BAILII is celebrating 24 years of free online access to the law! Would you consider making a contribution?
No donation is too small. If every visitor before 31 December gives just £1, it will have a significant impact on BAILII's ability to continue providing free access to the law.
Thank you very much for your support!
[Home] [Databases] [World Law] [Multidatabase Search] [Help] [Feedback] | ||
England and Wales High Court (Administrative Court) Decisions |
||
You are here: BAILII >> Databases >> England and Wales High Court (Administrative Court) Decisions >> Verna Wilson & Ors, R (on the application of) v Coventry City Council [2008] EWHC 2300 (Admin) (04 September 2008) URL: http://www.bailii.org/ew/cases/EWHC/Admin/2008/2300.html Cite as: (2009) 12 CCL Rep 7, [2008] EWHC 2300 (Admin) |
[New search] [Printable RTF version] [Help]
QUEEN'S BENCH DIVISION
THE ADMINISTRATIVE COURT
Strand London WC2A 2LL |
||
B e f o r e :
____________________
THE QUEEN ON THE APPLICATION OF VERNA WILSON AND OTHERS | Claimants | |
v | ||
COVENTRY CITY COUNCIL | First Defendant | |
-and- | ||
THE QUEEN ON THE APPLICATION OF VICTOR THOMAS AND OTHERS | Claimants | |
v | ||
LONDON BOROUGH OF HAVERING | Second Defendant | |
THE SECRETARY OF STATE FOR HEALTH | Interested Party |
____________________
WordWave International Limited
A Merrill Communications Company
190 Fleet Street London EC4A 2AG
Tel No: 020 7404 1400 Fax No: 020 7831 8838
Stephen Knafler (instructed by Eversheds) appeared on behalf of the First Defendant
Mark Baumohl (instructed by London Borough of Havering) appeared on behalf of the Second Defendant
The Interested Party was not represented and did not attend
____________________
Crown Copyright ©
"(1) Subject to and in accordance with the provisions of this Part of this Act, a local authority may with the approval of the Secretary of State, and to such extent as he may direct shall, make arrangements for providing—
(a) residential accommodation for persons aged eighteen or over who by reason of age, illness, disability or any other circumstances are in need of care and attention which is not otherwise available to them; and
(aa)residential accommodation for expectant and nursing mothers who are in need of care and attention which is not otherwise available to them..."
There is no duty to provide accommodation in any particular establishment, or even in care homes operated by the local authority concerned: see in this regard R v London Borough of Wandsworth, ex parte Beckwith [1996] 1 WLR 60, where it was held by the House of Lords that arrangements under section 21 might consist wholly of arrangements made with third parties and that there is no obligation on local authorities to make direct provision for residential care. By section 21(2) of the 1948 Act:
"(2) In making any such arrangements a local authority shall have regard to the welfare of all persons for whom accommodation is provided, and in particular to the need for providing accommodation of different descriptions suited to different descriptions of such persons as are mentioned in the last foregoing subsection."
"69. I turn now to the argument that there was a failure properly to assess risk. Dealing first with the submission that prior assessments of all service users were necessary before a decision could be made, I do not consider this to be arguable. There is no legal obligation to carry out individual assessments before respite care centres like Cranwell and Quarry Hill are actually closed, let alone before the decision to close them is taken (R (Bishop) v L B Bromley [2006]). There can be no legal obligation to carry out individual assessments before altering eligibility criteria either. The council did, undoubtedly, require a reliable basis for assessing the financial savings of its proposals and the resulting impact on users and for this purpose it had to form a view as to the way in which the changes would be likely to affect individuals. Given that it would have been quite impractical (and not cost effective) to do this by universal individual assessments, it was entitled to proceed, as it did, by taking samples of the population who were entitled to its services at present, assessing how these people would be affected and then extrapolating from the results to see what the impact would be overall.
70. Individual assessments will be carried out before any individual's service is changed. This ensures that the council will not precipitate the sort of risks that the claimants fear such as suicide, mental breakdown and breakdown of family placements and deals with the argument that huge costs of alternative placements had not been taken into account. Where such extreme risks exist, services will continue to be available as the service user will remain classified as at least in the Greater Substantial band."
This decision is consistent with the earlier decision in R (Cowl) v Plymouth District Council [2001] EWCA Civ 1935 ([2002] 1 WLR 803), a decision of the Court of Appeal. That case was concerned with a decision by the defendant authority to close a residential care home. The judgment of the Court of Appeal was given by Lord Woolf CJ. The point taken by the claimant was that it would be contrary to the residents' rights under Article 2 of the European Convention on Human Rights to have decided to close the care home before full individual assessments had been carried out. The first instance judge, Scott Baker J (as he then was), declined to deal with the issue in terms described by Lord Woolf at paragraph 18 of his judgment:
"The final issue with which the judge dealt relates to articles 2, 3 and 8 of [the Convention for the protection of Human Rights and Fundamental Freedoms (as schedule to the Human Rights Act 1998)]. He indicated that he did not propose to deal with article[s] 2 and 3 because the whole question of moving individuals was premature. The issue did not fall for consideration until each individual case was considered in the context of a full needs assessment and against whatever alternative accommodation may be available."
The Court of Appeal upheld that approach and decision. At paragraph 24 of his judgment, Lord Woolf, Chief Justice, said this:
"Nonetheless the decision which was taken did not have the technicality the claimants attached to it. There was nothing wrong with Plymouth adopting a two-stage process, with the detailed assessment being part of the second process. However, if this was what they were doing, it is regrettable that far from explaining it they obscured the fact that this was their intention. On the other hand, those who were acting on behalf of the claimants adopted a far too technical approach. Their treatment in their skeleton argument of the authorities on which they rely make this abundantly clear."
"We clarify that Coventry will in practice implement these transfer procedures by, prior to implementing transfers or closure, obtaining and considering an initial professional view from an CMHN as to whether the risk of a move to any individual resident can be adequately managed. The CMHN will either already know sufficient about the individual concerned or he or she will acquire such information. If the initial professional view is considered by the appropriate officer to undermine the original cabinet decision, then he or she will refer it back for further consideration."
In relation to the Havering, the intended practice was described by counsel as follows:
"We clarify that Havering will in practice implement these transfer procedures by, prior to implementing transfers or closure, obtaining an initial professional view from a geriatrician as to whether the risk of a move to any individual resident can be adequately managed. The geriatrician will either already know sufficient about the individual concerned or he or she will acquire such information. The initial professional view will be referred to the steering group prior to implementing transfers or closure."
(a) does the literature and do the opinions establish the risk alleged? and
(b) does the material establish that the risk established by the literature and opinions was fairly described in the papers placed before the decision-makers, on the basis of which they took the impugned decision?
"However, the weakness of Mr Skilbeck's submission became apparent when Mr McCarthy took me through the research papers produced on behalf of the claimants. In a devastating critique he showed how the research evidence is not all one way and, in any event, some of it is concerned with different types of institution: for example, in one case, long stay psychiatric patients in mental hospitals. In two other cases, dementia placements in hospital. I have reviewed all this material in the course of preparing this judgment. In my judgment, it does not significantly add to the approach described by Mr Windebank and Mr Ryan. If anything, what it consistently demonstrates is the need for careful management of transfer, rather than the avoidance of closure. I do not accept that the Council erred by failing to consider it. It was aware, in general terms, of the risks and the evidence does not establish that it failed to have regard to them. I have to say that I find the claimants' reliance on this research material to be massively overstated."
That case was decided in April 2003. It was submitted on behalf of the defendants that it would not be appropriate for me to reach a different conclusion to that reached by Maurice Kay J unless either:
(a) material not before Maurice Kay J was placed before me, which led to a different conclusion; and/or
(b) if I was persuaded that Maurice Kay J was plainly wrong in the view he came to on the evidence before him.
I do not think these propositions are correct, because they relate to matters of fact and evidence, not to questions of law. Thus, I approach the question first by looking at the material that has been placed before me.
"29. Turning again to the literature of the impact of relocation of older people from residential home to residential home or similar institution to similar institution: Dr Dalley has produced a helpful and scholarly review including detailed analysis of some of the papers made available to the Court, as well as reference to some of the work. It is important to put the published literature into context. Papers and special reports are put together and offered for publication with a view to conveying particular messages or making particular points. As Dr Dalley points out, there are no circumstances in which older people with or without evidence of frailty would be exposed by design in a controlled experimental way to the stresses associated with closure of homes, relocation to alternative environments, and perhaps relocation back to newly refurbished accommodation. There would be no justification for such an experiment; it would be deemed economically impracticable and ethnically unacceptable.
30. What we have is a selective reporting of experiences that occur when relocations are required as a consequence of unplanned tragedies such as a fire in a home, the discovery of safety problems, etc, or in response to alternative practical considerations such as the non-viability financially of a sponsoring organisation or a requirement such as that operative in the present case to improve standards, to reduce the overall beddage of a particular component of the care sector."
He then accepts that the statistical evidence is selective, incomplete and equivocal. At paragraph 32 Professor Jolley cites from a report by Dr Dalley in these terms:
"32. In summary Dr Dalley states:
Paragraph 5.2 - 'where research has been undertaken the evidence is unequivocal' and in paragraph 6.1 -
'broadly, the epidemiological evidence suggests that, under optimal conditions, relocation from one care setting to another does not significantly increase the risk of mortality or morbidity'."
Professor Jolley then says this:
"My own view is that from common experience, from my clinical experience, and from an informed review of the literature, it is an inescapable truism that relocation is a stressful event and can precipitate problems of mental health, physical health, and even bring forth death. There are published examples of good practice that when every care and consideration is taken into account in planning and conducting moves, and where matters are not confounded by unplanned or unforeseen complications, the impact of this stress can be minimised. Achieving 'optimal conditions' for individuals and groups of individuals is, in practice, very difficult to achieve and cannot reasonably be guaranteed."
This leads him, at paragraph 38 of his report, to say once it is decided that there must be a move it is necessary to:
"38... deal with each individual as an individual, investigating the situation carefully with them and with their families, their medical practitioner advisers and anyone else who is relevant, so that they can be made aware as far as they are able of the proposals and their implications and the alternatives. Some will choose to move to alternative accommodation of their choice rather than remain in a situation of uncertainty and potential conflict. In doing so, they will have to reflect on the loss of friendship and comfort in an environment that they have become used to, and anticipate the possibility of new friendships and perhaps an even better environment elsewhere. It is unlikely they would choose somewhere that is less conducive [than] their current accommodation. In conducting this exercise the particular needs and characteristics of individuals will determine the best approach. Certainly the presence of memory impairment and more severe cognitive impairment will make the whole exercise much more difficult, and maybe repeated discussion and reassurance supported often by written materials and explanations suitably couched and readable to be available for reflection at times when others are not available. There may be advantage in group discussions so that residents and their families and staff can share their thoughts, compare their reading of the situation, and learn from each other on what might be the best way forwards."
"In the scientific literature, there have been a number of reports over recent years concerning the effects of the relocation of older people, either from National Health Service (NHS) continuing care wards to homes, or from one home to another. A review by Smith and Crome (2000), summarized the literature over the last 40 years. The mortality of elderly residents who are moved compared to those who are not, seems to be increased by about one third. It is clear from a number of studies that the people most at risk are those who are relatively immobile, need to be helped with dressing and washing, have significant physical illness and who have severe dementia. A combination of these risk factors puts a resident at greater risk. It has also been suggested by one Inquiry into such a transfer, where seven deaths occurred within three weeks of moving (Barnet Health Authority, 1997) that poor planning of the process was partly to blame - implementation and monitoring of the transfer was not carried out in sufficient detail and there was not enough time given to new staff to become familiar with the needs of transferred residents. In 1998, the NHS Executive produced guidance on the transfer of frail older people from the NHS (NHS Executive, 1998). Some studies (for example that of Smith and Crome, 1999) have found no increase in mortality but note that at the time of transfer a lot of attention had been paid to the organisation of the process and families, carers and staff were involved. Publications since 2000 have included: Meehan (2004) who concluded from his study that physical ill health and old age, rather than the trauma associated with relocation itself explained mortality; McDonald (2004) who confirmed how disruptive it is for older people with dementia to move and found a death rate of just under a third after one year and; Hodgson (2004) who measured the physical effects of moving on levels of stress hormones in the body of older people who had taken part in a relocation and found that the move was associated with much higher levels one week after the move.
Thus, it has been well documented that there is an increase in mortality in older people when they move from one setting to another. The risk factors are being frail and have dementia. Organising the transfer with proper care can mitigate against the negative effects of the move."
"31 I have been unable, in the limited time available to me, to identify any significant new research published in peer-review journals (i.e. reaching a satisfactory minimum quality standard for research publication) specifically addressing the issue of the impact residential home closure... upon residents.
32 Many local authorities have revised and published policies and protocols on home closure since the Oct 2003 publication by PSSRU of 'Guidelines for the closure of care homes for older people: presence and content of local government procedures', J Williams & A Netten.
33 I have looked at a cross-section of these. Most local authority protocols and procedures now specifically address most of the issues identified in the Jolley, Burns and PSSRU reviews."
"36 Professor Jolley refers to methodological limitations of devising effective research to measure the effects of home closure on older people which are reflected in the existing literature. Effective control studies have not been mounted, either because they would be unethical or impractical.
37 At least 50% of local authority care home residents suffer from some degree of dementia and an additional 25% from significant depressive illness [McDougall et al. 'Prevalence and symptomatology of depression in older people living in institutions in England and Wales.' Age and Aging 2007... & Matthews et al. 'Prevalence of dementia in institutional care'. Lancet 2002... Bowman et al. 'A national census of care home residents' Age and Ageing 2004...] Such individuals are unlikely to be capable of consent or agreement to be subjects for research or agreeable to publication of their case histories, even if successfully relocated.
36 Most case studies have only been published because there were significant adverse outcomes for the residents. This represents a 'publication bias' in favour of 'bad news' rather than 'good news' outcomes. In this context it is therefore highly significant that there are several published reports indicating 'successful' transfer of vulnerable older people where preparation was undertaken to a high standard."
"43 Professors Jolly and Burns have provided a fair summary of the existing evidence, albeit much of it lacks research vigour about the particular risks faced by older people moving from one care home to another. The additional references submitted by Hossacks were considered in Jolley's review and on re-reading do not add to his conclusions.
44 As a consultant trained in both geriatric medicine and psychiatry I have seen consequences of both hasty and well planned care home transfers of thousands of vulnerable older people over the past 32 years. In broad terms I fully endorse the conclusions of Professors Burns and Jolley, which is that older people in care homes are a vulnerable group who are at risk of deterioration with ill planned relocation. However, careful planning and preparation of individuals, following personalised care plans and maximising continuity of care, can minimise the risks such that the risk of an adverse outcome is very low."
"Question 1:
In your opinion, having regard to the reports of Professors Burns and Jolley, is it in principle possible to transfer care home residents, in particular individuals suffering from dementia, without an increased risk of mortality?
53 Yes, provided the vulnerability of individual residents is recognised and assessed to a high standard, with multi disciplinary and family/carer consultation and all steps (consistent with the experience and best practice as outlined by Burns, Jolley, PSSRU and in this report) are taken to avoid unnecessary risk and trauma to individuals facing transfer. It needs to be acknowledged that in any population of frail older people with an average age in their mid 80's there will be a small number of deaths to be expected in the few weeks / months prior and following transfer."
"In reviewing some 28 studies of interinstitution relocation published over 20 years, Borup (1983) reported that the findings of four support an increase in mortality, whereas 21 support no such increase, the three remaining studies being inconclusive. Some studies, for example Schulz and Brenner (1977), have examined the effectiveness of preparatory programmes and reported a decrease in postrelocation mortality for certain groups of patients participating in preparatory programmes. Jasnau (1967) noted that for patients given the option to move, those prepared to advance and those moved on an individual rather than en masse basis had a better outcome postrelocation. These findings were supported by Schulz and Brenner (1977)."
"The outcome of the transfer of 60 elderly patients suffering from dementia from hospital to nursing home care under a partnership contract was studied at 6 and 12 weeks following transfer. Compared with patients remaining in hospital, there was no significant difference in mortality but the nursing home patients exhibited a greater decline in functional ability and a significant excess of pressure sores. Careful planning is required to ensure that such patients do not suffer as a result of transference of care."
"9.11 All this suggests to us that the move, despite all the efforts of Plymouth City officials to minimise this, may well have accelerated deaths in some cases. We are especially concerned about the numbers who died after they knew they would have to move. This suggests to us that examining the numbers who die after such a move is only half the story. We also note that Mrs was one who was moved from Torybrook on the 20th May. Mr Waterfield her nephew describes this move as breaking 'her heart'. The fact is that at the age of 99 Mrs died on 20th May 2001, some six weeks after being moved. At her age it is not possible to be sure that the move killed her as her relations clearly believe but equally at that age such a move could hardly have been beneficial to her health and well being.
9.12 Thus we conclude that there is compelling evidence to suggest that the opinions of Dr Jefferys set out in his written reports are by no means to be categorised as 'scare-mongering' and have considerable force, sufficient to make those views highly relevant when considering whether, and if so how, to close a residential home for older people."
These conclusions are consistent with the material that I have reviewed earlier in this judgment because paragraph 9.11 emphasises the necessarily speculative nature of the question being examined, and paragraph 9.12 emphasises the ability to minimise the risk by means of proper management. In my judgment, these paragraphs emphasise the speculative nature of the inquiries into death from natural causes of very elderly people caught up in a care home move. Against that background, I now turn to the way in which officials brought to the attention of the respective decision-makers in this case the existence of the risk, as disclosed in the material to which I have so far referred.
"The concerns expressed about reported links between mortality rates and involuntary moves has been an emotive issue throughout the consultation. Although there are reports that suggest a link, there are also reports that do not, with data that is inconclusive. The issue was covered in some detail in the 'Key Issues' document issued on 24th April 2008 from which it is important to note that the Councils own experiences of closure have not resulted in increased mortality rates."
"6.1. What is our response to reports showing that mortality rates increase as the result of a move?
There is a lot of information available about mortality rates when people have had to move home, with different conclusions. Whilst many studies conclude that mortality increases, equally a number suggest that well managed moves may reduce the risk of mortality.
Coventry City Council has evaluated its own experiences of mortality rates following the closure of our care homes and the death rates over 5 years were not significantly different when compared to over 3,500 people who were not moved.
We accept that this data is from the City Council's own records and has not been academically resea rched or externally verified, but it does show that in our experience there is no increased mortality following a move as a result of a home closure in the way that we have previously managed them."
A little later on the same page there appears this:
"The sheer extent of variability in quality and character of the studies make interpretation difficult, although the balance of studies do not support the hypothesis that relocation of people with dementia between institutions is dangerous. It is also clear that the balance of studies do not support the view that morbidity (distress, disorientation, low mood) is increased after the move. Further, the reports suggest, anecdotally, that adequate preparation, and the presence of some familiar staff in the new destination, are likely to minimize negative effects on vulnerable movers."
This was expanded upon at Appendix 2 to the report, where various studies were identified and summarised in this way. Under the heading "References" there appeared references to six separate papers. These were then summarised in the following way:
"Dehlin 1990 reported on the effect of relocation for a long term hospital facility of 36 people with dementia relocated to new nursing homes. A control group of 33 people with dementia remained in the same facility. Outcomes were psychiatric symptoms (orientation/self care worsened over 12 weeks) drug use (no change) and mortality (no change after 2.5 years).
Thomas & Davis 2000, reported the naturalistic outcomes of closure of a 'county home' in US States on 269 elderly residents. Unclear how many had dementia and no control group. Outcome were morbidity and mortality in year post move v year pre-move. Morbidity did not change, while mortality was lower... in the year after the move.
Aneshensel et al 2000, reported on effect of moving into a care home for the first time for 272 people with dementia v 273 people who did not move. A twofold increase in mortality was associated with the relocation, which seemed to persist after controlling for the health status of the movers, ie the move itself may have had an effect. This study did not include people relocating between homes.
Meehan et al 2004 report on the effect of a move for 60 older people with long-term mental illness from a long-stay unit to a newer extended care facility. 50% of the sample had schizophrenia, only 30% dementia. There was no control group. A total of 21% had died by 18 months, and no change in quality of life or behavioural function was found. Hallewell et al 1994 report on the effect on 59 residents of 2 care homes (UK) moved into newer (local authority) homes. A control group of 31 remained in their old home. Outcomes were mortality and behavioural problems. Only around 10% had definite dementia. There was no overall increase in mortality and dementia did not predict outcome."
(a) the mortality issue was placed before the decision-makers, prior to the decision being taken, in terms that in my judgment were fair;
(b) as a matter of law, the local authority is obliged to undertake individual assessments before deciding to move individual residents and is entitled as a matter of law to undertake such assessments after taking a decision in principle to close the residential care homes concerned;
(c) the local authority has said, as it was put in the written submissions on behalf of Coventry:
"9. As the Council has already indicated, on a number of occasions, and as it indicates again, it will not arrange for the transfer of any resident to alternative accommodation without first completing a lawful assessment of that resident's needs, which will include a lawful assessment as to whether the residents' needs will be met in whatever alternative accommodation has been identified as being suitable, whether there will be any risks to the health or welfare of the resident caused by the move and if so whether despite the availability of skilled transfer arrangements there remains any unacceptable level of risk. The assessment process will be transparent and written assessments will be supplied to residents and/or their families (as appropriate), a reasonable period of time before any transfer is arranged so that, if so advised, the assessment can be complained about or challenged in the usual ways. If an assessment were (very exceptionally) to result in a conclusion that transferring any individual to any new placement would result in an unacceptable level of risk to the individual's health, then that individual would not be transferred (and, therefore, consequently, the home in question will not be able to completely close)."
To that summary must of course be added the further elucidation referred to in Paragraph 18 this judgment.
"In considering any action which involves moving residents, the Council must be mindful of their welfare. Moving frail and elderly people presents a risk to them. Key factors in minimising these risks include the: adequacy of assessment of residents' needs prior to transfer; the number of residents transferring at any one time; the ability to change any planned timetable at short notice and; the preparedness of the receiving care home staff and other staff to take over their care from the residents' current home.
The Council's Transfer Protocol is designed to minimise these risks. This has been used during the closures of Marks Lodge and Hampden Lodge."
The issue was referred to again at paragraph 9 under the subheading "Human rights", where the issue was addressed in these terms at paragraph 9.1.3:
"The Cabinet has sought to address concerns under Article 2 (right to life) and Article 3 (prohibition of inhuman and degrading treatment) by the adoption of a Transfer Protocol. In the light of that Protocol, amongst other reasons, the claimant residents in the judicial review abandoned their complaint that transfer of the homes to the private sector would breach Articles 2 and 3. It is reasonable to conclude that the application of the Transfer Protocol to a future transfer of the residents to the private sector, and to the temporary transfer of residents during refurbishment, will avoid any breach of residents' Articles 2 and 3 rights."
Various other documents were appended to the briefing paper. Thus, some answers to questions raised by a Miss Carol Sykes were appended and, at paragraph 3, there appears this:
"On the subject of risk, much has been made, in alarming ways, about the risk of moving older people, especially those who are frail and with dementia. We acknowledge the fact that risk exists, where such moves are poorly planned. Because of this, Havering council has developed its own risk protocol for moving residents based on the evidence and what has worked elsewhere and on current best practice.
I attach a copy of the risk protocol that would be followed in the event any move is required, and a review of the literature that informed the development of the protocol."
There was also included, attached to the cabinet's papers, a response of a concerned local organisation known as "LINk", the relevant part of which was to the following effect:
"3.8 The LINk is also concerned over the effect of any moves themselves on residents. The LINk accepts that Social Services has an effective protocol for moving people from homes but has also heard that research by Professor Jolly indicates that transferring residents from homes whether individually or in groups, is likely to double their mortality rates. It is not the role of the LINk to comment on the validity of such research but the LINk feels it essential that the Council evaluates the likely effect of any move on the health of each individual resident. Particular care should be taken to ascertain the likely effects of moving on those existing residents of the homes who have learning difficulties. The LINk further feels it essential that existing friendship groups should be kept together during and after any move process. Response
The Council's Risk Management Protocol makes a number of stringent requirements regarding the way moves involving the frail elderly are managed to minimise risks to the resident... This provides a review of the literature on which the protocol was developed and a copy of the protocol we would follow, in the event of moving any frail and elderly person. The Council has experience of using this protocol and there is no evidence of an increased mortality rate."
Appendix 4 was the protocol itself, again, as I emphasise, attached to the papers before the cabinet. At paragraph 3(i) within the protocol there appears this:
"(i) There is likely to be greater risk for people with severe dementia / confusion and in particular for those people who are extremely frail and have co-existing mental illnesses."
Then under the subheading "Action required" there appears this:
"Medical examination by a suitably qualified and experienced medical practitioner immediately prior to any proposed transfer will be important as part of the individual risk assessment and will indicate whether a resident is fit to transfer and any additional precautions which may need to be taken."
Perhaps most significant is the conclusion at paragraph 5, which says this:
"Literature review and research demonstrate that 'transfer is not necessarily associated with an increased mortality - in a variety of circumstances mortality can be avoided, whereas in other situations an increase in deaths and morbidity have been recorded'. Reviews of other incidents consider that there were several factors of great importance. These related to the patients' frailty, the adequacy of the assessment and examination of patients prior to transfer, the number of patients transferring at any one time, the decision to change any planned timetable at short notice and the preparedness of the receiving residential / nursing home staff and other staff to take over the care from the residents' current home.
With the understanding that some frail people will be particularly vulnerable to the stress of relocation, the protocol outlined above is proposed as a way of ensuring that these issues would be planned for and robustly addressed. It is intended for use to ensure great sensitivity and responsibility are employed in this difficult process and to try and give confidence to residents and relatives that this will be the case."
"1. Everyone's right to life shall be protected by law. No one shall be deprived of his life intentionally save in the execution of a sentence of a court following his conviction of a crime for which this penalty is provided by law."
As I have said, it was accepted before me that Article 2 is capable of applying to a council considering the closing of a care home. Article 2 imposes a positive obligation to take appropriate steps to safeguard the lives of relevant persons: see In re Officer L [2007] UKHL 36 [2007] 1 WLR 2135, at paragraphs 19-21. There the scope of the positive obligation imposed by Article 2 was described by Lord Carswell in these terms at paragraph 19:
"In the opinion of the court where there is an allegation that the authorities have violated their positive obligation to protect the right to life in the context of their above-mentioned duty to prevent and suppress offences against the person, it must be established to its satisfaction that the authorities knew or ought to have known at the time of the existence of a real and immediate risk to the life of an identified individual or individuals from the criminal acts of a third party and that they failed to take measures within the scope of their powers which, judged reasonably, might have been expected to avoid that risk."
"... a real risk is one that is objectively verified and an immediate risk is one that is present and continuing'. It is in my opinion clear that the criterion is and should be one that is not readily satisfied: in other words, the threshold is high."
"Secondly, there is a reflection of the principle of proportionality, striking a fair balance between the general rights of the community and the personal rights of the individual, to be found in the degree of stringency imposed upon the state authorities in the level of precautions which they have to take to avoid being in breach of article 2. As the European Court of Human Rights stated in Osman v United Kingdom 29 EHRR 245, para 116, the applicant has to show that the authorities failed to do all that was reasonably to be expected of them to avoid the risk to life. The standard accordingly is based on reasonableness, which brings in consideration of the circumstances of the case, the ease or difficulty of taking precautions and the resources available. In this way the state is not expected to undertake an unduly burdensome obligation: it is not obliged to satisfy an absolute standard requiring the risk to be averted, regardless of all other considerations... It has not been definitively settled in the Strasbourg jurisprudence whether countervailing factors relating to the public interest - such matters as the credibility of the inquiry and its role in restoring public confidence - as distinct from the practical difficulty of providing elaborate or far-reaching precautions, may be taken into account in deciding if there has been a breach of article 2."
"28... the evidence does not point to a breach of Article 2 in this case. No particularised medical evidence has been filed showing that the life of any particular resident is seriously at risk. What the claimant needs to establish is that 'the authorities did not do all that could reasonably be expected of them to avoid a real and immediate risk to life of which they have or ought to have knowledge' -- see Osman. The claimants have not established that in this case."
In my judgment that point applies equally here as it did in that case. With the additional statements of intent from both Defendants that I have recorded at Paragraph 18 of this judgment, there can be no doubt at all that all relevant Article 2 issues will be considered before any resident is required to move. In any event, as Silber J said in R (Haggerty) v St Helens Council [2003] EWHC 803 (6 CCLR 352) at paragraph 32 of his judgment:
"In determining what steps are reasonable, the court accords a broad area of discretionary judgment to the public authority in deciding what is a fair balance between the interests of the individual and the community... Miss. Morris contends that the Council have complied with any duty imposed on it and I now turn to consider the evidence of the Council, which is that there will be no risk to the claimant's lives by moving them. I will summarise it before examining the evidence on which the Council relies to show the steps that it took and the evidence."
"First, I do not consider that there is evidence that the risk to the claimants' lives would reach the level needed to engage Article 2 as explained by Mr. Skilbeck in the light of both the precautions and steps to be taken by the Council. The claimants have not adduced any evidence to criticise or to comment on the steps that the Council consider adequate. Second, in any event, even if that is wrong I consider that the Council has met the requirements relied on by the claimant, which is, according to Mr. Skilbeck, to ensure that 'the state did all that could reasonably been required of it to prevent the [claimant's] life being avoidably put at risk'... Mr. Stoker's evidence enables me to reach that conclusion both by itself and when combined with the Council's statutory obligation to take expense into account. Third, as I will explain at the end of this judgment, the Council has agreed to liase with Professor Jolley or another consultant in the psychiatry of the old aged on the best ways of moving the claimants so as to reduce the risk to them. It was agreed that the parties would have liberty to apply if problems arose. This will ensure that the claimants' lives will not be at risk. Fourth, if I had been in any doubt about the Article 2 claim the factor to which I have just referred would have led me to the same conclusion that this Article 2 challenge fails because the courts accord a broad area of discretionary judgment to a public authority in deciding what is a fair balance between the interests of an individual and of the community... This would prevent the Council's decision being impugned on Article 2 grounds. Thus, I conclude that the claimants' rights under Article 2 will not be infringed by the move."
JUDGE PELLING QC: I have before me an application by the successful Defendants for an order for costs to be made against the unsuccessful claimants. This has been opposed as a matter of principle by Ms Hossack, who appears for the claimants, on the basis that:
(a) I dealt with the rolled-up applications by granting permission but dismissing the application; and
(b) a major consideration, as she would have it, in the process was the further clarification and assurances given by each of the defendants in the course of the hearing, which went further than what had been offered or indicated previously.
1. Coventry District Council is to issue and serve its application together with all supporting evidence by no later than 4.00 pm on 11th September 2008 or no such application is to be made.
2. The claimants' solicitor is to file and serve evidence in response by no later than 4.00 pm on 18th September 2008,
3. Coventry Council is to file its evidence in reply, if so advised, by no later than 4.00 pm on 23rd September 2003.
4. The application for a wasted costs order is to be listed for hearing and/or further directions, first available date after 23rd September 2008 with an estimated length of hearing of 1.5 hours.
That enables the judge then to deal with the nisi application and to give any further directions, if he wants to, or, if all issues are before the court, to deal with the application on its merits, if that is what everyone has geared themselves up for doing.