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England and Wales High Court (Administrative Court) Decisions |
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You are here: BAILII >> Databases >> England and Wales High Court (Administrative Court) Decisions >> Kuteh, R (on the application of) v Upper Tribunal (Administrative Appeals Chamber) [2012] EWHC 2196 (Admin) (Hearing 23 May 2012) URL: http://www.bailii.org/ew/cases/EWHC/Admin/2012/2196.html Cite as: [2012] EWHC 2196 (Admin) |
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QUEEN'S BENCH DIVISION
THE ADMINISTRATIVE COURT
Strand London WC2A 2LL |
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B e f o r e :
(Sitting as a Judge of the High Court)
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THE QUEEN ON THE APPLICATION OF ELVIS KUTEH - Claimant | ||
v | ||
UPPER TRIBUNAL (ADMINISTRATIVE APPEALS CHAMBER) - Defendant | ||
and | ||
SECRETARY OF STATE FOR EDUCATION – Interested Party |
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A Merrill Communications Company
165 Fleet Street London EC4A 2DY
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(Official Shorthand Writers to the Court)
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Crown Copyright ©
His Honour Judge Sycamore:
INTRODUCTION
i. "(2) The Court of Appeal will not give permission unless it considers that –
(b) the appeal would raise an important point of principle or practice; or
(c) there is some other compelling reason for the Court of Appeal to hear it."
i. "Authoritative guidance on the operation of the second appeals test under the 1999 Act was given by Dyson LJ (with Tuckey LJ) in Uphill v BRB (Residuary) Ltd [2005] EWCA Civ 60, approved by the then Master of the Rolls (Lord Phillips) and Vice-President (Brooke LJ), but 'not intended to be exhaustive'. Of the first limb ('important point of principle or practice'), he distinguished between (a) establishing a principle or practice and (b) applying it correctly; only the former would justify a second appeal (para 18)."
i. "24 (1) A good starting point will almost always be a consideration of the prospects of success. It is unlikely that the court will find that there is a compelling reason to give permission for a second appeal unless it forms the view that the prospects of success are very high. That will usually be a necessary requirement, although as we shall explain, it may not be sufficient to justify the grant of permission to appeal. This necessary condition will be satisfied where it is clear that the judge on the first appeal made a decision which is perverse or otherwise plainly wrong. It may be clear that the decision is wrong because it is inconsistent with authority of a higher court which demonstrates that the decision was plainly wrong. Subject to what we say at (3) below, anything less than very good prospects of success on an appeal will rarely suffice. In view of the exceptional nature of the jurisdiction conferred by CPR r 52.13(2), it is important not to assimilate the criteria for giving permission for a first appeal with those which apply in relation to second appeals.
ii. (2) Although the necessary condition which we have mentioned at (1) is satisfied, the fact that the prospects of success are very high will not necessarily be sufficient to provide a compelling reason for giving permission to appeal. An examination of all the circumstances of the case may lead the court to conclude that, despite the existence of very good prospects of success, there is no compelling reason for giving permission to appeal. For example, if it is the appellant's fault that the first appeal was dismissed, because he failed to refer to the authority of a higher court which demonstrates that the decision on the first appeal was wrong, the court may conclude that justice does not require this court to give the appellant the opportunity to have a second appeal. There is a reason for giving permission to appeal, but it is not compelling, because the appellant contributed to the court's mistake. On the other hand, if the authority of a higher court which shows that the decision on the first appeal was wrong post-dated that decision, then there might well be a compelling reason for giving permission for a second appeal.
iii. (3) There may be circumstances where there is a compelling reason to grant permission to appeal even where the prospects of success are not very high. The court may be satisfied that there are good grounds for believing that the hearing was tainted by some procedural irregularity so as to render the first appeal unfair. Suppose, for example, that the judge did not allow the appellant to present his or her case. In such a situation, the court might conclude that there was a compelling reason to give permission for a second appeal, even though the appellant had no more than a real, as opposed to fanciful, prospect of success. It would be plainly unjust to deny an appellant a second appeal in such a case, since to do so might, in effect, deny him a right of appeal altogether."
i. "It is true that Lady Hale and Lord Dyson in Cart acknowledged the possible relevance of the extreme consequences for the individual. However, as we read the judgments as a whole, such matters were not seen as constituting a free-standing test. In other words 'compelling' means legally compelling, rather than compelling, perhaps, from a political or emotional point of view, although such considerations may exceptionally add weight to the legal arguments."
i. "In our view paragraph 36 of PR is consistent with Cart, indeed it would be surprising if it was not. As we read the judgment in PR, the Court was emphasising the fact that, in the absence of a strongly arguable error of law on the part of the UT, extreme consequences for the individual could not, of themselves, amount to a free-standing 'compelling reason.' The Court noted that Baroness Hale and Lord Dyson had 'acknowledged the possible relevance of the extreme consequences for the individual.' It did not suggest that such consequences were irrelevant to the consideration of whether there was a 'compelling reason', it merely stated, in our view correctly, that absent a sufficiently serious legal basis for challenging the UT's decision, extreme consequences would not suffice."
BACKGROUND
THE HEARING BEFORE THE FIRST-TIER TRIBUNAL
i. "We do not find Mr Kuteh's account to be credible. It is also clear from the findings already made that he is a man with poor impulse control. We therefore found that Mr Kuteh did assault KG by punching her in the face and kicking her in the leg. This was no doubt a reaction to extreme provocation but nonetheless displayed an unacceptable response to the situation."
i. "The Tribunal had before it nearly 450 pages of evidence. We heard oral evidence from the following witnesses:
ii. DC Sophia Keeling
iii. Ms Catherine Myers
iv. Ms Donna Marsh
v. Ms Dina Oben
vi. Mrs Kuteh
vii. Mrs Kuteh
viii. Mr Nuriam Salaam
ix. 6. We will deal with the evidence in respect of each allegation in turn."
i. "If the allegation had come from KG alone we would have been cautious in accepting her account but it is does corroborate was Ms Marsh and Ms Myers said. The injury observed on 3 September in hospital is also consistent with a kick as described but not consistent with a fall and clearly occurred before the police arrived."
i. "It was then that I saw Elvis punch and kick KG. He punched her with his left hand and kicked her with his right leg. The punch made contact with her, as did the kick. The other young people (GW and RK) then moved towards him. I shouted at Elvis to get off the floor (ie to leave the courtyard area). I think that all the young people were shocked as I was. I am clear this was not a punch in self-defence"
i. "When giving evidence Ms Myers became very emotional and it was obvious to us how traumatic the shift had been for all concerned. In cross-examination Ms Myers remained adamant that she saw Mr Kuteh punch and kick KG. She was adamant that these were not defensive actions and that they did not accord to good practice. At no point did she see any other staff member retaliate or act inappropriately despite the severe provocation. She confirmed that she had not met Mr Kuteh before that shift. It was put to her that there was a similarity in the wording of a statement made by her the next day and that one of one made by Donna Marsh. She denied any collusion."
i. "Mr Kuteh retaliated by kicking KG, and from what I could see, this kick made contact with KG's leg. KG complained immediately that Mr Kuteh had hit her, and that her leg was hurting. However, I do recall that within a few minutes, she was once more attacking members of staff.
ii. 9. As far as I could tell, Mr Kuteh was trying to protect himself from KG, and lashed out at the same time, without thinking. I only saw him deliver one kick, although I think KG's leg may have been bleeding afterwards. The incident would have occurred at around 7 or 7.30 pm."
i. "Donna Marsh gave evidence. At the time she was a support worker at X. She is no longer working there and said that she felt that staff morale in September 2007 was quite low. She confirmed Miss Myers evidence regarding the build up to the riot. She described the situation as very volatile. She was about a metre away from Mr Kuteh restraining another young person. She saw KG lash out at him and he retaliated by hitting her and kicking her. She saw an injury to KG's leg before he police intervened. She denied in colluding with Miss Myers in making her statement saying effectively she used the start of the statement prepared earlier by Miss Myers as a template. Again she does not know Mr Kuteh at the time."
i. "As this was happening, Mr Kuteh lashed out at [KG], hitting her somewhere in the face. I am not sure exactly where Mr Kuteh hit [KG], but my impression was that, while he was defending himself, he was not trying to assault her, it seemed to me more like he was trying to stun her into stopping her attack on him. However, I was still shocked at Mr Kuteh's actions, and shouted at him, saying, 'What are you doing?'"
THE PROCEEDINGS BEFORE THE UPPER TRIBUNAL
i. "As to (ii), it is quite true that the tribunal make no reference to Mr Buck's evidence. It is also the case that his evidence did not appear to be in the First-tier Tribunal file of evidence obtained by the Upper Tribunal and may well not have been before Judge Rowland."
i. ….. But of course a tribunal is not required to deal with every piece of evidence. This tribunal dealt with the evidence of two staff witnesses which was firmly adverse to the applicant. It also dealt with the evidence of two staff witnesses who had not seen any assault by the applicant on the KG. As the tribunal noted 'Given the chaotic situation it is not surprising that the incident was not seen by all staff [and] their failure to see it does not mean it did not happen as described'. While I accept that Mr Buck was closer to the incident than any of the other four witnesses, it does not necessarily follow that he had the best view, given he and the applicant were on either side of KG seeking to restrain her. It is also right to say that Mr Buck's evidence is by no means a vindication of the applicants behaviour. It is ambivalent about the applicant's conduct. It is true that in his witness statement Mr Buck states that his impression was that the applicant was defending himself, rather than trying to assault KG, but it still described himself as 'shocked' at the applicant's action, which is consistent with his incident report. I cannot say that it is arguable that the tribunal erred in law in not referring to the Mr Buck's evidence, not least as it had over 400 pages of documentary evidence to consider."
DISCUSSION
FAILURE TO CONSIDER THE EVIDENCE
i. "Where an oral hearing is given, it has been laid down that a tribunal must (a) consider all relevant evidence which a party wishes to submit; (b) inform every party of all the evidence to be taken into account, whether derived from another party or independently; (c) allow witnesses to be questioned; (d) allow comment on the evidence and argument on the whole case."
i. "Whether one treats this as a case of ignoring relevant information (which, like the learned judge who granted permission to appeal in this case, I do) or as one of procedural unfairness, it is not in dispute that the tribunal erred. Where a decision-maker has left out of account some relevant matter the legal test, as a matter of public law, is whether that factor might realistically have caused him to reach a different conclusion. The person challenging the decision does not have to show that a different result would have obtained or even that that is likely. The court will quash the decision in such circumstances if a different result might realistically have followed from a consideration of the overlooked material.
i. "We are not able to agree with this submission. We are mindful that we must read section 4(3) in a way that is compatible with the Human Rights Act 1998, and the approach adopted by Wyn Williams J, in our view, is the correct way to proceed. If a decision taken by ISA to place a person on a list, or not to remove him from the list, is disproportionate to the facts as presented to the Respondent, then there is an error of law, and the Tribunal on appeal is entitled, indeed obliged, to direct ISA to remove the person from the list, or remit the matter to ISA for a new decision."
and at paragraph 41:
ii. "41. The only way in which a Tribunal can form a view as to whether a decision of the Respondent is disproportionate is to engage in 'a weighing of evidence exercise', not so as to ascertain whether the decision is or is not appropriate (that is a matter solely for the Respondent) but so as to ascertain whether it is disproportionate and therefore outwith the lawful decision making exercise of the Respondent. It is therefore the totality of the evidence that the Tribunal must concern itself with. In considering the totality of the evidence, it is in our view necessary to look carefully at individual aspects to that evidence and to form a view whether the conclusion that the Respondent has placed on the totality of the evidence is disproportionate."
(a) As I observed at paragraph 30, the First-tier Tribunal bundle provided to the Upper Tribunal did not contain Mr Buck's statement;
(b) The description by the First-tier Tribunal of a bundle containing nearly 450 pages when in fact Mr Buck's statement was or should have been at pages 448 to 453;
(c) The specific references by the First-tier Tribunal to all of the evidence before it, both oral and written, with the exception of Mr Buck's statement;
(d) The lack of any evidence to support the Secretary of State's assertion that the First-tier Tribunal read the statement during the January 2009 hearing.
i. "But of course a tribunal is not required to deal with every piece of evidence."
IS THIS A COMPELLING REASON WITHIN THE CART DEFINITION?
i. "The rather odd way in which B's written evidence appears to have been treated did not end with the decision of the First-tier Tribunal"