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Supreme Court of Ireland Decisions |
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You are here: BAILII >> Databases >> Supreme Court of Ireland Decisions >> D. (T.) v. Minister for Education [2001] IESC 101 (17 December 2001) URL: http://www.bailii.org/ie/cases/IESC/2001/101.html Cite as: [2001] 4 IR 259, [2001] IESC 101 |
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1. The
appeal to this court in these cases comes at the end of a lengthy sequence of
such cases in the High Court, where the court has been asked to ensure that the
State discharges what is claimed to be its constitutional obligation to provide
for the accommodation needs of children with particular problems. The order
appealed against requires the first and fifth named respondents in the first
entitled proceedings (hereafter “The Ministers”)
“(in
relation to all the aforesaid entitled proceedings) [to] take all
2. There
follows a list of ten “high support” or “special care”
units which, under the terms of the order, are to be built and opened by
specified dates in different parts of the State. A list of the units so
specified will be found in the Appendix to this judgment.
3. The
order was made on the 25th of February 2000 for the reasons set out in the
reserved judgment delivered on that day by Kelly J.
4. Since
the judgment and order has its origins in the first of the cases in the title,
T.D.,
it is convenient to set out the facts of that case at the outset. The
applicant was born on the 9th January 1983 and is accordingly now aged
eighteen. At the date of the judgment and order in the High Court, he was aged
seventeen. He began his educational career in Goldenbridge National Schools,
Dublin, and in 1990 was enrolled in the Phoenix Park Special School for pupils
with emotional disturbance and attended there for one year. He was then placed
in Warrenstown House, an Eastern Health Board residential unit which also
provided educational facilities, from May 1991 to September 1992. He attended
St. Laurence O’Toole Special School until June 1995, but did not return
in September as it was alleged that he was being bullied by other pupils. On
the 19th November 1996, the District Court made an order pursuant to S.58(4) of
the Children Act 1908, (hereafter “the 1908 Act”) as a result of
which he was placed in St. Laurence’s, Finglas, Dublin. Thereafter he
was placed in a number of different institutions. At the date of the hearing
in the High Court, he was living with his parents in Inchicore.
5. A
report from Dr Gerard Byrne, a consultant psychiatrist, dated 30th November
1998, stated that:-
6. Proceedings
were commenced by way of judicial review in the High Court. The relief sought
included
inter
alia
an order of mandamus directing the respondents to provide for appropriate
education suitable to the needs of the applicant in a suitable educational
establishment. The matter appears to have come before the learned trial judge
for the first time on the 5th November 1998, at which stage T.D. was being
detained in Oberstown Boys’ Centre. It was ordered that that should
continue until further order and that the matter should be listed for review by
the court on 1st December 1998. On 4th December 1998, the court directed that
specified information should be placed before the court not later than the 27th
January 1999: this related to the provision by the state agencies of particular
facilities and the time within which those facilities would be provided. The
further hearing was then adjourned until 29th January 1999. It appears to have
been adjourned again until the 16th March 1999, when T.D. was ordered to be
arrested and detained in St. Patrick’s Institution until further order.
The matter came before the court on the 26th March, and was adjourned again
until the 26th April. Ultimately, on the 11th October 1999, the case was
adjourned generally with liberty to re-enter.
7. These
comparatively lengthy adjournments were given by the trial judge, with the
agreement of the appellants/respondents, so that they could place before the
court evidence as to the progress being made by the appellants/respondents in
the provision of facilities for children in the position of T.D. However, when
the matter came before the High Court again on the 16th December 1999 and
evidence was given by officials as to these matters, it was also pointed out on
behalf of the appellants/respondents that, given the age of T.D., the
proceedings were effectively moot as far as he was concerned. At that stage,
there were a number of other applications pending before the High Court which
also arose out of the lack of appropriate residential facilities for children
in the same position as T.D. The trial judge indicated the approach he was
adopting as follows:-
8. In
accordance with the approach thus indicated, a notice of motion was served on
behalf of T.D., and the eight minors named as applicants in the other
proceedings, claiming an injunction directing the Ministers to take all the
steps necessary to facilitate the building and opening of the secure and high
support units in the places specified in the Appendix. On the hearing of this
application, further oral evidence was adduced on behalf of the Ministers
confirming earlier evidence that the units and places would be provided within
the time limits specified in the Appendix. The trial judge also heard
submissions on behalf of the applicants and the respondents: it was made clear
on behalf of the Ministers that they were not prepared to give an undertaking
to the court that the units and places would be provided within the time scale
specified.
9. Before
considering the reserved judgment delivered by the trial judge on the 25th
February 2000, the legal and factual context in which he gave that judgment
must be referred to in more detail.
10. The
sequence of events which culminated in the judgment and order under appeal
began with the decision of the High Court (Geoghegan J.) in
FM
-v- The Minister for Education & Ors
[1995] 1 IR 409. The applicant in that case was a twelve year old child whose
father was unknown and whose mother - dead at the time of the application - had
had no contact with him since an early age. After he had spent a period of
time with foster parents, the Eastern Health Board obtained an order under
S.58(4) of the 1908 Act which empowers the District Court, on the application
of a guardian, parent or “fit person” who is unable to control a
child and who understands the consequences of an order under the subsection, to
order the child to be sent to a certified industrial school named in the order.
Following the obtaining of that order, the Eastern Health Board subsequently
provided various types of accommodation for him. He was ultimately diagnosed
as suffering from what was described as a “hyperkinetic conduct
disorder” by a consultant psychiatrist who recommended that he should
spend a period of time in a secure unit which could contain him safely while
addressing his behaviour. On the application of the Eastern Health Board, an
order was made under S.58(4) of the 1908 Act: however, the managers of the
industrial school named in the order - St. Joseph’s in Clonmel - were not
willing to take him. The managers of the only other certified industrial
school in the country at that time, St. Laurence’s in Finglas, were also
not prepared to take him. In the course of his judgment, Geoghegan J. pointed
out that, at the time of the passing of the 1908 Act, there were a large number
of certified industrial schools, the list of which is to be found in
O’Connor’s
‘
The
Irish Justice of the Peace’
(volume 2, p.162).
11. The
applicant was then given leave by the High Court to apply for relief by way of
judicial review in the form of a declaration that the respondents to the
application (The Ministers, Ireland and the Attorney General) had failed to
protect and vindicate the applicants’ constitutional rights under
Articles 40.3 and 42 of the Constitution and an order of mandamus directing the
respondents to protect and vindicate the constitutional rights of the Applicant
by
inter alia
:-
12. The
circumstances in which that application came before the court are not entirely
clear. As already noted, the applicant’s father was unknown and his
mother was dead. He is described as suing by his next friend M.H., but there
is no indication as to the relationship between the next friend and the
applicant. The Eastern Health Board are described in the judgment as the
“guardian” of the applicant, but I assume that this is because one
of the legal consequences of the making of a “fit person” order was
that the person concerned enjoyed the same control over the child as its parent
or guardian would have enjoyed in the absence of such an order. The Eastern
Health Board were joined as notice parties and (a statement of opposition
having presumably been filed on behalf of the respondents) the substantive
hearing came on before Geoghegan J.
13. In
the meantime, a place had become available for the applicant in an institution
called “Glen House”, which was not a certified industrial school
but was a health board institution for housing more difficult children.
Counsel for the Eastern Health Board indicated to the court that his clients,
as the persons having control of the applicant under the fit person order, were
satisfied that the appropriate course was for the applicant to be accommodated
there, at least for the time being.
14. However,
counsel for the applicant objected to that course of action being taken on both
legal and factual grounds. In the first place, he submitted that the Health
Board, having applied to the District Court under S.58(4) of the 1908 Act, were
now
functus
officio
and that “the matter is in the hands of the District Court”. The
trial judge rejected this submission, pointing out that the District Court had
no jurisdiction to order the applicant to be sent to any particular certified
industrial school without first ascertaining that the manager was prepared to
take him, as was made clear by S.62(1) of the Act. Consequently, he took the
view that the health board continued to be responsible for the child and was
entitled to place the child in such institution as it thought fit, subject to
his legal and constitutional rights.
15. The
Glen House proposal was also opposed by counsel for the applicant on a number
of grounds, i.e. that the actual physical building was unsuitable, that there
would be other children there who would have criminal tendencies, that the
staffing would be inadequate and that it did not comply with the requirements
of “containment for treatment” indicated by the medical witnesses.
However, while the trial judge was satisfied that these criticisms were to some
extent well founded, he considered that, as a temporary solution at least, the
applicant should go to Glen House.
16. On
one view, that should have been enough to dispose of the case, since the Health
Board, the body in control of the child in the absence of a parent or guardian,
was satisfied that accommodation appropriate to his needs, at least for the
time being, was available in Glen House. If the parents of F.M. had been
parties to the proceedings and had told the court that they were in agreement
with the view of the Health Board that the child should be accommodated at
least for the time being in Glen House, it is difficult to imagine that the
court would have given any weight to objections from any other party, and the
Health Board were, of course, in the same position in legal terms as the parents.
17. It
was, however, submitted on behalf of the Ministers and the other respondents
that there was no constitutional obligation on the State to provide services
beyond what was at present available so as to cater for the particular needs of
a person in a position of the applicant. The trial judge rejected that
contention, saying that he was satisfied that, in the case of children with
“very special needs” which could not be provided by their parents
or guardians, there was a constitutional obligation on the State to cater for
those needs in order to vindicate the constitutional rights of the child. He
went on:
19. In
his judgment, Kelly J. said that, since shortly after his appointment to the
bench in April 1996, he had been involved in dealing with cases of this type.
During the course of a hearing before him in April 1997, it had emerged for the
first time that the proposals of which Geoghegan J. had been informed in March
1995 had been, as he put it,
20. He
went on to review what developments had taken place since then and referred to
proposals for the provision of two units, a detention unit and a high support
unit. (A high support unit does not have the same type of detention facilities
as are provided in a detention unit proper.) Two sites were identified, one at
Ballydowd, Lucan, Co. Dublin and the other at Portrane, Co. Dublin. At the
time of the hearing before the trial judge on the 29th July 1998, it was
estimated that these facilities would not be in place, in the case of
Ballydowd, until 2000, and in the case of Portrane until the end of 2001. The
trial judge found that these delays were the result of frequent changes of
policy on the part of the Minister. He also referred to the evidence on behalf
of the Eastern Health Board that sixty places - a mixture of detention places
and high support units - were required to accommodate children with needs such
as those of the applicant: the position at that time was that there were only
eighteen such places available.
21. Kelly
J. was highly critical of the manner in which the executive had dealt with the
problem, describing the interdepartmental wrangles, delays in drafting and
redrafting legislation and reverses in policy as “a scandal”.
Having said that he was satisfied that the court had jurisdiction to make
orders to ensure that the constitutional rights of persons such as the
applicant were upheld, although it was not a jurisdiction to be exercised
lightly, he went on:
23. The
applicant D.B., at the time of the hearing in the High Court, was aged sixteen
years and one month. His behaviour appears to have deteriorated from the age
of eight onwards and he was accommodated in a number of different institutions,
but did not display
any
significant improvement. He was ultimately the subject of criminal charges,
but no conviction was recorded against him. On 22nd October 2000, he was
placed in Trinity House pursuant to an order of the High Court.
24. M.B.
was aged fifteen years at the time of the hearing in the High Court.
She
was also accommodated in a number of different institutions, but the results
were unsatisfactory: she was eventually admitted to Oberstown Girls Centre on
19th May, 1998 pursuant to an order of the High Court. At the time of the High
Court hearing, she was residing in Newtown House pursuant to a High Court
order.
25. G.D.,
having attended a variety of different institutions, was ultimately sent to St.
Michael’s Remand and Assessment Centre by order of the Dublin
Metropolitan Children's Court on 22nd October 1998. He continued to reside in
St. Michael’s under the order of the High Court dated the 16th February,
1999 when he transferred to Oberstown Boys Centre. He remained there until
15th July when he moved to Newtown House where he was in residence at the time
of the High Court hearing.
26. Gary
D. reached the age of sixteen in April 2000. After failing to attend a number
of institutions where places had been found for him, he was sent to St.
Michael’s Remand and Assessment Centre by an order of the Dublin
Metropolitan Children's Court on 22nd October 1998. He continued to reside
there as a result of a High Court order until 16th February, 1999 when he
transferred to Oberstown Boys Centre. He remained there until 15th July when
he moved to Newtown House where he was residing at the time of the High Court
hearing.
27. Glen
D. was aged about thirteen years at the time of the High Court hearing. At
that stage, he was enrolled in Scoil Eoin, Crumlin, attending on a daily
basis.
28. P.H.
was aged sixteen years and two months at the time of the High Court hearing.
On foot of court proceedings for non attendance at school, he was remanded to
St. Michael’s Remand and Assessment Unit and continued to reside there
under order of the Children's Court. That court having decided that he could
not be remanded any further to St. Michael’s, an application was made to
the High Court and his detention in St. Michael’s continued by an order
of the High Court. He was subsequently transferred to a house in Churchtown,
then to a house in Knocklyon with similar facilities and finally to St.
Augustine’s Special School, Blackrock, which he had stopped attending
shortly before the High Court hearing.
29. B.J.
was aged thirteen years at the time of the High Court hearing. He was
described as being out of the control of his mother for some time and was the
subject of charges before the Dublin Metropolitan Children's Court. He was
remanded to St. Michael’s Remand and Assessment Unit in Finglas for a
three week period ending on 27th September. He was recommended for a place in
St. Laurence’s, Finglas, but there was not a place immediately available
there and he was again remanded to St. Michael’s from the 8th October.
On the 9th December
the
District Court struck out the charges against the applicant, who continued,
however, to be maintained overnight in St. Michael’s on a voluntary
basis. On the 10th December, the High Court ordered him to be placed in St.
Michael’s until a place became available in St. Laurence’s, which
happened on the 14th January
2000.
30. T.L.
was aged sixteen years and three months at the time of the High Court hearing.
After having attended a number of institutions, she was the subject of an order
pursuant to S.58(2) of the 1908 Act in March 1995 and on the 4th June 1997 was
placed in Oberstown Girls Centre pursuant to an order of the High Court. She
was placed in Killinarden
House
on 15th December 1997. She had passed the Junior Certificate examination in
June 1999 and, at the date of the High Court hearing, was residing in An
Grianan, Whitehall, with the approval of the High Court.
31. S.T.
was aged thirteen years and two months at the time of the hearing in the High
Court. His behaviour started to deteriorate following the separation of his
parents and he was enrolled in St. Peter’s Special School, Orwell Road in
September 1997. His behaviour continued to give rise to concern. At the time
of the High Court hearing, he was residing in Tallaght in the care of staff of
the Eastern Health Board.
32. It
should be noted that, while some at least of the minors had appeared in the
District Court on criminal charges, in no case had any conviction been recorded
against any of them. However, because of the absence of available places in
sufficiently secure units with appropriate facilities for minors with
behavioural problems of this nature, it will be seen that it was found
necessary in some cases to accommodate them in detention centres intended for
the reception of children convicted of criminal charges, a situation which has
given rise to understandable concern.
33. It
appears from the judgment of the High Court in the present case that at the
time of the hearing the mandatory
injunction
granted by the court in D.B. was being complied with by the Ministers. When
the application of T.D. first came before the court, Kelly J. was satisfied
that the provision of appropriate accommodation for minors in the position of
the applicants was now being dealt with in an appropriate manner by the
departments concerned. It was for that reason that he granted the comparatively
lengthy
adjournments already referred to. However, on the renewed hearing he expressed
his concern that the time frames within which the units would be provided had
not been adhered to in any case. While he accepted that this was due in some
instances to circumstances outside the control of the departments concerned,
such as industrial disputes, planning objections, unforeseen site difficulties
etc., he said that he was also satisfied that this was not always so,
instancing in particular delays in the provision of a high support unit in
Castleblayney. In that case, the time for completion had been extended from
mid 2000 to early 2002, because of delays in reaching agreement as to the price
to be paid to the Department of Defence for the premises (they had been
formerly an army barracks.) The trial judge was extremely critical of the fact
that during that period no attempt had been made to present a planning
application in respect of the proposed development.
34. As
already noted, the evidence before the High Court in December 1999 and January
2000 was that the Ministers hoped that the units in different parts of the
country specified in the Appendix would be made available within the times
indicated, but were not prepared to give an undertaking that they would be so
completed within the specified times to the court.
35. In
his judgment, the trial judge said that, on the basis of the evidence he had
heard, he had come to the conclusion that the Department of Health and Children
had not proceeded in a manner which could reasonably be expected of it so as to
address what he described as “the quite scandalous situation which has
now obtained
for
years
.”
While
he acknowledged that substantial progress had been made, he also said that none
of the time scales given in evidence before the court in April 1999 or even
December 1999 would now be met and that this had been the result on many
occasions of “manifest inefficiency”. In the light of those
findings, he then proceeded to consider the submissions made by the parties as
to whether the injunctive relief sought should be granted.
36. While
it had been argued that the injunction sought was not sufficiently specific, he
said that he was satisfied that this was not so: on the contrary, the
injunction would do no more than spell out what the State had already agreed
would be done and that, in any event, if the Minister encountered difficulties
beyond his control, he could always apply to the court with a view to seeking a
variation of the order.
37. The
trial judge next considered a submission that the applicants lacked
locus
standi,
since it had not been demonstrated that any one of them would benefit directly
from the granting of the relief sought. He said he was surprised to hear such
a submission, since, following the decision in
F.M.,
the plans of which the court had been informed were put forward, not on a
piecemeal case by case basis, but rather by addressing the needs nationally.
Having referred to the evidence of Mr. Ruairi O’Cillin, a divisional
inspector in the Department of Education and Science, with acknowledged
experience in this area, he said that it was clear from that evidence that the
absence of the facilities now being sought did have an effect, in practical
terms, on the ability of the state agencies to meet the needs of the present
applicants. Having said that the applicant’s interests had been
adversely affected by the failure to provide the appropriate facilities, the
trial judge concluded that they had sufficient
locus
standi
to make the application.
38. The
trial judge then dealt with the submission that the court had no jurisdiction
to grant injunctions of the type sought because to do so would be to trespass
on the role of the executive in the determination of policy. Having referred
to what he had said in
D.B.
-v- The Minister for Justice
,
he reiterated
his
view that there was a jurisdiction vested in the court “to intervene in
what has been called policy in an appropriate case.” Such an
intervention would, however, occur only in limited circumstances and where it
was absolutely necessary for the court to carry out its duties under the
Constitution in securing, vindicating and enforcing constitutional rights. He
was also of the view, however, that no question arose in this case of the
courts intervening in a policy area, since the executive had already formulated
a policy which, if carried into effect within the specified time scale, would
address in an adequate, albeit belated fashion, the rights of the applicants.
39. The
trial judge went on to identify four factors which he considered should be
taken into account in deciding whether or not to grant the relief sought. The
first was the fact that the High Court had already granted declaratory relief
concerning the obligations of the State in cases of this nature. Secondly, he
had regard to the fact that, if the declaration was to be of any benefit to the
minors in whose favour it was made, the necessary steps consequent upon it
would have to be taken expeditiously. Thirdly, the effect of a failure to
provide the appropriate facilities would have a profound effect on the lives of
children and put them at risk of harm. Fourthly, due regard was to be had to
the efforts made on the part of the State to address the difficulties to date.
He said that, if the court were to conclude that all reasonable efforts had
been made to deal efficiently and effectively with the problem and that the
State’s response was proportionate to the rights which fell to be
protected then normally no order of the type sought should be made. He summed
up his conclusions as follows:
40. Mr.
Paul O’Higgins S.C., on behalf of the appellants/respondents
submitted
that the case on their behalf as to
locus
standi
was that the applicants did not have the standing to seek the particular orders
granted, whereby particular buildings were ordered to be built at specified
locations within prescribed time limits. There had been no evidence in the
High Court as to the particular needs of the applicants: in particular, it had
not been demonstrated how the requirement that particular high security and
high support units should be provided would meet the particular needs of these
applicants. It was further urged that even if the court was entitled to
conclude that the rights of the applicants had been infringed by the failure of
the respondents to provide the units now directed by the court to be provided,
which was not accepted, that was a breach which could only be dealt with by way
of an award of damages. He said it was clear that, rather than addressing the
specific needs of the applicants in these proceedings, the judgment and order
was seeking to ensure the existence of a series of units which would be
available to any children who may need them over the coming years. He cited in
support the decisions of this court in
King
-v- A.G.
[1981] IR 233 and
Madigan
-v- A.G.
[1986] ILRM 123 and of the High Court in
Mhic
Mhathuna -v- Attorney General
[1989] IR 504.
41. It
was further submitted that, in effect, the learned trial judge was not
examining the individual needs of individual applicants in the course of the
hearing, but rather the manner in which the relevant departments (and in
particular the Department of Health and Children) had formulated and
implemented policy in relation to the provision of high security in high
support units for children at risk. He was accordingly concerning himself with
policy matters of general application rather than issues which were
specifically referable or relevant to the needs of individual applicants. It
was expressly acknowledged by counsel for the applicants and the trial judge
himself that the case of T.D. was being used as a vehicle for reviewing the
progress generally in relation to the provision of facilities. It was
submitted that, in compelling the Minister to use his executive powers in such
a way as to implement a particular policy for the good, not of specific
applicants but rather of children at risk generally, the court was clearly
entering into questions of policy. This was in violation of the separation of
powers which confers the power to make policy on the executive, the executive
in turn being answerable to the Oireachtas.
42. It
was further submitted that the right to formulate and implement policy must
necessarily include a right to change that policy and requiring the Minister to
apply first to the court before implementing any change in that policy
constituted a usurpation by the judicial power of an executive power.
43. It
was further submitted that it was of importance for the executive to be in a
position to change its policy: the evidence before the court indicated that the
development of high support places, together with other individualised
arrangements for children, would reduce the requirement for high security
accommodation for such children. He cited in support the decisions of this
court in
District Judge McMenamin -v- Ireland
[1996] 3 IR 100,
Feeney
-v- Minister for Finance
[1986] ILRM 164 /166 and
Riordan
-v- An Taoiseach and Others
[Supreme Court] U/R; 21st July 2000.
44. It
was further submitted that the effect of the order under appeal was to require
specific expenditure by the executive on the construction of the units in
question and that this was an attempt to direct the manner in which the central
fund is to be administered. It was urged that this was also a breach of the
doctrine of the separation of powers, citing in support
Mhic
Mhathuna -v- Attorney General
and the judgment of the High Court in
O’Reilly
-v- Limerick Corporation
[1989] ILRM 181.
45. It
was further submitted that the order under appeal, being mandatory in nature,
should only have been granted if the applicants had demonstrated a very strong
probability upon the facts that grave damage would accrue to him in the future
if the order were not granted, citing
Redland
Bricks Limited -v- Morris
[1970] AC 652. Nor should an injunction be granted if it would inflict damage
on the defendant out of all proportion to the relief to which the plaintiff was
entitled, citing
Sharpe
-v- Harrison
[1922] 1 CH 502.
46. It
was also submitted that a court should not normally grant a mandatory
injunction if it was likely to involve the court in constant superintendence of
the work to be done, as was held in
Ryan
-v- Mutual Tontine Association
[1893] 1 CH 116. It was also urged that, while the court had indicated that it
would consider allowing variations to the order in respect of what it described
as “non-culpable” departures from the time scale involved, there
was no indication as to what might constitute such a “non-culpable”
departure. It was submitted that the appellants, who as state entities would
be concerned not to be in contempt of a High Court order, might find themselves
applying on an almost weekly basis because of delays threatening the ability of
the appellants to complete the buildings within the time frame provided.
47. It
was also submitted that the trial judge was not entitled to take into account,
as he clearly did, the possible obligations of the State towards other children
at risk. As to the concern of the trial judge that the failure to provide the
appropriate facilities would have a profound effect on the lives of children
and put them at risk, it was submitted that there was no indication that this
was a factor of any specific relevance to the making of the order so far as the
individual applicants were concerned.
48. It
was also submitted that, while the trial judge said that he had had regard to
the efforts made on the part of the State to address the difficulties to date,
it was clear that he had not given sufficient weight to what had in fact been
done. The unchallenged evidence was that capital funding of IR£4.6
million had been committed in respect of the seven Health Boards (excluding the
Eastern Health Board) together with a revenue allocation of £5.3 million
committed over that period also. In addition £30 million of revenue
funding would be made available to support the further development of child
care services in the year 2000 which would allow not only for the development
of special residential care services but also for the further development of a
range of alternative services such as family support, early intervention and
fostering services. Of that sum, £3 million had been specifically
earmarked to allow the Health Boards to ensure that they were in a position to
carry out their duties under the Children's Bill when it was enacted. In
addition, the evidence of Mr. O’ Cillin indicated that £165.8
million was to be allocated for the further development of youth services.
49. It
was submitted that the evidence established that, since the
F.M.
case, new units had been opened at Newtown House, Killenarden House,
Gleannalainn, Mullingar and Kilkenny. In addition, although the court treated
the provision of the premises at Ballydowd and Portrane as examples of full
compliance with a court order, the evidence in fact established that it had not
been possible, despite the existence of the order, to comply with it fully: in
particular difficulties were experiences in obtaining the numbers of staff
required for a premises such as Ballydowd. No distinction, moreover, was drawn
in the order between those the premises at Castleblayney, where the court
considered that there had been “culpable delay” and other premises
where there was no indication that the delay was culpable.
50. On
behalf of the respondents, Mr. Gerard Durcan SC., submitted that, insofar as
the arguments of the appellants as to
locus
standi
were grounded on the claim that the relief sought did not address the specific
problems of individual applicants, they were misconceived. Such arguments were
relevant, not to the issue of
locus
standi
as such, but to the appropriateness of the relief claimed. It was not disputed
that the applicants had a bona fide interest or concern in seeking adequate and
suitable facilities and services and accordingly they met the test laid down by
this court in
Society
for the Protection of the Unborn Child (Ireland) Limited -v- Coogan
[1989] IR. 734. It was, in those circumstances, not relevant that the order
made by the trial judge would not benefit the particular applicants, if that
were the fact.
51. As
to the submission that there was no evidence tendered on behalf of the
applicants as to their particular circumstances or needs, it was submitted that
this disregarded the fact that each of the applicants had appeared in the High
Court on a number of occasions before the learned trial judge who would have
had the benefit of many reports in regard to their circumstances: the situation
of each applicant was well known and had been dealt with by the court on a
number of occasions. It was further submitted that it was clear from the
evidence of Mr. O’Cillin that he would expect all of the applicants to
benefit from the facilities in respect of which the injunction was being
sought. It was submitted that there was ample evidence on which the trial
judge could have arrived at the conclusion that each of the applicants had
sufficient
locus
standi
and that, accordingly, that finding should not be set aside.
52. As
to the argument that the granting of the order constituted a violation of the
doctrine of the separation of powers enshrined in the Constitution, he
submitted that the courts not only had a right, but an obligation, to supervise
or interfere with the exercise by the Government of its executive functions if
the Government was acting otherwise then in accordance with the provision of
the Constitution. He cited in support the observations of Fitzgerald C.J., in
Boland
-v- An Taoiseach
[1974] IR 338, of Finlay C.J., in
Crotty
-v- An Taoiseach
[1987] IR 713 and of Hamilton C.J., in
McKenna
-v- An Taoiseach (2)
[1995] 2 IR 10.
53. Mr.
Durcan further submitted that, since it was accepted by the appellants that the
High Court had extensive powers to ensure the protection of constitutional
rights as laid down by this court in the
State
(Quinn) -v- Ryan
,
the issue raised in these proceedings was as to how the court should have used
those powers to ensure the upholding of constitutional rights. That required a
consideration of the nature of the constitutional right in question, the nature
of the failure to vindicate that right and of how best such a breach could be
remedied. He submitted that an analysis conducted in that manner could only
lead in the present case to a conclusion that damages would not be an
appropriate remedy: where, as here, the right was positive in nature, i.e., a
right to have provided adequate services and facilities catering for the
special needs of the applicants. He cited in support of that proposition the
decision of the United States Supreme Court in
Brown
-v- Board of Education
[347] US. 483 and
Brown
-v- Board of Education (2)
349 US. 294, where the court remanded the issue of the full implementation of
the constitutional principles to local district courts. That case
demonstrated, as did the decisions in
Boland
and
McKenna
(2) that, while the primary obligation to uphold the constitutional right of
the claimant might rest on a particular body - in this case the executive -
circumstances could arise where the court was obliged to intervene, not simply
by interfering with the actions of the body, but also by supervising those
actions.
54. He
further submitted that this was not a question of the court making policy in
violation of the separation of powers, but rather of ensuring that a policy was
adopted and implemented which would remedy the breach of the Constitution. In
this case, the legitimate concern of the High Court was to ensure that the
rights of the applicants were vindicated with suitable expedition: within that
framework, it remained for the State to determine how best to satisfy those
constitutional rights.
55. As
to the submission that the court had no jurisdiction to grant a mandatory
injunction of this nature, he submitted, that while this might be so in an
ordinary
lis
inter partes
,
different considerations arose where the court was being asked to ensure the
proper protection of constitutional rights. Nor was it a case in which, as the
defendants claimed, the court had failed properly to balance the interests of
the parties in a proportionate manner: the damage suffered by the applicants in
the present case as a result of the absence of the facilities was real and
substantial and, given that the appellants themselves had framed the programme
which the order of the court required them to implement within the specified
time, it could not be said that it imposed a disproportionate burden on them.
As to the objection that compliance with the injunction would require constant
supervision by the court, he submitted that this alleged difficulty was
overstated: the obligations imposed on the applicants by the order were clear
and specific and in accordance with their own programme and there should be no
need for any supervision of their compliance. The fact that they would have to
come to court if they proposed to depart from the time scale prescribed by the
court meant that they were in no different position from any other party who
was the subject of an injunction and who sought to have its terms varied.
56. Mr.
Durcan submitted that the appellants were, in effect, saying that the courts
were precluded from granting mandatory injunctions so as to ensure that the
other organs of government carried out their constitutional duties. If that
were the law, it would mean that the courts would be powerless to ensure the
upholding of the Constitution. In fact, he urged, the courts had on more than
one occasion recognised that circumstances could arise in which the courts
would grant mandatory relief as against the other organs of government, citing
Byrne
-v- Ireland
[1971] IR 241. In the present case, the only way in which the
applicants’ rights could be upheld was by the granting of such a
mandatory injunction.
58. No
such right is expressly recognised by the Constitution and, to the extent that
it exists, it must be as one of the unenumerated personal rights guaranteed
under Article 40.3.1º of the Constitution in accordance with the
construction of that article adopted by the High Court and this court in
Ryan
-v- The Attorney General
[1965] IR 294.
61. It
was also made clear by Finlay C.J., giving the judgment of this court in
In
Re: The Adoption (2) Bill 1987
,
that Article 42.5 was not to be confined, in its reference to the duty of
parents towards their children, to the duty of providing education for them.
He said:
62. In
the judgments which they deliver this morning, Hardiman J reserves the question
as to whether this case was correctly decided and Murphy J expresses the view
that it was wrong in law and should not now be followed. The correctness of
the decision, however, was not challenged on behalf of the appellants in the
present case or indeed in any of the previous cases to which they were parties.
63. Geoghegan
J arrived at his conclusion in
FM
-v- Minister for Education
,
at least in part, in the light of the passage I have already cited from the
judgment of O’Higgins CJ in
G
-v- An Bord Uchtala
.
In his judgment, Murphy J points out that the proposition there laid down by
the learned Chief Justice was not expressly assented to by a majority of the
court. It is also clear that the passage in question is an application to the
particular case of children of the doctrine of unenumerated rights first laid
down by the High Court and endorsed by this court in
Ryan
-v- Attorney General
.
64. The
implications of that doctrine have not at this stage been fully explored by the
courts. Two questions, in particular, merit further consideration. The first
is as to the criteria by which the unenumerated rights are to be identified.
In the High Court in that case, Kenny J said that there were many personal
rights of the citizen which flow from “the Christian and democratic
nature of the State” which are not mentioned in Article 40. There was no
explicit endorsement of that view in this court, perhaps because the right
under discussion in that case was conceded on behalf of the Attorney General to
be such an unenumerated right. Whether the formulation adopted by Kenny J is
an altogether satisfactory guide to the identification of such rights is at
least debatable. Secondly, there was no discussion in the judgment of this
court as to whether the duty of declaring the unenumerated rights, assuming
them to exist, should be the function of the courts rather than the Oireachtas.
66. For
the reasons there set out and in the light of the considerations so forcefully
urged by Murphy J in his judgment in this case, I would have the gravest doubts
as to whether the courts at any stage should assume the function of declaring
what are today frequently described as “socio-economic rights” to
be unenumerated rights guaranteed by Article 40. In my view, however, the
resolution of that question must await a case in which it is fully argued.
67. For
the purposes of this case, it is sufficient to say that, assuming that the
passage from the judgment of O’Higgins CJ in
G -v- An Bord Uchtala
correctly states the law, Geoghegan J was clearly correct in holding that the
right claimed on behalf of the applicant in that case was one of the
unenumerated rights of children which parents were obliged to protect and
uphold.
68. It
should, however, be pointed out that the right thus identified, and which I
have endeavoured to formulate with as much precision as possible, is one which
arises from the special position of children. They are dependent in their
childhood for the nurture, care and education, which is essential for their
physical, intellectual and emotional growth, on their parents. In the great
majority of cases, those needs are met by the parents, making use, obviously,
in modern conditions of the great range of educational facilities now provided
by the State, directly or indirectly. It is clear that the applicants in these
and similar cases, because of behavioural problems deriving from various
causes, require special treatment in secure units and, in the result, they
clearly constitute exceptional cases in which the State is under a duty to
ensure that that their right to such treatment is upheld.
69. The
law in general requires that a person, who seeks to challenge the validity of
laws passed by the Oireachtas or actions or omissions of the executive,
demonstrates that a particular right which he/she enjoys is threatened or
endangered by the alleged invalidity: he/she cannot rely on the fact, if it be
the fact, that the invalidity will have that effect on the rights of others,
although not on his/hers. (See the decisions of this court in
Cahill
-v- Sutton
,
King
-v- Attorney General
,
Madigan
-v- Attorney General
and
Mhic
Mhathuna -v- Attorney General
.)
That general principle, however, must on occasions yield to the overriding
necessity that laws passed by the Oireachtas or acts and omissions of the
executive should not go unchallenged, simply because it is difficult, if not
impossible, for individual citizens or groups to establish that their
individual rights are affected. Thus, in cases where legislation affected all
the citizens in the same manner, as in the case of the electoral laws
challenged in
O’Donovan
-v- Attorney General
,
the State’s becoming a party to the European Single Act in
Crotty
-v- An Taoiseach
or the expenditure of money for an allegedly unlawful purpose by the Oireachtas
and
executive during a referendum campaign
(McKenna
(No. 2) -v- An Taoiseach)
,
the
courts have afforded
locus
standi
to persons whose bona fide concerns were not in doubt but who could not
demonstrate that their individual rights or interests were particularly
affected.
70. In
the present case, it is clear that, having regard to their respective ages,
some of the applicants will derive no conceivable benefit from the order
granted by the High Court. Indeed, since all of them are in the catchment area
of the Eastern Health Board and the units to be provided on foot of the order
are, without exception, situated outside that area, it is difficult to see what
benefit will accrue to any of them from the provision of these units. While it
may be that a general improvement in the provision of facilities on a national
basis would ensure that the facilities available in the Eastern Health Board
area were not being used to meet any deficiencies in other areas and that, in
that indirect manner, children in need of facilities, including the applicants,
might derive some benefit from their provision, the fact remains that, as the
evidence clearly demonstrated, the damage was already done in the case of the
applicants by the undoubted failure of the State to deal adequately with this
problem in the past.
71. However,
I am satisfied that the submission advanced on behalf of the applicants that
these considerations are relevant to the form of relief to which the applicants
might be entitled rather than to their
locus
standi
or lack of it is well founded.
They
have undoubtedly been affected by the failure on the part of the state agencies
to meet their particular needs and that, of itself, would appear to me to
afford them
locus
standi
in these proceedings. I do not think that their position can be equated to
that of the plaintiffs in
Cahill
-v- Sutton
,
King,
Madigan
and
Mhic
Mhathuna.
In each of those cases, the plaintiffs were held to be precluded from
questioning the constitutional validity of parts of the legislation under
consideration which did not in any way affect their personal circumstances. In
this case, the applicants are all persons who were held by the High Court to
have been entitled to the provision of appropriate facilities which were in
fact not provided to them and from which they would have benefited and it is
clear from the evidence that that was a finding which the trial judge was
entitled to make.
72. It
may be that in some of the cases the granting of the relief sought would not in
any way redress the breach of their rights which has already taken place and,
in other cases, would at best have
a
peripheral
effect only so far as they were concerned. But, as persons affected by the
failure of the Ministers to uphold their constitutional rights, I am satisfied
that they have sufficient
locus
standi
to raise the more general issue of public importance as to the nature of the
remedy available in such cases.
74. The
Ministers in the present case, in determining that particular resources should
be allocated to the building and staffing of the units which are now the
subject of the order, were beyond argument exercising the executive power of
the State on behalf of the Government as a whole. The monies required to
provide and staff the units can only be made available to the Ministers by Dail
Eireann under the appropriation machinery prescribed under Article 17.2 and
then only on the recommendation of the Government.
75. If
it was established in any proceedings that the Government had acted in a manner
which is in contravention of the Constitution, then the exclusive role afforded
to them in the exercise of the executive power of the State would not prevent
the courts from intervening with a view to securing compliance by the
Government with the requirements of the Constitution. It is, however, not in
dispute that the orders made by
the
trial judge in this case and in the earlier case of
D.B.
are without precedent in that they not merely find the executive to have been
in breach of their constitutional duties:
they
also require the executive power of the State to be implemented in a specific
manner by the expenditure of money
on
defined objects within particular time limits. No precedent has been cited for
so far reaching an assumption by the courts of what is,
prima
facie
at least, the exclusive role of the executive and the legislature.
76. It
is noteworthy that in
F.M.
-v- The Minister for Education and Others
,
Geoghegan J not merely afforded no relief of that nature: he also refrained
from granting any declaration that the respondents had failed to protect and
vindicate the applicants’ constitutional rights until the State had been
given an opportunity to make suitable arrangements for the accommodation of the
applicant. It would appear from the judgment of Kelly J in
D.B.
that such declarations have been granted in other cases, but that was the first
instance of an order having been granted by the High Court directing a Minister
to ensure the provision of particular facilities within a specified time.
77. Both
the High Court and this court have stressed on more than one occasion that,
where the Oireachtas or the executive are found, whether by act or omission, to
have acted in a manner which violates the Constitution, they are entitled to
expect that the other responsible arms of Government
will
take such steps as are necessary to redress the wrongs in question. Thus, in
McMenemin
-v- Ireland
this court found that, due to changing circumstances, the operation of certain
statutory provisions had led to an unjust and inequitable result where the
pension entitlements of a district judge were concerned. The court, however,
set aside the finding in the High Court that the plaintiff was entitled to a
declaration to that effect. In the course of his judgment Hamilton C.J., said
78. In
the present case, of course, it is clear that, following the decision in
F.M.,
the executive unhappily did not take the necessary steps to remedy the
constitutional injustice which that decision had found to exist. Accordingly,
it was understandable that, in subsequent cases, the High Court should have
found it necessary to take the further step of granting a declaration that the
executive were in breach of their constitutional duty to applicants in specific
cases. The issue in this case is as to whether the court was also entitled to
make an order specifying in detail the manner in which they were to carry out
their functions so as to remedy the breach.
79. I
am satisfied that the granting of an order of this nature is inconsistent with
the distribution of powers between the legislative, executive and judicial arms
of Government mandated by the Constitution. It follows that, as a matter of
principle, it should not have been granted by the trial judge, however much one
may sympathise with his obvious concern and exasperation at the manner in which
this problem had been addressed at the legislative and executive level. It is
of fundamental importance that each of the organs of Government should not only
carry out the duties imposed on it by the Constitution but should recognise, as
Finlay C.J., pointed out in
Crotty,
that the Constitution also defines the boundaries within which they are
confined in carrying out their functions.
80. The
difficulty created by the order of the High Court in this case is not simply
that it offends in principle against the doctrine of the separation of powers,
though I have no doubt that it does. It also involves the High Court in
effectively determining the policy which the executive are to follow in dealing
with a particular social problem. This difficulty is not met by the contention
advanced on behalf of the applicants that the Ministers are being asked to do
no more than carry into effect a programme prepared by them and which they
assert it is their intention to implement. The evidence in this case
establishes clearly that, in what is unarguably an extremely difficult area,
approaches which at one time seemed appropriate may have to be reconsidered: in
particular, officials are naturally concerned with how equivalent problems are
being dealt with in other countries. There is no reason in principle why the
executive should not adopt a flexible and open minded approach to the problems
of children with special needs while at the same time ensuring that their
constitutional right to have those needs met is respected. The making of the
High Court order in this form, as the judgment of the trial judge emphasises,
will make it necessary for the Minister to return to the High Court to obtain
its sanction to any change in policy which necessitates a departure from the
precise terms of the order. It cannot be right that the executive power of the
Government can only be exercised in a particular manner, even though so to do
would not contravene any person’s constitutional rights, without the
sanction of the High Court.
81. This,
it should be emphasised, is not a case in which it is contended on behalf of
the State that the facilities in question cannot be provided by them because
the resources are not available to the State. As Costello J, as he then was,
pointed out in
O’Reilly
-v- Limerick Corporation
[1989] ILRM 181, it is not the function of the courts to make an assessment of
the validity of the many competing claims on national resources: as he said, in
exercising that function, the court would not be administering justice in the
normal sense but would be engaged in an entirely different exercise, i.e., an
adjudication on the fairness or otherwise of the manner in which other organs
of State had administered public resources. In this case, the State acknowledge
that the resources are available, but take issue with what they say is the
assumption by the courts of the role of the executive in determining how best
the resources, admittably available, should be applied in achieving the agreed
result, i.e., the vindication of the children's constitutional rights. I find
the conclusion inescapable that, since the High Court first began the difficult
task of grappling with this problem, a Rubicon has been crossed, clearly from
the best of motives, in which it is moving to undertake a role which is
conferred by the Constitution on the other organs of State, who are also
entrusted with the resources necessary to discharge that role in the interests
of the common good.
83. There
are two matters arising for decision in this appeal. First, whether the
applicants have the standing to seek the orders in the terms they were invited
to by Kelly J. in 1999. Secondly, whether the court had jurisdiction to make
the mandatory order it did against two Ministers of the executive.
84. Kelly
J. was in charge of the High Court judicial review list before which these
applicants and many others came seeking places for children in secure high
support units. However, there was a lack of places for such children in
special residential care. Witnesses on behalf of the respondents willingly
described the plans of the executive for the future. Of these plans Kelly J.
stated at p. 12 of his judgment, given on the 25th February, 2000:
85. In
October, 1998 the Department of Health and Children established what was called
a senior managers’ resource group. That group was representative of all
eight health boards in the State. It was set up to review the need for special
residential care provision nationally and to make recommendations on the
provision of an integrated service. Such an approach makes perfect sense and
seeks to deal with the problem on a national basis. I was apprised of the
setting up of this group at a hearing which took place in December, 1998 and
January, 1999 in the case of the first named applicant. In the light of the
information which I was given on those occasions I directed a further hearing
to review progress to take place in April, 1999.
86. At
the April, 1999 hearing I was told that the senior managers’ resource
group had met on three occasions since the preceding hearing. I was told that
that group was recommending the provision of an additional 40 high support
places in the seven health boards outside the Eastern Health Board area (48
places had already been identified as being required in the Eastern Health
Board area and were to be provided in the Lucan and Portrane facilities, the
subject of the earlier injunction). I was also told that each health board had
undertaken a review of the need for further high support residential places
identifying the necessity to provide an additional 40 places for children.
These 40 places were broken down by region. 10 were to be provided in the
Northern region and 30 in the Southern region. They were to be distributed
between the various health boards in each of those regions. I was told that
the estimated time frame for completing the development of all 40 places,
subject to suitable premises being identified and the availability of staff,
was 24 months. In other words by April, 2001 all 40 places ought to be
available.
87. In
addition, I was given evidence that it was planned to have an additional 18
places which would come on stream in 1999. Eight of these were to be provided
in the Southern Health Board at a premises known as Bessboro and ten were to be
provided in the Mid Western Health board at an existing facility. These
eighteen places were to be in operation by the end of 1999.
88. I
was encouraged by the evidence which I was given in April 1999. It appeared to
demonstrate concerted action on the part of the State which would bring about a
solution to the problem. I was impressed by the testimony given to me by the
witness from the Department of Health and Children. I accepted that evidence,
both as to the efforts which were being made and the time scale within which it
was expected these facilities would be provided. I took the view that whilst
the Court continues to be confronted on an almost daily basis with trying to
find
89. In
granting this lengthy adjournment I hoped that the review hearing scheduled for
December, 1999 would be short because the progress indicated in April of that
year would be maintained. This hope was unfortunately, misplaced.”
90. The
learned High Court judge found that there had been culpable delay in
implementing the plans. The passage of time was specifically relevant to the
position of the first applicant. Kelly J. described at p. 18 how the
application for an injunction took place:
91. The
application to the High Court was for an injunction against the named parties
to adhere to the plans which the executive itself had made and which had
previously been described before the court by witnesses on behalf of the
respondents. Kelly J. held:
93. The
learned High Court judge considered the evidence which had been given before
him. He referred to that of Mr. Ruairí Ó’Cillín, a
divisional inspector of the Department of Education and Science, whose evidence
included the fact that the applicants would be expected to avail of the
facilities in respect of which injunctions were being sought; that the absence
of the facilities would impact on some of them; that in the previous year five
children had been detained in Oberstown Detention Centre on foot of court
orders because there was not a suitable alternative high support or secure unit
placement available for them, that the children had been placed in a criminal
facility because there was nowhere else to put them; that the problem had been
ongoing for years, since
F.N.
v. The Minister for Education
[1995] 1 I.R. 409; that there was evidence that high support or secure unit
places are needed, that in some cases the children have suffered some damage as
a result of the absence of the appropriate facility; that in the majority of
cases the children’s chances would be better if the appropriate facility
were available even given the difficulties of dealing with children who have
problems in early, mid and late adolescence.
94. Detailed
relevant evidence was given by Mr. Ó’Cillín on the 18th
January, 2000. Having referred to the situations of eight of the applicants
Mr. Ó’C
illín
was asked:
97. Mr.
Ó’Cillín gave evidence in relation to the position of each
of the applicants. He agreed that some children had been placed in a criminal
facility institution because there was nowhere else to put them, which
situation had been ongoing since the
F.N.
case.
99. Thus,
on the 25th day of February, 2000 the High Court ordered that the first and
fifth named respondents in the first entitled proceedings do, in relation to
all the entitled proceedings, take all steps necessary to facilitate the
building and opening of secure and high support units and places of a specified
nature, number of beds and locations by specified dates, being:
100. Liberty
was granted to the first and fifth named respondents (of the first entitled
proceedings)
101. There
are a number of factors important to the issue of the standing of the
applicants. I shall
102. Each
of the applicants has standing to bring his or her individual case before the
court. Each has
locus
standi
to bring an individual case and seek specific orders for his or her own case.
The court has jurisdiction to make a decision in each case and where
appropriate to grant an individual remedy, in other words to take such a
piecemeal approach. The learned High Court judge pointed out that a piecemeal
approach, an individual order for each of the many applicants listed in the
special list of such cases, would be expensive and would pose problems for the
respondent Ministers, as money would have to be diverted to the litigation,
perhaps to the detriment of the development of high support places.
103. There
is a constitutional obligation on the respondents to vindicate the
constitutional rights of each of the children, the applicants. The relevant
constitutional principles have been established and were not disputed on this
appeal.
F.N.
v. The Minister for Education
[1995]
104. On
the premise of the
F.N.
case
,
on the 4th December, 1998 in
T.D.
v. The Minister for Education
,
the first case listed herein, Kelly J. directed that the court should be
informed of the progress of the work being done by the State to meet their
constitutional obligation. The respondents provided the information in a
report to the High Court. The matter was adjourned for a lengthy period to
enable the work proceed. Further reports updated the information to the High
Court in April, 1999 and December, 1999. In December, 1999 there was oral
evidence. It was this evidence which gave rise to Kelly J. raising the matter
of an application for injunctive relief.
105. The
rights of all the children were in issue. It is clear that the
children’s constitutional rights were in issue as a consequence of the
action or lack of action of the respondents.
106. In
this case the parties were in court over a long period of time. Steps were
taken. Information was given. Plans were explained. Initially the court
adjourned the matters for a lengthy period - not even declaratory orders were
sought by counsel for the applicants as all parties sought a solution.
However, there was considerable delay which the learned trial judge held was
culpable. There was evidence before the court upon which the learned trial
judge could reasonably arrive at such a conclusion.
107. The
applicants do not have access to the courts themselves, the cases have been
taken on their behalf by their mother, father or guardian
ad
litem.
The
court has a duty to ensure that children’s rights of access are not
impeded and that their constitutional rights are protected.
109. In
all the circumstances, including the above named important factors, I am
satisfied that the learned High Court judge had jurisdiction and was correct to
determine that the applicants had standing for the approach which he suggested.
A group approach, of children from the long list of cases listed before the
trial judge, as suggested by the learned trial judge, was an efficient and
effective approach on behalf of all the State institutions, the State as a
whole, toward determination of the issues. I would uphold the decision of the
trial judge on this aspect of the appeal.
110. The
Constitution provides that all powers of government, legislative, executive and
judicial, derive from the people whose right it is to designate the rulers of
the State: Constitution of Ireland, Article 6.1. These powers are exercisable
under the Constitution only by or on the authority of the organs of State
established by the Constitution: Constitution of Ireland, Article 6.2.
111. The
three great organs of government, legislative, executive and judicial, are
given separate powers under the Constitution. They are independent
institutions. The sole and exclusive power of making laws for the State is
vested in the Oireachtas: Constitution of Ireland, Article 15.2.1. The
executive power of the State is exercised by or on the authority of the
Government: Constitution of Ireland, Article 28.2. Justice is administered in
courts established by law by judges appointed in the manner provided by the
Constitution: Constitution of Ireland, Article 34.1.
112. Fundamental
powers of government are distributed between these three great organs of State.
A separation of powers is described although it is not a strict division or
distribution of power. It is not a doctrine applied rigidly in the
Constitution. A framework for government is established which includes a
functional separation of powers to independent organs of State. It is the
separation and independence of the institutions which is important. However,
checks and balances are created between the three organs of State, for example
the power given to the superior courts to review legislation, and the power
given to the Government to appoint judges and to Dáil Éireann and
Seanad Éireann to remove a judge.
113. It
has long be recognised that no one of the three great institutions of State is
paramount. In
Murphy
v. Corporation of Dublin
[1972] IR 215 at p. 234 Walsh J. stated:
114. The
scheme under the Constitution does not give any one institution paramountcy in
all circumstances. There is a division of power between all three organs of
State. All three exercise power, and the functions exercised by all three are
exercised for the benefit of the State. It is to the benefit of the State that
all three organs are independent in the exercise of their functions.
115. As
all powers of government derive from the people and are exercised by the
institutions of State established by the Constitution for the people it is
proper that each branch of government respect the others. Thus, when the
courts commenced reviewing legislation under the provisions of the Constitution
of Ireland, 1937 they developed the concept of the presumption of
constitutionality. In
Pigs
Marketing Board v. Donnelly Dublin) Ltd
.
[1939]
118. In
exercising the functions of State it behoves each organ of State to respect the
other organs of State and their independence and functions and to act
accordingly.
119. The
separation of powers has long been recognised in case law. In
Buckley
and Ors. (Sinn Feín v. Attorney General & Anor.
[1950] IR 67 at p. 81, O’Byrne J. giving the judgment of the court stated:
120. However,
the doctrine of the separation of powers does not protect the Government if
there is a clear disregard of its constitutional powers and duties. The law was
described by Fitzgerald C.J. in
Boland
v. An Taoiseach
[1974] IR 338, where he held at p. 361-362:
121. This
approach was also taken in the same case by Griffin J., at p. 370 - 371, where,
having referred to Article 15.2.1, Article 28.2 and Article 34.1, he stated that:
123. Having
considered the words of Fitzgerald C.J. in
Boland
v. An Taoiseach
[1974] IR 338 especially at p. 362 and the words of Finlay C.J. in
Crotty
v. An Taoiseach
[1987] IR 713 especially at p. 775, Hamilton C.J. stated in
McKenna
v. An Taoiseach (No. 2)
[1995] 2 IR 10 at p. 32:
124. Consequently,
it has been determined in many cases that the courts are entitled to intervene
if there has been a clear disregard by the Government of its powers and duties,
under the Constitution. In fact the courts have a duty to intervene in such
circumstances. This arises because the courts are the guardians of the
Constitution.
125. The
courts have the power and obligation to protect constitutional rights. This
protection may be acknowledged and remedied after an event. However, the court
also has jurisdiction to protect a person from an anticipated breach of a
constitutional obligation. This was recognised by Walsh J. in
East
Donegal Co-operative v. Attorney General
[1970] IR 317 at p. 338, where he stated:
126. It
has long been recognised that the courts have a wide power to remedy breaches
of constitutional rights. Perhaps the most quoted
dictum
on the topic was that in
The
State (Quinn) v. Ryan
[1965] IR 70 by O’Dalaigh C.J. who stated at p. 122:
130. It
is clear from the cited decisions that the High Court had jurisdiction to make
an individual order in relation to each of the applicants, and individually for
the others in the list of children seeking a similar remedy, in relation to
their constitutional rights and the respondents’ constitutional
obligations. This was not contested. The issue before this court is whether
the High Court had jurisdiction to make the form of order which it did which
was mandatory and addressing a number of person’s rights rather than an
individual person’s right. The nature of the remedy in this case has
given rise to the submission on behalf of the respondents that the courts,
applying the doctrine of the separation of powers, have not got jurisdiction to
make the mandatory orders made in these cases.
131. The
State submitted that the mandatory orders were in effect a transfer of overall
policy to the courts from the executive and consequently were contrary to the
separation of powers. While accepting that a piecemeal approach would be
constitutional (i.e. a specific order for each of the applicants) it was
submitted that the order in question was a step too far.
132. In
general the courts do not favour the making of mandatory orders against the
executive. If a constitutional issue arises relevant to executive actions then
the best practice is for the courts to make a finding and declare a right in a
situation where the executive has indicated that it will abide by the
determination of the court. In consequence a mandatory order is unnecessary, a
simple declaratory order suffices. As a matter of practice it happens
regularly that counsel indicate to a court that should the decision be against
the executive (be it a Minister or other body) then a mandatory order would
not be necessary. This is an illustration of the two institutions (the court
and the executive) exercising their powers for the ultimate benefit of the
State as a whole, with the interest of the State and the people as the
fundamental concern. Quite apart from constitutional principles such as the
separation of powers, mandatory orders sit uneasily with the difficult dynamics
of social deprivation and behavioural difficulty.
133. A
decision of a court, even if it is in relation to a single individual, may
affect policy. The expense of the case itself and its outcome may have
profound and far reaching effects. Simply because a case affects a policy of
an institution does not
per
se
render it unconstitutional or bring it into conflict with the principle of the
separation of powers. Nor is it a reason to abdicate the responsibility of a
court to give a decision on the constitutionality of a situation. That is
illustrated by the many cases cited previously where courts have not abdicated
their responsibilities.
134. In
this case the order is not contrary to the policy of the respondents - it is
based on the evidence of the respondents as to their policy. It is based on
the respondents’ policy. The issue for determination is whether the
order mandating the respondents’ own policy breaches the doctrine of
separation of powers so as to be an impermissible order under the Constitution.
135. Reliance
has been placed on the decision of Costello J. in
O’Reilly
and Ors. V Limerick Corporation
[1989] ILRM 181. The plaintiffs were members of the traveller community
residing in caravans on unofficial sites in the city of Limerick in conditions
of considerable poverty and deprivation. They did not desire to be rehoused by
the Corporation but wished for sites with hard surfaces on which their caravans
could be placed, toilet facilities, running water and a regular refuse
collection. They sought a mandatory injunction directing the Corporation to
provide them with adequate serviced halting sites, claiming that the
Corporation had a duty to do so under the Housing Act, 1966. They also claimed
that the State should pay them damages for past sufferings which they had
undergone. This latter claim was based on an allegation that the conditions
which the plaintiffs had been required to endure amounted to a breach of their
constitutional rights.
136. Costello
J. refused to grant an order directing the defendant corporation to provide
serviced sites, rejecting the plaintiffs’ claim for damages, but granting
a declaration that the defendants were obliged to review the building
programme. He held that the Housing Act, 1966 does not impose a duty upon a
housing authority to provide serviced halting sites. In relation to the
application for damages on the basis of the claim that the plaintiffs had a
constitutional right to be provided by the State with certain physical
resources and services, the High Court held that for the court to adjudicate on
this claim it would have to consider the fairness of the manner in which the
organs of the State had administered public resources. There was no decision
by the High Court that the plaintiffs had constitutional rights. Costello J.
held that the case involved a claim that there had been a failure to distribute
adequately for the plaintiffs a portion of the community’s wealth.
Costello J. contrasted distributive justice and communicative justice. He held
that the claim in
O’Reilly’s
Case
was for distributive justice. He stated:
137. I
am satisfied that
O’Reilly
is distinguishable and I do distinguish it from this case on the following
grounds:
138. There
was no issue on the separation of powers for decision in
Sinnott
v. The Minister for Health
, as I stated at the time, (Unreported, Supreme Court, 12th July, 2001). No
decision fell to be made on the issue of a mandatory order.
139. It
is clear from the case law that in rare and exceptional cases, to protect
constitutional rights, a court may have a jurisdiction and even a duty to make
a mandatory order against another branch of government. The separation of
powers in the Constitution of Ireland is not absolute. It is a fundamental
principle underlying the exercise of the powers of the basic institutions of
the State and applied in a functional manner. It is a principle relevant to
the three great organs of State - the legislature, the executive and the courts
-
which
are independent institutions - and their dynamic relationship one with the
other. However, the powers and duties of each organ of State extend across
theoretical lines of separation and checks and balances established in the
Constitution breach a rigid concept of the separation of powers. The doctrine
of the separation of powers has to be balanced with the role given to the
courts to guard constitutional rights.
140. An
important principle of the Constitution is that the basic law - the
Constitution - is supreme and the superior courts are its guardian. The
jurisdiction of the High Court was specifically stated to extend to the
question of the validity of any law having regard to the provisions of the
Constitution: Article 34.3.2. Thus the Constitution specifically requires the
court to adjudicate by judicial review the constitutionality of legislation; it
is the power, duty and responsibility of the High Court and the Supreme Court
to guard the Constitution. This is a fundamental principle in the
Constitution. The principles of the separation of powers and the principle
that the Constitution is supreme must be construed harmoniously.
141. The
Constitution should be construed so that fundamental principles may be
interpreted harmoniously. In
The
People (D.P.P.) V. O’Shea
[1982] IR 384 at p. 426, Henchy J. stated:
142. In
a situation, thus, where there is a balance to be sought between the
application of the doctrine of the separation of powers and protecting rights
or obligations under the Constitution the courts have a specified
constitutional duty to achieve a just and constitutional balance. Whilst
acknowledging the separation of powers, and the respect which must be paid to
all the great organs of State, if it is either a matter of protecting rights
and obligations under the Constitution or upholding the validity of a statute
then the Constitution must prevail. Similarly in relation to constitutional
rights the appropriate institution must exercise its powers in the light of the
of the Constitution. When a court is required to determine such an issue a
declaratory order is the preferable procedure. On those very rare occasions
when such a declaratory approach is not feasible then the court has the power
and indeed the duty and responsibility to uphold the Constitution and to
vindicate constitutional rights. This is at the core of the duty and
responsibility of the High and Supreme Courts of Ireland.
143. The
very nature of the division of power under the Constitution together with its
checks and balances may cause tension between the organs of government. The
level of that tension may ebb and flow. However, all institutions of State
have a responsibility to the State itself to act in a constitutional manner
which is to the benefit of the State as a whole. Consequently, when an issue
arises, such as in this case, where the boundaries of the separation of the
powers are in issue, both of the relevant institutions should approach the
matter constructively. This approach may be illustrated by a relatively common
situation which arises where counsel for the executive may argue against a
plaintiff’s claim and interpretation of the Constitution but counsel may
inform the court that should the court hold against the executive then there is
no need for a mandatory order. By such a practice institutions act
constructively for the State. The executive argues strongly for that which it
considers the correct interpretation of the Constitution and the law. The
court exercises its duty and responsibility in applying the Constitution and
the law. A constitutional decision is achieved. Parties proceed in a manner
mindful of the scheme of checks and balances established under the
Constitution. Indeed such a constructive approach in implementing a
constitutional obligation is illustrated by the actions of counsel for all
parties involved in this action between 1998 and 2000. They and the judge were
mindful of the situation of all the applicants and all the respondents.
144. The
very nature of the order in this case is important. It is an important factor
that the mandatory order in issue is to implement the respondents’ own
plans. These plans had been willingly (and long previously) presented to the
court, by which the court was guided in its initial decisions to adjourn. Also
important is the express right given to apply to the court, the implied right
to apply to the court to review the situation, and the
de
facto
situation that Kelly J. had for years
managed
these lists of cases where matters were constantly under review, weekly, if not
daily or hourly, and where counsel had, quite appropriately, kept the court
fully appraised of the situation.
The nature of the order while
being
in fact the policy of the respondents corresponded also with the vindication of
the previously recognised constitutional rights of the applicants and the
obligations of the State.
145. There
are important factors in this case relevant to the analysis of the balance to
be achieved between protecting constitutional rights, enforcing constitutional
obligations and the application of the doctrine of the separation of powers.
The important factors include:
146. This
case includes the concept of exceptionalism. This term has been used to
describe cases which include exceptional circumstances which call for an
exceptional decision. The Constitution specifically refers to exceptional
cases - indeed it does so in an article most relevant to this case. Article
42.5 states:
147. The
term ‘exceptional’ has a clear meaning. The Concise Oxford
Dictionary, 8th Edition, describes the term as:
148. I
am satisfied that in the Constitution the term ‘exceptional’ means
forming an exception, unusual, not typical, being exceptional circumstances.
Thus the Constitution specifically recognises exceptional cases and that in
such exceptional cases decisions of an exceptional nature may be made. Indeed
this concept is at the root of the concept of justice itself where a decision
is sought that is just for the parties involved.
149. In
determining this matter a harmonious balance of the rights and duties of all
the parties is sought. In the exceptional circumstances of this case the
constitutional rights, obligations and principles must be weighed in the
balance. In the rare and unusual circumstances of this case where each
individual has rights and the respondents have obligations the fact that the
cases proceeded by way of a type of group action for the mandatory injunction
relating to the buildings rather than a series of individual orders for
individual places in such buildings has meant that the respondents have now
sought a decision on the balance to be achieved as between constitutional
obligations and duties on the one hand as against the enforcement of a
doctrine, the separation of powers. The Constitution established the special
duty of the courts to protect fundamental rights and the Constitution. This
duty, a relatively advanced concept in 1937, is now a duty commonly found in
constitutions of democratic states. The court has a right, and indeed a duty,
to make a mandatory order in certain circumstances if there has been a breach
of the Constitution, if an obligation has been evaded, if constitutional rights
are being set at nought. I am of the opinion that it would have been an
abdication of judicial duty to continue to adjourn the applicants’ cases
on a chimera of plans. This left the High Court in a position whereby it could
make individual orders for each of the applicants. Such an approach, it is
agreed, would not have been contrary to the doctrine of the separation of
powers. Instead, the High Court took the collective approach herein which is
the matter at issue.
150. The
court is a judicial decision maker. It does not plan issues for decision. It
has no choice over the issues upon which it is called upon to make decisions.
Cases are brought to court and they set the court’s agenda. Further, a
decision has to be made. The matter cannot be sent to another body for
consideration, for a report etc. A court adjudication is of its nature a
different type of decision to that made in the legislature or the executive.
The decision is made within the Constitution and the law which form the
parameters of the adjudication.
151. In
seeking the decision the court may be in a situation where the decision is
clearly indicated, there is a single possibility. Often, however, especially
in relation to issues of rights, there are conflicting rights to be weighed and
a proportionate and balanced decision sought. Such a decision involves the
exercise of judicial discretion within the parameters of the Constitution to
achieve a just decision. Under the Constitution such a decision is required of
the superior courts.
152. The
judiciary are the third branch of government in the democratic Irish State.
The Constitution did not establish a structure of government with a rigid
separation of powers. It incorporated a doctrine of the separation of powers
and a system of checks and balances by one branch of government of another.
The role of the superior courts in relation to the judicial review of
legislation to review its constitutionality was specifically incorporated in
the Constitution.
153. It
was a sophisticated step taken by the people in 1937 to incorporate such a
system of judicial review. Previously Ireland had been governed by the
Westminster model - the simple parliamentary sovereignty - democratic majority
system - where parliament was supreme and the courts did
not
have such power of constitutional judicial review. Subsequently Westminster
has been changed somewhat by the introduction of the Human Rights Act, 1998.
154. However,
it has not espoused judicial review as introduced to Ireland in the
Constitution of Ireland, 1937.
155. In
1937 Ireland did not favour the Westminster model. Rather an approach was
taken more similar to that of the United States of America. As a consequence
of this approach the High and Supreme Courts of Ireland were given the
Constitutional duty of judicial review. The courts were made guardians of the
Constitution.
156. The
1937 Constitution and the judicial review element is in keeping with a modern
democratic state where there are important elements to protect, being of the
democratic majority, fundamental rights, and the rule of law. The function of
the courts in protecting fundamental rights and the rule of law is part of the
balance within a modern constitution. By including such a balance the
democratic values, fundamental rights and the rule of law are protected. The
ultimate decision maker is neither a majority of representatives elected (in
the executive or the legislature) nor the judges but the people in a
referendum. By such a system the fundamental rights and the rule of law are
protected.
157. Under
the Constitution powers are given to each branch of government. The three
branches, legislative, executive and judicial, have powers which are limited,
which are subject to checks and balances. Constitutional government is limited
government. The separation of powers is an important aspect of the
Constitution. However, in addition to that doctrine there is the jurisdiction
of the courts to protect fundamental rights. This is not only a jurisdiction
but a duty and obligation of the courts under the Constitution.
158. The
Constitution of Ireland, 1937 presciently heralded in the post World War II
democratic constitutions of many countries which include judicial protection of
fundamental rights by judicial review. The Constitution of Ireland, 1937 set
out fundamental rights, yet it predated the U.N. Declaration of Human Rights
and the European Convention on Human Rights. The Constitution of Ireland, 1937
included the duty of judicial review for the superior courts as part of the
scheme to protect fundamental rights and the rule of law. This model is now
being developed across Europe and the common law world. An apt description of
the part played by superior courts in countries with modern constitutions,
democracy, the rule of law, fundamental rights and judicial review has been
given by Chief Justice Barak of Israel. The place of judicial review and
democracy was analysed by the Israeli Supreme Court in
United
Mizrahi Bank Ltd. v. Migdol Village
(1995) 49(4) P.D. 221. Although the main issue was as to the power of the
court by judicial review to declare a statute unconstitutional the analysis is
analogous to the issues in this case, the protection of fundamental rights by
the court. Barak C.J. stated:
159. I
adopt this analysis of the place of judicial review and the protection of
fundamental rights in a modern democratic constitution. The Constitution of
Ireland, 1937 is such a modern constitution which protects democracy,
fundamental rights and the rule of law. It is a duty and obligation of the
courts to protect constitutional rights and to judicially review decisions.
This is done within the parameters of the Constitution and the law. Judicial
adjudications are made and discretion is exercised in accordance with the
Constitution and mindful of the principle of the separation of powers.
However, ultimately the court is the protector and guarantor of the fundamental
rights and the rule of law under the Constitution. Such a duty to guard
fundamental rights should not be shirked or abdicated.
160. The
concept of the common good is a principle itself incorporating a balance. It
has been referred to in cases relating to a variety of rights under the
Constitution. It is a concept at the foundation of the Constitution. The
preamble to the Constitution states:
161. Article
42.5, which is of particular relevance to these cases, specifically
incorporates the concept of common good, as noted previously in this judgment.
All three of the great institutions of State have a duty to promote the common
good in accordance with the Constitution.
162. The
respondents, as part of the State, as guardian of the common good, made plans
and the respondents informed the High Court of their plans for the benefit of
these (and other) children. The cases were adjourned pending the
implementation of the plans. However there was culpable delay. The court, a
branch of government of the State, as guardian of the children’s
constitutional rights, had a duty to vindicate those rights - and in the
circumstances of this case this involved a concept of the common good for all
the applicants.
163. The
circumstances of these cases are exceptional. They include factors as
identified in this judgment. There are circumstances in which a court has a
duty to intervene to protect constitutional rights. The court has a
jurisdiction to make mandatory orders. The orders sought in this case are at
the extremity of this jurisdiction. Consequently, in making any such order a
court has a heavy burden to acknowledge the respect it must give to the
people’s other organs of state and act accordingly. In light of the
exceptional circumstances of these cases I am satisfied that the court had a
jurisdiction to make the mandatory orders in issue. In so deciding I am
persuaded also by the ongoing nature of the review of the situation by the High
Court and the right (expressed and implied) of the respondents to apply to the
court. On any such application it is appropriate for the court to approach the
issues with the respect required for great institutions of state - the
respondents. I am satisfied that the order in question is necessary in the
circumstances to vindicate the rights of the children. By such an order the
people’s institutions of state may, on balance, achieve a vindication of
the children’s constitutional rights. In the circumstances the use of a
mandatory order directing the Minister to take all necessary steps and do all
things necessary to facilitate the building and opening of the named high
support units (the provision of which the Minister had previously indicated to
the court was already in hand), was consistent with the obligation of the court
to vindicate constitutional rights.
165. In
his judgment the Chief Justice concluded that the mandatory order made by Kelly
J. in this matter on the 25th day of February, 2000, though made from the best
of motives, constituted an impermissible intrusion by the judiciary into the
role conferred by the Constitution on other organs of State. The Chief Justice
decided that the learned trial judge was not entitled to make the mandatory
order in question as a means of vindicating a constitutional right of the
applicant. I would go further. I would question the existence of the
constitutional right in respect of which the order was made.
166. With
the exception of Article 42 of the Constitution, under the heading
“Education”,
there are no express provisions therein cognisable by the courts which impose
an express obligation on the State to provide accommodation, medical treatment,
welfare or any other form of socio economic benefit for any of its citizens
however needy or deserving. It is true that the exploration of unenumerated
constitutional rights in
Ryan
.v. Attorney General
[1965] IR 294 has established the existence of a constitutional right of
“bodily
integrity”.
The examination of that right in the
State
(C ) .v. Frawley
[1976] IR 365 and the
State
(Richardson) .v. The Governor of Mountjoy Prison
[1980] ILRM 82 certainly establishes that the State has an obligation in
respect of the health of persons detained in prisons. However these
authorities do not suggest the existence of any general right in the citizen to
receive, or an obligation on the State to provide medical and social services
as a constitutional obligation.
167. With
the exception of the provisions dealing with education, the personal rights
identified in the Constitution all lie in the civil and political rather than
the economic sphere. These are indeed important rights which were won for
citizens in different societies over a period of centuries often in the face of
bitter opposition. Whilst limited poor law relief or workhouse accommodation
has existed in this and neighbouring jurisdictions for many years the demand
for a coherent system of socio economic rights, and more particularly the
acceptance of that demand, does not appear to have emerged until the widespread
acceptance of socialist doctrines following the Second World War resulting in
the now generally accepted concept of the Welfare State.
168. The
absence of any express reference to accommodation, medical treatment or social
welfare of any description as a constitutional right in the Constitution as
enacted is a matter of significance. The failure to correct that omission in
any of the twenty-four referenda which have taken place since then would
suggest a conscious decision to withhold from rights which are now widely
conferred by appropriate legislation the status of constitutionality in the
sense of being rights conferred or recognised by the Constitution.
169. The
reluctance to elevate social welfare legislation to a higher plane may reflect
a moral or political opposition to such change or it may be a recognition of
the difficulty of regulating rights of such complexity by fundamental
legislation which cannot be altered readily to meet changing social needs.
Alternatively it may have been anticipated that the existence of a
constitutional right enforceable by the courts would involve - as the present
case so clearly demonstrates - a radical departure from the principle requiring
the separation of the powers of the courts from those of the legislature and
the executive. The inclusion in the Constitution of Article 45 setting out
directive principles of social policy for the general guidance of the
Oireachtas - and then subject to the express provision that they should not
be cognisable by any Court - might be regarded as an ingenious method of
ensuring that social justice should be achieved while excluding the judiciary
from any role in the attainment of that objective. Indeed a similar approach
was adopted in the Constitution of India 1949, which having provided in Part IV
thereof for certain
“Directive
Principles of State Policy”,
went on to provide in Article 37 that:-
170. It
may be that the Constitution of India has not excluded the courts from
consideration of matters of social policy as effectively as Article 45 of our
Constitution but there is a distinct similarity in the approach made in both
Constitutions to this difficult problem.
171. The
status of socio economic rights in our Constitution and the detailed provisions
in relation to education were explained by Professor Gerard Quinn in his essay
“Rethinking
the Nature
of
Economic, Social and Cultural Rights in the Irish Legal Order
”
in
Fundamental
Social Rights
(2001) (edited by Costello C) at p. 49 in the following colourful terms:-
172. There
are, as I would see it, serious arguments against inferring the existence of
positive socio economic rights (apart from the anomalous rights relating to
education) but there are impressive authorities to the contrary.
173. The
immediate authority for the making of the order by Kelly J. was the decision of
Mr Justice Geoghegan - then a judge of the High Court - in
FN
.v. Minister for Education
[1995] 1 IR 409. In the circumstances of that case Geoghegan J. held that
where there was a child with very special needs in respect of accommodation,
maintenance and sustenance which could not be provided by his parents or
guardians there was a constitutional obligation on the State under Article 42.5
of the Constitution to cater for those needs. That judgment was in turn based
upon the decision of this Court in
G
.v. An Bord Uchtála
[1980] IR 32. There are far-reaching observations contained in some of the
judgments delivered in that case which do support the conclusions reached by
Geoghegan J. What is a matter of concern is that some of these observations do
not appear to have been essential to the decision of the Court and furthermore
may not have represented the views of the majority. My concern is reflected in
the comments of Henchy J. (at p. 83) when he said:-
174. In
considering the rights of an illegitimate child where an order was sought
authorising the Adoption Board to dispense with the consent to adoption of the
natural mother O’Higgins C.J. went on to identify the nature of the
child’s rights (at p. 55-56) in the following terms:-
175. It
does not appear that Kenny J. accepted this fundamental distinction. At page
97 of the report - having quoted a passage from
The
State (Nicolaou) v. An Bord Uchtála
[1966] IR 567 dealing with Article 40 of the Constitution he went on to say:-
176. The
fact that O’Higgins C.J. and Parke J. dissented from the judgments of the
majority emphasises the complexity of the issues under consideration and the
measure of diversity which exists in the five wide-ranging judgments delivered
in that important case.
177. Whatever
ambiguities may arise from an analysis of the judgments in
G.
v. An Bord Uchtála
no such problems arise in relation to the decision of this Court delivered by
Finlay C.J. in the
Adoption
(No. 2) Bill
1987
[1989] IR 656. The then Chief Justice made it clear that Article 42 s. 5 of
the Constitution should be given a wide construction when he said (at p. 663):-
178. What
remains to be examined, however, is the extent of those parental duties and
whether they derive solely from the relationship between parent and child or
whether the rights as against the parent - and in default against the State -
may vary with the age of the child.
179. The
extent to which positive socio economic rights can and should be separated from
the complex constitutional rights and duties in respect of education and upheld
or rejected independently of that particular right has never been explored
adequately by this Court. No doubt lawyers have been reluctant to assert and
rely upon an undefined unenumerated welfare-type right when there is room to
argue that rights of accommodation, medicine and nurture are available under
the heading of "
Education"
to children as against their parents and, where the parents default for moral
or physical reasons, against the State. I suspect that this attractive
argument is based on a very broad interpretation of the distinction made by
Ó Dálaigh C.J. between medication and education in
Attorney
General v. Ryan
[1965] IR 294 when he said at p. 350:-
180. That
homely example was sufficient to dispose of the argument in that case which had
been based upon Article 42 of the Constitution. The addition of fluoride to
a water supply did not offend that Article. On the other hand, I am sure
that the learned Chief Justice would be appalled if it were to be suggested
that his helpful example had identified for all times and all purposes the
nature and extent of education particularly in the different contexts in which
it is mentioned in Article 42 as aforesaid. If education could be defined so
widely as to include every facility or device the availability of which would
assist an individual to develop his personal resources, then every programme of
medical rehabilitation and every custodial sentence, having as some part of its
purpose the reform of the prisoner, could be viewed from the standpoint of a
constitutional right to education of a child as against its parents in default
of which a corresponding duty would fall upon the State.
181. Apart
from the reluctance of litigants to forsake their express rights under Article
42, practical difficulties may be observed in the reluctance of the Executive
to contest - or even in the judiciary to permit the Executive to contest - the
existence of a particular socio economic benefit as a constitutional right when
it is conceded as is so often the case, that those benefits are available in
accordance with legislative provisions or Ministerial schemes. In
O'Donoghue
v. The Minister for Health
[1996] 2 IR 20 the High Court had concluded that although the applicant was
profoundly mentally handicapped the State was obliged to provide him with
education which could properly be described as "
primary".
The appeal by the respondents was compromised on the basis of an order which
is quoted at the conclusion of the report (at p. 72) and on terms which
recognise the existence of different views as the fundamental rights of the
parties:-
182. Again,
in the equally tragic case of
Sinnott
v. The Minister for Education
(Unreported, Supreme Court, 12th July, 2001) the respondent contested only to
a very limited extent the findings of the learned High Court judge as to the
rights of the applicant.
183. It
is, of course, entirely understandable, and desirable politically and morally,
that a society should, through its laws, devise appropriate schemes and by
means of taxation raise the necessary finance to fund such schemes as will
enable the sick, the poor and the underprivileged in our society to make the
best use of the limited resources nature may have bestowed on them. It is my
belief that this entirely desirable goal must be achieved and can only be
achieved by legislation and not by any unrealistic extension of the provisions
originally incorporated in Bunreacht na hÉireann. I believe that
Costello J. was entirely correct when in
O'Reilly
v. Limerick Corporation
[1989] ILRM 181 he concluded that the courts were singularly unsuited to the
task of assessing the validity of competing claims on national resources and
that this was essentially the role of the Oireachtas. It is only fair to
add, as I have already pointed out, that those who framed the Constitution seem
to have anticipated this problem and provided a solution for it.
184. The
right of appeal to this Court is a constitutional process consecrated in
Article 34.4.3 of the Constitution. No citizen, public or State party should
feel inhibited or obstructed from participating in that constitutional process
where such a party considers it proper to do so. Where proceedings involve
issues with important constitutional implications for the organs of State and
the exercise of their prerogative powers, there may be constitutional
considerations wider than the issues in the particular case in respect of which
those exercising prerogative powers may properly feel bound in the public
interest must be submitted for final constitutional determination by this
Court. I re-emphasise what I said in the Sinnott Case because of public
reports of observations suggesting that resort to this Court might in some
sense be considered an improper use of constitutional access to it.
185.
The other principal ground upon which the Appellants appeal concerns the locus
standi of the Respondents. In this judgment I propose to address mainly the
question of whether the learned High Court Judge was entitled to make the Order
which he did.
186. The
Order made by the learned High Court Judge, made on the 25th February, 2000, in
its operative part provides:
187. The
import of the injunction was explained in the learned High Court Judge’s
own judgment in the following terms: -
188. It
was not really an issue in the appeal that the form and extent of the mandatory
Order against two Ministers of Government is unique, apart from an order of a
similar nature made by the learned High Court Judge in an earlier case which
was not appealed to this Court.
189. In
the High Court proceedings the Plaintiff’s case was based on the claim
that they were minors with very special needs which could not be provided by
their parents or guardians and that there was a constitutional obligation on
the State to provide special facilities, by way of secure and high support
units and places, providing special care for minors with their special needs.
The facts and circumstances of the case including the arguments of the parties
and the history of these proceedings have been comprehensively set out in the
judgments of the Chief Justice and Hardiman, J. which I gratefully adopt so
that I need only refer to them where the particular context requires.
190. The
point of departure for the learned trial judge was the judgment of Geoghegan,
J. in
F.N.
-v- The Minister for Education
[1995] IR 409
.
Geoghegan, J. summarised his decision as follows: -
191. As
the learned High Court Judge pointed out, F.N.’s case was not an isolated
one. Subsequently there was a succession of cases
“dealing
with children whose circumstances required that the State should provide
suitable arrangements of containment with treatment
.”
192. In
those cases he notes that the Court made no formal declaration of the type made
in F.N.’s case
“because
in such cases the State recognised that these children were entitled to rights
of a type similar to those declared in favour of F.N
.”.
There was then no reason to believe that the proposals which had been advanced
by the Minister for Health for the provision of residential places would not be
implemented in a timious fashion.
193. Most,
if not all, of those cases had come before the learned High Court Judge. More
cases of a similar nature were to follow including those in which T.D. and D.B.
were Plaintiffs. In the course of those proceedings details of certain plans
which had been adopted by the Minister with a view to addressing the national
needs of children requiring special care were placed before the Court. In one
case the Minister proposals were implemented in full and in accordance with the
forecast time scale. As regards other proposals, the learned trial Judge
concluded that “
Whilst
I do not deny for a moment that substantial progress has been made, the plain
fact is that none of the time scales which were given in evidence before this
Court as recently as April, 1999 even December, 1999 will now be met
.”
194. I
think it is important to come to the genesis of these proceedings which is
explained in the judgment of the High Court in the following terms:
195. Following
the learned trial judge’s initiative, this application was brought and it
sought, as the learned trial judge put it,
“...
a series of injunctions directing the Minister to take all steps necessary and
to do all things necessary to facilitate the building and opening of secure and
high support units in places as follows ...”
and there followed a list of building facilities, each to be completed by a
specified date which correspond with the facilities referred to above and
paragraph 1(a)
196. As
regards the formulation of the injunctions sought in the present application,
the learned High Court Judge observed “
I
should make it clear that the number of units, their location and dates which
are set forth in each of these proposed injunctive reliefs are those specified
by the officials who gave evidence before me on behalf of the Minister. In
other words the injunction seeks to do no more than to compel the Minister to
adhere to the latest plans which he had been put before this Court within the
time specified
.”
197. What
was before the learned High Court Judge prior to the initiation of the
application in these proceedings was a programme devised by policy makers under
the aegis of the Minister and adopted by him as a matter of policy with a view
to addressing the constitutional obligation owed by the State to minors in need
of special care facilities as declared in
FN
-v- The Minister for Education
.
198. I
consider it important to note that the trial judge appears to have been
satisfied at that point, confirmed by the Order which he has made in this case,
that the proposed programme was indeed sufficient to address those obligations.
199. The
reason given by the learned High Court Judge for proceeding to consider and
ultimately grant the mandatory Order arose from the fact that although he was
assured of the good intentions and commitment of the relevant departments to
provide the places in question within specified times these had to be extended
for reasons of “
culpable
slippag
e”.
In the absence of a formal undertaking from the Minister to the Court as to
future compliance he reached certain conclusions arising from previous delay.
These were that the department of Health and Children had not proceeded in a
manner which, “
could
reasonably be expected of it so as to address the quite scandalous situation
which has now obtained for years
”.
He expressed the conclusion that time had been lost “
as
a result of manifest inefficiency
.”
He cited the Castleblaney premises as the worst example. He concluded that
reasonable progress has not been made. On the other hand he of course did
acknowledge that substantial progress had been made. He also stated “
I
wish to make it clear that I accept the bone fides of all the agencies and
personnel who are attempting to deal with these problems. For the presence of
bone fide good intentions counts for little if result are not being achieved
which go to address the rights of these young people in a timious fashion”.
200. The
fundamental issue which preoccupied the mind of the learned trial Judge was not
the nature and extent of the programme which the Minister had adopted nor
indeed the planned time scale for the establishment of the various centres but
rather the risk of delay in its implementation
referred
to in his ‘Conclusions on Delay’. No issue as to the good faith of
the Minister was involved. He also accepted that the time scales envisaged in
the Minister’s programme might not be capable of being met for good
reason, hence his express willingness to alter the terms of the Order from time
to time on an application from the Minister.
201. On
the question of policy and the separation of powers the learned High Court
Judge concluded that “
the
Order that I propose making will ensure that the Minister who has already
decided on policy, lives up to his word and carries it into effect. I am
neither dictating nor entering into questions of policy
.”
He also concluded that in any case there is jurisdiction vested in the Court
to intervene in what has been called policy in an appropriate case. “
Such
an intervention would only occur in limited circumstances and where absolutely
necessary
in
order for this Court to carry out its duties under the Constitution in
securing, vindicating and enforcing constitutional rights”.
202. However
there were four factors which the learned High Court Judge stated he should
take into account before deciding on whether or not to grant the mandatory
injunctions. “
First,
the High Court has already granted declaratory relief concerning the
obligations of the State towards minors of the type involved here. Secondly,
if that declaration is to be of any benefit to the minors in whose favour it
was made, the necessary steps consequent upon it must be taken expeditiously.
Otherwise the minors will achieve majority without any benefit being gained by
them. Thirdly, the effect of a failure to provide the appropriate facilities
must have had a profound effect on the lives of children and put them at risk
of harm. It continues to do so. Fourthly, due regard must be had to the
efforts made on the part of the State to address the difficulties to state”
203. In
deciding that the Court had jurisdiction to make the Orders sought to vindicate
the rights identified by Geoghegan, J. in
F.N.
-v- The Minister for Education
the
learned High Court Judge cited the following authorities: -
204. The
learned High Court judge then went on to cite what he had stated in his
judgement
D.B.
-v- The Minister for Justice [1999] 1 IR 29
at page 40: -
205. The
concept of the “
separation
of powers
”
as applied to the exercise of executive legislative and judicial powers of
government has been extant for some centuries, emerging in the Age of
Enlightenment in Europe and embraced by the framers of the American
constitution who regarded Montesquieu as “
the
oracle who is always consulted and cited on this subject
...”
(The Federalist No. 47, Madison). It was not always a concept associated with
representative democracies as we now know them. It was Montesquieu’s
fear that “
When
the legislative and executive powers are united in the same person or body,
there can be no liberty, because apprehensions may arise less the same monarch
or senate should enact tyrannical laws to execute them in a tyrannical
manner”
He
expressed the concern: “
Were
the power of judging joined with the legislative, the life and liberty of the
subject would be exposed to arbitrary control, for the Judge would then be the
legislator. Were it joined to the executive power, the Judge might behave with
all the violence of an oppressor ...”.
206. Whether
the concept be considered as a distribution of the powers mentioned among
different branches of government, executive legislative judicial, or a
balancing of powers among those branches or a form of “
checks
and balances
”,
the separation of powers, in one form or another, is today regarded as an
essential and inherent part of the modern liberal democracy founded on the rule
of law. Although the basic objective is the same, to avoid an excessive
concentration of these powers, or a combination of them, in one authority,
there is no
‘pure’
or ‘perfect’ model of the separation of powers. It is found in
different forms in different countries according to the differing structures of
constitutional government such as in France, the United Kingdom, Germany, the
United States and this country. Particular emphasis is placed on the
democratic accountability of the executive and the legislature where the former
may be accountable to the latter and both in any event are accountable to the
electorate for the use of their powers. The Judicial branch of government is,
perforce, not so accountable but is often described as the “
least
dangerous branch”
having power over neither “
purse
nor sword
”.
207. The
separation of powers in this country is embodied and governed by the
Constitution. Accordingly, it is within its rubric that the question
concerning the separation of powers as raised by the Appellants falls to be
considered.
209. As
this Court has on many occasions had occasion to state, those organs of State
are the Government, the Oireachtas and the Courts established by the
Constitution. Article 28.2 provides that the executive power of the State
shall, subject to the provisions of this Constitution, be exercised by or on
the authority of the Government which, pursuant to Article 28.4.1 is answerable
to the Dail. The Oireachtas, as the national parliament, consists of the
President and the two house, Dáil Eireann and the Senate (Article 15).
Article 15.2.1. provides that “
The
sole and exclusive power of making laws for the State is hereby vested in the
Oireachtas; no other legislative authority has power to make laws for the
State.”
210. As
I have already indicated one of the fundamental objects of the concept of the
separation of powers is that no one of the three organs of government is
paramount in the exercise of State power. As Walsh, J. stated in
Murphy
-v- Corporation of Dublin
[1972] IR 215, 234
“
The
division of powers does not give paramountcy in all circumstances to any one of
the organs exercising the powers of the government over the other
.”
211. It
follows that in order to avoid the paramountcy of one organ of State, each must
respect the powers and functions of the other organs of State as conferred by
the Constitution. Each must exercise its powers within the competence which it
is given by that Constitution. The Oireachtas cannot exercise a judicial
function attributed to the Courts no more than the Courts may exercise a
function attributed to the Executive or the Oireachtas.
212. There
is a fundamental distinction between the Courts determining whether policies or
measures of the Executive or the Oireachtas are compatible with their
obligations under the law or the Constitution and the Courts taking command of
such matters so as to in substance actually exercise a core constitutional
function of one of those organs of State.
213. Thus
it is not in issue that the Superior Courts, in determining cases brought
before them, may make Orders affecting, restricting or setting aside actions of
the Executive which are not in accordance with law or the Constitution or make
declaratory orders as to its obligations. The learned High Court Judge
correctly cited the law in this regard as stated by Finlay, C.J. in
Crotty
-v- An Taoiseach
“
with
regard to the executive, the position would appear to be as follows: - This
Court has on appeal from the High Court a right and duty to interfere with the
activities of the Executive in order to protect or secure the constitutional
rights of individual litigants where such rights have been or are being invaded
by those activities or the activities of the executive threaten an invasion of
such rights”.
214. Equally
these Courts may set aside an Act of the Oireachtas on the grounds that it is
repugnant to the Constitution.
215. Such
jurisdiction can only be exercised in deciding on justiciable matters in issue
between parties litigating those issues before the Court (other than an Article
26 reference). The Courts have no general supervisory or investigatory
functions. De Tocqueville summed up the role of the Courts pithily when he
wrote, “
In
all nations the judge’s primary function is to act as an arbitrator.
Rights must be contested to warrant the intervention of the Court. An action
must be brought before a Judge can decide it
.”
The “...
judicial
power... can act only when called upon, or in legal language, when it is
seised of the matter
”.
(Democracy in America, Harper, Eng.ed.).
216. If
a judge cannot choose the cases which he might wish to come before him neither
does he have the luxury of deciding cases as he might wish but must do so as
the law or the Constitution dictates. In principle, the judge decides what the
rights of the parties are and their legal or constitutional obligations in
respect of them. It is the Legislature or the Executive who may adopt
measures or policies simply on the basis they consider them the best and most
desireable means of achieving specified objectives or fulfilling obligations. In
O’Reilly
-v- Limerick Corporation
[1989] ILRM 181 at 195
,
Costello J., addressing a question of supervision by the Courts of the spending
of public monies for policy objectives in the furtherance of the common good,
stated “
The
Court’s constitutional function is to administer justice but I do not
think by exercising the suggested supervisory role it could be said that a
Court was administering justice as contemplated by the Constitution ...
In exercising this function the Court would not be administering justice as it
does when determining an issue in relation to commutative justice but it would
be engaged in an entirely different exercise, namely an adjudication of the
fairness or otherwise of the manner in which other organs of state had
administered public resources.
”
Costello, J. went on to add “...
the manner in which justice is administered in the Courts on a case by case
basis, makes them a wholly inappropriate institution for the fulfilment of the
suggested role
.”
In my view the Courts are equally inappropriate institutions to make an Order
directing how national policy should be implemented rather than addressing
issues on a case by case basis.
217. Adopting
a policy or a programme and deciding to implement it is a core function of the
executive. It is not for the courts to decide policy or to implement it. It
may determine whether such policy or actions to implement such policy are
compatible with the law or the Constitution or fulfil obligations. That is not
deciding policy.
218. Thus
the powers of the Court include judicial review of acts of the Executive and
the Legislature. It is a feature common to many democracies, particularly with
a written constitution. Judicial review permits the Court to set aside
executive actions or legislative measures which offend against the law or the
Constitution. Judicial ‘review’ does not in such democracies give
the Courts jurisdiction to
exercise
rather than
review
executive or legislative functions. Judicial review permits the Courts to
place limits on the exercise of Executive or legislative power not to exercise
it themselves. It deals with the limits of policy, not its substance. That is
why judicial review by the Courts, which are not answerable to any constituency
other than the law and the Constitution, is democratic. Of course one may
hypothesis as to all kinds of circumstances , exceptional or otherwise, in
which judicial review of the Executive or the Oireachtas may arise. But, to
paraphrase Edmund Burke, circumstances are infinite, or infinitely combined,
are variable and transient, and one cannot loose sight of the fundamental
principles according to which the power of judicial review is exercised.
219. As
Budd, J. observed in
Boland
-v- An Taoiseach
[1974] IR 338
at
366
“
It
is for the Executive to formulate matters of policy. The judiciary has its own
particular ambit of functions under the Constitution. Mainly, it deals with
justiciable controversies between citizen and citizen, or the citizen and the
State, and matters pertaining thereto. Such matters have nothing to do with
matters of State policy
.”
220. Damages,
even exemplary damages, may be awarded in appropriate cases to individuals who
have suffered loss or damage as a result of the unlawful or unconstitutional
activities of the State or one of its agencies.
221. Prior
to the initiation of this particular case the relevant Minister had outlined to
the Court his national the policy and a programme of action based on that
policy. The learned High Court judge held that he was not making policy but
rather simply taking the policy formulated by Executive and incorporating it in
his Order. In my view the learned High Court Judge was incorrect in this
analysis.
222. The
policy which had been outlined by the Minister involves the construction or
provision of certain support or care units in different parts of the country
and recruiting staff for their opening and the provision of care facilities.
It is a programme which involves, generally speaking, the design of premises,
engagement of contractors, applications for planning permission, identification
of the number and kind of specialised staff and their recruitment just to
mention some of its elements. A policy programme of such a nature, whether it
is undertaken by the private sector or the State sector, will inevitably
involve discretionary decisions on a day-to-day basis with a view to
satisfactory implementation to meet, as far as practicable, the objectives set.
These discretionary decisions will be taken according as unforeseen obstacles
are encountered, administrative difficulties arise, reservations of the
planning authorities are considered, planning objections or appeals from third
parties are met or indeed as the adaptation of policy is required to make it
more efficient or effective according to further insights as the strategy
develops in the course of its implementation. Such Executive policy may be
determined or altered by Dáil Eireann
223. The
learned High Court Judge expressly acknowledged that delays in the programme
may be justifiably required subject to his approval. Although the learned High
Court Judge did not expressly say so it may be inferred that if the Minister
were to apply to him also to permit a change of policy in the future he would
so if there were “
objectively
justifiable
”
reasons for doing so. In his judgment in D.B. the learned High Court Judge had
expressly provided for future applications for a change of policy on such
grounds and presumably he did not intend to exclude such a future application
in this case. I would add in passing that since the very nature of policy is
that it is frequently formed on the basis of subjective reasons it is not at
all clear what kind of objective criteria the High Court would apply when
supervising what changes, if any, should be permitted in the policy enshrined
in its Order.
224. It
seems to me that in incorporating the policy programme as part of a High Court
Order the policy is taken out of the hands of the Executive which is left with
no discretionary powers of its own. It becomes the policy and programme of
the Court which cannot be varied or any decision taken which might involve
delay (or an adjustment of policy) without the permission and Order of the
Court. A judicial imperative is substituted for executive policy. The Judge
becomes the final decision maker. In short he is administrator of that
discrete policy. That is not a judicial function within the ambit of the
Constitution.
225. Another
inevitable consequence of the High Court Order would be to undermine the
answerability of the Executive to Dáil Eireann and thus impinge on core
constitutional functions of both those organs of State. Article 28.4.1.
provides “
The
Government shall be responsible to Dáil Eireann
”.
226. As
Budd, J. also said in
Boland
-v- An Taoiseach
(cited above) “
The
Court could clearly not state that any particular policy ought not to be
pursued.
227. A
Minister who, in the course of such a review, subsequent to the making of the
kind of Order as has been made in this case, was called upon to answer in
Dáil Eireann on the grounds that the scope of his policy should be
reduced or expanded would be bound to respond that his hands were tied by an
Order of the High Court and that he was bound to pursue that policy by Order of
the High Court. This would be a negation of his answerability to Dáil
Eireann. At best it might be said that an application by the Minister to the
High Court to alter the policy or its time scale on the basis of a decision of
Dáil Eireann might constitute “
objectively
justifiable
”
grounds for amending the High Court Order. But this would reduce a Minister, a
member of the Executive, to an intermediary between the Dáil Eireann and
the High Court and even then the decision of the Dáil Eireann would be
subject to approval by the High Court.
228. This
would introduce a degree of judicial hegemony in the domaine of policy
formulation and implementation so as to disturb the balance of powers between
the three great organs of State, the Executive, the Oireachtas and the Judiciary.
229. It
would involve the High Court in exercising its “
will”
rather than its “
judgment”on
justiciable issues between the parties. (In this regard see also the
conclusion of Hardiman, J. on the locus standi of the parties in this
application to seek the Order granted).
230. It
would offend against the underlying concept in the statement of Walsh, J. in
Murphy
-v- The Corporation of Dublin
(cited above) that “
the
division of powers do not give paramountcy in all circumstances to any one of
the organs
”
of State. The proposition of the learned High Court Judge that “
the
Court has to attempt to fill the vacuum which exists by reason of the failure
of the legislature and executive
”
would, it seems to me, arrogate to the Courts a paramountcy in circumstances
not envisaged in the separation of powers under the Constitution and undermine
core functions of the executive and the legislature in a representative
democracy where their primary answerability for policy matters is to the
people. In my view the Order goes beyond the boundaries envisaged in the
dictum of this Court in
Buckley
and Others (Sinn Féin) -v- Attorney General
and Another
(cited
above) that justice shall be administered in the manner provided by the
Constitution and “in such a manner and not otherwise”, and outside
the “
particular
ambit of functions under the Constitution”
accorded
to the judiciary as mentioned by Budd, J. in the citation above.
231. The
jurisdiction of the Courts as envisaged by the Constitution is sufficiently
ample to defend and vindicate rights guaranteed by the Constitution as the
experience of many decades has demonstrated. Judicial statements as to the
amplitude of the powers of the Court in this regard in such cases as
Quinn
-v- Ryan
and
D.G
-v- The Eastern Health Board
can only be interpreted and applied within the ambit of the role conferred by
the Constitution on the Courts with due respect to the role and function of the
executive and the legislature. Any other approach would introduce incoherence
into the concept of the separation of powers as delineated by the Constitution.
In my view the grounds relied upon by the learned High Court Judge did not
entitle him to make the mandatory Order.
232. In
coming to the conclusions above I do not wish to determine that the Courts may
never make a mandatory Order in
any
form as opposed to a declaratory or other Order, against an organ of State.
233. I
would recall in passing that in this case there is no question of bad faith on
the part of the Minister and indeed the learned High Court Judge expressly
found that all those agencies which acted on behalf of the Minister were acting
in good faith. I do not consider that “culpable slippage” of an
administrative nature or “bureaucratic haggling”, which may include
serious legal questions of departmental competencies, or inefficiency may of
themselves alone constitute grounds for a judicial mandatory Order against the
State. There may be other remedies if persons suffer damage as a result of
such administrative deficiencies, but otherwise the Executive is, in principle,
accountable to Dáil Eireann for them. I do not consider that the
elements necessary for any form of mandatory Order are present in this case.
234.
I
do not consider it necessary to develop this matter further except to emphasise
that should the occasion arise for the Courts to consider making a mandatory
against an organ of State in lieu of a declaratory Order, such an Order could
not be such as would involve the Courts in actually exercising the functions
constitutionally reserved to those organs of States.
235. Much
of what I have said in dealing with the principal issue concerning the
separation of powers has implications for the local standi of the Plaintiffs in
this case and in particular whether they have sufficient interest and standing
to seek declarations as to national policy rather than such Orders and Relief
as they may be entitled to having regard to their individual situations.
However, I have had advantage of reading the judgement of Hardiman, J. and I
agree with his reason for considering that the Applicants individually or as a
group have not shown sufficient interest to give them local standi in these
proceedings to seek the mandatory Order in question.
236. Having
regard to the foregoing I would allow the appeal and set aside the mandatory
Order of the High Court.
237. Suppose
a judge is dissatisfied with a policy of the legislature or government for the
discharge of their constitutional obligations, or with its implementation. Is
it open to him or her to determine or approve a particular policy, make
detailed orders for its execution with public money, and prohibit any change of
policy without permission of the Court? Or is that a constitutionally
impermissible invasion of the functions of the Government and of its
responsibility to Dáil Éireann?
238. These
are the central questions at the heart of the present appeal. Before
proceeding to examine the case in detail I wish briefly and in plain language
to put these questions into context, so that their significance can be
appreciated.
239. Under
our Constitution all political power in the State derives from the people. By
Article 6 this general power is divided into the three major powers of
government, the legislative, the executive and the judicial. These powers are
separate and distinct in order to prevent any one power, or the individuals who
hold it, from becoming dominant. The legislative power makes laws and elects
the executive Government which is responsible to it. These branches of
government are responsible for the formulation and implementation of policy on
a vast range of issues of importance to the community as a whole. They are
jointly responsible for the expenditure of public monies. Each of these two
powers are directly or indirectly elected and are liable to recall and
replacement by the democratic process. Their independence of the judiciary
is essential if the great democratic value of popular sovereignty is to be
maintained.
240. The
role of the judiciary is to administer justice and to uphold the Constitution
and the laws. The judiciary are not, and cannot be, directly politically
responsible for their decisions, or liable to recall if their decisions are
unpopular. An unpopular or powerless individual or a minority are as much
entitled to justice as anyone else. The judiciary’s independence of the
political branches of government is essential if impartial justice is to be
done between citizen and citizen and between the citizen and the State, and if
laws are to be kept within constitutional bounds.
241. In
recent times the courts have been asked more than once to make orders more
obviously within the ambit of the legislature or executive Government. On each
such occasion they have anxiously explored the question of whether it is
possible or proper to do so, having regard to their duty to uphold the
Constitution and the separation of powers which it requires.
242. Those
who are greatly and often properly exercised by the underlying issues which
lead people to seek orders of this kind can be impatient with this process of
exploration and its necessary technicality. But the importance of a
separation of powers can be explained without any technicality at all.
243. If
a judge considers that there has been a
“failure
of the legislature and the executive”
(to use a phrase of the learned trial judge in this case) in some particular
area of constitutionally significant policy, can he or she on that account
“attempt to fill the vacuum”
by ordering either of those bodies to implement a particular policy? If this
is possible, it may gratify those who agree with the judge that there has been
a failure, and who find the solution which he or she imposes acceptable. But
it would represent an enormous increase in the power of an unelected judiciary
at the expense of the politically accountable branches of government. It
would attribute to the judiciary a paramountcy over the other branches in the
form of a residual supervisory governmental power which, once asserted and
exercised, would certainly be appealed to again and again. This paramountcy
might develop in a context of widespread popular approval in a particular case,
but it would be equally available in all such cases, regardless of public
opinion. It would represent a very significant change in our constitutional
order, not easily reversed.
244. Is
it constitutionally possible, or desirable, so to increase the power of the
judges? This is the most fundamental of the questions raised in the present
case. Earlier this year, in the context of the decision of this Court in
Sinnott
v. The Minister for Education
(Supreme Court unreported 12th July, 2001), the distinguished legal scholar Dr.
Gerard Hogan considered the possibility of
245. If
the order made in this case is one that a court can properly make it too would
represent a significant transfer of power. Though the other issues in the
case are of great importance, especially to the individuals involved, this
question is of transcending importance because the answer to it will affect the
resolution of many other issues, and indeed the balance of power within our
constitutional structures themselves. Before it can be addressed, however, it
is necessary to turn to the detailed facts of the present action.
246. In
this appeal, the appellants seek to set aside the order of the High Court
(Kelly J.) made the 25th February, 2000 and perfected on the 10th July, 2000.
This order will be discussed below.
247. Because
of the course the case has taken, and the circumstances in which eight other
similar cases have come to be associated with it, it is desirable to set out in
some detail the personal history of T.D., and the history of the proceedings
and the background to them. The first can be done with some confidence on the
basis of the evidence of Mr. Ruairi Ó Cillín, a divisional
inspector in the Department of Education. Mr. Ó Cillín has been
involved in this case and in a number of similar cases over a period of years
and his extraordinary efforts in that connection have been acknowledged both by
the applicants and by the learned trial judge himself.
248. This
young man is now over 18 years of age having been born on the 9th January,
1983. He has been the recipient of special services of one kind or another
since 1990, when he was enrolled in a special school for pupils with emotional
disturbance. Between May 1991 and September 1992 he was in an Eastern Health
Board Residential Unit with education
“on
campus”.
He then attended a further special school until June of 1995. He did not
return to this establishment in September of that year, allegedly on the basis
of bullying by other pupils. He was subsequently the subject of an order
under Section 58(4) of the Children Act, 1908 and was placed in St.
Lawrence’s in Finglas in November, 1996. In November 1997 he was
offered a voluntary continuance of his placement there but it was discontinued
two months later because he would not co-operate with the arrangements made for
him. On the 9th January, 1998 he was interviewed by staff at City Motor
Sports and offered an initial 2½ per week placement to begin on the 3rd
February. On the 2nd February 1998 he was granted leave to apply for a
judicial review by the High Court: this order is the basis of the present
proceedings, although they have subsequently assumed a very significantly
different form. The history of the proceedings will be considered below. On
the 5th August, 1998 he was placed in Oberstown Boys Centre pursuant to an
order of the High Court and remained there until the 17th February of the
following year when he was transferred to Sarsfield House. His residency here
was supported by Eastern Health Board staff and he attended St. Vincent’s
Trust on a daily basis, again supported by staff from the Health Board. This
“support”
apparently extended to his being escorted during working hours by one or two
child care workers, at least on occasion. He was however excluded from
Sarsfield House by reason of his behaviour and was subsequently placed in St.
Patrick’s Institution by order of the High Court where he remained for a
period of six weeks. He then attended the Cavan Centre from Wednesday to
Sunday of each week, and St. Vincent’s Trust on Mondays and Tuesdays.
During this time he was continually supported by Eastern Health Board staff.
Following his return from the Cavan Centre he continued to attend St.
Vincent’s until the end of July, with activities being organised for him
by Eastern Health Board staff when St. Vincent’s closed for vacation.
However it became increasingly difficult to get the applicant to co-operate
with this regime and on occasions he did not make himself available at all.
At approximately the age of 15 the applicant had developed a drug taking habit.
Matters came to a head on the 26th August, 1999 when the child care workers
who attended the applicant felt it was unsafe for them to continue doing so,
apparently due to a fear that he might attack them for money in connection with
his drug habit. There is however no suggestion that he actually did so on any
occasion. The child care workers did accompany him to Fortune House so that
he could engage in a drugs detoxification programme which had been arranged.
249. Throughout
this period, and particularly in the latter years, the applicant was very
frequently assessed by various professional persons and was the subject of a
considerable number of reports. There were exhibited in the proceedings at
different stages reports from Dr. Moran, Dr. Teenan and Dr. Byrne Consultant
Psychiatrists; Mr. Hogan, Ms. O’Sullivan, Mr. O’Connor, Mr. Brian
Hogan and Mr. Victor Thompson, Social Workers, Ms. McCarthy, Ms. Fry, and Ms.
Mulholland, Psychologists, Mr. Howard and Mr. Bryan of the Finglas Childrens
Centre as well as Mr. Dowd a key worker at that centre and others. He has had
medical examinations to outrule various conditions which has apparently been
done and multiple medical examinations in connection with drugs treatment
programmes. From the reports of these persons and others such as the Governor
of St. Patrick’s Institution, it seems perfectly clear that his case has
been the subject of earnest and frequent consideration between 1992 and the
present time.
250. In
the affidavit grounding the notice of motion in which the orders appealed
against were granted, Mr. Pól Ó Murchú, solicitor for the
applicant said that:-
252. It
would also appear from the reports cited that the applicant has on occasion
been the subject of charges before the District Court. It is not clear in
what precise way these charges were disposed of; it would appear that they were
taken no further in light of the High Court proceedings.
253. I
am disturbed that duly proffered charges against the applicant seem to have
disappeared without trace. The applicant is either guilty or not guilty of
these charges. If he is guilty it would be open to the judge before whom he
was convicted to consider a range of options, custodial and otherwise, for
dealing with him within the criminal justice system. If the issue had arisen,
it might have been possible for the Court to consider the report of Dr. Gerard
Byrne, Consultant Psychiatrist, exhibited in the present proceedings and dated
the 30th November, 1998 in which he said:-
254. If,
on the other hand, he were acquitted of the criminal charges, he would be freed
from the imputation involved in having criminal charges proffered against him
but, in circumstances which are unclear, never pursued.
255. It
appears to me that in light of the history summarised above, the various
institutions and facilities which were made available to the applicant, the
significant number of medical, psychiatric, psychological and social and care
work professionals who dealt with him, the summary given by Mr. Ó
Cillín in his evidence seems quite accurate. In particular, his
conclusion:-
256. It
is of course manifest that, pursuant to Article 42.5 of the Constitution, the
State has grave and particular obligations towards children
“in
exceptional cases where the parents for physical or moral reasons fail in their
duty towards their children”
to
“by
appropriate means..... endeavour to supply the place of the parents”.
In
the case of very young children this obligation can often in practice be
discharged only by assuming full responsibility, directly or vicariously, for
their shelter, feeding, health, education and general nurture. As the child
gets older, however, and passes the age of reason, and the age of criminal
responsibility, the State’s duties are complemented by a reciprocal duty
on the part of the child or young person to engage and co-operate with the
facilities and services made available to him. It is neither realistic nor
legally necessary to treat a young person up to his eighteenth birthday as an
entirely passive recipient of services whether provided by his parents or by
the State, without responsibility of any description for his own behaviour and
formation. Indeed, to regard a young person in that way would be quite
inconsistent with the policy of the criminal law whereby criminal
responsibility may be attached to him prior to his achieving his majority.
Recent cases in the Central Criminal Court have evidenced the attachment of
criminal responsibility in respect of serious crimes, mainly rape, below this
age, and it is clearly necessary that that should be the case. It would also
be inconsistent with the ordinary practices of our society in relation to the
rearing and nurture of children and young persons. Our education system
places very considerable, and some would say would say excessive, pressures and
responsibilities on young persons approaching the age of majority, and their
performance at this level can significantly affect their future prospects.
257. Accordingly,
while it must be noted that T.D. is a young person with particular needs and
difficulties it must also be recorded that these have been acknowledged and
sought to be dealt with by State Agencies and professional people connected
with them over a long number of years, and that, at times at least, he has
manifested
“continued
noncooperation and unwillingness to assist”
in relation to the efforts of these persons and institutions. The evidence
summarised above demonstrates, in my opinion, that it would be quite wrong to
regard the public services and persons connected with them as having in some
general sense failed this young man: on the contrary, they have made
conspicuous efforts to address his problems. But no matter what facilities are
provided, and regardless of whether they are provided by public bodies or on
the private initiative of parents, they will have no beneficial effect on a
particular child or young person without his own cooperation. The fact that
such cooperation is not forthcoming is not in itself evidence that the services
provided are inadequate.
258. Where
a young person becomes uncooperative and unwilling to assist in his own
education, difficult to accommodate in schools or institutions because he is
felt to be a threat to other students and staff, and prone to taking drugs, a
very difficult situation arises. This situation is acute whether the young
person is being cared for by the State or by his parents. Considering a
similar case,
F.N.
v. The Minister for Education and Ors.
[1995] 1 IR 409, Geoghegan J. was satisfied on the evidence that
“........
For the care of the child to be effective there would have to be an element of
containment or detention”.
There,
too, the young person had been the subject of an order under Section 58(4) of
the Children Act, 1908 as a result of which he had been sent to a certified
school. However, by Section 62(1) of the Act the school to which he could
lawfully be sent must be one whose managers are prepared to receive him. This
willingness seems to have ceased in relation to the present applicant and the
management of St. Lawrences in December, 1997.
259. While
an element of containment may be feasible and consistent with some form of
education in the case of a child or a young person at some stage of his
development, it appears to me, from a practical point of view, it may be
increasingly difficult as the young person approaches his majority.
Furthermore, the more nearly a place offering
“an
element of containment and detention”
approaches a totally secure environment, the more closely it resembles a prison
or place of detention for persons convicted of, or possibly on remand in
respect of, criminal offences. Certain young persons, including the present
applicant, have been committed to St. Patrick’s Institution other than in
connection with criminal charges. One of these has had a complaint in
relation to this detention declared admissible by the European Court of Human
Rights. The efficacy of very secure detention, for educational and social
purposes, of a person approaching his majority must, to say the least, be
variable and the legality of secure detention may not be entirely underwritten
merely by the fact that it takes place in an institution other than a penal
one. The obligations of the State must, in my view, be assessed in a
realistic way, just as the obligations of parents must be. On any view, a
real likelihood of progress and cooperation are surely necessary to mandate the
forcible detention of a person approaching his majority who is not being
actively prosecuted for, or has not been convicted of, any criminal offence.
I would reserve my position on the
F.N.
judgment, insofar as it might be read as requiring the State to detain
unconvicted young persons in secure circumstances, until the point arises in
another appeal.
260. I
would add that I consider the more fundamental reservations expressed in the
judgment of Mr. Justice Murphy in this case as to the nature and status of the
underlying rights of the applicant to be weighty ones. I do not however find
it necessary to resolve these questions in order to decide this case and
accordingly I would reserve my position until the matter arises in another
case.
261. I
would however note in passing that the present applicant has not sought to
rely, on the hearing of this appeal, on any of the statutory provisions which,
it might be thought, may have a bearing on his position. The most obvious of
these are the Education Act, 1998, the Equal Status Act, 2000, and the
Education (Welfare) Act, 2000. The first of these has a long title which
begins as follows:-
262. I
am far from holding that any particular relief could be afforded to the
applicant under these or any other statutes: it would be quite impossible to
do so
since
the matter was not argued by or on behalf of the applicant. Also, it is clear
that there is a limit to the benefit that any service, statutory or voluntary,
can afford the applicant in the absence of his own willing cooperation. But
if there is even a possibility of advancing the applicant’s interest
under a statutory provision it seems unfortunate that a possibility is not
explored before seeking to invoke an alternative method which is fraught with
complexity from a legal and constitutional standpoint.
263. The
applicant first sought leave to apply for judicial review on the 23rd December,
1997. On that date he was refused leave to apply for relief by way of mandamus
declaration and injunction
“in
respect of the failure of the first-named Respondent to provide for appropriate
education suitable to the needs of the Applicant”
.
264. It
will be recalled that in December, 1997 the applicant had been in St. Lawrences
in Finglas since November 1996, on the basis of a voluntary continuance of his
placement. This was discontinued because the applicant would not co-operate
with the arrangements made for him. The order does not recite the grounds of
the refusal.
265. Just
over a month later the applicant applied again for judicial review. It will be
recalled, that on the 9th January, 1998 he had been interviewed by staff at
City Motor Sports and offered a two and half week placement there beginning on
the 3rd February of that year. On the 2nd February, 1998 however the
application for judicial review was made.
266. In
the affidavit grounding this application, the applicant’s solicitor said
that judicial review had been refused on the previous occasion because
“The
Court was of the view that more time should be given to the Minister for
Education to provide a suitable school placement for the Applicant”.
267. He
detailed his efforts, which started on Christmas Eve, 1997, to contact various
official persons. He refers to the interview with City Motor Sports but not to
the fact that the applicant was offered a placement. This may not have been
communicated at the date of the swearing of the affidavit, on the 22nd January,
1998.
269. In
its statement of opposition filed on the 3rd March, 1998 the Health Board
accepted that it had obligations towards the applicant under the Child Care
Act, 1991. The Health Board stated that it had used
“all reasonable endeavours to ensure that the Applicant’s
constitutional and statutory rights were fully defended protected and
vindicated”.
The
Board referred to its having sought and obtained an order in respect of the
applicant under the Childrens Act, 1908. The Board stated that it had
negotiated with St.
Lawrences
to keep the applicant for a further year on the basis that the Board funded the
provision of an extra special teacher for him, which it was prepared to do.
However,
“due
to the behaviour of the Applicant around this time the Applicant was released
from the care of St. Lawrences school”.
270. In
the affidavit grounding the statement of opposition Ms. Fionnuala Byrne, Social
Worker, stated that this behaviour consisted of being
“constantly
abusive unco-operative and threatening when dealing with care staff who were
attempting to assist him”
until
in early December 1997
“it
was felt that the Applicant was a danger to both staff and fellow pupils
there”
i.e.
in St. Laurences.
271. The
same affidavit also gives details of the
“City
Motor Sports”
scheme. This is a voluntary scheme, funded by the Health Board, based in
James’s Street. It operates on a full time basis five days per week,
and also on a part time basis. Education in the nature of basic reading,
writing and mathematical skills and life and social skills are taught. Apart
from this, it has the merit, as the social worker put it, that it
“may
provide the Applicant with the necessary protections from extraneous pressure
pending the provision of a high support unit”.
Despite
this, Mr. Ó Cillín recorded in his first affidavit
“I
regret that the Applicant has not availed of the offered placement except on a
small number of occasions”.
272. The
Respondents in their statement of oppositions, the last of which was filed on
the 20th April, 1998, opposed the granting of injunctive relief, the Health
Board saying:-
273. The
applicant was before the High Court on a very large number of occasions
throughout 1998. On the 24th July, 1998 he was ordered to attend City Motor
Sports three mornings per week and Fortune House five afternoons per week.
Presumably because of a collapse in these arrangements he was committed to
Oberstown House until further order on the 5th August, 1998 and this order was
renewed at various stages up to December, 1998. In the meantime, the Court
made various orders requiring it to be given information as to the progress of
the provision of facilities for young persons
.
274. In
an affidavit sworn on the 16th June, 1998 the applicant’s mother stated
that he had been arrested by the guards on the 26th May, 1998 when he was found
to have cash in the sum of £560.00 on him, allegedly the proceeds of drug
dealing. She also stated that
“Over
the last number of months (he) has been arrested on a number of occasions by
members of An Garda Síochána and currently appears on remand
before the Dublin Metropolitan Childrens Court charged with public order
offences and an offence of criminal damage”.
Apart from one order of the High Court, made the 13th January, 1999 and
ordering the Director of Oberstown House to take the applicant to the District
Court on the 18th January to give evidence, there is no further information as
to what happened in relation to these charges. On the 26th March, 1999 the
High Court ordered that the applicant be detained in St. Patricks Institution
until further order. It appears that this was not done in the criminal
proceedings which had been brought against the applicant (which would not in
any event have been before the High Court) but in the purported exercise of an
inherent power.
275. The
events of the latter part of 1999, which led directly to the order against
which the present appeal is brought, are chronicled in a report of Ms.
Gráinne Sullivan, social worker with the Health Board dated the 11th
October, 1999 which was exhibited in the High Court proceedings. This records
that for some three months prior to the 26th August, 1999 the applicant was
participating in a programme which was
“quite
successful”
.
However in late August, 1999 the applicant resumed using drugs (smoking
heroin) and the following day the child care workers who were accompanying him
to and from his placements and other commitments withdrew on the basis that
they considered the situation to be unsafe. The applicant was placed on a
detoxification programme in Fortune House which was based on methadone and
therapy five days per week. There was also provision for weekend methadone.
Because of his drug status, he was regarded by the social worker as unsuitable
for a planned track riders and stable hand course in Sligo. Consideration was
given to sending him on a programme in Wales but his mother declined to
consider this as she did not want him to leave Ireland.
276. It
appears from the foregoing that the judicial review proceedings have been
adjourned on a very considerable number of occasions in the High Court, with
various interim orders, as well as programmes and treatments, in place to care
for the applicant. The last of these was apparently going well until the
applicant relapsed into drug use.
277. It
appears from the applicant’s solicitor’s letter that the
applicant’s case was listed before the High Court for the 14th December,
1999 for
“review
on the general issue”.
This
“general issue”
related to what progress had been made by the State, and in particular the
Department of Health and Children, in providing secure residential
accommodation. On that day, it appears, the particular case of T.D. was put in
for hearing on the 16th December, 1999. Evidence was heard from four
officials on that day and the matter adjourned until the 21st December, 1999.
According to Counsel for the applicant the issue before the Court at that stage
was:-
278. In
the course of his submissions, counsel for the applicant canvassed the options
open to the Court, including the grant of injunctions. But he did not seek
the relief later granted and neither was it sought in pleadings.
281. Counsel
for the State acknowledged that there had been a loss of time in carrying out
the State’s intended provision of secure places but that the commitment
to provide them remained. The nature of the delays was discussed in some
detail and the learned trial judge intimated that he considered there had been
culpable delay. Counsel said that:-
283. Counsel
for the State dissented from this. In further argument he queried the
jurisdiction to grant injunctions making mandatory the completion of facilities
in accordance with the time scale mentioned. The learned trial judge described
this as
“a
very technical point”
and Counsel said that it had not been taken, except in the context of the
suggestion that an injunction may be granted. He said that he had first heard
of that proposal on that morning and that apart from the reliefs claimed in the
pleadings
“no
other injunction was notified to me, without any disrespect intended to the
Court. If I had felt that so far reaching a consequence was a possibility
arising out of today’s hearing, that I would certainly have directed
myself much more particularly towards the law which might be applicable to
it”.
284. The
learned trial judge on several occasions described objections to jurisdiction
to grant an injunction, and to the
locus
standi
of the plaintiff to seek such relief, as technical points now raised for the
first time. Referring to the previous history of the T.D. case he said:-
285. On
the 21st December the learned trial judge gave an interim judgment in which he
discussed the delays that had arisen and said:-
286. Subsequent
to this hearing the solicitor for T.D., on the 10th January, 2000, wrote to
other solicitors with clients in a similar position. He said:-
287. On
the 12th January, 2000 the solicitor for T.D. issued a motion with the title
that these proceedings presently have, referring to the T.D. case and eight
other cases. He sought:-
288. At
the renewed hearing on the 18th January, 2000 both counsel for the State and
one of his witnesses came under considerable pressure to give an undertaking or
explain why an undertaking would not be given. Objection was taken to the
grant of an injunction on the basis of
“the
extent of the Court’s powers as opposed to that of the Executive”
and
it was pointed out that
“the
issue is one with implications which have gone far wider than are presented by
the issues of this case”.
It
was also submitted that a court in granting the injunction would be intervening
in matters of policy. It was agreed that a proposed injunction was in a form
based on the Department’s own statement of its intentions, but it was
submitted that it was objectionable to require the executive to apply to the
Court in the event that it wished to change its policy. It was also submitted
that the injunction was in a form which would not normally be granted, having
regard to the difficulty of supervising the works in question in detail.
289. In
relation to the applicants other than T.D., a brief summary of the position of
each of them was given in the evidence of Mr. Ó Cillín on the
18th January, 2000. D.B. was then in Trinity House and
“It
is hoped to operate a support at work and home programme if he co-operates with
it”.
M.B.
had been in Newtown House since 1997 on a full time residential placement and
she was receiving education on campus. G.D. was also in Newtown House having
previously been in a remand and assessment centre. G.D. had been for a number
of years in Crosbies House in Palmerstown where the Health Board had arranged
for one to one tuition for him. In 1999 he was
“deemed
suitable to attend school outside the Centre”
and was enrolled in a school where
“he had the support of an additional teacher appointed to the staff,
himself and one other boy”.
However,
his behaviour deteriorated seriously and he had been absenting himself from
Crosbies and was at the time of the hearing in Oberstown House. P.H. had been
identified as having a learning difficulty and was initially placed in a
facility in Churchtown sponsored by the Eastern Health Board, and subsequently
in another facility. Tuition was supplied to him there. In the October part
of the hearing he was following a course in a special school in Blackrock but
just before Christmas he ceased attending there and is believed to be back with
his mother at home. V.J. was at the time of the hearing in St. Lawrences
Industrial School, as a result of a recommendation of a case conference. T.L.
had been the subject of a Fit Persons Order since March 1995. On foot of this
she resided in Trudder House in Wicklow for two separate periods and was placed
in Oberstown in June 1997. She then remained in another Eastern Health Board
facility, Kilinarden House where she was until shortly before the hearing.
She was the subject of a care order to last until the day prior to her
eighteenth birthday and at the time of the hearing had been transferred to
another Eastern Health Board Unit in Whitehall which operated a semi
independent regime. According to the witness
“she
would be moving from full care environment to semi independent in preparation
for living in the community”.
S.T.
was someone who gave rise to
“huge
difficulty”.
He
was receiving one to one tuition for a period of time and in 1997 was enrolled
in a special school. There was a place for him in that institution at the
time of the hearing but he did not want to attend. He was then placed in a
Health Board facility with a view to his attending the special school from
there but he declined to do so.
290. The
learned trial judge reserved judgment until the 25th February, 2000. On this
occasion he delivered a lengthy written judgment and made the following order.
292. The
Return to the Order herein dated the 21st day of December 1999 (wherein IT IS
ORDERED that the Applicant in the first entitled proceedings herein be at
liberty to apply by way of Notice of Motion for injunctive relief on behalf of
all the Applicants in the above entitled proceedings) - coming on for hearing
before this Court on the 18th and 19th days of January 2000
293. Whereupon
and on Reading said Order the Notice of Motion on behalf of all the Applicants
in the above entitled proceedings filed on the 13th day of January 2000 the
Affidavit of Pol ó Murchu filed on the 13th day of January 2000 the
Affidavit of Ruairi ó Cillín filed on the 17th day of January
2000 and on hearing the oral evidence of Eamon Corcoran and Ruairi ó
Cillín and on hearing Counsel for the Applicants and Counsel for the
Minister for Education and Science Counsel for the Minister for Health and
Children and the Eastern Health Board (namely the first fifth and fourth named
Respondents respectively in the first entitled proceedings)
296. IT
WAS ORDERED that the first and fifth named Respondents in the first entitled
proceedings do (in relation to all the aforesaid entitled proceedings) take all
steps necessary to facilitate the building and opening of secure and high
support units and places as follows:-
297. And
the Court ORDERED that the Applicants in all the aforesaid entitled proceedings
do recover against the Respondents their costs including reserved costs arising
from the hearing of those proceedings
299. Liberty
to the first and fifth named Respondents (as per the aforesaid first entitled
proceedings) on 72 hours notice to seek variation in the terms of the aforesaid
injunction relief granted
301. Whereupon
and on hearing Counsel for the respective parties IT IS ORDERED that the
aforesaid stay on the injunctive relief granted and on the order for costs be
lifted
303. This
order is, in places, somewhat oblique in form but is unambiguously mandatory in
substance. I am not clear what meaning is to be attached to the bracketed
words
“(in
relation to all the aforesaid entitled proceedings)”.
The
facilities set out in the lettered paragraphs far exceed those required, on any
view, for the applicants named in the titles. But the general effect of the
order is clear: the specified facilities are to be built and opened by the
dates specified. The two ministers are to
“to
take all steps necessary to facilitate”
this
building and opening. Having regard to the context, and to the evidence
given, this can only mean that they are to secure the sites where necessary,
pay for and procure the building and staff the premises and ensure their
opening.
304. To
order the building and opening of ten units and additional places in others is
easily done. The order however is virtually silent on the manifold steps and
decisions which arise in every building project. What does
“take
all steps necessary to facilitate the building and opening”
of units by particular dates in practise? To address only the difficulties
described in evidence, is planning permission to be sought even if the process
involves exceeding the time limits? Is VAT to be paid or not on the transfer
from one department to another and who is to determine this? Again, are the
units to be staffed regardless of the effect this may have on wage
negotiations? What if there are no or insufficient applicants?
305. These
matters and others are not addressed specifically at all and are addressed
generally only in that there is liberty to apply for variation. Does this
mean that the Court will resolve all such problems and make decisions on its
own responsibility?
306. These
and other matters lead me to think that there may be much substance in the
defendant’s contention that this form of injunction is outside the scope
of relief a court can afford, by reason of the difficulty of policing it and
enforcing it in detail.
307. I
also believe that the applicants
locus
standi
to seek the injunctive relief claimed in the notice of motion of the 12th
January has not been established. I have no doubt that T.D. had
locus
standi
to seek the reliefs claimed in his original proceedings of the 2nd of February,
1998, all of which were personal to himself. While the proceedings taken on
behalf of the other eight were not opened to us, I have no reason to believe
that they exhibited any absence of
locus
standi
or that the reliefs claimed were other than personal. For the reasons given by
the learned Chief Justice I too am satisfied that the these applicants have
sufficient
locus standi “to raise the more general issues of public importance as to
the nature of the remedy available in such cases”.
But
I do not believe that the evidence provided, orally or on affidavit, in support
of the relief claimed in the notice of motion of the 12th January, 2000 is
sufficient to show any entitlement in these applicants as a group, or in any
one or more of them individually, to the relief granted.
308. In
fact the relief claimed in the notice of motion was heavily influenced by what
the learned trial judge said at the end of the hearing on the 21st December,
1999. Having granted leave to issue the notice of motion he said:-
309. In
other words, the individual applicants were to seek, not the facilities which
it was alleged that they themselves required but a mandatory injunction in
relation to the entire facilities which, on departmental policy as it then
stood, were required to meet overall needs.
310. No
applicant that I am aware of, and certainly not T.D., had previously sought to
enforce a national or overall solution in this fashion. Subsequent to the
31st December, 1999 the solicitor for T.D. in effect canvassed other solicitors
to permit their clients to be joined in this application. The learned trial
judge thus suggested the form of relief to be sought by the applicants in the
joint motion.
311. On
the hearing of the motion, no evidence was led as to the then needs of T.D.,
despite an invitation to do so. The Court was given the brief summary,
comprehensively summarised above, in relation to the other applicants, but
there was no sufficient evidence in my view that the facilities directed to be
built by the time directed would meet the needs of the applicants or any of
them.
312. Accordingly
I do not believe that the applicants, individually or as a group, have
locus
standi
to apply for the order suggested by the learned trial judge. Additionally, I
do not believe that the evidence led on the hearing of the motion established
an entitlement in the applicants, individually or as a group, to the relief
actually granted.
313. I
do not believe that the plaintiff’s claim to these reliefs is supported
by the
locus
standi
which
the plaintiff was found to have in
Crotty
v. An Taoiseach
[1987] IR 713. There, the plaintiff challenged the purported ratification by
the State of the Single European Act. It was found by the Supreme Court that
he had
locus
standi
to
challenge the Act in the circumstances where its coming into force would affect
every citizen notwithstanding his failure to prove any special injury or
prejudice peculiar to himself. In this case, the applicants originally
alleged specifically injury and prejudice to themselves and undoubtedly had the
locus
standi
to do so. But the specific relief claimed in the notice of motion of the 12th
January, 2000 far exceeds anything relevant to themselves, individually or as a
group. On the other hand, it is not a form of relief against a development
which would affect every citizen, that is the community as a whole. It is a
form of relief designed to ensure that a specific policy would be carried out
and could not be changed without the assent of the Court.
314. But
it would be inadequate to resolve the present appeal on this or any other
purely technical or incidental point. The salient issue raised by the order
is whether, consistently with the regime of separation of powers contained in
the Constitution, and the functions attributed to each organ of government, a
mandatory order in this form can, in principle, be granted by the Courts
against the executive branch.
315. The
question of whether relief of a particular kind is within the power of a court
to grant or, on the other hand (to borrow the phrase of Costello J. in
O’Reilly
v. Limerick Corporation
[1989] ILRM 181) it is of a kind which must be sought in Leinster House and not
the Four Courts, involves the application of the constitutional doctrine of the
separation of powers. It has nothing to do with the merits or otherwise of
the separate question of whether it is desirable that the provision in question
should be made.
316. The
question of whether the courts can order that particular steps be taken, or
whether the matter at issue is one within the constitutional scope of the
legislature or executive, has arisen on a number of occasions. In addition to
the cases cited in the judgment of the learned Chief Justice, recent examples
include
Sinnott
v. The Minister for Education and Ors.
(Supreme Court unreported 12th July, 2001) and
North
Western Health Board v. W.
(Supreme Court unreported 8th November, 2001). Much public commentary in
such cases took as its starting point the commentator’s view of the
merits or otherwise of the underlying issue, and the issues themselves have
been as diverse as whether the State should become a party to the Single
European Act and what provision is proper to be made for autistic children.
But the question whether a particular issue is within the remit of the courts,
the legislature or the executive is a quite different question, raising quite
different issues. If the judiciary, the legislature or the executive took to
themselves powers to deal with a particular issue simply on the basis that it
provoked very strong feelings in the relevant organ and that it had not, in the
opinion of that organ, been adequately addressed by the other organs of
government, there would be grave danger of subversion of the constitutionally
mandated separation of powers. Thus, for example, in the leading case of
Buckley
v. Attorney General
[1950] IR 67 the executive and the legislature claimed it was not simply
desirable but imperative that a particular action at law be removed from the
sphere of the judicial power and dealt with according to specially introduced
legislation. But the sincerity and vehemence with which this view was held
did not clothe the action taken on foot of it in constitutionality. Nor did
what was perceived to be the wholly exceptional nature of the case justify the
removal from the courts of an action of which they were properly seised.
317. The
concept of the separation of powers is an essential part of the Constitution of
virtually all democratic societies and of the democracy envisioned by the
Constitution of Ireland in particular. If the courts (or either of the other
organs of government) were to disregard it in a particular case they would
expand their own powers at the expense of those of the other organs of
government. This would be an unconstitutional proceeding, quite impossible
for judges whose declaration obliges them to uphold the Constitution. In
Sinnott
v. The Minister for Education and Ors.
,
I set out at some length my views on this topic and I would repeat what I said
there by way of an introduction to the resolution of a similar issue in this
case. I wish to reiterate in particular that the question is the very reverse
of a purely technical one. In
Buckley
and Ors. v. Attorney General
the former Supreme Court said (at page 81):-
318. If
the courts were to depart from this imperative requirement in one case, moved
perhaps by a great wave of sympathy for the plight of a particular plaintiff,
they would naturally and even logically be asked to do so in many other cases,
by persons whose plight was no less affecting. Such a course would represent
the arrogation by the courts to themselves of powers which the Constitution
vests elsewhere.
319. It
would of course be possible by constitutional amendment or by the adoption of
an entirely new constitution, to vest the courts with powers and
responsibilities in social, economic and other areas which are presently the
preserve of the other organs of government. This, perhaps, would give
immediate satisfaction to those who thought the courts more likely to adopt
their views of the merits of certain social or economic questions than the
legislature or executive. But it would vest responsibility in these areas in
a body without special qualifications to discharge it which, if its views fell
into disfavour, would not easily be replaced by another more congenial. It
would also render technical and legalistic discussions which should properly be
conducted in quite a different manner. And if courts extend their powers to
questions which are essentially political they will soon either fossilise
developments on such issues or lose that basis in formal and technical logic
and consistency which is an essential hallmark of legal, though not necessarily
of political, discourse. In a work whose very title,
Government
by Judiciary (Harvard University Press 1977)
is suggestive on this topic the distinguished scholar Raoul Berger wrote in an
American context:-
320. The
concept of the separation of powers can be traced to antiquity and to the
distinction, elaborately expanded by Costello J. (as he then was) in
O’Reilly
v. Limerick Corporation
,
between distributive and commutative justice. Its modern history however
dates from the first stirrings, in the seventeenth century, of the view that
the power to govern was not properly based either on the hereditary principle
or on naked force but on some form of consent by or contract with the persons
to be governed. The elaboration of the theory by Montesquieu in his
De
l’Esprit des Loix
[1748] was influential with the framers of the French Revolutionary
Constitutions and, more historically significant, of the United States
Constitution. The principle is set out with unusual clarity in the
Constitution of State of Virginia [1776]:-
321. There
is sometimes a tendency to confuse the separation of powers with the
independence of the judiciary. The latter is an essential aspect of the
former but it is an aspect only. The Virginian formulation emphasises the
mutual
independence of the different powers of government. It is right that the
judiciary, within their constitutional sphere, should be quite independent of
the legislature and the executive, but it is no less right that these, within
their respective constitutional spheres, be independent of the judiciary.
322. Though
the principle of the separation of powers is clear, its details vary from
country to country in significant degrees. For example, a country whose
executive, or the head of whose executive, is directly elected such as the
United States will obviously have a different relationship between legislature
and Executive to that prevailing in a country such as Ireland where the
executive is elected by, and responsible to, the legislature.
323. The
separation of powers under the Constitution of Ireland was comprehensively
described by Mr. Justice Costello in
O’Reilly
v. Limerick Corporation
(at page 194) as follows:-
324. This
passage is based on constitutional provisions which, in my opinion, are clear
and unambiguous. Article 15.2.1 of the Constitution provides:-
328. These
Articles locate the power to make laws and to appropriate public monies to
particular purposes in the non judicial arms of government. The exercise of
the executive power is vested in the Government which is responsible to
Dáil Eireann. On the ordinary principles of construction I believe that
this responsibility is an exclusive one; the Government is not in this
respect responsible to any other person or body. As appears from the citation
earlier in this judgment from
Buckely
and Ors. v. The Attorney General
,
these Articles, combined with Article 6, not merely set forth the distribution
of powers, but they
“require
that these powers should not be exercised
329. In
my judgment in
Sinnott,
I gave a number of reasons why the courts could not assume the policy making
role in relation to the multitude of social and economic issues which form the
staple of public debate. I said at page 56:-
330. This
list is by no means exhaustive. One might add that if the courts (or either
of the other organs of government)
expand
their powers beyond their constitutional remit, this expansion will necessarily
be at the expense of the other
organs
of government. It will also be progressive. If citizens are taught to look
to the courts for remedies for matters within the legislative or executive
remit, they will progressively seek further remedies there, and progressively
cease to look to the political arms of government. Such a development would
certainly downgrade the political arms of government and, just as
significantly, it would tend to involve the courts, progressively, in political
matters. This cannot be permitted to occur. The mandatory procedures
whereby the courts give judgment only on legal evidence, almost always heard in
public, and legal submissions, necessarily often technical, do not remotely
equip them to evolve and to alter policy. Their necessary immunity
from
election and from popular approbation or the reverse make them quite unfitted
to direct the expenditure of public funds.
331. In
my view the courts in their own interest and for the protection of their
legitimacy in the discharge of their proper role, should be reluctant even to
appear to trespass on the spheres of the political organs of government.
Commenting on a similar but much more acute development in the distinctive
jurisprudence of the United States, Justice White, giving the Opinion of the
United States Supreme Court said in
Bowers
v. Hardwicke
478 US 186 at 194:-
332. It
is possible to agree with these words without necessarily endorsing everything
said in this case.
333. It
is perhaps natural that much legal thinking on the separation of powers has as
its primary focus the immunity of the judiciary from improper pressure or
interference from the other organs of government. This case brings into sharp
focus the fact that the spheres of those other organs are also constitutionally
mandated and that the division of powers is in itself a high constitutional
value directed at the preservation of the people from the accumulation of
excessive power by any one organ or its members. History, ancient and modern,
amply demonstrates the necessity for this protection.
336. These
Articles have often been invoked in cases whose result has been the protection
of the judicial sphere from improper incursion by the other organs of
government. The classic statement of the distinction between the justice
whose administration is provided for in Article 34, and the political functions
which are constitutionally bestowed elsewhere, is
O’Reilly
v. Limerick Corporation
.
I
gratefully adopt the whole of the last section of that judgment. In
particular, I would draw attention to the following passages:-
337. The
order of the High Court, recited earlier in this judgment, is undoubtedly one
which purports to discharge a policy making and resource distributing function.
That is, it purports to exercise functions which, on the face of them, are
within the proper remit of the political organs of government. The central
issue raised by the present case is whether an order of that sort can properly
be made by the High Court or by this Court on appeal.
338. It
is true, as it pointed out the judgment of the learned Chief Justice, that
“the
Ministers are being asked to do no more than carry into effect a programme
prepared by them and which they assert it is their intention to
implement”.
For
the reasons given by the learned Chief Justice I consider that this fact has no
bearing on the question of whether the courts have power to make such an order.
The jurisdiction to do so cannot depend on whether the Ministers against whom
the order is directed might or would do what is ordered to be done in any
event. Nor can it depend on the fact that the Court
might
vary the order if the Minister changed his policy and convinced the Court that
it was proper that he should do so. The Court either has, or it has not,
jurisdiction to make the order. This is a purely legal question, quite
independent of the Minister’s present intentions and of the possibility
that the Court might amend the order in the future.
339. In
asserting the jurisdiction to make the order appealed against, the learned
trial judge approached the matter in a number of different way. He held that
no question of interference with policy arose because
“here
the Executive has formulated a policy which I am quite satisfied will, if
carried into effect within the time scales specified, address in an adequate,
albeit belated, fashion the rights of these Applicants. I am not, therefore,
making policy or interfering with it”.
340. For
the reasons stated above, and set out more fully in the judgment of the learned
Chief Justice, I am satisfied that this is not a point relevant to
jurisdiction.
342. He
then quoted a number of well known judicial dicta including the following from
Hamilton C.J. in
D.G.
v. Eastern Health Board
[1997] 3 IR 511 at 522:-
345. The
reason why Kelly J. did not regard the Court in that case as being involved in
matters of policy was because
“The
Order....... will merely ensure that the Minister who has already decided on
the policy lives up to his word and carries it into effect”.
As already indicated, I do not believe that this is relevant to the question
of the jurisdiction to make this type of order at all.
346. Both
in argument and in his judgment in this case, the learned trial judge referred
frequently to
D.B.
and pointed out quite correctly that it had not been appealed. I do not
understand why no appeal was taken having regard to the fact that counsel for
the State in both cases vehemently asserted that there was no jurisdiction to
grant the order sought. The matter was clearly one of the highest importance.
However I do not consider that the State’s omission to appeal the
judgment and order in
D.B
in any sense estops them from raising the same point on appeal here. But the
point as to jurisdiction is clearly one which could profitably have been
resolved at an earlier time.
347. In
his judgment of this case, the learned trial judge cited the authorities
already referred to in
D.B.,
and others, in support of his jurisdiction to make the orders sought. He also
cited other cases including
F.N.
and
District
Judge McMenamin v. Ireland
[1996] 3 IR 100. There judicial observations as to the propriety of certain
states of fact were recorded without, however, relief of the sort now sought
being granted. After a survey of the history of cases of the present kind
before the courts the learned trial judge observed:-
348. Although
the learned trial judge did not discuss the separation of powers in great
detail, and did not at all address
O’Reilly
v. Limerick Corporation
,
it has been suggested elsewhere that the latter case is distinguishable and
that the separation of powers found in the Constitution is not a rigid
separation but a functional separation only which can be departed from in rare
and exceptional circumstances. It is
“a
doctrine of the separation of powers but not in a strict sense”
.
It is suggested that the power duty and responsibility of the Superior Courts
to guard the Constitution is a power which is not consistent with the strict
doctrine of the separation of powers. However it is a fundamental principle
in the Constitution.
349. This
inconsistency, in the view of Denham J., can be resolved by seeking a balance
between the application of the doctrine of the separation at powers and
protecting the rights or obligations under the Constitution. In doing this
“whilst
acknowledging the separation of powers, and the respect which must be paid to
all the great organs of state, if it is either a matter of protecting rights
and obligations under the Constitution or upholding the validity of a statute,
then the Constitution must prevail.
Similarly
in relation to constitutional rights the appropriate institution must exercise
its powers in the light of the Constitution. When a Court is required to
determine such an issue, a declaratory order is the preferable procedure. On
those very rare occasions when such an advisory approach is not feasible then
the Court has the power and indeed the duty and responsibility to uphold the
Constitution and to vindicate constitutional rights”.
350. I
believe that all of the suggested foundations for a jurisdiction to make an
order of the kind in question here are based on a misapprehension of the powers
of the Superior Courts in relation to those of the other organs of government.
The Constitution, in my view, does not attribute to any of the branches of
government an overall, or residual, supervisory power over the others. It
creates three equal powers, none of which is generally dominant. Equality of
the powers can only operate in practice on the basis that each has its discrete
remit. Since each of the powers, legislative, executive and judicial must
“fit
harmoniously into the general constitutional order and modulation”
as
351. Henchy
J. said in
DPP
v. O’Shea
[1982] IR 384, the Constitution provided specifically for certain mutual checks
and balances. These include the power of the courts to ensure that
legislation is consistent with the Constitution, the power of the legislature
to remove a judge of the Superior Courts and the power of the executive to
tender binding advice to the President as to the appointment of judges.
352. The
existence of these specific powers does not, in my view, suggest that the
separation of powers is in any general sense a porous one, still less that a
court, or any other organ of government, can strike its own balance, in a
particular case, as to how the separation of powers is to be observed.
353. I
believe, with great respect to the High Court judgment, that its view of the
separation of powers is unduly courts centred. The proposition that
“The
Court has to attempt to fill the vacuum which exists by reason of the failure
of the legislature and the executive”
seems
to me to come close to asserting a general residual power in the courts, in the
event of a (judicially determined) failure by the other branches of government
to discharge some (possibly judicially identified) constitutional duty. If
this were accepted I believe it would have the effect of attributing a
paramountcy to the judicial branch of government which I do not consider the
Constitution vested in it. As Walsh J. said in
Murphy
v. Dublin Corporation
[1972] IR 215 at 234:-
354. The
terms of Article 40.3.1 involve the State in a guarantee to
“respect,
and, as far as practicable, by its laws to defend and vindicate the personal
rights of the citizen”.
This
guarantee is given by
the
State
and not uniquely by any one of the organs of State. It is a guarantee to
respect, vindicate and defend these rights
“by
its laws”.
Since the Constitution is the fundamental law of the State it follows that
the solemn task of respecting, vindicating and defending these rights is to be
undertaken by all the organs of State, each in its constitutionally mandated
and delimited sphere.
355. These
propositions appear to me to be amply borne out by authority. As to the
proposition that the obligations imposed by the Article are imposed on each
branch of government, in
The
People v. Shaw
[1982] IR 1, Kenny J. said of Article 40.3.:-
356. As
to the relevance of the separation of powers to discharge of other functions
and obligations imposed by the Constitution, Finlay C.J. said, in
Crotty
v. An Taoiseach and Ors.
[1987] IR 713 at 772:-
357. In
effect, each organ of government shows respect for the others by recognising
the boundaries of which Finlay C.J. spoke. I do not believe that the
boundaries are porous or capable of being ignored or breached because one organ
rightly or wrongly considers that another organ is unwise or inadequate in the
discharge of its own duties. It is easy to imagine circumstances in which a
hypothetical legislature or executive might be annoyed or frustrated or even
outraged by a judicial decision, or even by the very idea that the judiciary
would decide a particular issue, as happened in
Buckley.
But it is now an axiom of our constitutional dispensation that, assuming the
decision to be properly within the judicial sphere, the other organs cannot
remove the matter in issue from that sphere or set aside the decision in a
lis
inter partes
.
There is an obvious corollary of this in relation to matters properly within
the sphere of the legislature or executive.
358. In
my opinion, statements such as that quoted from
The
State (Quinn) v. Ryan
must be read in context and read with the separation of powers which
“is
fundamental to all (the Constitutions) provisions”
in mind. In my judgment in
Sinnott
I endeavoured to place
Quinn’s
case in context and observed that:-
360. This
was a recognition of the boundary which lies between the remit of the judicial
branch of government and those of the other branches. It represents, in my
view, the usual and proper restraint which the courts have applied in this
area. The reliefs granted in
D.B.
and in this case are unique. In granting them, I believe, the learned trial
judge fell into unconstitutionality, to use the words of Henchy J. in
The
State (Holland) v. Kennedy
[1977] IR 193.
361. One
of the reasons why recognition of these boundaries is important is that a
failure to recognise them can bring the courts into unwarranted and
unjustifiable conflict with the political branches of government. If an order
of the sort in question here could properly be made, it could properly be
enforced by the ordinary procedures for the enforcement of court orders in
civil matters including contempt procedures. Assuming the order to be
properly made, if a relevant minister changed his or her policy without court
sanction, or was tardy in implementing a policy enshrined in a courts order,
the Court might proceed to consider the question of contempt. But this would
be a wholly unwarranted and unconstitutional proceeding because, in the words
of Chief Justice Finlay:-
362. Accordingly,
the fundamental requirement for constitutional harmony and modulation
imperatively requires that the courts, as well as the other branches of
government, recognise and observe the boundaries between them.
363. This
is not to say that the courts can never in any circumstances make an order
relating to the functions of the executive. In
Mac
Mathúna
Finlay C.J. asserted towards the end of his judgment:-
364. It
was also acknowledged in my judgment in
Sinnott
that court intervention would be justified if, almost impossible to imagine,
the political branches of government were to cease to make any provision for
primary education. But it was stressed that a power available to deal with an
absolutely extreme situation must not be applied to another less acute. In the
present case, as the facts summarised in the first portion of this judgment
make clear, enormous efforts have been made at considerable expense to address
the needs of the applicant.
365. I
have read the judgment of Murray J. in this case and I wish to express my
agreement with what he says in relation to the circumstances in which the Court
may make a mandatory order compelling the executive to fulfil a legal
obligation. First, such a thing may occur only in absolutely exceptional
circumstances
“where
an organ or agency of the State has disregarded its constitutional obligations
in an exemplary fashion. In my view the phrase ‘clear’ disregard
can only be understood to mean a conscious and deliberate decision by the organ
of State to act in breach of its constitutional obligation to other parties
accompanied by bad faith or recklessness”.
366. Secondly,
even in such extreme circumstances the mandatory order might direct the
fulfilment of a manifest constitutional obligation but
“without
specifying the means or policy to be used in fulfilling the obligation”.
367. Such
an order, in my view, could only be made as an absolutely final resort in
circumstances of great crisis and for the protection of the constitutional
order itself. I do not believe that any circumstances which would justify the
granting of such an order have occurred since the enactment of the Constitution
sixty-four years ago. I am quite certain that none are disclosed by the
evidence in the present case.
368. I
wish to reiterate in the context of this case an observation which I made in my
judgment in
Sinnott,
as to the right of appeal.
369. The
appellate jurisdiction of this Court proceeds from Article 34.4.3. of the
Constitution. A person bringing an appeal to this Court is accordingly
invoking a constitutional jurisdiction and availing of a constitutional right
of access to the courts. It is most improper that such a person should be in
any way criticised or embarrassed for availing of the right of appeal. This
applies whether the appellant is a private citizen or the State itself. It
would be outrageous if any litigant were hampered or even precluded from
exercising his or her right of appeal. I make these observations because
there have been public reports of comments tending to criticise or embarrass
the appellants in these cases.
370. I
now turn to the suggestion that O’Reilly’s case, on which
considerable reliance is placed in the earlier portions of this judgment, may
be distinguishable.
371. Mr.
O’Reilly was the lead plaintiff of a group of members of the Travelling
Community living in caravans on unofficial sites in the city of Limerick, in
conditions of poverty and deprivation. They did not wish to be housed by the
Corporation but required sites with hard surfaces on which their caravans could
be placed, toilet facilities, running water and irregular refuse collection.
They sought a mandatory injunction requiring the defendant to provide them with
adequate serviced halting sites, pursuant to an alleged duty under the Housing
Act, 1966. They also claimed that the State should pay them damages for past
sufferings which they had undergone. This claim was based on an allegation
that the conditions in which they lived amounted to a breach of their
constitutional rights.
372. The
portion of the decision which is relevant to this case is found at pages 192 to
195 of the report. In rejecting the claim, the judge proceeds on the basis
that if the Court lacked jurisdiction to make a mandatory order for the remedy
of the breach of constitutional duty, it equally lacked the jurisdiction to
award damages for past breaches of constitutional rights. The case thus
involved the jurisdiction to grant both reliefs.
373. At
page 193 of the report the learned judge pointed out that if the Court had
jurisdiction
“to
adjudicate in a claim by travellers that the State had breached a duty to make
adequate provision for their welfare”
that
jurisdiction would extend to similar claims by other deprived persons. He
specifically instanced the fact that
“It
is well established that there are many young people whose lives are in danger
of permanently blighted because the educational and welfare services available
are not adequate for their needs”.
Thus,
he said if the Plaintiffs were correct
“then
the Court has jurisdiction to entertain a claim
that
the State was under a duty to provide services for ........ deprived young
persons which they reasonably require”.
(sic)
374. It
thus appears that Costello J. specifically envisaged the claim made by the
plaintiffs in
O’Reilly
as analogous to a claim by a deprived young person for whom adequate
educational and welfare services were not available. This is a precise
description of the claim of the applicants here.
375. Having
set out the nature of the claim, Costello J. went on to state the legal
question raised by it as follows:-
376. Only
in the relief sought in the notice of motion of the 12th January, 2000 does the
present case differ. The relief sought in that motion, a fortiorari, offends
the principle expounded in
O’Reilly.
377. Costello
J’s sympathy with the plight of the Plaintiffs in
O’Reilly
emerges very clearly from the judgment. He said:-
378. He
went on to say, however,
“I
am equally sure that a claim that this has not occurred should,
to
comply with the Constitution
,
be advanced in Leinster House rather than in the Four Courts”.
(Emphasis
added).
379. This
sentence is a memorable reminder that the obligation of respecting, defending
and vindicating the personal rights of citizens is shared by all the branches
of government and is not exclusive to any one of them. A recognition of the
boundaries of the special remit of each in this regard is by no means a
dilution of the commitment to those rights. The courts have over many years
developed a sophisticated jurisprudence of fundamental rights, substantive and
procedural, and have adapted it to rapidly changing conditions. It is by no
means inconsistent with this unending process to recognise that the directly
elected representatives of the people, and those to whom such representatives
have committed executive power equally have their distinct obligations in this
area.