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England and Wales High Court (Family Division) Decisions |
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You are here: BAILII >> Databases >> England and Wales High Court (Family Division) Decisions >> The Local Authority v C & D [2020] EWHC 3929 (Fam) (07 October 2020) URL: http://www.bailii.org/ew/cases/EWHC/Fam/2020/3929.html Cite as: [2020] EWHC 3929 (Fam) |
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35 Vernon Street Liverpool L2 2BX |
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B e f o r e :
Sitting as a Judge of The High Court
____________________
THE LOCAL AUTHORITY | ||
and | ||
C & D |
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Transcript of a recording by Ubiqus____________________
MS F HEATON QC and MR POVOAS appeared on behalf of the First Respondent
MR C GORTON and MR RILEY appeared on behalf of the Second Respondent
MS K BURNELL appeared on behalf of the Child through the Guardian
MR J SAMPSON QC and MR M STEWARD appeared on behalf of the Intervenor
Crown Copyright ©
HHJ PARKER:
The background
The issues
The law
Threshold
The evidence
a. There was no evidence of any significant natural disease process affecting the brain, spinal cord or the membrane surrounding it;
b. By far, the most common cause of an acute space-occupying subdural bleed in a child of F's age, is traumatic head injury;
c. No condition which could, plausibly, have caused or even contributed to a so-called "spontaneous or non-traumatic subdural haemorrhage" was identified.
d. There is evidence of a bridging brain avulsion on the same side as the subdural bleed.
e. In the absence of any susceptibility factors for subdural bleeding, the trauma implicated in the case of a space-occupying subdural bleed in a child of F's age, would have required a so-called "high strain-rate mechanism" of a head injury, i.e., one involving very rapid and substantial acceleration-deceleration of the head. In a child of his age, the most likely would have required a substantial head impact.
f. Unilateral space-occupying bleeds in a child of F's age are found following both non-accidental and accidental head injuries. In respect of non-accidental head injury, a mechanism involving forceful shaking alone, is unlikely to have accounted for a subdural bleed in a child of F's age.
g. Shaking-related subdural haemorrhage also tends to bilateral rather than unilateral, and of a non-space-occupying nature.
"Joint forensic and paediatric post-mortem examination was subsequently undertaken. On external examination in the mortuary, there was evidence of widespread trauma to the body, and this was very extensive to the face, with six separate areas of bruising identified to the forehead alone.
Microscopic examination of two of these bruises, one from each side of the forehead, revealed histological features, consistent with impacts pre-dating the day of F's admission to hospital. This would seem to be in keeping with the mother's assertion, on interview, that on 12 July 2019, there were two bruises visible to the forehead due to known, previous incidents.
Aging of injuries down the microscope is, certainly, not an exact science but none of the other sample bruises showed features to indicate that they were significantly older than 12 July.
Another impact, allegedly, was sustained that morning by F running into a door. This would seem to fit with the vertical mark evident to one of the bruises to the left forehead area, although, it is rather unclear what was then responsible for impacting the nose to cause the nosebleed described by E, and also witnessed by the mother on her return home. This apparent discrepancy is particularly so, given that the bruising visible to the nose at autopsy, was to the right side, not to the left.
Whilst the intensive medical intervention in this case, makes post-mortem injury interpretation more difficult, the bruising to the nose, for example, appeared separate from the haemorrhage around the operation site.
Similarly, the extensive bruising to the left pinna was, clearly, unrelated to the operation, and, in my opinion, is a highly suspicious injury, even in the context of a fall down the stairs.
The sheer number of injuries to this child is very worrying, and some injuries of themselves, i.e., individually, are deeply suspicious of abuse.
The left ear bruise has already been mentioned, but other areas of injury that are concerning in isolation, include the bruising of the distal penis. The punctate nature of this bruising, it comprised multiple small separate bruises, is suspicious of pinching of the skin.
Whilst young boys are known to, occasionally, do this to themselves, it would seem that F was not known to do this, and his mother had not seen this injury previously.
Also, of concern in this case, is the bruising around the mandible, fingertip type. The bruising to the right side of the pubic area, the bruises to the abdomen, and also, the bruising to the feet.
Although there was further medical bruising caused to the latter, due to needle punctures, according to the paramedics, bruising was already visible to the feet before admission to hospital.
Whilst on the face of it, a fall down the stairs would seem to, reasonably, account for multiple bruises to the body, involving various anatomical regions, through tumbling, for example, it should be noted that it is unusual for injuries to be widespread after such falls. Fatal outcomes are also rare.
Furthermore, it is rather odd in this case, that there was almost no skin abrasion evident. I would expect such a tumble against a carpeted floor to cause surface damage; in other words, grazing or carpet burns.
It should also be mentioned at this point, that the repeated change in the carer's story regarding the causation of the fatal injury, is a feature that is frequently seen in child abuse, particularly, cases that are fatal after a survival period; the carer changing the story to match the outcome".
"Similarly, whilst not diagnostic of abuse, the findings are considered suspicious, and very unusual for a fall down the stairs.
In my opinion, the overall features in this case are highly suspicious of fatal child abuse. Notably, to reiterate, the concerning findings include, but are not limited to, the carer's changing story; the distribution and number of injuries; the lack of abrasion, the ear bruising; the nose and oral bruising; the mandibular bruising; the abdominal and pubic area bruising; the penile bruising; the florid retinal haemorrhages"
"Bilateral, extensive multi-layered, preretinal, intraretinal and subretinal, retinal haemorrhages, extending from the posterior pole to the peripheral retina. Bilateral severe optic nerve sheath haemorrhage, in addition to intradural haemorrhage. Mild peripapillary scleral haemorrhage in the left eye. Small areas of haemorrhage in the orbital fat around both eyes, and focally with extraocular muscle tissue on the right side. Inflammatory cell response to areas of retinal haemorrhage in both eyes. Bilateral subtle foci of hemosiderin deposition seen within the retina and optic nerve sheath haemorrhage.
Systematic reviews of the medical literature have revealed that bilateral multi-layered retinal haemorrhages, extending to the periphery, are usually associated with non-accidental head injury, abusive head trauma.
The mechanism of injury in head trauma that can lead to retinal haemorrhages, and optic nerve sheath haemorrhage, may be due to acceleration-deceleration forces to the head caused by shaking impact injury, or a combination of both.
Taking into account the findings from the medical literature, in my opinion, the retinal and optic nerve sheath haemorrhages in this case are unlikely to have been caused solely, as secondary phenomena, and are typical of ocular injury seen in cases of abusive head trauma".
"It is also, my opinion that the account given by E in relation to this child's sudden collapse, is inconsistent with the severity of the injuries sustained to this child's head. A fall from a sofa onto the floor, where a child of this age strikes his head is a trivial, insignificant event.
The post-mortem in this case, clearly, identified a very severe head injury which was unsurvivable.
Therefore, this account of a trivial head injury is outwith the severity of the head injury F sustained. Although the skull was not fractured in this case, it is my opinion that the degree of force required to produce such a severe head injury in a child of this age, is considerable.
In addition, I am aware of the differing accounts given by E, in that the fatal head injury could also have been sustained by dropping the boy down a flight of stairs.
It is my opinion that the pattern and distribution of injuries to this child's head alone, are inconsistent with this account. I would also have expected some form of abrasion to some part of his body, when the child came into contact with a roughened surface.
The presence of retinal haemorrhages which are multiple bilateral, and multi-layered, are also supportive of non-accidental injury/abusive head injury.
The fatal head injury apart, it is my opinion that the injuries to the head and face of this child could have been caused by slapping, pinching, nipping, prodding, and, I would not exclude punching.
There are two discrete injuries which require specific mention. The first injuries are documented in H's report as "Injury 25"; a bruise to the right side of the pubic area, measuring 1.6cm by 1.1cm, which has, clearly, been documented as being separate from the medical intervention canula mark to the right groin, and also, clearly photographed to the same effect.
The second is the multiple small punctate bruises to the distal half of the dorsal penis. Bruising to the skin of the penis. These injuries could have been caused around the same time, but, in any event, in my opinion, were consistent with being non-accidental in nature. They could have been caused by poking, prodding, pinching, and/or squeezing of the genital region, including the penis.
Bruising to the penis is a serious injury, which, when inflicted, would cause the child to scream out in pain, as this is incredibly painful.
I agree with the cause of death given by my colleague, H. I agree there was no natural disease to account for F's death. I agree there is no underlying natural pathology to account for his dramatic collapse and unconsciousness. F died as a result of a fatal head injury. The fatal head injury was caused by blunt force head trauma. There was no accidental cause to account for this severe life-threatening injury.
It is, therefore, my view, that, in the absence of any plausible accidental cause to account for this injury, there is no other reasonable explanation for this injury, other than non-accidental injury.
The nature of the force inflicted to this child's head, in my opinion, requires a considerable degree of force to inflict.
This injury is seen in cases of the head being impacted with a firm, hard surface. I cannot exclude a degree of shaking to explain the ophthalmic pathology.
The account or accounts given by E in relation to the fatal head injury are inconsistent with the severity of the injury this child received. The pattern and distribution of the injuries to the head are also inconsistent with his accounts.
The autopsy clearly identified bruising to many parts of this child's body with a multiplicity of bruises being, in my opinion, of different ages. Most, in my opinion, would be consistent with non-accidental injury, and some of the injuries predating the fatal assault; the bruises to the pubic region and penis being significant injuries which, when inflicted, would cause a child of this age immense pain".
"The submitted explanation for the alleged incident by the defendant is that he was in the garden, smoking, when he heard a bang from inside, including metallic sound, believed to be the baby gate, and rushed inside to discover the child on the hallway floor, with the baby gate open.
He feared the child had fallen down the stairs and was unconscious. He earlier, indicated that he heard a thud, and found the baby on the floor, possibly, having hit his head on the radiator due to falling off the back of the couch.
Falling downstairs is a common accident in domestic setting, and rarely causes significant or severe head injury. However, it is still a possibility, and cannot be excluded from brain examination only.
"The authors suggest that, although serious head injuries are rare in stairway falls, there appears to be exceptions and supporting data that serious head injuries, including subdural hematomas can result from short-distance falls. On the other hand, authors did not report serious fatal head injuries after reviewing a large number of cases, such as Ludwig et al, and Zielinski et al. Accordingly, and as mentioned before, the brain examination cannot differentiate between impact caused by accident or inflicted act, and both possibilities have to be excluded. I understand that the post-mortem examination had identified a number of other injuries, with extent and distribution in pattern which favours inflicted injury. However, this point is better considered by the forensic pathologist with its relationship to the described traumatic brain injury in this child".
"I focus here, on the bruises and marks seen by the doctors who first saw F before he died, and not the post-mortem marks which would have possibly have been complicated by marks caused by medical procedures.
On external examination in the mortuary, there was evidence of widespread trauma to the body, and this was very extensive to the face, with six separate areas of bruising identified to the forehead alone.
Microscopic examination of two of these bruises, one from each side of the forehead, revealed histological features, consistent with impacts predating the day of F's admission to hospital.
With respect to F's bruises and injuries, the number of injuries is of grave concern, and the quantity, as well as the nature of the injuries, raises concern of non-accidental, inflicted injuries.
The following marks were identified by M:
A round bruise and swelling measuring roughly 2cm in diameter, with a vertical red mark in the middle. Mum indicated this was as a result of 'running into a door yesterday'. Presence of a linear red mark in the middle of this bruise would be consistent with this history.
A round bruise with associated swelling on the right side of the forehead, measuring roughly 2.5cm in diameter, with petechiae to the right of this. Mum stated this occurred when he ran into her bed within the last week.
Bruising to the right side of the bridge of the nose. No explanation given, and Mum stated she had not seen this prior to admission.
Bruising to the inner aspect of the left ear. No explanation given, and Mum stated she had not seen this prior to admission.
Faint bruising to the right side of the chest wall, visible on photographs only, and not visible on direct examination today. No history given.
A faint bruise to the right hip area overlying the bony prominence. No history given but likely, accidental.
A fading but fairly large bruise to the outer aspect of the right upper arm. No history given. Likely accidental.
A small number of petechial bruises to the top of the shaft of the penis. No history given, and Mum was not aware of this prior to examination.
In this case, we have bruises away from bony prominences, bruising to the face, chest, ears, with some petechial eye and serious concomitant injuries, all of which, add up to a picture of suspected non-accidental injury.
F had an unexplained bruising to the left ear which is of concern, and without a plausible accidental injury, should be regarded as non-accidental.
The bruising of the ear is very concerning, in that there is purple bruising with some petechial haemorrhaging on both inner concave parts of the pinna of the ear, and also, on the raised areas of the helix and antihelix. There is also a small area of scratch and bruising behind the ear.
The petechial bruising, with bruising of the inner concave areas, is very typical of non-accidental injury, and would occur if the ear is struck directly with a slap, or boxing to the ear.
It is not a bruise which could be produced by direct impact with a hard object in an accidental fall against a corner of a piece of furniture or something similar. Neither does it have characteristics of a pinch injury.
Bruising on the pinna is commonly seen in non-accidental injury, when the injury is, generally, caused by a punch of slap which tends to impact the edge of the ear, causing bruising, or petechiae along the edge of the ear. It is often accompanied by bruising along the back of the ear, bruising or petechiae on the head behind the ear, and sometimes other injuries such as tearing or bleeding.
F also had a number of yellow bruises to the right side of the chest, which are unexplained. The chest bruising could be finger bruising caused by an adult grasping the child around the chest.
Usually, this is accompanied by a corresponding bruise from the thumb, often on the back of the chest or vice versa, and bruising from the other hand on the other side.
However, it can be that one part of the pattern is not seen or has faded.
F was found to have a small number of petechial bruises to the top of the shaft of the penis. No history was given, and Mum was not aware of this prior to the examination. However, Mother admits that she may not have seen his penis very recently, since she had allowed E to change F's nappies.
This was somewhat unusual, since Mother had not been in a relationship with E for very long; about five weeks. The petechiae are indicative of the penis foreskin being pulled or pinched.
In conclusion, there is evidence that F has suffered a severe and fatal non-accidental injury in the form of a blunt-force trauma to his head which was delivered with a great deal of force, and produced a rapid acceleration-deceleration force. The sheering acceleration-deceleration force cause tearing of the cerebral vessels, and a catastrophic cerebral bleed, which, combined with traumatic swelling of the brain tissue, raised the intracranial pressure inside his skull to a degree that the brain was herniated and the blood supply to the brain was compromised, which was incompatible with life.
F died of non-accidental, traumatic head injury".
"In accidental head injury cases, retinal haemorrhages are rare, generally small in number, not in the posterior pole, and unilateral to the impact.
With abusive trauma, haemorrhages are numerous; too numerous to count; bilateral; located in the posterior pole to the periphery. Therefore, the fact that the retinal haemorrhages were bilateral, their positioning, the nature of them were all factors that fit in with non-accidental head injury.
The mechanism for the causation of the injuries would be shake or impact. What is necessary is acceleration and deceleration to the head. A throw, and impact can produce the same. There are different mechanisms with a different movement trauma. The vessels are torn or with changes in intracranial pressure. It is more likely that this was a traumatic head injury.".
"This is a traumatic head injury with impact. It is non-accidental rather than accidental. Certain impacts can produce the oscillatory movement".
"These are impact injuries, and probably more than one. There was an acceleration-deceleration needed".
The differing accounts of E
"The crew were called to F today by his mum's boyfriend who has been looking after F. Mum was at the shops. Mum's boyfriend has heard a loud bang from the living room, and F crying. Has entered the living room to find F on the floor with substantial head injuries. Mum's boyfriend believes that the injuries are consistent with a fall from the sofa onto a hard surfaced such as a radiator or a computer tower".
(2) F142:
"E had initially said that F had fallen from the sofa and hit his head on the radiator on the way down",
(3) F144:
"During handover in resuscitation, E interrupted me when I explained a fall onto the radiator and state, 'Fell onto computer tower, modem thing'. Confidence to interrupt me".
(4) F135. The account to Dr Mehtar:
"E explained that there is a sofa in the house that F often climbed on when they went out for a cigarette. He described how F would climb on the sofa, and then onto the window ledge to see them whilst they were outside. He said, behind the sofa was a small gap, and then there was a radiator. So, I tried to establish if F had fallen between the sofa and the radiator, as this would only be a small gap to fall into.
E explained that the radiator is not the full length of the sofa, so there is a bigger gap between the sofa and the wall at one end, and this is where he had fallen into.
E stated in this large gap there was a computer monitor, and, although he didn't specifically state F had hit his head on this, He was suggesting that that was a possibility.
E stated he heard a noise from inside the house, and he came straight inside, which took him a couple of seconds, and found F in the gap, and that he was crying. He then picked him up, and was holding him for a bit, whilst he cried for a couple of minutes but then he went quiet, so he ran outside with him to get help, and to make a phone call.
He told me there was a passer-by who helped him look after F until the ambulance arrived, which took approximately 20 minutes.
Because the injuries were not what we would expect from a fall from the height of a sofa, I was questioning E to try and ascertain what, exactly, had happened. I was trying to clarify if there was anything F could have hit his head on when he fell, and he stated there was a computer tower behind the sofa, whereas, before, he had said it was a monitor.
But, other than that, he remained consistent with his account throughout the time I was with him".
(5) When specifically asked by the maternal grandmother whether F had fallen down the stairs whilst E was not watching him, he continued to maintain his account that F had fallen from the sofa.
(6) F190. Text message from E to a neighbour at about 7.30pm on 12 July:
"He fell off the couch like I've told about 10 doctors and nurses, plus his mum and nan, and aunties. I done everything I can for that little boy's safety, and his auntie starts fucked-up accusations. I am now stuck, walking round Liverpool, somewhere I don't know, where I am panicking that I'm getting took for something I didn't do".
(7) F1091. Text message to the police:
"Hi, it's E here. I've been informed by my mum and sisters that you want to speak to me. I'd just like to say, I'm waiting to hear back off my solicitor, and that I didn't do nothing. The baby fell down the stairs. I was having a fag at the bottom. Gate must have been open, and I've come running in, after hearing a bang and cry, and picked F up, and he went into the state he was in when I last saw him. I initially said he fell off the couch because I didn't want to look like a bad parent that wasn't watching him. I've got my own son to fight for, but he was looking for his mum, who had, literally, just left. I can't believe this has all been turned on me".
(8) F221. Account given to his best friend, P, during the evening of 13 July:
"E eventually said, 'The baby's in hospital', and I knew he was talking about C's child. I asked him why the baby was in hospital, and he said, 'He was jumping over the back of the sofa'. E seemed very scared, and I carried on talking to him, and, eventually, he broke down into tears, and said, 'The baby has fell down the stairs'.
He said he didn't want to tell me that the baby had fallen down the stairs, as he thought that I would judge him because I have got children myself. I then asked him how this had happened, and he said he had gone outside the house for a fag, and when he had come back in, the baby had fallen down the stairs".
(9) F93. The account given to Q a special constable, at the Police Station:
"I have been good for three years. Now, I have gone and dropped a baby down the stairs".
(10) F140. Account given to R, his niece:
"I have attended my address, and asked E what has happened. He told me that it was a complete accident, and that he was outside, having a cigarette, and he has come in, and found the young child at the bottom of the stairs".
(11) Prepared statement. F125:
"F was left in the living room with a fresh nappy and a bottle, whilst I was in the back garden smoking a cigarette, with the back door open. I think it was 3.10pm or 3.15pm, when I heard banging from inside, including a metallic sound I believed to be the baby gate. I rushed inside, and discovered F was on the hallway floor, and the baby gate was open. I feared he had fallen down the stairs.
He was unconscious, and I ran out the front door shouting, 'Help, does anyone know CPR?'. A male came into the house, and I rang 999 for an ambulance".
(13) On the second day of the finding-of-fact hearing, E filed and served a witness statement:
"After a few minutes, I heard a bang. It was a metallic or hard bang, rather than a thud. It was followed by the sound of F crying. I ran through the kitchen, and into the hallway to find him at the bottom of the stairs. There were stair gates on the bottom and at the top of the stairs. These would not always be shut. He would often head for the stairs, and liked to climb the stairs with C, which she would encourage him to do. He could not open the stair gate. Although we tried to be safety conscious, we didn't always remember to close it, and I have seen it open on a number of occasions.
When I got to the hallway, I could see F lying at the foot of the stairs. His foot, I cannot now remember which one, was still stuck over the lip at the bottom of the stair gate, and the door had swung half-shut onto him. He was lying on the floor on his back, with the loose board at the bottom, underneath him, and with his head diagonally further away from the stair gate, towards the opening of the living room door.
He was crying. It was not a scream. He seemed dazed or out of it, and his breathing seemed different. He felt floppy and heavier than usual, and wasn't responding to me.
I carried him into the kitchen, and put him on the rug on the kitchen floor, which you can see on the photograph at F955.
I know that I lied about the fall from the sofa. I told her mum that story, and the paramedics, and the doctors at the hospital, and the police at first. I know I was trying to minimise it, and it became a lie that I trapped myself in.
I knew that F had fallen off the sofa before. He used to jump onto the sofa from the arm, and had climbed onto the highchair, and it had happened with C as well.
I was ashamed that I had left him by himself to climb the stairs unattended, and to fall down. I apologise to the Court for lying about the fall off the sofa. I know I should not have done so. I tried to minimise what had happened, and cover up for my fault for not supervising him as I should have done".
Points made on behalf of E.
My findings
My reasons
"Direction from Judge Parker to E.
E, I have been told that you are refusing to come into court to answer questions about how F suffered the fatal injuries whilst in your care on 12 July last year, amongst other things.
If that is untrue, then please inform the prison guards immediately, and you will be brought up to court.
If it is true that you are refusing to give evidence, even though I have directed you to attend court by a witness summons, and have also directed that you come up to the courtroom to answer questions, then I must give you the following legal directions.
(1) You are required to attend court to give evidence, and have been served with a witness summons to do so.
(2) If you refuse to come up to court, you will be in contempt of court, for which you can be sent to prison or fined.
(3) It will mean that you are, as a result, refusing to answer questions which will, again, place you in contempt of court, for which you can be sent to prison or fined.
(4) The Court will usually draw an adverse inference from your refusal to come to court and answer questions that the allegations made against you, in this case, that you deliberately inflicted the fatal injuries upon F, are true.
(5) 'An adverse inference' means a negative conclusion that I may draw about your evidence, which may include a conclusion that you are lying. A statement or admission made in these proceedings are not admissible in evidence against you in the Crown Court trial that you face.
These are family proceedings and not criminal proceedings, and it is not for this Court to decide whether you should be convicted or acquitted of any criminal offences. Within these proceedings, however, the Court will have to decide whether the allegations made against you by the Local Authority are true or not.
I have to warn you, therefore, that within these proceedings, you are not permitted to refuse to give evidence on the basis that to do so, might tend to show that you have engaged in conduct of a criminal nature.
If you do give evidence that suggests you have committed criminal misconduct, that evidence would not be admissible in criminal proceedings against you, except in relation to any prosecution against you for perjury. Section 98(2) of the Children Act 1989 states that that is so.
If you were to lie, deliberately, within these proceedings, that could lead to you being prosecuted for perjury, and what you had said could be put before the Criminal Court against you.
However, it is important that you understand that if the Court gave permission, anything that you do say or file in these proceedings might be released to the police for them to use during their enquiries into any allegations that you have committed any criminal offence, and, by 'any offence', I am not referring just to perjury.
Further, if you were to be prosecuted, there could be applications in the Criminal Court for the prosecution or any co-defendant to cross-examine you about anything that you had said in these proceedings. It would be for the Criminal Court to decide on whether they should be permitted to do so.
You are now invited to discuss this direction from me with your legal team, Mr Sampson, and Mr Steward".
"E seemed very scared, and I carried on talking to him, and he eventually broke down into tears, and said, 'The baby has fell down the stairs'. He said he didn't want to tell me that the baby had fallen down the stairs, as he thought that I would judge him because I have got children myself".
"When I met him, he looked scared. I've never seen him so scared. I've never seen anyone in the state he was in. I had to push him to get detail. He was being short with me. He was saying he was in serious trouble. I was breaking him down to try and find out what actually happened. He was all stuttery and jittery".
That was evidence given by P during his oral evidence.
"It is not an appropriate way to assess causation of injuries in a case like this, where those injuries are variable in nature, and have been caused to different planes in the body. You have to consider the constellation of injuries in the context of the explanations for them that are given for them by carers".
I agree.
The mother
"In the event there is no further evidence presented to the Court that would question C's account, then the Local Authority would support the rehabilitation of A to C. However, a level of supervision would be required initially".
No such evidence has been provided; it is argued.