S36 O'Brien v Tribunal of Enquiry into payments to Messrs Charles Haughey & Ors [2016] IESC 36 (12 July 2016)


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Supreme Court of Ireland Decisions


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URL: http://www.bailii.org/ie/cases/IESC/2016/S36.html
Cite as: [2016] IESC 36

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Judgment
Title:
O'Brien v Tribunal of Enquiry into payments to Messrs Charles Haughey & Ors
Neutral Citation:
[2016] IESC 36
Supreme Court Record Number:
38/2011
High Court Record Number:
2010 4120 JR
Date of Delivery:
12/07/2016
Court:
Supreme Court
Composition of Court:
Denham C.J., McKechnie J., Dunne J., Charleton J., O'Malley J.
Judgment by:
Denham C.J.
Status:
Approved
Result:
Appeal dismissed
Details:
Judgment also by Judge McKechnie
Judgments by
Link to Judgment
Concurring
Denham C.J.
Dunne J., Charleton J.
O'Malley J.



THE SUPREME COURT
Appeal No. 38/2011

Denham C.J.
McKechnie J.
Dunne J.
Charleton J.
O’Malley J.

      Between/
Denis O’Brien
Applicant/Appellant
and

The Tribunal of Inquiry into payments to Messrs Charles Haughey

and Michael Lowry, (sole member Mr. Justice Michael Moriarty)



Respondent

Judgment delivered on the 12th day of July, 2016 by Denham C.J.

1. This is an appeal by Denis O’Brien, the applicant/appellant, referred to as “the appellant”, against the judgment and order of the High Court (Hedigan J.), dated the 1st February, 2011.

2. The Tribunal of Inquiry into Payments to Messrs Charles Haughey and Michael Lowry (Sole Member Mr. Justice Moriarty) is the respondent, and is referred to as “the respondent”.

Motion
3. The appellant brought a motion to the High Court seeking orders relating to the cross-examination of a witness before the respondent:-

      ”i. An Order of Certiorari quashing the decision of the respondent made on the 2nd day of November 2010 prohibiting the [appellant] through his legal representatives from cross-examining Professor Michael Andersen in relation to (a) meetings and/or notes of meetings which Professor Andersen or his representatives attended with lawyers of the respondent and, (b) statements made by Professor Andersen at paragraphs 14 (a portion) 19 20 21 22 51 52 53 54 55 56 57 and 58 of his Statement of Intended Evidence to the respondent Tribunal which evidence was given by Professor Andersen to a public sitting of the respondent on the 26th day of October 2010;

      ii. A Declaration that the refusal by the respondent to permit the [appellant] through his legal representatives from cross-examining Professor Andersen in relation to (a) meetings and/or notes of meetings which Professor Andersen, or his representatives attended with lawyers of the respondent Tribunal, and (b) statements made by Professor Andersen at paragraphs 14 (a portion) 19 20 21 22 51 52 53 54 55 56 57 and 58 of his Statement of Intended Evidence to the respondent Tribunal which evidence was given by Professor Andersen to a public sitting of the respondent on the 26th day of October 2010 amounts to a failure by the respondent to observe and protect the [appellant’s] rights to fair procedure and to natural and constitutional justice;

      iii. A Declaration that the refusal by the respondent to permit the [appellant] through his legal representatives to cross-examine Professor Andersen in relation to (a) meetings and/or notes of meetings which Professor Andersen or his representatives attended with lawyers of the respondent Tribunal, and (b) statements made by Professor Andersen at paragraphs 14 (a portion) 19 20 21 22 51 52 53 54 55 56 57 and 58 of his Statement of Intended Evidence to the respondent which evidence was given by Professor Andersen to a public sitting of the respondent on the 26th day of October 2010 amounts to a breach of legitimate expectation;

      iv. An Order of Mandamus directing the respondent to allow the [appellant] through his legal representatives to cross-examine Professor Andersen in relation to (a) meetings and/or notes of meetings which Professor Andersen or his representatives attended with lawyers of the respondent Tribunal and (b) statements made by Professor Andersen at paragraphs 14 (a portion) 19 20 21 22 51 52 53 54 55 56 57 and 58 of his Statement of Intended Evidence to the respondent Tribunal which evidence was given by Professor Andersen to a public sitting of the Respondent on the 26th day of October 2010;

      v. An Order of Certiorari quashing the decision of the respondent made on the 2nd day of November 2010 limiting the [appellant’s] right through his legal representatives to cross-examine Professor Andersen to five hours which limitation prevented a full cross-examination of Professor Andersen by the [appellant];

      vi. A Declaration that the respondent’s decision of the 2nd day of November 2010 limiting [the appellant’s] right through his legal representatives to cross-examine Professor Andersen to five hours amounts to a failure by the respondent to observe and protect the appellant’s rights to fair procedures and to natural and constitutional justice;

      vii. An injunction restraining the respondent from publishing Part 2 of his Final Report until such time as the [appellant] has been permitted to cross-examine Professor Andersen in relation to (a) meetings and/or notes of meetings which Professor Andersen or his representatives attended with lawyers of the respondent and (b) statements made by Professor Andersen at paragraphs 14 (a portion) 19 20 21 22 51 52 53 54 55 56 57 and 58 of his Statement of Intended Evidence to the respondent which evidence was given by Professor Andersen to a public sitting of the respondent on the 26th day of October 2010.”


Background
4. The appellant submitted that the evidence of Professor Andersen was critical to the outcome of the Tribunal as he was a central witness and could testify on the probity of the bids for the licence. He was Managing Director of Andersen Management International, the consultants engaged by the Department of Transport, Energy and Communications in April, 1995 to assist civil servants in assessing the six applications for the grant of the second GSM mobile phone licence. It was submitted that if his evidence were credible, it would illustrate that the process was above board and there could be no substance in the allegations made against the appellant that he was a party to a tainted process.

5. The appellant wished to cross-examine Professor Andersen in relation to meetings with the respondent’s counsel and in relation to notes of such meetings. He sought to determine whether counsel for the respondent were biased against the Esat Digifone bid, and to determine whether Professor Andersen agreed that the notes of the meetings were accurate. It was submitted that if he could demonstrate evidence of bias on behalf of the respondent’s counsel, this could have influenced the respondent as to how he was to weigh up the evidence.

6. On the 23rd March, 2010, the respondent made a ruling holding that it was inappropriate for its lawyers to be called to give evidence. The respondent reasoned that if it was to hear evidence from its lawyers concerning allegations of bias on their part and adjudicate thereon, the principle of nemo iudex in causa sua could be breached; it followed therefore that it would be unfair to hear evidence of bias against the respondent’s lawyers where they were not entitled to respond.

7. Three weeks after this ruling, the appellant informed the respondent that Professor Andersen would give evidence. The appellant provided Professor Andersen with an indemnity in relation to his evidence. Professor Andersen agreed to give evidence from the period Tuesday the 26th October, 2010, to Friday the 5th November, 2010.

8. On Tuesday the 2nd November, 2010, the respondent made three rulings in relation to the cross-examination of Professor Andersen. In the first two rulings the respondent prohibited the appellant’s counsel from cross-examining Professor Andersen in relation to (i) meetings and (ii) notes of meetings that Professor Andersen or his representatives attended with members of the respondent’s legal team. In the third ruling, the respondent limited the time available to the appellant’s counsel to cross-examine Professor Andersen.


High Court Order
9. The High Court reserved judgment in the matter. Then on the 1st February, 2011, the High Court ordered that the application be refused.

The High Court Judgment
10. In a reserved judgment the learned High Court judge set out his reasons for refusing the application.

Notice of Appeal
11. The appellant filed a notice of appeal on the 3rd February, 2011. The essence of the appeal is that the High Court erred in law and in fact in determining that the respondent was entitled to restrict the appellant’s right to cross-examine Professor Andersen in terms of content and time, on a series of grounds. These grounds are set out in nineteen paragraphs.

Preliminary Issue - a Moot?
12. A preliminary issue has been raised. It was submitted by the respondent that the appeal is moot.

12(i) On behalf of the respondent it was submitted that the appeal should be dismissed on the basis of the doctrine of mootness.

12(ii) It was submitted that the objective of the proceedings was to seek various reliefs relating to the evidence of Professor Andersen for the purpose of delaying or preventing the publication of Part 2 of the Final Report of the respondent. There had been no application to the courts for injunctive relief to restrain the respondent from publishing Part 2 of his Final Report, until such time as he had been permitted to cross-examine Mr. Andersen.

12. (iii) The examination and cross-examination of Mr. Andersen proceeded and was completed.

12.(iv) In March 2011, the respondent published Part 2 of the Final Report. That report, including the findings of the respondent relating to the appellant and each of the findings of the respondent which had a connection with the evidence of Mr. Andersen, was not the subject of any application for leave for judicial review by the appellant. The respondent stressed that this appeal relates to evidence adduced for the purpose of enabling the respondent to make findings, and that the Final Report which contains the relevant findings of the respondent has not been the subject of any legal challenge by the appellant.

12.(v) It was submitted, therefore, that this appeal does not involve any live or real or concrete dispute between the parties, that the case is not one with a present live controversy, and that the essential foundation of the action has disappeared. Further, that any decision on the issues would now be of no practical significance to the parties.

12. (vi) It was submitted that the issues now are purely hypothetical or academic. That scarce judicial resources should not be used to advance an academic analysis. That the appeal is moot, and that there are no special reasons in the public interest for hearing the appeal. Consequently, it was submitted, the appeal should be dismissed.

13. (i) The appellant submitted that even before considering the doctrine of mootness, this Court should take into account the speed with which the appellant sought to advance the appeal and the fact that this Court was unable to deal with it for a considerable period of time, due to the backlog of appeals in the Supreme Court prior to the establishment of the Court of Appeal.

13. (ii) The appellant drew attention to the following dates: date of the rulings of the respondent, 2nd November, 2010; order granting leave to apply for judicial review, 8th November, 2010; substantive hearing in the High Court, 17th to 21st December, 2010; judgment and order of the High Court, 1st February, 2011; notice of appeal filed on the 3rd February, 2011; application to Supreme Court for a priority hearing, 10th February, 2011; renewed application to the Supreme Court for a priority hearing, 3rd March, 2011.

13. (iii) In submissions counsel on behalf of the appellant drew attention to the jurisprudence on the issue of mootness. It was submitted that applying the legal principles, to which counsel had referred: - (a) the fact that the appellant did not seek to judicially review Part 2 of the Final Report of the respondent is of no relevance to these proceedings; (b) the appellant has a constitutionally guaranteed right of appeal to this Court; (c) the appellant sought to advance that appeal as quickly as possible subject to the constraints on the Supreme Court due to the backlog of appeals. Consequently, any decision that the proceedings were moot in this contest would be manifestly unfair having regard to that constitutional right, and the obligations of the Courts under the European Convention on Human Rights to deal with cases as expeditiously as possible; (d) the Supreme Court has already recognised the importance of the appeal by not transferring the appeal to the Court of Appeal; (e) the doctrine of mootness is “but a rule of judicial practice” per McDonagh v. Governor of Mountjoy Prison [2015] IECA 71; (f) the decision sought to be impugned is still a ‘live issue’ as the relationship between the appellant and the respondent has not yet concluded per Lofinmakin (a minor) & ors -v- Minister for Justice Equality & Law Reform [2013] IESC 49, [2013] 4 IR 274. In other words the issues have not been finally resolved by “time and events”; (g) the respondent’s submissions fail to take into account the form and nature of the proceedings, i.e., a challenge to a Tribunal. This is a factor which the Court is entitled to take into account as per Lofinmakin (a minor) & ors -v- Minister for Justice Equality & Law Reform; (h) the relief claimed is not a bar to a successful appeal simply because the respondent has reported as his work is still ongoing vis-á-vis the appellant as per Lofinmakin (a minor) & ors -v- Minister for Justice Equality & Law Reform; (i) if the Court does not hear the appeal there is no opportunity for further review of the issues in actual cases as per Lofinmakin (a minor) & ors -v- Minister for Justice Equality & Law Reform; (j) the character and status of the respondent is important as a Tribunal of Inquiry established under the Tribunals of Inquiry legislation both in terms of public confidence in the respondent’s inquiry as well as the impact on other public and private inquiries in relation to the application of the right to cross-examine witnesses as per Lofinmakin (a minor) & ors -v- Minister for Justice Equality & Law Reform; (k) a decision of this Court on the matters under appeal would not be advisory in nature as it would go to the heart of the manner in which the respondent conducted the hearings under review with an impact both on the Report which has been published and the Costs Orders yet to be made as per Goold v Collins [2004] IESC 38 and O’Brien v Personal Injuries Board (No. 2) [2007] 1 IR 334; (l) a decision of the Court is necessary for the determination of the rights of the appellant in terms of the lawfulness of the decisions under review as per Murphy v Roche [1987] IR 106; (m) the issues are not hypothetical or academic because of the direct impact the appeal would have on the appellant’s legal rights, namely his constitutionally protected right to fair procedures.


Decision

Law
14. The issue of mootness has been addressed in many cases over the last few years.

15. It is well established that the Court will not decide a moot. In Irwin v. Deasy, [2010] IESC 35, (Unreported, Supreme Court, 14th May, 2010), Murray C.J. explained:-

      “The mootness doctrine is applied by the courts to restrain parties from seeking advisory opinions on abstract, hypothetical or academic questions of the law by requiring the existence of a live controversy between the parties to the case in order for the issue to be justiciable.”
16. In Dellway Investments Ltd. v. NAMA [2011] 4 I.R. 1, at p. 219 I stated:-
      “Under the doctrine of mootness it is well settled that a court will not deliver advisory judgments when an issue is not longer live between parties”.
17. This Court has approved the analysis set out by the Supreme Court of Canada in Borowski v. Canada (Attorney General) (1989) 1 S.C.R. 342, where it was stated:-
      “An appeal is moot when a decision will not have the effect of resolving some controversy affecting or potentially affecting the rights of the parties. Such a live controversy must be present not only when the action or proceeding is commenced but also when the court is called upon to reach a decision. The general policy is enforced in moot cases unless the court exercises its discretion to depart from it.”
18. There are exceptions, thus, to the general rule, that the Court will not hear a moot. In O’Brien v. Personal Injuries Assessment Board (No. 2) [2006] IESC 62, [2007] 1 IR 328, Murray C.J. stated:-
      “Moreover, Article 34.4 of the Constitution provides for a right of appeal from the decision of the High Court to this Court (subject to limitations prescribed by law). Where, as in this case, a party has a bona fide interest in appealing against a declaratory order of the High Court which is not confined to past events peculiar to the particular case which has been resolved in one way or another, the court should be reluctant to deprive it of its constitutional right to appeal. In this case the respondent continues to be constrained in the exercise of public powers under statute by virtue of the declaration granted in the High Court at the instance of the applicant.”
19. In considering whether to exercise a discretion and to hear a moot appeal a court will analyse the circumstances of a case. Thus, in Okunade v. The Minister for Justice Equality and Law Reform [2012] IESC 49, [2012] 3 IR 152, in analysing that case, Clarke J. stated:-
      “5.1 The precise question which was determined by Cooke J. and which, therefore, arises on this appeal is moot.

      5.2 However, it does need to be noted that the issue was not moot at the time when the appeal to this Court was initially brought. That factor, of itself, would not, of course, warrant the Court hearing an appeal which was moot. However, significant additional factors arose in this case.

      In those special and unusual circumstances this Court felt that it was appropriate to hear the appeal notwithstanding its mootness.”

20. There are exceptions, thus, to the general rule that the Court will not hear a moot appeal. The exercise of this discretion has been addressed in a number of cases. The decision to exercise discretion is based on factors in a case and whether there are special and unusual circumstances such that the Court considers it appropriate to hear an appeal, notwithstanding its mootness.

Moot
21. In this case the substantive appeal raises issues relating to the cross-examination of Professor Andersen, before the respondent, between the 26th October, 2010, and the 5th November, 2010, and to the ruling of the respondent on the 2nd November, 2010.

22. However, the respondent has concluded on this aspect of evidence, and Part 2 of the Final Report of the respondent was published in March, 2011.

23. There has been no application to challenge by way of judicial review Part II of the Final Report of the respondent.

24. I am satisfied that the issue as to the cross-examination of Professor Andersen, before the respondent, is moot.

25. In all the circumstances, therefore, I am satisfied that this appeal is moot.

Discretion
26. Thus, the next step is to consider whether, as a matter of discretion, the appeal should be considered. There are important factors in this appeal such that it is appropriate for the Court to exercise its discretion and to hear the appeal. These include:-

      (a) The appellant lodged his appeal within time in the Supreme Court.

      (b) The appeal was not moot when it was filed in the Supreme Court.

      (c) The appellant sought, unsuccessfully, a priority hearing of the appeal in this Court in February 2011, at a time when Part 2 of the Final Report had not been published. The appellant also sought a priority hearing in March, 2011.

      (d) At that time there was a considerable backlog of cases in the Supreme Court.

      (e) Judicial review was the form of appeal open to the appellant, and taken by him, on this issue of cross-examination of a witness.

      (f) The fact that the appellant has not judicially reviewed the publication of Part 2 of the Final Report of the respondent is not determinative of this issue.

      (g) The constitutional right of appeal of the appellant is a factor, in all the circumstances of the case.

      (h) The decision of the respondent on the issue has consequences, including costs, which, the Court was informed, were not concluded.

      (i) The power of the respondent to case manage the hearings before him by, as in this case, limiting by content and time, a cross-examination, is an important factor.

27. None of the above factors on their own is sufficient to trigger the exercise of discretion to hear a moot appeal. However, in the cumulative circumstances, the factors, taken together, are such that I would exercise discretion and consider the appeal.

Substantive Appeal
28. Thus, I would consider the substantive appeal in this case.

29. The appellant’s appeal centres on three issues:-

      (a) Was the respondent entitled in his ruling of the 2nd November, 2010, to prohibit the appellant from cross-examining Professor Andersen in relation to a meeting which Professor Andersen or his representatives attended with members of the respondent’s legal team when Professor Andersen had made grave allegations of bias against members of the respondent’s legal team, on the ground that to allow such cross-examination would infringe the principles of nemo iudex in causa sua and audi alteram partem.

      (b) Was the respondent entitled in the ruling of 2nd November, 2010, to prohibit the appellant from cross-examining Professor Andersen in relation to notes of meetings which Professor Andersen or his representatives attended with members of the respondent’s legal team, in circumstances where Professor Andersen had made grave allegations of bias against members of the respondent’s legal team on the ground that to allow such cross-examination would infringe the principles of nemo iudex in causa sua and audi alteram partem.

      (c) Was the respondent entitled in the ruling of the 2nd November, 2010, to curtail the time available to the appellant to cross-examine Professor Andersen.

30. The issues raised by the appellant on this appeal were raised by the appellant in the High Court.

31. At the core of the appeal is the evidence of Professor Andersen. Professor Andersen was Managing Director of Andersen Management International, the consultants engaged by the Department of Transport, Energy and Communications in April, 1995 to assist civil servants in assessing the six applications for the grant of the second GSM licence.

32. Professor Andersen was not a citizen of Ireland, nor did he reside in Ireland. The respondent made efforts from 2002 to 2005 to secure the attendance of Professor Andersen before the respondent. Professor Andersen declined to attend.

33. In September, 2005, the respondent set out in a ruling the effort which had been made to obtain the attendance of Professor Andersen and held that the absence of Professor Andersen was not a reason to terminate the inquiry, which had been sought by the appellant.

34. The appellant brought proceedings in relation to that ruling of the respondent. Those proceedings were heard in the High Court in November and December, 2005. The High Court dismissed the application.

35. The appellant appealed against that decision of the High Court. The appeal was heard in May, 2006, when it was dismissed.

36. In November, 2008, the respondent circulated provisional findings to affected persons, including Professor Andersen. In December, 2008, the respondent received submissions in response to the provisional findings from Professor Andersen.

37. In March, 2010, the respondent made the ruling previously referred to, that it would be inappropriate for members of the respondent’s legal team to be called before the respondent to give evidence.

38. Several weeks later, the respondent received a statement from Professor Andersen. It was supportive of the appellant. In April 2010, the respondent was informed that Professor Andersen would be willing to give evidence to the Tribunal.

39. An important factor in the evidence of Professor Andersen was his view that certain members of the respondent’s legal team demonstrated bias against Esat Digifone. He was willing to give evidence of this.

40. It is important to bear in mind that the Tribunal had concluded its work on this aspect of its inquiry and had circulated its provisional findings. It was much later that it became apparent that Professor Andersen would be willing to give evidence, having previously declined to do so in the absence of an indemnity from the Tribunal. When it became clear that Professor Andersen would be willing to give evidence, this was facilitated by the Tribunal.

41. Professor Andersen agreed to give evidence from the period Tuesday 26th October 2010 until Friday 5th November 2010, and accordingly the hearings to obtain Professor Andersen’s evidence were scheduled to facilitate his availability.

42. It transpired that Professor Andersen received an indemnity from the appellant in respect of written statements of evidence and evidence given by him at the public hearings before the respondent.

43. As a consequence of the allegations made by Professor Andersen against the respondent’s counsel, the respondent retained a senior counsel other than the Tribunal counsel for the purpose of examining Professor Andersen. Michael McDowell S.C. was retained.

44. The appellant sought leave to apply for judicial review in respect of the decision of the respondent to retain Mr. McDowell S.C. The High Court refused to grant leave to the appellant for judicial review. That decision has been appealed. The entirety of Professor Andersen’s statement was adduced in evidence. No allegations were made against the appellant.

45. After the direct examination of Professor Andersen had concluded, on the 2nd November, 2010, counsel for the appellant submitted to the respondent that having heard the evidence, he should conclude that the licence was fairly awarded to Esat Digifone. At that point in time, Professor Andersen remained available for three further days, namely the 3rd, 4th and 5th November, 2010, for the purpose of cross-examination by all the parties concerned with the issue of the licence to Esat Digifone.

46. Thereafter the respondent made the rulings the subject of this judicial review appeal.

47. The High Court reviewed the relevant case law, and held:-

      “Where there is a clear public interest involved such as is the case with any Tribunal of Inquiry, then even the right to cross examine ones accusers may be controlled, subject to not imperilling a fair hearing or a fair result. The right to cross examine ones accuser may therefore be curtailed but only within a firm basis in law consistent with the constitution.

      6.5 However none of the cases deal with a right to cross examine a witness who is not an accuser. It seems to me that there must be such a right particularly when a reputation might be damaged by evidence. I would think this right should weigh in the balance according to the extent by which that reputation might be prejudiced. Thus the proportionality of the interference with this right falls to be considered as per Meadows v Minister for Justice [2010] IESC 3. Taking the first two issues i.e. limiting the nature of the cross examination; here the right pursued is to cross examine a witness who not only is not an accuser but who has given evidence favourable to the position contended for by the [appellant]. The right involved here is such as I think can only arise in certain limited circumstances. I do not believe it possible to set out exhaustively what those circumstances might be but I do believe they must be clear and compelling in order to constrain the High Court to intervene in what must ordinarily be within the discretion of a Tribunal i.e. its procedures in controlling the taking of evidence before it.

      6.6 In this case it is agreed the evidence given by Professor Andersen was favourable to the [appellant]. In my view no compelling or even satisfactory answer was given to the Courts question as to what it was hoped to obtain by questioning him further about bias on the part of the Tribunal lawyers. He had already stated he thought they were biased and had explained in some detail what he meant by that. The most that could have been hoped for was that he would repeat what he had already said but perhaps in stronger terms, that he could perhaps gild the lily. Without even taking account of the inherent risk involved in advocates, however skilled, attempting to gild the lily, this speculative opportunity allegedly missed must surely be a right of the most limited nature if indeed it exists at all. For the same reasons it is also highly speculative as to the extent to which the limitations which were imposed on cross examination could prejudice the reputation of the [appellant].

      7. Against this is to be balanced the concerns expressed by the Sole Member that to allow this area of evidence to be pursued in cross examination would, in the interests of fairness, require him to hear evidence from the Tribunals own lawyers as per the rule in audi alteram partem. Their good name and reputation was after all being called into question. This in turn would place him in the position of being a judge in his own cause. These interlinked problems would surely give rise to grave questions concerning the Sole Members impartiality. In short there are at the very least strong grounds for the Sole Member to have taken the course he did. Balancing these very real and serious problems for the Tribunal against the very speculative and therefore limited right of the [appellant], it seems to me that the Sole Member made a decision that was eminently reasonable and grounded firmly on relevant evidence. That alone, on reasonableness grounds, must put the decision to limit the cross examination of Professor Andersen beyond the reach of Judicial Review. Even was I to accept that the application is not based on grounds of irrationality but on the choice by the Sole Member of a procedure that was unfair to the [appellant], the same considerations apply. The procedures followed were in all the circumstances of the case fair and reasonable taking account of the difficulties with which the Sole Member was faced. This I think disposes of the first two issues.

      8. As to the decision of the Sole Member to limit the time to cross examine, I think similar consideration apply but even more strongly so. It is manifestly clear from the evidence that the presence of Professor Andersen to give evidence had been obtained only after extraordinary difficulty. Limited time was available. His future availability, were his evidence incomplete, was highly doubtful and at best would delay the Tribunal delivering its final report by up to a year. The decision to limit the applicant to five hours which in fact was extended to six hours was it seems to me a balancing of rights that was eminently reasonable in the circumstances of this case and consistent with fair procedures.

      9. For the above reasons the orders sought are refused.”

48. I have considered carefully the oral and written submissions of the parties.

49. The injunction sought in the pleadings is clearly not now an issue as Part 2 of the Final Report has been published.

50. Thus, the kernel of the case relates to the issue of the cross-examination of Professor Andersen. McGrath in Evidence, 2nd edition, paragraphs 3 - 92 describes the objectives of cross-examination as follows:-

      “Cross-examination of a witness called by a party is carried out by the other parties in the proceedings and has two main objectives:

      (1) to elicit evidence from the witness in relation to the facts in issue which is favourable to the cross-examining party; and

      (2) to cast doubt upon the veracity, accuracy, or reliability of the evidence given by the witness.”

51. It is a central factor that the evidence of Professor Andersen was favourable to the appellant.

52. Thus, while the matter of the cross-examination of a witness before a tribunal is an important issue, in this case it has to be viewed through the prism of the witness’s evidence being in favour of the appellant.

53. I would affirm the finding of the learned trial judge that Professor Andersen had given evidence that in his opinion the respondent’s lawyers were biased, and that he had explained in detail what he meant, that the most that could have been hoped for was that he could repeat himself, and, perhaps, gild the lily. This finding is at the heart of the ruling of the respondent. Bearing in mind the objectives of cross-examination as described by McGrath, it is difficult to imagine that anything more favourable to the appellant could have been elicited on cross-examination of Professor Andersen by counsel on behalf of the appellant; equally it is clear that the objective of any such cross-examination would not have been to cast doubt upon the veracity, accuracy or reliability of the evidence given by Professor Andersen.

54. I am satisfied that there was evidence before the learned High Court judge upon which he had grounds to reach his conclusion.

55. The rulings by the respondent in issue in this case are an illustration of the case management of a Tribunal. It is essential that a Tribunal be case managed by the Chairperson. In this case, some considerable time after the provisional findings of the respondent had been circulated to interested parties it became apparent that Professor Andersen was available to give evidence, having previously declined to do so. His direct examination concluded on the 2nd November, 2010, and in circumstances where Professor Andersen had indicated his availability as being from the 26th October, 2010, until the 5th November, 2010, it was clearly necessary for the respondent to indicate the time available to various parties to cross-examine Professor Andersen. To that extent the curtailment of time to the appellant to cross-examine Professor Andersen for a period of six hours was clearly appropriate and took into account not just the rights of the appellant but also those of other parties before the respondent. In those circumstances the finding of the trial judge that the decision to limit the appellant to five hours, which in fact was extended to six hours, was a balancing of rights that was eminently reasonable in the circumstances of the case, and it was consistent with fair procedures.

56. I am satisfied that in all the circumstances of this case the rulings of the respondent were not a breach of fair procedures, or of constitutional justice, or of any rights of the appellant.

57. Consequently, I would not interfere with the decision of the High Court.

58. In conclusion, for the reasons given, I would dismiss the appeal.




JUDGMENT of Ms. Justice Iseult O’Malley delivered the 12th day of July, 2016

Introduction
1. This case concerns certain procedural rulings made in 2010 by the respondent (“the tribunal”, “the sole member” or “the respondent”), during the course of hearings related to the award of the second GSM licence in the State in 1995. The applicant/appellant (“the appellant”) was the chairman of Esat Digifone when it successfully applied for the licence. He complains that his counsel were not permitted to cross-examine a particular expert witness about that witness’s expressed view that counsel for the tribunal were biased against the company, and also that there was unfair restriction of the cross-examination of the witness by reason of the time allotted. Judicial review proceedings initiated in November 2010 seeking mandatory, injunctive and declaratory relief were unsuccessful in the High Court, with a written judgment being delivered in February 2011.

2. The appellant then lodged an appeal to this Court. As publication of the report of the tribunal on this matter was then imminent he made two applications for priority in the list, both of which were unsuccessful. He did not make any application to the Court for injunctive relief. The report was published in March 2011.

3. The respondent argues in the first instance that the appeal is moot, having regard to the fact of publication; and in the second instance that there was no unfairness involved in the impugned rulings. I agree with the Chief Justice and with McKechnie J. that this case is indeed moot, and if necessary would also agree that in any event the complaints of the appellant are unfounded. However, my own view is that the substance of the appeal should not be considered by the Court.

Background facts
4. The witness in question, Professor Michael Andersen, is a Danish national, resident in Denmark. He was the founder of Andersen Management International (“AMI”), a consultancy firm that was retained to assist the Minister for Communications with the selection process for the licence. Its expertise is in the field of telecommunications.

5. Efforts to secure the professor’s attendance before the tribunal were initially unsuccessful. It seems that while he did cooperate with the tribunal to some extent, he became reluctant to appear before it. This appears to have been for various reasons, some of which were financial and related to the company to which he had sold his interest in AMI, and some of which related to his perception of the working of the tribunal. In 2005 the tribunal ruled that it could proceed with this aspect of its inquiry without his evidence. The appellant sought judicial review in relation to this decision but was not successful, the High Court having accepted that the tribunal had made strenuous efforts to get the professor to appear. These efforts had included exploration of the possibility that his evidence could be taken in a Danish court.

6. In late 2008 the tribunal circulated its provisional findings in relation to the award of the licence. The appellant contacted Professor Andersen, who indicated that he would now be prepared to give public evidence before the tribunal if provided with an indemnity. The appellant agreed to provide such an indemnity, and his solicitors notified the tribunal in April 2010 that Professor Andersen was now prepared to give evidence. A copy of his witness statement was forwarded by those solicitors.

7. The tribunal agreed to sit again to receive his evidence and the professor was then scheduled to appear from Tuesday the 26th October, 2010, until Friday the 5th November, 2010. The tribunal was informed by solicitors acting on his behalf that he would not be in a position to make any further time available until the second half of the following year. The sole member therefore arranged to lengthen the normal sittings over the period of Professor Andersen’s attendance.

8. It may be noted here that for the purposes of the professor’s appearance, the tribunal had instructed a senior counsel who had had no prior contact with him. The choice of counsel was, in itself, the subject of separate, unsuccessful judicial review proceedings on the part of the appellant. Apparently the appeal in relation to that matter is still extant.

9. On the 26th October, 2010, when Professor Andersen was called, senior counsel on behalf of the tribunal took him through his extensive qualifications and experience. He then led him through a version of the witness statement which had been redacted but which made it clear that the professor held firm views about the tribunal.

10. Professor Andersen stated it to be his understanding, arising from his dealings with the tribunal and in particular from the private meetings he had with some of the tribunal’s legal representatives, that “certain members of the Tribunal’s legal team had a strong view that Esat Digifone ought not to have won the second mobile phone licence competition”. He said that he absolutely rejected the justification of such a view. Esat Digifone had won because it submitted the best application, and was the “clear winner”.

11. It was confirmed that his criticisms were directed against the legal team and that he had never met with the sole member.

12. Reference was made to numerous private meetings with members of the legal team between 2001 and 2003. The witness said that it had been suggested to him that the second-placed competitor had a superior application and credentials. He asserted that “one of the most defamatory words” was used in relation to Esat Digifone’s documentation. It was, he said, quite clear to him that “at least part of the Tribunal” was operating “under a pro-Persona and anti-Esat Digifone agenda”. At a meeting in October 2003 “certain members” of the legal team were only interested in pursuing matters that they felt could be interpreted as reflecting negatively on the GSM2 process. Professor Andersen said that it was as if the tribunal had already decided on the final results of its deliberations and counsel were simply intent on securing information that could support that result.

13. He described himself as being most disturbed by a document purporting to be a record of this meeting, which he considered to be “inherently biased” and inaccurate. He felt, in retrospect, that counsel had been attempting during the meeting to get him to endorse the contents of a report written by Dr. Peter Bacon. He subsequently compared Dr. Bacon’s lack of expertise, as he saw it, with the credentials of his own firm, and noted that the tribunal had at a certain stage confirmed that Dr. Bacon was not an expert in the relevant field.

14. This latter observation appears to be a reference to a ruling given by the sole member on the 17th July, 2007, in which it was accepted that Dr. Bacon’s report to the tribunal was not expert evidence within the technical legal meaning of that term, that it was inadmissible and that he would not be called as a witness by the tribunal. Ultimately, Dr. Bacon was called at some stage during 2008 - this, however, was at the request of the appellant. The sole member again made it clear, during cross-examination of Professor Andersen, that he would not consider Dr. Bacon’s report in his deliberations.

15. The witness also said that he found the tribunal’s lawyers to be very hostile to him, and he felt that they did not wish him or his colleagues to give evidence. He referred to notes of other meetings that he said were inaccurate. He said that documents that he had marked “confidential” had been posted on the tribunal’s website. He complained that he had not been reimbursed for any costs or expenses incurred in dealing with the tribunal.

16. Professor Andersen took objection to the tone of correspondence from the tribunal, which he described as “threatening and unpleasant”. In circumstances where he was providing assistance on a voluntary basis, he considered that he was being subjected to a form of “inquisitorial blackmail”. Ultimately he had decided not to provide further assistance. However, he confirmed that he had never told the tribunal that he was unwilling to give evidence. He was now attending in order to correct any factual errors and misunderstandings before the final report was published. He felt that the provisional findings confirmed his impression that the tribunal had ignored his previous communications on these matters.

17. Counsel for the tribunal put it to Professor Andersen that there was no such bias on the part of the tribunal or its barristers but did not cross-examine on the circumstances of any of the alleged instances of bias.

18. On the 27th October, 2010, Professor Andersen’s solicitors confirmed “unequivocally” that he would not, under any circumstances, be available to give evidence beyond the 5th November, 2010.

19. The examination of Professor Andersen by counsel for the tribunal concluded on the evening of the 1st November, 2010. At that stage the sole member said that he was seeking some consensus as to a realistic schedule for cross-examination by counsel for the various parties concerned. Counsel for the appellant said that he would be “about a day”.

20. The rulings complained of by the appellant were made on the 2nd November, 2010. In the first, the sole member referred to a ruling he had made earlier in the year when the tribunal had been asked to call its lawyers to give evidence on a matter unrelated to Professor Andersen’s evidence. The sole member had refused to do so on that occasion, on the basis that for him to hear and adjudicate upon evidence from his own legal team, given their close working relationship, would amount to a breach of the principle nemo iudex in causa sua. He now reiterated that he felt precluded from calling or hearing the evidence of tribunal counsel in relation to the professor’s allegations of bias. In those circumstances he considered that it would be inherently unsafe and improper to hear further evidence relating to those allegations. It was justifiable for counsel for the professor to canvass these matters in the context of the delay in his attendance. However, he did not propose to allow cross-examination on this topic by any other interested party.

21. The appellant says that no notice was given that the sole member was contemplating making such a ruling and his counsel had no opportunity to make submissions on it. They had intended to cross-examine on the allegations of bias.

22. Later on the same day, the sole member made a ruling on how the time for cross-examination of Professor Andersen was to be allocated. The ruling was made in the context of the limited duration of the professor’s appearance. Counsel for the appellant was allotted five hours. Counsel complained about this allocation, describing it as looking “like an exam schedule” and saying that it was contrary to the principles of natural justice to restrict cross-examination “by time-line”. Again, it is complained that the appellant had no notice of this proposed restriction. In the event, counsel cross-examined for six hours after some of the parties made an arrangement to share time. The cross-examination of Professor Andersen finished on the 5th November, 2010.

The High Court proceedings
23. Leave to seek judicial review was granted on the 8th November, 2010. The reliefs sought were orders of certiorari; declarations that the rulings in question amounted to a failure by the respondent to observe and protect the appellant’s rights to fair procedure and to natural and constitutional justice, and a breach of legitimate expectation; an order of mandamus directing the respondent to permit the cross-examination desired by the appellant; and an injunction restraining the respondent from publishing Part 2 of the final report until such cross-examination had been permitted.

24. In the statement of grounds it is claimed that the questions which the appellant wished to ask could have resulted in evidence being given in public before the respondent confirming and detailing the nature of the bias on the part of the respondent’s legal representatives against the appellant and Esat Digifone. It is further claimed that the time restriction prevented cross-examination in relation to the professor’s views of reports prepared by Dr. Peter Bacon for the tribunal. This, it was said, would have been of crucial importance in allowing the tribunal and the public to re-assess the questions put to various civil servants who were involved in the process.

25. Submissions filed in the High Court stressed that it was not being suggested that the bias alleged on the part of the tribunal counsel had “infected” the chairman.

26. In claiming injunctive relief, it was said that in the event that the report was published in these circumstances the reputation and good name of the appellant would be seriously damaged.

27. The trial judge (Hedigan J.) held, by reference to the judgments of Geoghegan J. in Maguire v. Ardagh & Ors. [2002] 1 IR 385 and O’Callaghan v. Mahon & Ors. [2006] 2 IR 32 that, in the context of a tribunal of inquiry, the right to cross-examine even one’s accusers may be controlled provided that a fair hearing or a fair result is not imperilled. He noted that none of the authorities cited dealt with the right to cross-examine a witness who is not an accuser. He considered that there was such a right even in relation to a friendly witness. This was particularly so when a reputation might be damaged by evidence. The right should weigh in the balance according to the extent to which the reputation might be prejudiced.

28. Looking at the facts of the instant case Hedigan J. observed that Professor Andersen not only did not make accusations against the appellant but had given evidence favourable to the appellant’s position. Without attempting to set out an exhaustive list of the circumstances giving rise to a right to cross-examine, he held that they would have to be clear and compelling in order to constrain the court to intervene in what must ordinarily be within the discretion of the tribunal. No compelling or even satisfactory answer had been given to the question as to what it was hoped to gain by further cross-examination of the professor on the issue of bias on the part of the tribunal lawyers. He had already stated that he thought they were biased and had explained in some detail what he meant. The most that could have been hoped for was that he would repeat what he had already said but perhaps in stronger terms - “that he could perhaps gild the lily”. The right to the speculative opportunity allegedly missed must be of the most limited nature if it existed at all, and had to be balanced against the very real concerns of the sole member. The decision of the respondent was beyond the reach of judicial review, being neither irrational nor unfair.

29. Hedigan J. held that the same considerations applied to the question of the time restriction, but even more strongly in this respect. The presence of Professor Andersen had been obtained only after extraordinary difficulty, his time was limited and his future availability highly doubtful. The balancing of rights involved was, he considered, eminently reasonable and consistent with fair procedures.

Subsequent developments
30. The High Court judgment was delivered on the 1st February, 2011. The appellant’s notice of appeal was filed on the 3rd February, 2011. On the 10th February, 2011, the appellant made an unsuccessful application in the Supreme Court list for a priority hearing. It appears that the Chief Justice requested that the Court should be informed if the respondent was in a position to indicate when the report might be published. In correspondence between the parties in the following days, the respondent’s solicitors stressed the fact that there was no stay or interlocutory order preventing publication of the report. It was their view that the indication from the Chief Justice did not amount to the imposition of any obligation.

31. The appellant’s solicitors disagreed with this view and attended to renew the application for priority shortly thereafter, on the 3rd March, 2011, again unsuccessfully. He did not, however, seek any form of injunctive relief.

32. It is accepted that the Court was unable to accede to the request for priority owing to the backlog of appeals prior to the establishment of the Court of Appeal.

33. The respondent published its report on the matter later in March 2011. The appellant has not sought to challenge any matter contained therein by way of judicial review.

Mootness
34. There is no dispute between the parties as to the relevant authorities and principles applicable to the question of mootness.

                  The respondent’s submissions
35. The respondent submits that the proceedings are now manifestly moot, the report of the tribunal having been published since the delivery of the High Court judgment, and that there is no reason for this Court to exercise its undoubted discretion to hear and determine an appeal notwithstanding that fact.

36. It is contended that there is no “live” or “real” or “concrete” dispute between the parties (G. v. Judge Collins & Ors. [2005] 1 ILRM 1; Brady v. Judge Haughton & Ors. [2006] 1 IR 1; Irwin v. Deasy [2010] IESC 35); that “the essential foundation of the action has disappeared” (Lofinmakin (a minor) & Ors. v. Minister for Justice, Equality and Law Reform [2013] IESC 49); and that any decision of the Court “would be of no practical significance to the parties” (G. v. Collins).There is no “reasonable expectation” that the issues raised will occur again (as in O’Brien v. Personal Injuries Assessment Board (No.2) [2007] 1 IR 328 or Okunade v. Minister for Justice Equality and Law Reform [2012] IESC 49).

37. It is argued, (with reference to Irwin v. Deasy) that there is no issue of exceptional public importance, and no special reason in the public interest, such that the Court should determine the matter. The complaints of the appellant relate solely to the management and control by the respondent of its own procedures in relation to the evidence of Professor Andersen.

38. The respondent stresses the fact that, notwithstanding the four sets of judicial review proceedings taken by this appellant against the tribunal, involving five appeals to this Court, there was no application for an injunction in this Court and no challenge by him to the report embodying the findings of the respondent.

                  The appellant’s submissions
39. Counsel accepts that “in one sense, the proceedings have been overtaken” by the publication. It is agreed that it is now highly unlikely that Professor Andersen can be cross-examined again. Counsel also conceded it could not be argued at this stage that the time-restriction issue was not moot. However, he describes the restriction on the areas of cross-examination as being a centrally important and live issue on which he continues to seek declaratory relief.

40. According to counsel, if the appellant is granted a declaration to the effect that there was a failure to protect his rights he will be entitled to make whatever use of it he can in the protection of his good name. Counsel said it was possible that if successful in this appeal he could move to quash certain aspects of the report, but he was not to be taken as saying that he intended to do so.

41. It is submitted that Professor Andersen was an “absolutely central” witness in “the case against” the appellant.

42. The appellant submits that the doctrine of mootness is not a constitutional doctrine but is “simply a rule of practice which may be relaxed as the occasion appropriately presents itself” (Hogan J. in McDonagh v. Governor of Mountjoy Prison [2015] IECA 71). In any event, it is contended that the decisions sought to be impugned are still a live issue between the parties as the relationship between them has not yet concluded - this appears to be based on the fact that the tribunal has not yet finally concluded all of its work. It has yet to determine costs.

43. The appellant does not accept that there are no broader considerations arising in the case. He says that the status of the tribunal is such as to require that there be public confidence in it, and that the issues involved will affect other public and private inquiries in relation to the application of the right to cross-examine.

44. Reliance is placed on the fact that the appellant tried to advance his appeal as quickly as possible, subject to the constraints on the Supreme Court due to the backlog of appeals. It is submitted that, in those circumstances, any decision that the proceedings were moot would be manifestly unfair having regard to his constitutional right of appeal and the obligation of the courts under the European Convention on Human Rights to deal with cases as expeditiously as possible.

45. It is argued that the fact that the appellant did not seek to judicially review the report of the tribunal is of no relevance because a) there is no appeal from findings of a tribunal, such findings being regarded as “legally sterile”; and b) the role of a court in judicial review proceedings is concerned with the decision-making process and not the merits of the outcome. Further, counsel for the appellant says that if he had instituted separate proceedings after publication of the report, he would have been met by an abuse of process argument based on the fact that the issue had already been litigated and decided against him by Hedigan J. It is also submitted that it is possible for the appellant to be correct on the issue now before this Court, and yet not have been in a position to have the findings of the report quashed.

Discussion
46. Hogan & Morgan in Administrative Law in Ireland (4th ed. Round Hall), identify four advantages from the application of the principles of constitutional justice. The first is that an impartial decision-maker and an opportunity for the person affected to put forward his comments both help to promote an “appropriate” result. The second is that the duty to give reasons will assist the affected person in discerning whether the decision was valid or invalid in substance. The third is described as being “a matter of satisfaction and dignity to the individual” that he should have his say before a decision is taken against him by a government agency, or, in other words, have his “day in court”. Finally, it is said that an open and consistent procedure in which the decision-maker is seen to be impartial is necessary to maintain the confidence of the general public in the institutions of government. In a similar vein de Smith’s Judicial Review (7th ed. Sweet & Maxwell at p. 345) says

        “The interest of individuals in participation in decisions by which they could be affected is obvious: they will wish to influence the outcome of the decision. Fairness requires that, in appropriate circumstances, they should have the opportunity of doing so. Among the reasons for this are; procedural fairness may improve the quality of the decision, serve the purpose of protecting human dignity and assist in achieving a sense that justice has both been done and seen to be done; it may promote objectivity and impartiality, or, as just noted, increase the likelihood of an accurate substantive outcome.”
47. These passages are, of course, descriptive rather than prescriptive but I consider them to be a helpful guide when considering the question of mootness in the context of this challenge to procedures before a tribunal of inquiry.

48. It is abundantly clear from the authorities that a tribunal of inquiry will be subject to judicial review in the event of a breach of fair procedures, despite the well-known description of the findings of such tribunals as being “legally sterile” (see Maguire v Ardagh [2002] 1 IR 385 and Goodman International v Judge Hamilton (SC) [1992] 2 I.R. 542). It is certainly possible that applications for judicial review made in the course of a tribunal’s process may serve any or all of the purposes described in the texts referred to. The overriding concern in such proceedings is for the reputation of the individual who finds himself or herself in the position of being “accused” of wrongdoing. An invalid step taken in such a process may imperil the quality and appropriateness of the final deliberations of the tribunal, or may in itself cause damage to the reputation or dignity of the individual concerned, or may give rise to a perception that his or her case is not being heard, and may weaken the confidence of the public in the tribunal. There is therefore no bar on the initiation of proceedings, based on apprehension of any of these outcomes, prior to the conclusion of the process.

49. Having regard to the summary above of the professor’s evidence in relation to the tribunal legal team, it could hardly be said that the appellant did not have his “day in court” on this issue, or that the tribunal or the public was deprived of his view. Rather, the case, as argued in the High Court, was based on the assertion that unfair procedures had been adopted which, in effect, might result in findings that could cause unfair damage to the appellant’s reputation. There was no suggestion that the sole member had already caused any such damage by virtue of the rulings themselves or the manner in which they were made. The proceedings were initiated in an effort to prevent apprehended damage. Specifically, it was argued that the prohibited cross-examination on the question of bias could have the effect of “confirming and detailing” the bias of tribunal counsel. The implication of this was that such cross-examination would be helpful in getting across the appellant’s case. The questions that counsel for the appellant did not have time to ask, in relation to Dr. Bacon, could, it was said, have caused the respondent to reassess the questions its counsel had asked of other witnesses.

50. Again, it should be noted that the appellant disavowed any suggestion that the sole member of the tribunal was “infected” by the bias imputed to the tribunal counsel.

51. The appellant was unsuccessful in the High Court. Although the appeal was lodged expeditiously and a priority hearing sought, no application was made in this Court for any form of injunctive relief in relation to the then-anticipated publication of the tribunal report. The publication went ahead in March, 2011.

52. Order 84, rule 18(2) of the Rules of the Superior Courts provides as follows:

        (1) An application for a declaration or an injunction may be made by way of an application for judicial review, and on such an application the Court may grant the declaration or injunction claimed if it considers that, having regard to-

          (a) the nature of the matters in respect of which relief may be granted by way of an order of mandamus, prohibition, certiorari, or quo warranto,

          (b) the nature of the persons and bodies against whom relief may be granted by way of such order, and

          (c) all the circumstances of the case,


        it would be just and convenient for the declaration or injunction to be granted on an application by way of judicial review.
53. The distinction made between declarations and injunctions on the one hand and the primary judicial review reliefs on the other may in part, as Hogan & Morgan suggest, reflect the fact that declaratory relief can be available where the latter reliefs would not. However, the same principles apply regarding the requirements of justiciability and the unwillingness of a court to grant an order that would be futile or would confer no practical benefit.

54. The “practical benefit” concerned does not have to be material - the right to one’s good reputation is undoubtedly an interest that will be protected .Thus, for example, in State (Furey) v. Minister for Justice & anor. [1988] I.L.R.M. 89 this Court held, inter alia, that reputational damage caused by a discharge from the army carried out in breach of fair procedures justified the grant of certiorari even though the applicant’s period of enlistment had long since expired. Similarly, the damage to the applicant’s reputation was a significant consideration in Dellway Investments Ltd. v. NAMA [2011] 4 I.R. 1. However, it is necessary to stress that in each of those cases there was evidence that unfair procedures had led to the decisions in question, which in turn had led to the damage to the applicants’ reputations.

55. Had the appellant in the instant case initiated proceedings after, rather than before, the publication of the report he would have had to take on the burden of satisfying a court that there was some linkage to be discerned between the rulings, the outcome of the tribunal process and any alleged reputational damage. In the event, no challenge has been brought to the report of the tribunal. There has, therefore, been no analysis of any relationship between the allegedly unfair rulings and the outcome of the process. It is not possible for this Court to determine whether or not the damage apprehended at the time of the High Court hearing came to pass, or, if it did, whether it was in any way related to the rulings in issue. The purpose of maintaining the proceedings at this stage could not, in these circumstances, be concerned with the quality, appropriateness or impartiality of any findings made.

56. Instead, the appellant at this stage is seeking what amount to free-standing declarations that in the course of its hearings the tribunal subjected him to unfair procedures in making the two impugned rulings. Such declarations would, he says, be available to be used by him to “protect his reputation”. In this context, since the rulings themselves could not be seen as causing reputational damage, that could, it seems to me, mean only that declarations from this Court would be used by him to undermine the status of the report in the absence of any challenge to it.

57. Although arising in a very different context, I consider that certain observations made by Geoghegan J. in The People (DPP) v. McKevitt [2009] 1 IR 525 are apposite here. In an appeal against conviction, the issue under discussion was whether or not the prosecution had complied with its disclosure obligations. Giving the judgment of the Supreme Court Geoghegan J. said:

        “Counsel for the appellant seemed to be adopting the approach that, if in some way the trial court’s approach to issues relating to disclosure was legally defective, a conviction should be quashed and the appeal allowed. I do not believe that that approach is correct. A trial court at a pre-trial stage, or even when an issue arises during a trial, is concerned with the question of whether there is a real risk of an unfair trial. An appellate court, however, must view the matter somewhat differently. It must consider whether, having regard to the alleged non-disclosure, there was in fact a degree of unfairness which rendered the conviction unsafe using that expression in a general sense. It is, therefore, no longer a question of a risk for the future, rather it is a question of looking at what in fact has happened and assessing whether there has been an unsafe conviction having regard only to an alleged unfairness of trial.”
58. It seems to me that a useful analogy may be drawn here. Where a challenge based on allegedly unfair proceedings is made in the course of a tribunal process it will generally be, as this one was, grounded upon a perceived risk that the process will have an unfair outcome. However, when the outcome of the process is known, the focus will generally turn to what actually occurred - that is, whether the outcome was flawed by reason of the unfair procedures. I use the word “generally” because it is conceivable that the reputation and dignity of an individual could be damaged by egregious conduct and procedures in the course of a process to the extent that the courts would grant declaratory relief, even if the tribunal ultimately made no adverse findings against that individual. However, that is not what is alleged to have happened here.

59. The appellant has argued that the lack of a challenge by him to the report as published should not be considered relevant since, he says, he would have been debarred from taking any such challenge on the basis that the fair procedures argument had already been litigated and determined against him in the High Court. It appears, therefore, that the two issues raised in these proceedings would have been his only cause for complaint.

60. This argument was not referred to in the written submissions and was not fully debated in the appeal, and I therefore do not propose to express any definitive view thereon. I think, however, that it is far from obvious that a plea of abuse of process would have succeeded as against the appellant if he had sought relief - provided, of course, that he could show a link between alleged unfairness of the impugned rulings and contents of the report. In this regard it is helpful to refer to the observations about cause of action estoppel, issue estoppel and the rule in Henderson v. Henderson in Johnson v. Gore Wood & Co. (No.1) [2002] 2 AC 1 where Lord Bingham said that the rules should not be applied with “too dogmatic” an approach, when what was required was

        “a broad, merits-based judgment which takes account of the public and private interests involved and also takes account of all the facts of the case, focusing attention on the crucial question whether, in all the circumstances, a party is misusing or abusing the process of the court by seeking to raise before it the issue which could have been raised before.”
61. This passage has been endorsed by this Court in, inter alia, A.(A). v. Medical Council [2003] 4 IR 302 and S. M. v. Ireland & Ors. [2007] 3 IR 283. In A., Hardiman J. added, with particular reference to Article 6 of the European Convention on Human Rights, the following:
        “Rules or principles so described cannot, in their nature, be applied in an automatic or unconsidered fashion. Indeed, it appears to me that sympathetic consideration must be given to the position of a plaintiff or applicant who on the face of it is exercising his right of access to the courts for the determination of his civil rights or liabilities.”

Conclusion
62. I agree with the judgment of the Chief Justice and with McKechnie J. that this appeal is moot. There is no live controversy, affecting the appellant’s rights, that requires to be resolved. It became moot, in my view, not because of the acknowledged pressure on this Court’s list but because the report of the respondent was published in the absence of any application to restrain publication. This event overtook the appellant’s apprehensions about the potential findings and his cause of action, if any, would thereafter have to have been framed by reference to the actual findings.

63. My own view would be that the Court should not exercise its discretion to consider the merits of the appeal in circumstances where the impugned rulings were not capable, in themselves, of inflicting any reputational damage; where the appellant has not demonstrated that they led to any such damage and where any remedy that might be granted by this Court would be unrelated to the findings of the tribunal. However, in view of the fact that the majority of the court feels that it is appropriate to examine the substance of the case, I would also agree that in any event neither of the rulings in issue breached the appellant’s right to fair procedures, and that the analysis of Hedigan J. in this regard was correct.


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