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England and Wales Court of Appeal (Criminal Division) Decisions |
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You are here: BAILII >> Databases >> England and Wales Court of Appeal (Criminal Division) Decisions >> R v C (Rev 1) [2019] EWCA Crim 623 (09 April 2019) URL: http://www.bailii.org/ew/cases/EWCA/Crim/2019/623.html Cite as: [2019] WLR(D) 222, [2019] WLR 5809, [2019] EWCA Crim 623, [2019] 1 WLR 5809 |
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ON APPEAL FROM THE CROWN COURT AT MAIDSTONE
Mr Recorder Peter Guest
T 2017 7399
Strand, London, WC2A 2LL |
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B e f o r e :
MR JUSTICE TURNER
and
HER HONOUR JUDGE TAYTON QC
(sitting as a Judge of the Court of Appeal Criminal Division)
____________________
R |
Respondent |
|
And |
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C |
Appellant |
____________________
Mr Dominic Connolly for the Respondent
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Crown Copyright ©
Lord Justice Simon:
The trial
I can't do this any more, the stress from the current situation is too much to handle and 24/7 I feel so guilty because of what happened … Make sure that bastard rotts (sic) in hell for what he has done to me and [C] …
Mum, please call Dad, tell him everything but let him know how much I loved him. I miss our walks to the park and I miss him. I love you Dad.
The first issue: the admission of the hearsay evidence
The Recorder's ruling
The statutory framework
114. Admissibility of hearsay evidence
(1) In criminal proceedings a statement not made in oral evidence in the proceedings is admissible as evidence of any matter stated if, but only if -
(a) any provision of this Chapter or any other statutory provision makes it admissible,
(b) any rule of law preserved by section 118 makes it admissible,
(c) all parties to the proceedings agree to it being admissible, or
(d) the court is satisfied that it is in the interests of justice for it to be admissible.
(2) In deciding whether a statement not made in oral evidence should be admitted under subsection (1)(d), the court must have regard to the following factors (and to any others it considers relevant) -
(a) how much probative value the statement has (assuming it to be true) in relation to a matter in issue in the proceedings, or how valuable it is for the understanding of other evidence in the case;
(b) what other evidence has been, or can be, given on the matter or evidence mentioned in paragraph (a);
(c) how important the matter or evidence mentioned in paragraph (a) is in the context of the case as a whole;
(d) the circumstances in which the statement was made;
(e) how reliable the maker of the statement appears to be;
(f) how reliable the evidence of the making of the statement appears to be;
(g) whether oral evidence of the matter stated can be given and, if not, why it cannot;
(h) the amount of difficulty involved in challenging the statement;
(i) the extent to which that difficulty would be likely to prejudice the party facing it.
(3) Nothing in this Chapter affects the exclusion of evidence of a statement on grounds other than the fact that it is a statement not made in oral evidence in the proceedings.
116. Cases where a witness is unavailable -
(1) In criminal proceedings a statement not made in oral evidence in the proceedings is admissible as evidence of any matter stated if—
(a) oral evidence given in the proceedings by the person who made the statement would be admissible as evidence of that matter,
(b) the person who made the statement (the relevant person) is identified to the court's satisfaction, and
(c) any of the five conditions mentioned in subsection (2) is satisfied.
(2) The conditions are -
(a) that the relevant person is dead;
(b) that the relevant person is unfit to be a witness because of his bodily or mental condition;
(c) that the relevant person is outside the United Kingdom and it is not reasonably practicable to secure his attendance;
(d) that the relevant person cannot be found although such steps as it is reasonably practicable to take to find him have been taken;
(e) that through fear the relevant person does not give (or does not continue to give) oral evidence in the proceedings, either at all or in connection with the subject matter of the statement, and the court gives leave for the statement to be given in evidence.
(3) For the purposes of subsection (2)(e) 'fear' is to be widely construed and (for example) includes fear of the death or injury of another person or of financial loss.
(4) Leave may be given under subsection (2)(e) only if the court considers that the statement ought to be admitted in the interests of justice, having regard—
(a) to the statement's contents,
(b) to any risk that its admission or exclusion will result in unfairness to any party to the proceedings (and in particular to how difficult it will be to challenge the statement if the relevant person does not give oral evidence),
(c) in appropriate cases, to the fact that a direction under section 19 of the Youth Justice and Criminal Evidence Act 1999 (c. 23) (special measures for the giving of evidence by fearful witnesses etc) could be made in relation to the relevant person, and
(d) to any other relevant circumstances.
(5) A condition set out in any paragraph of subsection (2) which is in fact satisfied is to be treated as not satisfied if it is shown that the circumstances described in that paragraph are caused -
(a) by the person in support of whose case it is sought to give the statement in evidence, or
(b) by a person acting on his behalf,
in order to prevent the relevant person giving oral evidence in the proceedings (whether at all or in connection with the subject matter of the statement).
126. Court's general discretion to exclude evidence -
(1) In criminal proceedings the court may refuse to admit a statement as evidence of a matter stated if -
(a) the statement was made otherwise than in oral evidence in the proceedings, and
(b) the court is satisfied that the case for excluding the statement, taking account of the danger that to admit it would result in undue waste of time, substantially outweighs the case for admitting it, taking account of the value of the evidence.
(2) Nothing in this Chapter prejudices -
(a) any power of a court to exclude evidence under section 78 of the Police and Criminal Evidence Act 1984 (c. 60) (exclusion of unfair evidence), or
(b) any other power of a court to exclude evidence at its discretion (whether by preventing questions from being put or otherwise).
78 Exclusion of unfair evidence.
(1) In any proceedings the court may refuse to allow evidence on which the prosecution proposes to rely to be given if it appears to the court that, having regard to all the circumstances, including the circumstances in which the evidence was obtained, the admission of the evidence would have such an adverse effect on the fairness of the proceedings that the court ought not to admit it.
(2) Nothing in this section shall prejudice any rule of law requiring a court to exclude evidence.
Ground (ii): the application of s.116(5)
Ground (ii) the admission of the suicide note
7. The statutory framework provided for hearsay evidence by the CJA 2003 can usefully be considered in these successive steps:
(i) is there a specific statutory justification (or 'gateway') permitting the admission of hearsay evidence (ss 116-118)?
(ii) what material is there which can help to test or assess the hearsay (s.124)?
(iii) is there a specific 'interests of justice' test at the admissibility stage?
(iv) if there is no other justification or gateway, should the evidence nevertheless be considered for admission on the grounds that admission is, despite the difficulties, in the interests of justice (s.114(1)(d))?
(v) even if prima facie admissible, ought the evidence to be ruled inadmissible (s.78 of the Police and Criminal Evidence act 1984 (PACE) and/or s.126 of the CJA 2003?
(vi) if the evidence is admitted, then should the case subsequently be stopped under s.125?
8. Although there is no rule to the effect that where the hearsay evidence is the 'sole or decisive' evidence in the case it can never be admitted, the importance of the evidence to the case against the accused is central to these various decisions.
The second issue: the Jury note and the decision not to discharge the Jury: Ground (iii)
At the end of [Mrs C's] evidence yesterday, her last comment regarding the text message from Brett on 8 February '17 whilst in the hallway, Brett said something similar to 'I love you and the kids. We've been here before … [break in audio] … broke the family'. Question: Please can you confirm the wording of the text message and explain what was meant by 'We've been here before and it almost broke the family'.
There is no evidence as to what that remark – if it has been accurately recorded and reported – refers to. [The appellant's wife] was not asked any further questions about that remark by either barrister, nor too was the defendant asked any questions about that remark by either of the barristers. The remark was not regarded by either barrister as of any significance and I agree with that view. The defendant, you were told, is a man of good character without convictions or cautions, and that position remains. I direct you that that remark is of no relevance to the issues you are considering. You should not speculate as to what [the appellant's wife] was referring to and you should put that remark out of your mind as irrelevant when you come to consider the evidence in this case.
64. The ultimate question for the court in determining whether the judge correctly ruled against the appellants' application to discharge the jury is whether, given the error he made and the steps he took to mitigate it, it is satisfied that the convictions are safe; Docherty. And, in determining that question in a case such as this of wrongly admitted prejudicial material, the appropriate test for the trial judge is that identified in Docherty, namely as to the 'the most prejudicial interpretation' and its possible effect on the jury. Perhaps, more useful is the simpler and more broadly expressed formulation in Medicaments and Related Classes of Goods (No.2) [2001] 1 WLR 700, CA, whether a fair-minded and informed observer would conclude that there was a real possibility, or real danger, that the jury would be prejudiced against a defendant by wrongly admitted prejudicial information.
65. Whether or not to discharge the jury is a matter for evaluation by the trial judge on the particular facts and circumstance of the case, and this court will not lightly interfere with his decision. It follows that every case depends on its own facts and circumstances, including: 1) the important issue or issues in the case; 2) the nature and impact of improperly admitted material on that issue or issues, having regard, inter alia to the respective strengths of the prosecution and defence cases; 3) the manner and circumstances of its admission and whether and to what extent it is potentially unfairly prejudicial to a defendant; 4) the extent to and manner in which it is remediable by judicial direction or otherwise, so as to permit the trial to proceed. We repeat, all these matters and their combined effect are very much an evaluative exercise for the trial judge in all the circumstances of the case. The starting point is not that the jury should be discharged whenever something of this nature is put in evidence through inadvertence. Equally, there is no sliding scale so as to increase the persuasive onus on a defendant seeking a discharge of a jury on this account according to the weight or length of the case or the stage it has reached when the point arises for determination. The test is always the same, whether to continue with the trial would or could, by reason of the admission of the unfairly prejudicial material, result in an unsafe conviction.
28. A decision to discharge a jury is a matter of discretion for the trial judge. It falls to be exercised in the context of the trial, the flavour of which may not be readily recaptured on appeal. It will often be a difficult decision. Questions of fairness arise in relation to others, as well as to the accused. The judge in the present case was conscious that the case was a retrial, involving a young complainant. In many cases jury directions will sufficiently meet fears of prejudice through disclosure of irrelevant or insufficiently probative evidence. Whether there is unfairness turns on the context, including in particular the issues at trial. The decision whether or not to discharge a jury is one an appellate court will not interfere with lightly, as cases such as Weaver and Palin emphasise. Where the trial judge has not fallen into any error of principle, it is necessary of the appellate court to form the view that there has been unfairness which, if not corrected, would amount to a miscarriage of justice.
Conclusion