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England and Wales High Court (Family Division) Decisions |
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You are here: BAILII >> Databases >> England and Wales High Court (Family Division) Decisions >> BCC v FZ & Ors [2012] EWHC 1154 (Fam) (03 April 2012) URL: http://www.bailii.org/ew/cases/EWHC/Fam/2012/1154.html Cite as: [2012] EWHC 1154 (Fam), [2013] 1 FLR 974, [2013] FLR 974 |
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The judge hereby gives leave for it to be reported.
The judgment is being distributed on the strict understanding that in any report no person other than the advocates or the solicitors instructing them (and other persons identified by name in the judgment itself) may be identified by name or location and that in particular the anonymity of the children and the adult members of their family must be strictly preserved.
FAMILY DIVISION
Strand, London, WC2A 2LL |
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B e f o r e :
____________________
BCC |
Applicant |
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- and - |
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FZ |
1st Respondent |
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- and - |
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AZ - and - HZ - and - TVP |
2nd Respondent 3rd Respondent 4th Respondent |
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Miss Allison Ball QC (instructed by IBB law Sols) for the 1st and 2nd Respondent
Miss J. Trustman (instructed by IBB Law Sols) for the 1nd Respondent
Miss E. Tomlinson (instructed by Kidd Rapinet) for the 2nd Respondent
Miss V. Teggin (instructed by Bruce Lance Sols) for the 3rd Respondent
Mr. E Pleeth (instructed by TVP legal) for the 4th Respondent
Hearing dates: 2nd and 3rd April 2012
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(Open version for distribution to all parties)
Crown Copyright ©
Mrs. Justice Eleanor King :
'In July 2008 H came to the attention of B C C social care department when a referral was received from another child that H then aged 12 had told another child she was pregnant for the third time with her father's child and that the previous two pregnancies had been aborted. This referral was investigated by social care. Mother said that the referral was malicious and that she knew who the referrer was. H was spoken to alone and said that some children at school were jealous of her academic abilities, that the referral was malicious. The conversation with H raised no concerns and the case was closed.
In June 2010 H disclosed that her father had hit her twice round the head during an argument. In July 2010 H disclosed that she had been sexually abused by her father since the age of eight years old. However the allegations were not substantiated and she was not able to give any details about sexual abuse. She subsequently withdrew the allegations. She said that she had found out that her father was having an affair; when asked if the allegation was malicious because she was angry with her father, she said nothing.
In October 2010 an initial assessment was carried out due to H disclosing that her mother had slapped her around the head. She also disclosed that her father had punched her on the leg and on the left forearm. The parents deny these allegations. H subsequently withdrew the allegations and claimed that she made the allegations because she was angry with her father.
There has been no current social care involvement but H has been receiving ongoing support from R-U-S and CAMHS. It is understood that H's school attendance has been poor and that the EWO may become involved as a result. Enquiries are being made in respect of the same.'
(1) An application to assert public interest immunity (PII) in respect of material held by TVP.
(2) The continuation of orders for non-disclosure to the parents of evidence disclosed by the police to the Local Authority and the children's guardian.
(3) The continuation of the order for no contact between H and her parents, and
(4) Any consequential directions including consideration of inviting the Attorney General to appoint special advocates on behalf of the parents.
(1) The parents and their legal team had only the limited disclosure contained in the initial application.
(2) The children's guardian and legal team had, in addition, the documents contained in the G section.
(3) The Local Authority, as of yesterday, has also had sight of two further files of additional material provided by the TVP which relate to their investigations in respect of H.
The procedural approach to the application of TVP for non-disclosure.
'In closing I propose now simply to list the procedural and other observations that arise from the body of this judgment so that they may be of use should another court encounter a similar set of difficulties in the future.
(i) Full disclosure to the court of all material relevant to the allegation and its investigation at the earliest possible stage.
(ii) Disclosure again at the earliest stage to the open parties of as much of the police material as is not rendered confidential by PII.
(iii) Thereafter establish a process again at the earliest stage to evaluate PII claim and if appropriate arrange for the disclosure of further material to the open parties, either in a full, gisted or redacted form.
(viii) Consider at an early stage of requesting the Attorney General to appoint a special advocate for the party to whom full disclosure of sensitive but highly relevant material may not be made.
(xi) At the start of this process the court should establish a procedural and practice for the case which supports open and closed sessions. This is likely to involve separate and closed files, separate hearings where different teams of advocates are present and from time to time the giving of both open and closed judgments.'
(i) Full disclosure to the court of all material relevant to the allegation and its investigation at the earliest possible stage.
(ii) Disclosure again at the earliest stage to the open parties of as much of the police material as is not rendered confidential by PII.
(iii) Thereafter establish a process again at the earliest stage to evaluate the PII claim and if appropriate arrange for the disclosure of further material to the open parties either in a full, 'gisted' or redacted form.
(a) The threshold test for disclosure.
'In my judgment, the first thing that needs to be remembered is that when disclosure in respect of proceedings under the Children Act 1989 falls to be considered, the first question, as it is in other proceedings, is whether the material passes the relevant threshold test for disclosure. This test has had a number of formulations, but one regularly used in relation to it is and remains whether disclosure is necessary for the fair disposal of the proceedings.'
(b) General principles relating to disclosure.
'(1) Firstly that whilst an entitlement to a fair trial under ECHR Article 6 is absolute, this does not mean that a party has an absolute and unqualified right to see all the documents.
(2) the advent of the Human Rights Act 1998 means it is no longer the case that the only interests capable of denying a litigant access to documents are the interests of children involved in the litigation. Thus the interests of anyone else who is involved, whether as victim, party or witness and who can demonstrate that their ECHR Article 8 rights are sufficiently engaged, can also have that effect.
(3) a limited qualification of the right to see the documents may be acceptable if directed towards a clear and proper objective. Non-disclosure, as Munby J made clear, must be limited to what the situation imperatively demands and is justified only when the case is compelling or strictly necessary, with the court being rigorous in its examination of the feared harm and any difficulty caused to the litigant counterbalanced by procedures designed to ensure a fair trial.'
(c) Applications for disclosure: Children Act cases
'(1) It is a fundamental principle of fairness that a party is entitled to the disclosure of all materials which may be taken into account by the court when reaching a decision adverse to that party.
(2) The court should first consider whether disclosure of the material would involve a real possibility of significant harm to the child.
(3) It if would, the court should next consider whether the overall interests of the child would benefit from non-disclosure, weighing on the one hand the interest of the child in having the material properly tested, and on the other both the magnitude of the risk that harm will occur and the gravity of the harm if it does occur.
(4) If the court is satisfied that the interests of the child point towards nondisclosure, the next and final step is for the court to weigh that consideration, and its strength in the circumstances of the case, against the interest of the parent or other party in having an opportunity to see and respond to the material. In the latter regard the court should take into account the importance of the material to the issues in the case.
(5) Non-disclosure should be the exception and not the rule. The court should be rigorous in its examination of the risk and gravity of the feared harm to the child, and should order non-disclosure only when the case for doing so is compelling.'
(d) Applications for non-disclosure: Public interest immunity.
'The public interest which demands that the evidence be withheld… against the public interest in the administration of justice that courts should have the fullest possible access to all relevant material and if, "the former public interest is held to outweigh the latter, the evidence cannot in any circumstances be admitted.'
See also Al Rawi & Ors v Security Service & Ors [2010] EWCA Civ 482 at 25.
'When any issue of derogation from the golden rule of full disclosure comes before it the court must address a series of questions,
(1) What is the material which the prosecution seek to withhold? This must be considered by the court in detail.
(2) Is the material such as may weaken the prosecution case or strengthen that of the defence? If No, disclosure should not be ordered. If yes, full disclosure should (subject to (3), (4) and (5) below) be ordered.
(3) Is there a real risk of serious prejudice to an important public interest (and, if so, what) if full disclosure of the material is ordered? If No, full disclosure should be ordered.
(4) If the answer to (2) and (3) is Yes, can the defendant's interest be protected without disclosure or disclosure be ordered to an extent or in a way which will give adequate protection to the public interest in question and also afford adequate protection to the interests of the defence? This question requires the court to consider, with specific reference to the material which the prosecution seek to withhold and the facts of the case and the defence as disclosed, whether the prosecution should formally admit what the defence seek to establish or whether disclosure short of full disclosure may be ordered. This may be done in appropriate cases by the preparation of summaries or extracts of evidence, or the provision of documents in an edited or anonymised form, provided the documents supplied are in each instance approved by the judge. In appropriate cases the appointment of special counsel may be a necessary step to ensure that the contentions of the prosecution are tested and the interests of the defendant protected. In cases of exceptional difficulty the court may require the appointment of special counsel to ensure a correct answer to questions (2) and (3) as well as (4).
(5) Do the measures proposed in answer to (4) represent the minimum derogation necessary to protect the public interest in question? If No, the court should order such greater disclosure as will represent the minimum derogation from the golden rule of full disclosure.
(6) If limited disclosure is ordered pursuant to (4) or (5), may the effect be to render the trial process, viewed as a whole, unfair to the defendant? If yes, then fuller disclosure should be ordered even if this leads or may lead the prosecution to discontinue the proceedings so as to avoid having to make disclosure.
(7) If the answer to (6) when first given is no, does that remain the correct answer as the trial unfolds, evidence is adduced and the defence advanced?
It is important that the answer to (6) should not be treated as a final, once-and-for-all, answer but as a provisional answer which the court must keep under review.'
(e) Is this a case in which PII/non-disclosure arises?
a. reading the confidential material
b. hearing oral evidence
c. hearing submissions of Counsel on behalf of all the parties and having considered the legal backdrop and authorities
I have concluded that this is a case where PII/non-disclosure arises and further that there can be no disclosure of the police material in this case.
(viii) Consider at an early stage requesting the Attorney General to appoint a special advocate for the party to whom full disclosure of sensitive but highly relevant material may not be made.
'Two immediate questions therefore pose themselves:
(1) Is this a case in which PII arises, and
(2) If it does, are special advocates required to deal with PII issues?'
'A special advocate represents "the interests of" a party, as opposed to fully representing that party (as a fully instructed legal team would do). In the context of the SIAC, the key functions of a special advocate are to become briefed by the party and his legal team, but thereafter to receive disclosure of all of the evidential material, both "open" (i.e. disclosed fully to the party and his legal team) and 'closed' (not disclosed to the party or his legal team). A special advocate will seek to achieve the disclosure of such part of the closed material as may properly be disclosable (either fully or in a gisted or redacted form). A special advocate represents the interests of the party at closed hearings from which the party and/or his legal team are excluded. Following such a process it is normal for the SIAC to issue both an open and a closed judgment.'
'The use of special advocates is a matter of last, as opposed to first resort, there has to be something which a special advocate can do, which it would not be appropriate for the judge to do. In my judgment, a judge on the facts of this case is fully in a position to resolve a PII or disclosure application, and there is nothing that a special advocate could do which cannot properly be done by the judge. I do not, accordingly, need a special advocate to assist on the basic disclosure or PII issue.'
a. in evaluating the PII application (para 112(ii) and para 112(iii) of McFarlane J's PII pathway) and
b. thereafter representing the interests of the parties in relation to the continual review of disclosure and in relation to the substantive care proceedings.
'In the light of the wardship court's duty to investigate the contract to murder and in the light of the fact that initially the MPS were declining to permit disclosure of any of the information held by them, it was essential for the court to establish some form of filter or buffer between the MPS and the parties in the wardship proceedings through which the relevant evidential material could pass or otherwise be assessed by the court in a manner that respected the parties' Article 6(1) of the European Convention rights and in a manner that was as far as possible commensurate with any countervailing claims of PII. In this case the special advocate procedure allowed the court and the special advocates to discharge the duty described by Baroness Hale of Richmond in testing "with the utmost scepticism" the MPS's blanket assertion of PII. The result was that the vast majority of the MPS material (some 90% in my estimation) was disclosed in one form or another. In relation to the small amount of material that remained undisclosed, the special advocates, again with Baroness Hale of Richmond's strictures in mind, conducted a process of cross-examination and submission designed to test the material and enable the court to see any weakness there may be in its evaluation'.
i) The TVP have been throughout alive to the trap into which the police fell in Re T. I am satisfied that they have, at the earliest possible stage, been entirely open and have provided the Court with complete disclosure.
ii) For the reasons set out in this judgment I am satisfied that none of the confidential material in question should be disclosed even in summary form. It follows therefore that the court does not require the assistance of a special advocate to represent the interests of the parents in conducting a filtering or filleting exercise of that confidential information.