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You are here: BAILII >> Databases >> Supreme Court of Ireland Decisions >> T.D.I. Metro Ltd. v. Delap [2000] IESC 62 (5th July, 2000) URL: http://www.bailii.org/ie/cases/IESC/2000/62.html Cite as: [2000] IESC 62 |
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1. I
agree with the judgment of Geoghegan J. There are two matters in respect of
which I would wish to add some short observations.
2. It
was urged on behalf of the applicants/respondents that, in construing the
amendment effected to s. 80 of the Local Government (Planning and Development)
Act 1963 by s. 13 of the Local Government (Planning and Development) Act 1982,
the court should have regard to the speech in Dáil Éireann of the
then Minister for the Environment when opening the debate on the second stage
of the bill which subsequently became that Act. While not expressing any view
as to whether this was an admissible guide to the construction of the relevant
provision, the court allowed counsel for the applicants/respondents to open the
relevant passage from the debate.
3. In
the event, the passage in question from the Minister’s speech proved of
little, if any, assistance in resolving the problem of interpretation with
which the court was confronted in this case. In the circumstances, I would
expressly reserve for consideration in an appropriate case the question as to
the extent, if any, to which parliamentary debates are admissible in the
construction of legislation enacted by the Oireachtas. We were referred to the
decision of this court in
The
People (Director of Public Prosecutions) .v. Michael McDonagh
[1996] 1 IR 565
.
That
case, however, was not concerned with anything that
4. Another
issue arose during the arguments as to the stage at which the Director of
Public Prosecutions should assume the conduct of a prosecution, assuming, as
the court now finds to be the case, that the planning authority were entitled
at the least to institute the proceedings. In
Cumann
Lúthchleas Gael Teoranta .v. Judge Windle & Others
[1994] 1 IR 525
,
Finlay
C.J. said
5. It
appeared to have been accepted, during the course of the argument in the
present case, that if the three preconditions to a summary disposition of the
case required under s. 9 of the 1982 Act were not met, the case would have to
be adjourned in order to enable the Director of Public Prosecutions to take
over the prosecution. I cannot see why that should be so and it does not appear
to have been the view of Finlay C.J. in the passage which I have just cited. In
such a case, the District Judge retains seisin of the case and it remains one
being heard in a court of summary jurisdiction on a complaint or summons and
not on indictment. Until such time as the District Judge has determined to
return the defendant for trial, a body such as a planning authority statutorily
authorised to prosecute would appear to be in the same position as a common
informer and there seems no reason why it should yield place to the Director of
Public Prosecutions at any earlier stage than the return for trial. I express
that view with some hesitation, however, since the matter was not fully argued
in the hearing before this court.
6. I
would allow the appeal and substitute for the order of the High Court an order
refusing the application for judicial review by way of certiorari.
7. This
is an appeal from an order of
certiorari
made by the High Court (McGuinness J.) on the 9th of June, 1999 in respect of
an order of Judge Delap Respondent herein on the 26th February, 1998 on foot of
which the Applicants on the Judicial Review Application and Respondents on the
appeal were convicted of an offence under Section 24 of the local Government
(Planning and Development) Act 1963 as amended. Rather than set out in detail
the grounding statement and the statement of opposition, particulars of which
are fully set out in the judgment of the learned High Court judge, I will
briefly explain what was really at issue.
8. In
this case Fingal County Council took out a summons for an offence under Section
24 of the 1963 Act with a view to it being tried summarily assuming that the
statutory conditions were fulfilled and the District judge accepted
jurisdiction. The Applicants on the judicial review application maintain that
they were not legally permitted to do that because under the provisions of
Section 80 (1) of the 1963 Act as amended by Section 13 of the 1982 Act a
planning authority has power only to prosecute
“summarily”.
If the offence, as this offence was, is an indictable offence the Applicants
say that the County Council can never at any stage be considered as having been
prosecuting
“summarily”
and
that therefore the District judge had no jurisdiction to make the order he did
make. The logic of the submission is that where any contravention of Section 24
of the 1963 Act however trivial, the prosecution must be brought from the very
beginning either by the Director of Public Prosecutions or by a common
informer. In the latter case of course the prosecution could only be brought up
to the stage of return for trial if the conditions for summary trial could not
be fulfilled.
9. The
Applicants’ objection on jurisdiction grounds to Fingal County Council
bringing the prosecution were raised in the District Court and were rejected by
Judge Delap. But on the judicial review application in the High Court
McGuinness J. agreed with the Applicants’ objections and quashed the
order of the District Court. A great deal of the argument on behalf of the
Applicant, both in the High Court and in this Court, was based on the decision
of the Supreme Court in
Cumann
Lúthchleas Gael Teoranta .v. Judge Windle & Others
[1994] 1 IR 525. In arriving at the view which she took, McGuinness J. placed
heavy reliance on that case also and in particular the reasoning of Finlay C.J.
in the judgment of the Court. For the reasons very clearly set out in the
Attorney General’s written submissions before this court I would
respectfully disagree with the view that the
Cumann
Lúthchleas
case is relevant. The issue in this case is the meaning to be assigned to the
words
‘prosecuted
summarily”
in
Section 80 of the 1963 Act as amended by Section 13 of the 1982 Act. But those
words are not anywhere contained in the Fire Services Act, 1981 which was the
Act under consideration in the
Cumann
Lúthchleas
case. Nor in my view does the reasoning of the former Chief Justice in that
case have any bearing on the point at issue in this case.
10. The
case before this court is quite different. Fingal County Council has never
alleged that it was prosecuting as a common informer. Furthermore the statute
does not clearly confine the power of the planning authority to prosecute to
summary offences as the Fire Services Act, 1981 did in relation to the
statutory body under that Act. As already pointed out under Section 80 of the
1963 Act as amended by Section 13 of the 1982 Act;-
11. I
would again point out that the outcome of this case depends entirely and
exclusively on the interpretation the court puts on the expression
“prosecuted summarily”. The reason for the addition of the word
“summarily”
does
not seem to me to lend the court any assistance in interpreting the combined
words. Once an indictable offence was introduced it was necessary to amend the
Act so as not to leave it open to interpretation that the planning authority
had power to prosecute upon indictment. But it does not make crystal clear
whether the net result is that the planning authority may only prosecute for
summary offences or whether they can also prosecute for indictable offences
provided they are being tried summarily. The reason for the amendment therefore
not providing any assistance, the court must interpret the words as best it
can. The question is what did the Oireachtas intend. I am of opinion that there
is no reason whatsoever to give the expression “prosecuted summarily”
a
narrow
12. The
learned High Court judge also referred to Section 9 of the Criminal Justice
(Administration) Act, 1924 and to Article 30.3 of the Constitution. Under the
constitution all offences other than minor offences must be tried by jury.
Minor offences however can be dealt with by a court of summary jurisdictions.
Article 30.3 is merely providing that prosecution before a judge and jury of a
non-minor offence must be brought in the name and at the suit of the Attorney
General or other person authorised in accordance with law to act for that
purpose. It is clear that that constitutional provision did not prevent common
informers proceeding up to the moment of return for trial and that is because
it is dealing with the actual prosecution upon indictment, The position is
similar in relation to Section 9 of the Criminal Justice (Administration) Act,
1924. That is referring only to
“criminal
charges prosecuted upon indictment”
.
I do not think that for the purposes of the arguments in this case anything
turns on either of the constitutional provision or Section 9 of the 1924 Act.
13. For
the reasons which I have indicated I would allow the appeal and set aside the
order of
certiorari.
14. Making
the necessary allowances for changes in the status and description of the State
and the Attorney General, and the statutory position of the Director of Public
Prosecutions, the above provision requires that all prosecutions on indictment
be prosecuted at the suit of a law officer. It also requires that criminal
prosecutions in a Court of summary jurisdiction be prosecuted at the suit of a
law officer unless some other person or body is authorised to prosecute them by
the law for the time being in force.
15. The
question in this case is whether Fingal County Council is a
“person
(official or unofficial)”
authorised
by the law now in force to prosecute two complaints alleging offences contrary
to Section 24 of the Local Government (Planning and Development) Act 1963, as
amended by Section 8 of the Local Government (Planning and Development) Act
1982 and Section 20 of the Local Government (Planning and Development) Act 1992.
16. The
statutory provisions mentioned above have been set out and analysed in the
judgment of the High Court and the judgment of Mr Justice Geoghegan in this
Court. I gratefully adopt what both learned judges say. I am also happy to
adopt the history of the present proceedings as set out in the judgment of Mr
Justice Geoghegan.
17. There
is only one relevant law in force and accordingly this case centres on the
construction of Section 80(1) of the Act of 1963 as amended by Section 13 of
the Local Government (Planning & Development) Act, 1982. This provides that:
18. As
appears from the judgments referred to the word “summarily”
was
inserted by the Act of 1982 which also made provision for the prosecution of
the offence created by Section 24 either summarily or on indictment.
19. The
complaints in question were made on foot of a manager’s order dated the
9th September 1997. This, in turn, was made on the basis of a recommendation by
a senior administrative officer headed “Section 24 of the Act of
1963” and stating, so far as material:
21. It
will be observed that the order on foot of which the complaints were made
describes the proceedings directed to be instituted merely as
“prosecution
proceedings”
.
The complaints actually made were in respect of an offence which was at the
time of the complaint, and had been since 1982, an indictable offence. It was,
however, an offence which could be dealt with summarily on three conditions as
follows:
22. When
the complaints came before the learned District Judge for hearing, the
Defendants solicitor, Mr Peter Dempsey stated that they were challenging the
“jurisdiction”
of
the County Council to prosecute the relevant offences on the basis that the
complaints were instituted in respect of an indictable offence. When this
contention was rejected by the learned District Judge the Defendants opted for
summary jurisdiction. The statement of opposition contends that, by so doing,
they became estopped from maintaining their challenge to the Council’s
power to institute the proceedings in the present case. However, the
uncontradicted evidence in the supplemental affidavit of Mr Dempsey was that
23. Having
been convicted of the said offences the Defendants, as Applicants, sought
Orders of
Certiorari
in relation to the convictions and were granted these orders by the High Court
(McGuinness J.) on the 9th June 1999. The County Council has appealed against
this order and, by leave of the Court, the Attorney General was joined to the
proceedings and made submissions on the hearing of the appeal.
24. To
my mind, the net point disclosed by the pleadings and submissions whether
Fingal County Council, in making the complaint giving rise to the District
Court proceedings, on foot of the manager’s order set out above, was
acting within the power conferred by Section 80 of the principal Act as
amended. It is not contended that they had any other power to institute the
said proceedings. In other words, was the making of the complaint (alleging
against each of the Applicants the indictable offence created by Section 24)
mandated by the section which provides that
25. The
Local Government (Planning & Development) Acts 1963 to 1993, as they were
at the relevant time, constitute for present purposes a self contained
statutory code. The indictable offence contrary to Section 24 is provided
within the code as are the circumstances in which such an offence may be tried
summarily. It is therefore strictly unnecessary (though it may be illuminating)
to have regard to the more general provisions in the Act of 1924, the Criminal
Justice Act, 1951, the Criminal Procedure Act, 1967, or else where, whereby an
indictable offence may in certain circumstances be prosecuted summarily. But it
is relevant to note the background, whereby the offence constituted by Section
24 was originally a summary offence only, rendered indictable by the Act of
1992. The sole amendment in the power to prosecute occasioned by this
reconstitution of the offence as an indictable one, was the insertion of the
adverb “summarily” in Section 90 of the principal Act, by Section
13 of the Act of 1982.
26. It
appears indisputable, first that the County Council has no statutory power in
any circumstances to prosecute on indictment and indeed could not have such
power by virtue of the Act of 1924 quoted above, and more fundamentally by
virtue of Article 30.3 of the Constitution. Secondly, the Applicant as a body
corporate is incapable of prosecuting, and continuing to return to trial stage,
an indictable offence as a common informer: see
Cumann
Lúthchleas Gael Teoranta .v. Judge Windle & Others
[1994] 1 IR 525.
27. Each
complaint was in respect of an indictable offence. Having regard to the
immediately foregoing matters, it must I think be presumed that it was
instituted in the hope that the District Judge would consider it suitable for
summarily trial, that the Director of Public Prosecutions would consent and
that the Defendants would not object to summary disposal. It is conceded by the
County Council that if any of these preconditions were not eventually met they
could carry the matter no further and would have to cease to act as Prosecutor.
In respect of the second precondition, however, they were armed in advance with
a general letter from the Director, dated the 28th May 1997 in answer to a
letter from the Law Agent in April of that year, in which a Legal Assistant on
behalf of the Director said:
28. No
point was taken in the High Court or in this Court as to whether this general
form of
“election”
in
all such cases except those where the Local Authority wishes to proceed on
29. The
complaint is the foundation of the jurisdiction of the District Court to enter
upon the hearing of the case at all, whether the case itself be in respect of a
summary offence only, an offence triable either summarily or on indictment or a
purely indictable offence: see
Attorney
General (McDonnell) v Higgins
[1964]
IR 374
,
affirmed
in
The
State (Clarke) v Roche
[1986] IR 619
.
Once
a complaint is made in respect of an indictable offence, the offence retains
the character of an indictable offence even after (if that occurs) the
conditions for summary disposal are met: see
Attorney
General v Conlon
[1937] IR 762
.
Indeed,
in
D.P.P.
v Logan
[1994] 2 ILRM 229
the
Director of Public Prosecutions himself submitted, as recorded in the judgment
of Blayney J. at page 234:
30. The
statutory provisions in relation to assault, however, like those in relation to
offences under the Fire Services Act which was in question in the
Cumann
Lúthchleas Gael
case
mentioned above, are of little direct assistance in the present case because
each of these Statutes provides for summary and indictable offences in
different sections. Thus, as
Logan’s
case
held, if a Complainant makes a complaint of assault contrary to Section 42 of
the 1861 Act it is clear that he is alleging a summary offence only and the
fact that the same actions constitute, independently, an indictable offence is
irrelevant to the disposal of the offence actually charged.
31. The
County Council’s capacity to make the complaints in this case can have no
source other than Section 80(1) of the Act of 1963 as amended. If, therefore,
the making of the complaint was
intra
vires,
it
can only be on the basis that the making of the complaint for an indictable
offence is within the authorised activity of “prosecuting summarily”.
32. I
have already held in ease of the County Council, that they must be regarded as
having instituted the present prosecution in the hope that the precondition to
summary disposal will be met. It is, however, relevant to note that the County
Council had no power to determine whether any one of the three preconditions
would be in fact be met, these matters being entirely under the control of the
learned District Judge, the Director of Public
33. Prosecutions,
and the Defendant respectively. Nor is there any question of their being
entitled to prosecute summarily unless some event occurred to prevent it: the
statutory scheme does not envisage a power in the learned District Judge to
decline jurisdiction, but rather a positive obligation on him to consider
whether or not the alleged offence is fit to be tried summarily, and then to
seek the views of the D.P.P. and the Defendant, both of whom must opt summary
disposal before the case can be heard in that way.
34. Accordingly,
the question of the core of this case is not whether the phrase
“prosecuted summarily”
means
that the Planning Authority may only prosecute for summary offences, or whether
it means they can also prosecute for indictable offences provided they are
being tried summarily, but whether they can institute as Prosecutor
“prosecution proceedings”
for
an indictable offence, and compel the attendance of the Defendant in Court to
answer their complaint, at a time when it is not known whether the offences
would be tried summarily or otherwise. The precise time is important: I do not
consider that their action in instituting the proceedings can be validated or
invalidated retrospectively depending on whether the preconditions to summary
disposal are met or not.
35. In
the submissions in this Court Mr McGuinness S.C. for the Applicants focussed
his argument entirely on the time of making the complaint. The complaint, he
said, was not validly made because it was a complaint in respect of an
indictable offence made at a time when the entity making it could have no
knowledge of how the complaint would be dealt with.
36. In
reply, Counsel for the Appellant Local Authority and for the Attorney General
did not dispute that this was the appropriate time at which to consider whether
the Authority was entitled to act as it did. Instead, Counsel for each of these
parties made submissions to the general effect that unless and until the
offence complained of is ordered to
37. I
do not agree that an offence which is an indictable offence capable of being
tried summarily if certain conditions are met is “summary until something
occurs to make it indictable”. On the contrary, I consider that the
authorities already cited establish that an indictable offence retains its
character as such even if it is in fact dealt with summarily. Secondly, I
consider it important that the form of the Statute in this case establishes
three preconditions to the indictable offence being dealt with summarily, but
none to its being dealt with on indictment. In other words it would be dealt
with on indictment unless the preconditions are met. Thirdly, this situation is
an analogous with that applying to all prosecutions for an indictable offence
which come before the District Court, pursuant to Section 5
of
the Criminal Procedure Act, 1967:
38. All
these matters suggest that, contrary to the Planning Authority submission, an
indictable offence will be dealt with on indictment
“unless”
something
occurs to allow summary disposal. It will however be observed that the matters
which may occur to permit
39. In
relation to Mr Charleton’s submission, I do not accept that it can
properly be said that either of these prosecutions is “a prosecution
initiated in a summary manner”. The mode of initiation of the prosecution
to this case was the making of a complaint alleging an indictable offence. This
mode of initiation would of necessity have had to be adopted regardless of how
the prosecution was eventually dealt with, and regardless of what the local
authorities intentions in that regard were. It does not, therefore, seem to me
that the mode of initiation of the prosecution actually adopted can be
described by the term “initiated in a summary manner”. The judgment
of the learned trial judge reveals that, in the High Court, Counsel for the
Planning Authority made a further submission that the procedure adopted in
these prosecutions up to the time of the Defendants election in the District
Court was a purely administrative one involving the hearing of complaints by a
judge and the issuing and service of summonses and, subsequently, the procedure
under Section 9 of the Act. This submission is obviously without validity and
was not pursued in this Court. The
State
(Clarke) v Roche
,
cited
above, held that the consideration of a complaint and the issuing of a summons
on foot of it is “a judicial as distinct from an administrative act”
and
it must be quite clear that a subsequent consideration of the facts alleged by
the Complainant before the District Judge with a view to seeing whether they
are fit for summary disposal is an essentially judicial act. Following the
decision in
Clarke
v Roche, the Courts (No. 3) Act, 1986
provided
a separate method of instituting a prosecution by the making of an
application
for
a summons which is indeed considered as an administrative matter. This
procedure, however, was not employed in this case.
40. All
of these submissions have one feature in common. They focus on the period
before any of the relevant parties have had to address their mind to the
question of the manner in which this indictable offence would be tried. They
all rely fundamentally on the proposition that, prior to that stage being
reached, the offences should be regarded as summary, or at least as not having
crystallised as indictable. Until that stage is reached, the arguments run, the
actions of the Prosecutor must be regarded as being within the permitted
activity of “prosecuting summarily”
simply
because there as yet no indictment nor any certainty of one.
41. I
have already set out a number of reasons, based both on authority and on the
statutory format, on the basis of which I disagree with the submissions made.
But altogether apart from these, I cannot agree that there is no indictable
offence being prosecuted until after the procedure under Section 9 is completed.
42. The
meaning of the word “prosecuted”
as
it appears in Article 30.3. of the Constitution was considered by Chief Justice
Ó Dálaigh in the judgment of the Court in
The
State (Ennis) v Farrell
[1966] IR 107
.
At
page 121 the learned Chief Justice said:
43. The
significance of this passage is to emphasise that the initiation of the case is
part of what is comprehended in the term “prosecution”
and
that a body cannot be said to be
44. I
therefore consider that the initiation of a prosecution for an indictable
offence which may or may not be disposed of summarily, is not within the scope
of the authority conferred on the Local Authority
viz
to prosecute summarily.
45. The
position would clearly be different if the offence were summary only, or
perhaps if it were indictable at the sole option of the Prosecutor. There, it
could clearly be said that the prosecution, including the initiation thereof
was a summary one so that the act of initiation, being part of the prosecution,
could properly attract the adverb “summarily”.
46. This
conclusion is perhaps supported by the rather anomalous position of the
Director of Public Prosecutions in the statutory scheme, if it is interpreted
in the manner contended for by the Appellants. He is not the Prosecutor and the
complaint has not been made by him or on his behalf. But his consent is
necessary to the summary prosecution of the alleged offence. The fact that, in
practice, he has seen fit to give a blanket consent in advance, and that one
must assume this to be valid since it is unchallenged, is irrelevant for the
present purposes. The need for such consent, and for the acquiescence of the
Defendant and an independent decision by the District Justice all demonstrate
that
at
the time of
the
initiation of the prosecution
the only certainty about it is that it is in respect of an indictable offence.
The fact that the Legislature has decided to make most or all of the offences
under the Planning Acts indictable is equally irrelevant to the construction of
the phrase “prosecuted summarily”. Nor can the making of the
complaint be regarded as something separate from the prosecution of it, on the
authority of Ó Dálaigh C.J.
47. The
offences alleged here are not summary offences, or offences
prima
facie
to
be dealt with summarily but which might for some reason have to be tried on
indictment. They