendant
               would have gone into the witness box to give you
               an explanation for or an answer to the case
               against him. If the only sensible explanation
               for his decision not to give evidence is that he
               has no answer to the case against him, or none
               that could have stood up to cross-examination,
               then it would be open to you to hold against him
               his failure to give evidence. It is for you to
               decide whether it is fair to do so".


               (The words in brackets are to be used only where
               there is evidence).




             We consider that the specimen direction is in general terms

  a sound guide. It may be necessary to adapt or add to it in the

  particular circumstances of an individual case. But there are



                                           -9-





  certain essentials which we would highlight.



        1. The judge will have told the jury that the burden of

        proof remains upon the prosecution throughout and what the

        required standard is.



        2. It is necessary for the judge to make clear to the

        jury that the defendant is entitled to remain silent.

        That is his right and his choice. The right of silence

        remains.



        3. An inference from failure to give evidence cannot on

        its own prove guilt. That is expressly stated in section

        38(3) of the Act.



        4. Therefore, the jury must be satisfied that the

        prosecution have established a case to answer before

        drawing any inferences from silence. Of course, the judge

        must have thought so or the question whether the defendant

        was to give evidence would not have arisen. But the jury

        may not believe the witnesses whose evidence the judge

        considered sufficient to raise a prima facie case. It

        must therefore be made clear to them that they must find

        there to be a case to answer on the prosecution evidence

        before drawing an adverse inference from the defendant's

        silence.




                                            -10-





        (5) If, despite any evidence relied upon to explain his

        silence or in the absence of any such evidence, the jury

        conclude the silence can only sensibly be attributed to

        the defendant's having no answer or none that would stand

        up to cross-examination, they may draw an adverse

        inference.



              It is not possible to anticipate all the circumstances in

  which a judge might think it right to direct or advise a jury

  against drawing an adverse inference. Nor would it be wise even to

  give examples as each case must turn on its own facts. As Kelly LJ
  said in McLernon 1990, 10 N.I.J.B. 91 (a Northern Ireland case

  concerning provisions of Article 4 of the Criminal Evidence

  (Northern Ireland) Order 1988, which are in terms similar to but

  stronger than those of section 35), at page 102:

               ".... the court has then a complete discretion
               as to whether inferences should be drawn or not.
                In these circumstances it is a matter for the
               court in any criminal case (1) to decide whether
               to draw inferences or not; and (2) if it decides
               to draw inferences what their nature, extent and
               degree of adversity, if any, may be.

               It would be improper and indeed quite unwise for
               any court to set out the bounds of either steps
               (1) or (2). Their application will depend on
               factors peculiar to the individual case".




  Kelly LJ was considering a trial without a jury, but we regard his

  remarks as applicable equally to the directions or advice a judge

  needs to give in his summing up to a jury.




                                         -11-





              We were referred to the opinion of the Commission of Human
  Rights in John Murray v UK 18 EHRR, CD.1. There, similar arguments

  to those advanced here were considered in relation to a 'judge

  alone'   trial from Northern Ireland said to involve breaches of

  Article 6 of the European Convention on Human Rights. We stress

  that decisions of the Commission and indeed those of the European

  Court of Human Rights itself are not binding upon this court. They

  are of assistance to resolve any ambiguity in our domestic law, but

  here we find no ambiguity in section 35. Nevertheless, the

  Commission's observations at page 9 are of interest. Dealing with

  Article 4 of the 1988 Northern Ireland Order, the Commission said:


               "Inferences from a failure to give explanations
               or evidence in court only become permissible
               under the Order when there is a prima facie
               case, i.e. the prosecution has submitted
               material which might lead to the conviction of
               the accused. It is apparent that, if the
               prosecution fails to make such a case to the
               court's satisfaction, the question of inferences
               will never arise. Moreover, the Commission is
               satisfied that the burden of proof remains on
               the prosecution throughout to prove an accused's
               guilt beyond a reasonable doubt. However, where
               a prima facie case has been presented to the
               court, certain conclusions may always be drawn
               from the failure of the accused to rebut in
               defence the evidence against him.

               Further, the Commission notes that a judge is
               not required to draw inferences and may only
               draw such inferences, and such degree of
               inferences, as may be proper".




              In a partially dissenting opinion, Mr Nicholas Bratza

  sought to distinguish 'judge alone' cases where the judge's reasons

  for drawing inferences could be reviewed from jury cases where they



                                            -12-





  could not. However, juries in criminal trials are required to draw

  inferences in numerous situations and provided that the judge gives

  them proper directions, we see no reason why the passage quoted from

  the Commission's opinion above should not apply equally to jury

  trials.

             We wish to stress, moreover, that this court will not

  lightly interfere with a judge's exercise of discretion to direct or

  advise the jury as to the drawing of inferences from silence and as

  to the nature, extent and degree of such inferences. He is in the

  best position to have the feel of the case and so long as he gives

  the jury adequate directions of law as indicated above and leaves

  the decision to them, this court will be slow to substitute its view

  for his.

             We should also refer to one ground of appeal which was not

  developed in argument by Mr Mansfield. It complained that paragraph

  3 of the Practice Direction (Crown Court:     Defendants'    Evidence)

  [1995] 1 WLR 657, which prescribed the words to be used by a judge

  on being informed that the accused does not intend to give evidence,

  breached professional privilege. The form of words is as follows:


                 "Have you advised your client that the stage is
                 now being reached at which he may give evidence
                 and, if he chooses not to do so or, having been
                 sworn, without good cause refuses to answer any
                 question, the jury may draw such inferences as
                 appear proper from his failure to do so?"




  The contention was that to ask counsel what he has advised his

  client breaches professional privilege. In our view there is no




                                            -13-





  merit in this contention. Section 35(2), as already observed,

  places a mandatory requirement on the court to satisfy itself (in

  the case of proceedings on indictment, in the presence of the jury)

  of the matters set out there. The only way the court can do that is

  to ask either the defendant or his counsel. To by-pass counsel and

  address the defendant directly in the presence of the jury would, we

  apprehend, give the appearance of greater pressure on the defendant

  and a more inquisitorial role for the judge than simply to enquire

  of counsel whether the statutory position has been explained to his

  client. The subject-matter of the enquiry does not concern anything

  confidential.

                We also reject Mr Mansfield's submission that the form of

  words in paragraph 3 of the Practice Direction could be replaced by

  a simple enquiry of the defendant's advocate as to whether the

  defendant has been made aware of the provisions of section 35. The

  object of that would be to avoid the jury's hearing what the

  possible consequence of not giving evidence may be. However,

  section 35(2) clearly contemplates that the jury should hear the

  terms of the section at that stage of the trial.

                Finally, we wish to make it clear that the rule against

  advocates giving evidence dressed up as a submission applies in this

  context. It cannot be proper for a defence advocate to give to the

  jury reasons for his client's silence at trial in the absence of

  evidence to support such reasons.

                We now proceed to apply the principle set out above to the

  three instant appeals.




                                               -14-





  R v COWAN:
                This appellant was convicted on 21 April 1995 at Kingston-

  on- Thames Crown Court of unlawful wounding. He was acquitted on

  the alternative count of wounding with intent. On 5 May 1995 he was

  convicted of assault occasioning actual bodily harm and was

  sentenced to 30 months imprisonment for the unlawful wounding and 18

  months consecutive for the assault occasioning actual bodily harm,

  making four years in all.

                On the wounding charge, the case for the Crown was that the

  appellant assaulted one Taylor outside a public house after a fracas

  inside the premises. Two witnesses identified the appellant as the

  assailant. The defence was that the appellant was not the

  assailant, but another member of the group he was in was guilty of

  the wounding. The appellant did not give evidence but two witnesses

  were called on his behalf to substantiate his case. In the course

  of cross-examining the victim Taylor, the appellant's counsel not

  only put in the alternative that Taylor was mistaken or had

  deliberately sought to frame the appellant but also put to Taylor

  his previous convictions.

                The judge was urged not to direct the jury as to their

  right to draw inferences from the appellant's silence because that

  silence was necessary to prevent his previous record being put to

  him. The judge rejected that submission. In our view he was right

  to do so.

                However, there are criticisms of the trial judge's

  directions to the jury which preceded the issue by the Judicial

  Studies Board of the specimen direction. Mr Mansfield alleged



                                              -15-





  there were three defects. First he claimed that the judge blurred

  the burden of proof by his directions to the jury as to the drawing

  of inferences from silence. This complaint in our view is

  unfounded. The judge gave the normal direction on burden and

  standard of proof. Nothing he said about drawing inferences from

  silence in our view qualified that direction.

                  However, we do consider that there is merit in the other

  two complaints. The judge failed to tell the jury that they could

  not infer guilt solely from silence. Secondly, he did not warn the

  jury that the condition for holding a defendant's silence at trial

  against him was that the only sensible explanation for that silence

  was that he had no answer to the case against him or none that could

  have stood up to cross-examination. This was a case involving a

  clear conflict of evidence. Strong feelings had been aroused not

  only by the incident outside the public house but by the earlier

  fracas within it. We consider that without the omitted directions

  the jury may have attached undue importance or weight to the

  appellant's absence from the witness box. Accordingly, we are not

  sure that the verdict can be regarded as safe and satisfactory and

  the appeal must be allowed. We should add that we have sympathy

  with the judges in both the present case and the case of R v Gayle

  who had to cope with the new provisions shortly after their

  introduction and without guidance.



  R v GAYLE:
                  On 18 May 1995, at the Central Criminal Court, this

  appellant was convicted of doing an act tending and intended to



                                                     -16-





  pervert the course of public justice. He was sentenced to 9 months

  imprisonment. It was the prosecution case that on 2 February 1995

  the appellant went to a public house in Harrow from which he had

  previously been barred. He threatened to assault the landlord if

  the latter gave evidence against him on a charge of criminal damage

  for smashing a window at a hairdresser's shop opposite the public

  house on 25 January. The publican gave evidence that the appellant

  made threats as to what would happen to him if he gave evidence.

  The threats culminated in the expression: "Drop the case or you are

  dead". The appellant did not give evidence, nor did he call any on

  his own behalf.

             Complaint is made, first, that section 35 ought not to have

  been invoked by the judge at all or, putting it another way, the

  judge ought to have directed the jury not to draw any adverse

  inference from the appellant's silence. The reason put forward for

  this is that the appellant had previous convictions which inhibited

  him from giving evidence. We have already indicated that we reject

  this proposition.

             However, there are a number of criticisms of the judge's

  summing up. He did not say to the jury in terms that the defendant

  had the right to remain silent, that it was his choice. That was

  compounded by a passage at page 3E to 4A of the summing up in which

  the judge seemed to imply that the right of silence had gone. He

  said:


              "Mr Baur addressed you at some length as to the
              fact that the law has recently changed in this
              regard and indeed changed, or the change in the
              law came into effect, after the defendant had



                                           -17-





                been arrested on this charge where, at that time
                it was the position that every defendant was
                entitled, if they wished not to answer any
                questions to the police, no comments, say
                nothing if they wished to do so. That could not
                be taken in any way against them. It was their
                right to silence. As you have been told and
                you, no doubt, may have read it at the time,
                that law was very recently changed and the
                caution, indeed, now is quite different".




  It is true that after that the judge directed the jury only along
  the lines of the Bathurst direction, but he had earlier, at page 3,

  told the jury of their right to draw inferences in the following

  terms:


                "The defendant himself has not gone into the
                witness box to give evidence. He would
                obviously be questioned and cross-examined as to
                the details of what occurred. That in itself is
                not to be taken by you as proof of guilt. But
                as you have been told the position is now that
                where that is the situation then it is a matter
                for you to draw such inference as you consider
                you can safely draw from the fact of his not
                giving evidence. There is no more, it does no
                more than that".




             There was no direction that the jury should consider

  drawing an adverse inference only if they consider there was a case

  to answer. Nor was there any direction that no adverse inference

  should be drawn unless the only sensible explanation for the

  defendant's silence was that he had no answer or none that could

  stand up to cross-examination. In view of these shortcomings, we

  consider the summing up was defective and the appeal must be

  allowed.




                                            -18-





  R v Carmine RICCIARDI:
             On 15 June 1995, at Wood Green Crown Court, this appellant

  was convicted of attempted theft. On 16 June he was sentenced to 12

  months imprisonment. He appeals against conviction by leave of the

  single judge who also referred his application for leave to appeal

  against sentence to the full court.

             Two Royal Bank of Scotland cheques and their counterfoils

  were stolen from a company cheque book in an office in November

  1994. One was made out in favour of the appellant for £59,625. The

  signatures of the Company signatories were forged. The cheque was

  paid in at Hatton Garden Lloyds Bank Branch by someone using a pay-

  in slip from the appellant's pay-in book. On the same day, the

  appellant visited his own branch of Lloyds Bank in Hertford and said

  the cheque was being paid in to his personal account. He said he

  wished to have the money in cash as he was going to pay off an

  overdraft at another bank and did not want that bank to know where

  the money came from. The Hertford branch found that the cheque was

  stolen and the appellant was told this. The appellant gave a story

  to the police which he transmitted by fax. In it he said he had no

  knowledge whatsoever of where the cheque originated and the first

  time he had seen it and discovered who was the drawer was when he

  was given a copy by the police. He was arrested and shown the

  original cheque in a plastic folder but was not given the

  opportunity to handle it or left alone with it. His fingerprints

  were found on the cheque.

             The appellant did not give evidence. He was a man of



                                        -19-





  previous good character and he called a character witness.

             In this case the trial judge followed the Judicial Studies

  Board Specimen Direction in summing up to the jury. He is

  criticised by Mr Hurst on two grounds. Principally, it is submitted

  that the judge should have told the jury there were many possible

  reasons for a defendant not giving evidence which could be

  consistent with innocence. No evidence or material of any kind was

  led or put before the judge to explain the defendant's silence. Mr

  Hurst tells us there was a reason but it was so sensitive that it

  could not be divulged even to the judge in camera or in writing. It

  was not divulged to this court.

             It is obvious that that kind of enigmatic assertion cannot

  amount to a good reason for a judge to direct or advise a jury not

  to draw an adverse inference from a defendant's silence. If it

  could amount to good reason then section 35 could be circumvented at

  the defendant's will. Nor do we think it incumbent on a judge or
  appropriate for him to embark or invite the jury to embark on

  possible speculative reasons consistent with innocence which might

  theoretically prompt a defendant to remain silent. Accordingly,

  that ground of appeal fails.

             The other ground is, if possible, even more tenuous. The

  learned Recorder told counsel how he would direct the jury pursuant

  to section 35. He did what he promised. The complaint is however

  that he "went further than he said he would" because towards the end

  of the summing up, in summarising the points for the prosecution

  (after which he summarised those for the defence) he said:




                                              -20-





              "There is no evidence from the defendant as to
              when he did touch the cheque".




             The Recorder then referred to a number of other points in

  the case which were unexplained. We can see nothing wrong in what

  he did. In directing the jury on the law he followed the course he

  had agreed with counsel. He was perfectly entitled in reviewing the

  facts and arguments to summarise the points made by each side. This

  appeal against conviction must therefore be dismissed.




  (Mr Hurst addressed the court in relation to Ricciardi's sentence)




  THE LORD CHIEF JUSTICE:       We now deal with the application for leave

  to appeal against sentence in the case of Ricciardi. We grant

  leave.

             It is submitted to us by Mr Hurst that the sentence of 12

  months imprisonment imposed by the Recorder was unduly harsh.

  Primarily Mr Hurst submits that there ought not to have been a

  prison sentence, but if that argument fails he argues for a lesser

  sentence than that imposed. The matters he particularly urges are

  that the appellant is aged 37, with no previous convictions --

  indeed, a positively good previous record. There are references as

  to his good character and as to his charitable work.

             It is suggested that the offence which was committed was




                                        -21-





  one which was bound to have been discovered. The discovery of what

  he was intending to do resulted in the offence being one of attempt

  rather than the full offence of theft.

             Nevertheless, we take the view that this was a serious

  matter. An elaborate story was conjured up by the appellant to seek

  to escape detention for what was a blatant fraud involving some

  £60,000 and the forgery of a cheque. The amount of money involved

  puts this case in a different league from first offences of minor

  thefts or attempted thefts. It is said that the appellant was in

  financial difficulties at the time. But the true position seems to

  be that he was a man of substance. The only difficulty he had was

  that his assets were not readily realisable.

             It cannot be emphasised too strongly that someone who is

  minded to commit an offence of this kind simply to escape from some

  temporary financial embarrassment must expect a prison sentence. In

  our view the Recorder was correct to impose one. However, bearing

  in mind that this was a first offence, a single lapse and the good

  character which has been urged on his behalf, we consider that 12

  months imprisonment was excessive. We propose, therefore, to quash

  that sentence and to substitute a sentence of eight months

  imprisonment, the effect of which we expect will be that he can now

  be released.



                        ________________________________




                                        -22-


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