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England and Wales Court of Protection Decisions |
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You are here: BAILII >> Databases >> England and Wales Court of Protection Decisions >> Aberdeenshire Council v SF & Ors [2023] EWCOP 28 (30 June 2023) URL: http://www.bailii.org/ew/cases/EWCOP/2023/28.html Cite as: [2023] EWCOP 28 |
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B e f o r e :
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ABERDEENSHIRE COUNCIL | Applicant |
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- and - |
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(1) SF (BY HER LITIGATION FRIEND THE OFFICIAL SOLICITOR) (2) EF (3) SUNDERLAND CITY COUNCIL |
Respondents |
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Sophia Roper KC (instructed by Simpson Millar on behalf of the Official Solicitor) for the First Respondent
The Second Respondent not appearing and unrepresented
Victoria Butler-Cole KC (instructed by Sunderland City Council) for the Third Respondent
Hearing date: 22 June 2023
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Crown Copyright ©
Mr Justice Poole:
"To find that the Adult is domiciled in Scotland, albeit, her current residence is in England. Under Schedule 3 (2) (a) (1) and (2) of the said Act the Adult is a British Citizen and has a closer connection with Scotland than any other part of the UK. The Local Authority, Aberdeenshire Council, have responsibility for her care and all the Adults property is located and administered in Scotland. The Adult's current residence is temporary until she can return to suitable accommodation to meet her needs in Scotland. The Adult's close family are all resident in Scotland."
The Act referred to in this application was the Adults with Incapacity (Scotland) Act 2000 (AI(S)A 2000). The application referred to Schedule 3 paragraph 2 of that Act, but that provision had no application to SF or the application for an SGO. The relevant provisions as to jurisdiction appear at AI(S)A Schedule 3 paragraph 1 which provides,
1(1) The Scottish judicial and administrative authorities shall have jurisdiction to dispose of an application or other proceedings and otherwise carry out functions under this Act in relation to an adult if—
(a) the adult is habitually resident in Scotland; or
(b) property which is the subject of the application or proceedings or in respect of which functions are carried out under this Act is in Scotland; or
(c) the adult, although not habitually resident in Scotland is there or property belonging to the adult is there and, in either case, it is a matter of urgency that the application is or the proceedings are dealt with; or
(d) the adult is present in Scotland and the intervention sought in the application or proceedings is of a temporary nature and its effect limited to Scotland.
(2) As from the ratification date, the Scottish judicial and administrative authorities shall, in addition to the jurisdiction mentioned in sub-paragraph (1) in the circumstances set out therein, have the jurisdiction mentioned in that sub-paragraph in the following circumstances—
(a) the adult—
(i) is a British citizen; and
(ii) has a closer connection with Scotland than with any other part of the United Kingdom; and
(b) Article 7 of the Convention has been complied with, or if the Scottish Central Authority, having received a request under Article 8 of the Convention from an authority of the State in which the adult is habitually resident and consulted such authorities in Scotland as would, under this Act, have functions in relation to the adult, have agreed to the request.
"The State signatory to the present Convention,
considering the need to provide for the protection in international situations of adults who, by reason of an impairment or insufficiency of their personal faculties, are not in a position to protect their interests,
wishing to avoid conflicts between their legal systems in respect of jurisdiction, applicable law, recognition and enforcement of measures for the protection of adults,
recalling the importance of international co-operation for the protection of adults,
affirming that the interests of the adult in respect for his or her dignity and autonomy are to be primary considerations,
have agreed on the following propositions."
Article 1 of the Convention provides:
"(1) This Convention applies to the protection in International situations of adults who, by reason of an impairment or insufficiency of their personal faculties, are not in a position to protect their interests.
(2) Its objects are (a) to determine the State whose authorities have jurisdiction to take measures directed to the protection of the person or property of the adult; (b) to determine which law is to be applied by such authorities in exercising their jurisdiction; (c) to determine the law applicable to representation of the adult; (d) to provide for the recognition and enforcement of such measures of protection in all Contracting States; (e) to establish such co-operation between the authorities of the Contracting States as may be necessary in order to achieve the purposes of this Convention."
As in the 1980 Hague Convention on the Civil Aspects of International Child Abduction and the 1996 Hague Convention on the Protection of Children, the concept of habitual residence is of fundamental importance. The provisions of MCA 2005 Schedule 3 reflect that importance.
(a) an adult habitually resident in England and Wales,
(b) an adult's property in England and Wales,
(c) an adult present in England and Wales or who has property there, if the matter is urgent, or
(d) an adult present in England and Wales, if a protective measure which is temporary and limited in its effect to England and Wales is proposed in relation to him.
By MCA Schedule 3, paragraphs 19 to 22,
Recognition
19(1) A protective measure taken in relation to an adult under the law of a country other than England and Wales is to be recognised in England and Wales if it was taken on the ground that the adult is habitually resident in the other country.
(2) A protective measure taken in relation to an adult under the law of a Convention country other than England and Wales is to be recognised in England and Wales if it was taken on a ground mentioned in Chapter 2 (jurisdiction).
(3) But the court may disapply this paragraph in relation to a measure if it thinks that—
(a) the case in which the measure was taken was not urgent,
(b) the adult was not given an opportunity to be heard, and
(c) that omission amounted to a breach of natural justice.
(4) It may also disapply this paragraph in relation to a measure if it thinks that—
(a) recognition of the measure would be manifestly contrary to public policy,
(b) the measure would be inconsistent with a mandatory provision of the law of England and Wales, or
(c) the measure is inconsistent with one subsequently taken, or recognised, in England and Wales in relation to the adult.
(5) And the court may disapply this paragraph in relation to a measure taken under the law of a Convention country in a matter to which Article 33 applies, if the court thinks that that Article has not been complied with in connection with that matter.
20(1) An interested person may apply to the court for a declaration as to whether a protective measure taken under the law of a country other than England and Wales is to be recognised in England and Wales.
(2) No permission is required for an application to the court under this paragraph.
21 For the purposes of paragraphs 19 and 20, any finding of fact relied on when the measure was taken is conclusive.
Enforcement
22(1) An interested person may apply to the court for a declaration as to whether a protective measure taken under the law of, and enforceable in, a country other than England and Wales is enforceable, or to be registered, in England and Wales in accordance with Court of Protection Rules.
(2) The court must make the declaration if—
(a) the measure comes within sub-paragraph (1) or (2) of paragraph 19, and
(b) the paragraph is not disapplied in relation to it as a result of sub-paragraph (3), (4) or (5).
(3) A measure to which a declaration under this paragraph relates is enforceable in England and Wales as if it were a measure of like effect taken by the court.
By paragraph 24,
The court may not review the merits of a measure taken outside England and Wales except to establish whether the measure complies with this Schedule in so far as it is, as a result of this Schedule, required to do so.
"The scheme of the Convention which underpins Schedule 3 is to facilitate the recognition and enforcement of protective measures taken by foreign Courts save in the circumstances set out in paragraphs 19(3) and (4). The measure "is to be recognised" if taken on the grounds that the individual was habitually resident in the country where the order containing the measure was made. The grounds on which a measure may be challenged may be procedural (paragraph 19(3)) or substantive (paragraph 19 (4). By reason of paragraph 21, however, which as stated above provides that for the purposes of paragraphs 19 and 20 any finding of fact relied on when the measure was taken is conclusive, there is no power to challenge the finding made in the foreign Court that the individual is habitually resident in that country. Accordingly, a finding of a foreign Court that the individual concerned was habitually resident in that country cannot be challenged in any process to recognise or enforce a measure in this country, although the process by which the measure was ordered may be challenged (for example, if the individual was not given an opportunity to be heard) and the measure itself may be challenged (for example, if inconsistent with a mandatory provision of law of this country)."
"a) Habitual residence is a question of fact and not a legal concept such as domicile (A v A (Children: Habitual Residence) [2014] AC 1 at [54]);
b) The test adopted by the ECJ is the "place which reflects some degree of integration by the child in a social and family environment". The child's physical presence should not be temporary or intermittent (Proceedings brought by A (Case C-523/07) [2010] Fam 42 at [38]);
c) Consideration needs to be given to conditions and reasons for the child's stay in the state in question (Mercredi v Chaffe (Case C-497/10PPU) [2012] Fam 22 at [48]);
d) The essentially factual and individual nature of the enquiry should not be glossed with legal concepts which would produce a different result from that which the factual enquiry would produce (see A v A above at [54]);
e) Both objective and subjective factors need to be considered. Rather than consider a person's wishes or intentions, it is better to think in terms of the reasons why a person is in a particular place and his or her perception of the situation while there - their state of mind (Re LC (Children) [2014] AC 1038 at [60]); See similarly in An English Local Authority v SW & Anor [2014] EWCOP 4 at [27], per Moylan J (as he then was).
f) It is the stability of the residence that is important, not whether it is of a permanent character (Re R (Children) [2016] AC 76 at [16]); and
g) Habitual residence is to be assessed by reference to all the circumstances as they exist at the time of assessment (FT v MM [2019] EWHC 935 (Fam) at [13])."
i) SF was born in Scotland to Scottish parents.
ii) SF was in her late 30's when she moved to England, having spent her entire life to that point in Scotland.
iii) The length of stay in England is now approximately seven and a half years. She has not left England during that time.
iv) I am bound by the finding of the Scottish court that in June 2021, five and a half years after she had come to England, SF was habitually resident in Scotland.
v) The reason for SF being moved to an English hospital was the lack of a suitable resource in Scotland. SF did not make a positive choice to come to England. The evidence is equivocal as to whether she desired to come to England or simply wanted to move out of the hospital in Scotland where she had been cared for to that point.
vi) SF has no family in England. All her family connections are in Scotland and have always been there. She has been visited regularly (until the Covid Pandemic intervened and then, later, when her father died) by her family who also kept in regular contact with her by remote means. Those were always visits or calls from Scotland. Despite her limited understanding, SF will have associated Scotland not England with her family and with family life.
vii) SF has no friendship network in England.
viii) Whilst she was detained in hospital in England, SF was not free to come and go, she did not partake in any communal activities, she was not integrated at all in any community outside the hospital. She did however have some supervised outings with staff.
ix) Upon discharge to the "step down" supported living placement, SF has been deprived of her liberty under 24 hour care and supervision. She continues to require restraint and seclusion. She has not participated in any communal activities. She does not visit a day centre. She does sometimes leave the placement with a carer to visit the shops or for some activities. Such outings are always under supervision.
x) Although the move to "step down" supported living from hospital is of significance, SF's day by day integration into the wider community has not materially changed.
xi) Aberdeenshire Council has always remained as the responsible local authority for SF. On the other hand, the NHS Trust responsible for her hospital care in England has been English.
xii) In her supported living placement, since August 2022, SF has been under the care of English healthcare professionals and carers but Aberdeenshire Council has paid and continues to pay for the placement and services.
xiii) Since late 2017/early 2018, Aberdeenshire Council has been trying, albeit unsuccessfully, to find a placement and care package for SF in Scotland. Those efforts were paused whilst a suitable "step down" placement was found in England (because of the lack of success in finding anywhere suitable in Scotland) but have since been renewed. There are now ongoing efforts to secure a placement and care package in Scotland.
xiv) SF's family have always wanted her to return to Scotland as soon as a placement and care package was available. The current placement is temporary. Once a suitable placement has been found in Scotland, Aberdeenshire Council intend and her mother wishes that SF will move back to that country.
xv) SF has been subject to a Scottish Guardianship Order applied for and granted in Scotland under which her parents (now her mother alone) exercise their guardianship responsibilities from Scotland.
xvi) SF has not made any capacitous decisions about where she lives.
xvii) SF has not given any consistent expression to her wishes and feelings about where she should live. She has limited awareness of the country in which she resides. Miss Hurst from the solicitors acting on behalf of the Official Solicitor, visited SF in April 2023. Her attendance note establishes to my satisfaction that SF has been told by her mother that she is going to return to Scotland and that SF expects to return to Scotland but is unable to communicate her wishes and feelings about doing so.
"The aims of admission and subsequent discharge were –
a. Confirmation of diagnosis.
b. Rationalisation of medication regime in line with the confirmed diagnosis.
c. Development of a Positive Behaviour Support Plan (PBS) following assessment.
d. Development of suitable occupation and community engagement.
e. Development of a service specification for future needs.
f. Transitional work to support move to a future placement.
From the end of 2017 onwards following multi – agency CPA assessments it was considered that SF may be able to leave hospital if a suitable placement was found for her."
Hence, there was a specific plan for SF's treatment and management which had an end goal of transition to a future placement. That goal was achieved within two years of the move to England but there was then a long delay because of the difficulty finding a suitable placement in Scotland. It has been the lack of a suitable placement that has thwarted SF's return to Scotland which otherwise would have occurred in early 2018.
"SF shares with another female peer and was very warmly welcoming to her on admission. There has been some positive engagement between them, but there have also been some verbal altercations and often, each own behaviour has impacted on the other."
The report refers to SF having occupational therapy and art therapy, but such work was often interrupted by episodes of agitation:
"Overall incidents are frequent and at times prolonged requiring extra staffing to support for lengthy durations of time. They can be intense in nature, where SF is extremely agitated and aggressive towards staff and quite disruptive to peers regarding entering other patient areas, and the main corridors and offices and noise levels are increased and cause distress to neighbouring peers."
The impression is of a low level of interaction and integration with other residents at the hospital and of relationships with staff being interrupted by episodes of agitation or aggression requiring prolonged restraint or seclusion.
"SF has 3:1 support during the day shift until approximately 4pm and she then has 2:1 staff ratio from then until the morning shift begins. She is supported at night with a waking night and sleepover member of staff and10 hours a week for management of the package. SF's home has been adapted to a specification specific to her needs, which has enabled her to live in the community until accommodation and care provider is found closer to her home in Aberdeenshire. SF needs encouragement on a daily basis to maintain her safety and independence. She requires daily ongoing support with taking her medication and following a healthy diet. SF requires support to follow a structure and routine, to attend health appointments. She needs staff who understand her and support her when she becomes anxious and to keep her safe living in the community."
"DB and EC are two men born and raised in Scotland. Each has a profound learning disability and complex behavioural problems. They have both been receiving treatment in the same specialist hospital in England for several year …
On 13 September 2001, aged just 14, DB was made subject to a detention order in Scotland under the Mental Health (Scotland) Act 1984. Following legislative changes, he was subsequently made the subject of a compulsory treatment order under the Mental Health (Care and Treatment) (Scotland) Act 2003. He was detained in a series of residential units but the complexity of his case presented very considerable challenges to the team of professionals responsible for his care. At one point, his behavioural problems were of such intensity that the recommended staff ratio for his care was 4:1.
On 26 August 2008, DB was transferred, pursuant to powers under a statutory instrument governing cross-border transfers of patients subject to detention requirements, to a hospital unit in England …
In each case, the placement was intended to last indefinitely until such time as DB and EC were respectively able to return to Scotland. In each case, the individual's life has been based in the environment of the hospital. In each case, he is unable to communicate views concerning his residence and care. In each case, the individual's aggressive and difficult behaviour has moderated during his stay at the hospital and a good relationship has been maintained with other residents and hospital staff. Neither DB nor EC has attempted to leave the hospital. EC has family in Scotland with whom he is not in contact. DB's father and his wife visit him regularly every 6 to 8 weeks and have telephone contact once a week. DB's father is very keen that he should return to Scotland.
The English local authority and the Scottish authorities all submit that in both cases the duration of their stay in England is such that it is highly indicative that each has acquired habitual residence. The nature of their stay has been for the purpose of receiving treatment, but this has had a sufficient degree of stability to acquire habitual residence. At the time each moved to X Hospital, the plan was for him to remain there for an indefinite period and it has been their home for a substantial proportion of their lives. It is accepted that neither DB nor EC can be said to have socially integrated in the community in the way that might ordinarily be expected for adults who have lived in another jurisdiction for such an extended period of time. Neither DB nor EC has employment, nor does either attend any kind of day care service outside the hospital. Neither has any friends in England outside the hospital. In assessing whether that is sufficient to establish habitual residence, however, the court must look at the individual circumstances in each case. The hospital forms the centre of interest for their lives and they are fully integrated there. Each has a degree of integration in the hospital community."
DB had spent the first 21 years of his life in Scotland and seven and a half years in England. Baker J found that both DB and EC were habitually resident in England.