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You are here: BAILII >> Databases >> Scottish Court of Session Decisions >> The Secretary of State for Works and Pensions v Brade [2014] ScotCS CSIH_39 (01 May 2014) URL: http://www.bailii.org/scot/cases/ScotCS/2014/2014CSIH39.html Cite as: [2014] CSIH 39, 2014 SLT 680, 2014 SC 742, 2014 SCLR 737, [2014] AACR 29, [2014] ScotCS CSIH_39, 2014 GWD 16-303 |
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EXTRA DIVISION, INNER HOUSE, COURT OF SESSION
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Lady SmithLady DorrianLord Clarke
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XA81/13
OPINION OF LADY SMITH
in the Appeal Under the Tribunals, Courts and Enforcement Act 2007, section 13
by
THE SECRETARY OF STATE FOR WORK AND PENSIONS
Appellant;
against
KEVIN BRADE Respondent:
_______________
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Appellant: Webster; Solicitor to the Advocate General
Respondent: Skinner; Francis Gill & Co.
1 May 2014
Introduction
[1] The capturing
of a butterfly in a net may prove to be an easier task than that of capturing
Parliamentary intention in the language of legislation, particularly when the
latter involves the need to place human beings - in their myriad of forms -
into limited categories. It is the difficulty inherent in that unenviable task
that has given rise to this appeal.
[2] It
concerns the interpretation of a regulation which determines whether or not a
person is capable of "work related activity". If he is, he is part of the
work-related activity group ("WRAG") and will receive a lower rate of the state
benefit called "employment support allowance" ("ESA") than those claimants who
have only limited capability to perform such activity and, significantly, a
member of the WRAG may be required to undertake certain activities as a
condition of continuing to be entitled to the full amount of ESA payable to a
claimant in that group.
[3] Claimants
who have only limited capability to perform work related activity are referred
to as being members of the "support group" (Welfare Reform Act 2007 sec 24(4)
("the 2007 Act")).
Work Related Activity
[4] "Work
related activity" is "activity which makes it more likely that the claimant
will obtain or remain in work or be able to do so" (see: sections 24(1)
and 13(7) of the 2007 Act). Regulations provide what, in practical terms, a
claimant who is found to have capability for work related activity may be
required to do, namely, to take part in "one or more work-focused interviews",
provided it is reasonable, having regard to the circumstances of the
individual, to impose that requirement (see: The Employment and Support
Allowance (Work -Related Activity) Regulations 2011 ("the 2011 Regulations")
paragraph 3(1), (2) and (4)). These and other provisions in force at
the relevant time seem to reflect an intention to identify whether a person has
potential for engagement in the labour market and the means whereby any such
potential may be unlocked rather than restricting the assessments carried out
for benefits purposes to the measurement of levels of incapacity. Put broadly,
the provisions indicate the intention of achieving an outcome whereby those who
might have such potential will be placed in the WRAG and thus subject to such
requirements to attend interviews designed to help them into the labour market
as are reasonable, even although it is accepted that, at that point, they do
not have capability for work.
The Support Group
[5] Members of
the support group cannot be required to perform work related activity. They
may speak to a personal adviser if they wish to do so but that is not
obligatory. The continuation of their ESA at the full "support group" rate is
not conditional on anything being done by them. It seems to follow that the
provisions envisage that the support group will consist of persons of whom it
cannot realistically be said that they might have potential to engage in the
labour market.
Capability for Work or Limited Capability for Work
[6] Whether or
not a claimant's capability for work is limited has to be determined under and
in terms of part 5 of the Employment and Support Allowance Regulations 2008 ("the
2008 Regulations") which were made in exercise of the powers conferred by
various provisions in the 2007 Act. They have been amended on more than one
occasion since then. The version which applies to the present case is as
amended by the Employment and Support (Limited Capability for Work and Limited
Capability for Work- related Activity) (Amendment) Regulations 2011.
Paragraph 19 of the 2008 Regulations provides that a person has limited
capability for work if, by adding up points that are listed in column (3)
of Schedule 2 against any "descriptor" listed in that schedule, he obtains
15 points whether singly or by a combination of descriptors, as follows:
"19 Determination of limited capability for work
(1) For the purposes of Part 1 of the Act, whether a claimant's capability for work is limited by the claimant's physical or mental condition and, if it is, whether the limitation is such that it is not reasonable to require the claimant to work is to be determined on the basis of a limited capability for work assessment of the claimant in accordance with this Part.
(2) The limited capability for work assessment is an assessment of the extent to which a claimant who has some specific disease or bodily or mental disablement is capable of performing the activities prescribed in Schedule 2 or is incapable by reason of such disease or bodily or mental disablement of performing those activities.
(3) Subject to paragraph (6), for the purposes of Part 1 of the Act a claimant has limited capability for work if, by adding the points listed in column (3) of Schedule 2 against any descriptor listed in that Schedule, the claimant obtains a total score of at least-
(a) 15 points whether singly or by a combination of descriptors specified in Part 1 of that Schedule;
(b) 15 points whether singly or by a combination of descriptors specified in Part 2 of that Schedule; or
(c) 15 points by a combination of descriptors specified in Parts 1 and 2 of that Schedule."
The assessment of a claimant's mental, cognitive and intellectual functions, for the purpose of paragraph 19, is covered by Part 2 of Schedule 2 and includes:
"[SCHEDULE 2 ASSESSMENT OF WHETHER A CLAIMANT HAS LIMITED CAPABILITY FOR WORK]
Part 2
Mental. Cognitive, and intellectual function assessment
16 Coping with social engagement due to cognitive impairment or mental disorder. |
(a) Engagement in social contact is always precluded due to difficulty relating to others or significant distress experienced by the individual.
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(b) Engagement in social contact with someone unfamiliar to the claimant is always precluded due to difficulty relating to others or significant distress experienced by the individual.
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(c) Engagement in social contact with someone unfamiliar to the claimant is not possible for the majority of the time due to difficulty relating to others or significant distress experienced by the individual.
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(d) None of the above apply. |
WRAG or Support Group?
[7] Whether or
not a claimant who does not have capability for work is in the WRAG or in the
support group has to be determined under and in terms of regulations 34
and 35, and Schedule 3. Unlike the approach where the issue is capability
for work, point scoring is not required. A claimant is to be found to have
limited capability for work related activity if any one of the descriptors set
out in Schedule 3 applies to them:
" 34 Determination of limited capability for work-related activity
(1) For the purposes of Part 1 of the Act, where, by reason of a claimant's physical or mental condition, at least one of the descriptors set out in Schedule 3 applies to the claimant, the claimant's capability for work-related activity will be limited and the limitation will be such that it is not reasonable to require that claimant to undertake such activity.
(2) A descriptor applies to a claimant if that descriptor applies to the claimant for the majority of the time or, as the case may be, on the majority of the occasions on which the claimant undertakes or attempts to undertake the activity described by that descriptor.
...
35 Certain claimants to be treated as having limited capability for work-related activity
(2) A claimant who does not have limited capability for work-related activity as determined in accordance with regulation 34(1) is to be treated as having limited capability for work-related activity if-
(a) the claimant suffers from some specific disease or bodily or mental disablement; and
(b) by reasons of such disease or disablement, there would be a substantial risk to the mental or physical health of any person if the claimant were found not to have limited capability for work-related activity.
...
...
SCHEDULE 3
ASSESSMENT OF WHETHER A CLAIMANT HAS LIMITED CAPABILITY FOR WORK RELATED ACTIVITY
Activity |
Descriptors
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13 Coping with social engagement, due to cognitive impairment or mental disorder. |
Engagement in social contact is always precluded due to difficulty relating to others or significant distress experienced by the individual" |
The other descriptors in Schedule 3 include: "8............At least once a week experiences: (a) loss of control leading to extensive evacuation of the bowel and/or voiding of the bladder", and "12........Cannot cope with any change....... to the extent that day to day life cannot be managed."
[8] The
importance of the work related activity requirement imposed on a member of the
WRAG being "reasonable" is highlighted by the wording of regulation 34(1)
which, in effect, deems it to be unreasonable to require a person to carry out
such an activity if any one of the descriptors referred to applies, without further
enquiry about that matter. That has now changed; the regulation has been
amended so as to provide that it cannot be concluded that a person has limited
capability for work related activity (and is, accordingly, in the support
group) unless the particular limitation in fact shows that it would not be
reasonable to make such a requirement (see: Social Security
(Miscellaneous Amendments) (No. 3) (Regulations) 2013/2536 regs
13(17)(a)(i)(ii) and (iii)) but that was not the position when the respondent's
claim was determined.
The Issues
[9] The
principal issue is whether or not regulation 34(2) applies to descriptor 13
and, if it does, what is the meaning of the combined effect of regulations
34(1) and (2)? The appellant submits that regulation 34(2) does not apply in
the case of descriptor 13; he says that it cannot have been intended to apply
to a descriptor which requires that the person "always" experiences the
difficulty in question.
[10] Separately,
did the FTT err in their approach to regulation 35(2)?
Background
[11] On 12 January
2012, the respondent's father completed, on his behalf, a questionnaire that
had been sent by the appellant. The respondent was, at that time, in receipt
of ESA. A letter from his GP dated 4 January 2012 stated that the
respondent suffered from anxiety and depression which had caused him to lead a
very reclusive existence. It stated that he had been to the surgery on
20 December 2011 and had made complaints to his GP of having very low mood
and low motivation, of having a short attention span and having difficulty
sleeping. His GP also reported that the respondent suffered from regular
migraine headaches. He was prescribed a new anti-depressant medication because
a previous one had not agreed with him and he had stopped taking it. The GP referred
to him being an infrequent attender at the surgery and to the respondent
frequently becoming "quite paranoid" when having to deal with people outside
his "safe zone".
[12] There was,
accordingly, information available to the effect that the respondent had been
able to attend his GP, tell him about his symptoms and his experience of a
previous anti-depressant drug. There was, however, no information about the
respondent having had or being able to have any contact with anyone else.
[13] Jackie Butcher,
a nurse who is an "Approved Disability Analyst" (referred to below as the "HCP")
provided a report dated 23 January 2012. In it she concluded, without
further elaboration, that:
"The available evidence does not suggest the client cannot engage in any social contact due to difficulty relating to others, or to their own significant distress, due to cognitive impairment or mental disorder."
[14] The
appellant accepted that the respondent did not have capability for work but
considered that he fell within the WRAG, not the support group. The respondent
was, accordingly, assessed as being entitled to continuing ESA but without the
support element that would also have been payable had it been determined that
his capability for work related activity was limited.
[15] The
respondent appealed and was reassessed on behalf of the appellant. The
reassessment, dated 30 March 2012, found:
"All relevant evidence taken into account at scrutiny. No further evidence supplied with appeal. HCP opinion is that customer does not meet criteria for Support Group. Decision remains unchanged. Appeal to proceed."
A further report was provided by the respondent's GP, dated 29 June 2012. In it, the GP's statements included:
"In my opinion, Kevin is unfit for work for reasons of chronic mental ill health and I believe he ought to be eligible for the support group of ESA rather than the working group.
In my opinion he should be classed under criteria 12, 13 and 14 of chapter 10 of the work capability assessment. He is in my opinion unable to cope with change, with social engagement, and unable to engage in appropriate behaviour with people due to his mental health problems."
The GP's reference to "criteria" 12, 13 and 14 appears to be a reference to the list of activities in Schedule 3. It is not possible to tell whether the GP considered the terms of the descriptors.
First- tier Tribunal ("FTT")
[16] The FTT
found that no descriptor from Schedule 3 to the 2008 Regulations applied and
that the respondent, accordingly, fell within the WRAG. Regarding activity and
descriptor 13 of Schedule 3, they said:
"6. In relation to activity 13, coping with social engagement due to cognitive impairment or mental disorder, the tribunal had to be satisfied that engagement in social contact is always precluded due to difficulty relating to others or significant distress experienced by the individual. Clearly this cannot apply. He was able to cope with the HCP, he was able to cope with attending at the hearing before the tribunal which lasted 15 minutes. He is able to attend his GP. It therefore cannot be said that engagement in social contact is always precluded."
[17] The
respondent gave evidence before the FTT and the written record of his evidence
ran to two pages.
[18] The FTT were
in error in referring to the respondent as having been able to cope with the
HCP; she did not assess him in person. The assessment was a "desktop" one. The
appellant accepts that, for that reason alone, there requires to be a remit.
[19] Regarding
paragraph 35 of the 2008 Regulations, the FTT said:
"The tribunal considered Regulation 35 but were not satisfied that this applied. They were of the opinion that he should be able to cope with a work related interview at the Jobcentre. He does not meet the requirements of Regulation 35 as there is no substantial risk."
The Upper Tribunal ("UT")
[20] The
respondent appealed to the UT. His appeal was successful. The UT observed
that construing paragraph 34 of the 2008 Regulations was not easy. They
confined their considerations to the terms of those regulations and dictionary
definitions. They did not take any account of the wider statutory context. They
considered descriptor 16 of Schedule 2 and concluded that because a
distinction was drawn between engagement with someone unfamiliar being "always
precluded" and, for a lower score, engagement with someone unfamiliar not being
possible "for the majority of the time", it followed that "majority of the
time" as used in regulation 34(2) showed that it was an easier test to
satisfy than "always". At paragraphs 13 - 14 of their written reasons,
they concluded:
"13. Notwithstanding, regulation 34(2) must be given some content in its application to activity 13 of Schedule 3 if that is at all possible without a strained construction. In the Concise Oxford Dictionary, "always" is defined thus:
"1 at all times; on all occasions (they are always late).
2 whatever the circumstances (I can always sleep on the floor).
3 repeatedly; often (they are always complaining)."
Reference to other dictionaries reveals a similar pattern; there is a primary meaning of "every time" and a more limited, secondary meaning of "repeatedly, persistent".
14. Therefore, in order to make use of regulation 34(2), but mindful of the distinction in activity 16 of Schedule 2 between "always" and "for the majority of the time" I conclude that "always precluded", as used in activity 13 of Schedule 3, and likewise as used in activity of Schedule 2, is not an all or nothing test; rather, it means "repeatedly" or "persistent" or "often". A "majority" may be constituted by events which happen only on 50.1% of the possible occasions, but a greater frequency is required by the use of the word "always". It is a question of degree, but a fact finding tribunal is eminently suited to applying these subtle nuances of difference in a common sense way. It suffices to say in the present case that because a claimant attends one tribunal hearing, and his GP accepts that he comes to the surgery very occasionally, does not necessarily entail the conclusion, as the tribunal clearly considered that it did, that it "cannot be said that engagement in social contact is always precluded.""
[21] The appeal
to the UT did not include any ground based on paragraph 35 of the
Regulations but they, nonetheless, considered whether or not there was an error
of law in the FTT's approach and concluded that there was. The FTT had applied
too narrow a test. Standing the decision of the Court of Appeal in Charlton
v Secretary of State for Work and Pensions [2009] EWCA Civ 42 at
paragraph 34, they should have considered the respondent's ability to cope
with the work related activity not only in the context of being able to cope
with an interview at the Jobcentre but also in the context of his journey to
and from any such interview.
[22] In these
circumstances, the UT set aside the decision of the FTT and remitted the respondent's
appeal to a freshly constituted FTT, for a re - hearing, the UT not being in position
to remake the decision as further findings of fact were required.
Charlton v The Secretary of State for Work and Pensions
[23] In Charlton,
the Court of Appeal interpreted regulation 27(b) of the Social Security
(Incapacity for Work) (General) Regulations 1995. It provided, in terms which
were similar to regulation 35(2) of the 2008 Regulations, for
circumstances where "there would be substantial risk to the mental or physical
health of any person if he were found to be capable of work". Moses LJ (with whom
Lloyd LJ and Pill LJ agreed) said that that risk would require to be assessed
by reference to whatever work the claimant was found to be capable of and, at
paragraph 34, added:
"34. Regulation 27(b) may be satisfied where the very finding of capability might create a substantial risk to a claimant's health or to that of others, for example when a claimant suffering from anxiety or depression might suffer a significant deterioration on being told that the benefit claimed was being refused. Apart from that, probably rare, situation, the determination must be made in the context of the journey to or from work or in the workplace itself."
The Court of Appeal, applying, it would seem, a common sense approach, thus cautioned that it was not enough to focus on only one aspect of the work envisaged; everything that would be involved required to be considered when assessing risk.
The Appeal:
Submissions for the Appellant
[24] The
appellant does not seek to challenge the UT's decision to remit the
respondent's appeal to a freshly constituted FTT to be considered of new. He
does, however, take issue with the basis in law on which the UT made the remit.
In particular, as was submitted by counsel, he submits that the UT erred in
law by applying regulation 34(2) to descriptor 13 of Schedule 3; a
proper purposive construction entailed that its effect was restricted to those
descriptors which, in terms, do not specify the frequency with which they must
occur for them to apply to a claimant. The specification of "majority of the
time" in regulation 34(2) could not apply to descriptor 13; "always" meant
"always". If it did not then the descriptor would be stripped of its intended
meaning.
[25] Counsel
submitted that the legislative intention was, at least in part, to ensure that
those who are capable of entering work are given assistance to do so; if there
was a possibility of a person going into the workplace then they should be
placed in the WRAG. That was the purpose of the work related interviews. He
accepted that the regulations had to be read as a whole. In this case that
meant, before applying the "majority" qualification in regulation 34(2),
the terms of the descriptors themselves ought to be considered. When, in the
case of descriptor 13 that was done, then it was demonstrated that the
"majority of the time" phrase could have no application to it. Regarding the
UT's reliance on descriptor 16 of Schedule 2, if they were right to look
to it for guidance then the threshold for the distinction between "majority"
and "always" must be "at all times".
[26] He
submitted that, if the scheme of the regulations was considered as a whole, a
suitably nuanced approach was achieved by applying the appellant's
interpretation. The relevant interview need not take place at the Job Centre;
it could be carried out on the telephone and something might be identified that
would be a first footstep into the workplace. Claimants would not, under the
regulations, be required to do something that would be unreasonable to ask of
them.
[27] In all these
circumstances, the UT had, he submitted, erred in interpreting "always" as
meaning "repeatedly", "persistent" or "often". He accepted that the
appellant's interpretation created a high hurdle for claimants but it was one
which had to be surmounted if they were to be entitled to the maximum form of
ESA.
[28] Regarding
regulation 35, counsel submitted that the UT were wrong to have concluded
that the FTT had applied too narrow a test. The FTT's decision fell to be read
as implicitly recognising that the respondent would require to travel to and
from the interview in addition to being at the interview itself. Charlton
may not have been expressly referred to but the FTT's approach could be seen as
being in accordance with it.
Submissions for the Respondent
[29] Counsel
submitted that the UT had not erred in its interpretation of regulation 34(2).
Had Parliament intended to exclude activity and descriptor 13 from its
ambit, it would have been drafted differently; that would have been a simple
matter. To apply the descriptor without the modifying effect of
regulation 34(2) would be to ignore its specific terms and render it
virtually impossible for a claimant to whom it applied to avoid being placed in
the WRAG. In practical terms, on the appellant's approach, a claim based on
the application of descriptor 13 would never succeed. If, for instance, such a
claimant instructed representation for a tribunal hearing, the fact of that
representation would deprive him of the availability of descriptor 13. That
single instance of engagement with his representative would, if the appellant
was correct, preclude reliance on descriptor 13.
[30] Counsel
added that since social contact was not specifically defined, the background of
reasonableness was of particular importance. Overall, it could be seen that
what was meant was that the descriptor required to apply for the majority of
the time on the majority of occasions.
[31] Regarding
regulation 35, the UT had not erred. The FTT could be seen to have
restricted its considerations to the interview itself without considering the
journeys that would be required.
Discussion and Decision
[32] The essential
question is: what did Parliament mean by the term "always precluded", as used
in descriptor 13 of Schedule 3 to the 2008 Regulations? As is well
understood, the answer to such a question is not necessarily to be found by
adopting a literal interpretation. If the interpretation exercise is confined
to a consideration of the precise wording employed, the outcome may be one
which frustrates Parliamentary intention, namely, such intention as can,
objectively and in context, reasonably be imputed to Parliament in respect of
the words used. That is why, where the meaning of a provision such as the
present one is challenged, it is important to consider it in the context of the
statute as a whole or where, as here, it is part of a wider statutory scheme,
in that context.
[33] In this
case, I consider that that means that descriptor 13 of Schedule 3 to the
2008 Regulations requires to be considered not only in the context of those
regulations but in the context of the other legislative provisions to which I have
already referred. The intention which I consider to be disclosed by that
legislative scheme, when viewed objectively, is to place within the WRAG those
persons who might have potential for engagement in the labour market provided
it is reasonable to require them to perform work related activity which would,
under the current legislation, involve them taking part in one or more work
focused interviews. The descriptors in Schedule 3, when read together with
regulation 34(1) appear to be intended to identify where the claimant's
personal circumstances can be deemed to negative either the existence of such
potential or the reasonableness of the work related activity requirement, or
both. However, regulation 34(2), which is a substantive provision, must
also be taken into account when considering the meaning and effect of the schedule 3
provisions. It has a moderating influence; to avoid being included in the
WRAG, claimants need not show that they fall within a descriptor all the time,
every minute, twenty four hours of every day.
[34] It was,
very properly, recognised on behalf of the appellant that, to succeed in his
interpretation of descriptor 13, regulation 34(2) had to be disapplied. Although
expressed as relating to all the descriptors in Schedule 3, it had to be
read as, in fact, not applying to descriptor 13 at all.
[35] To ignore,
in the course of an interpretative exercise, the entirety of a legislative
provision would, whilst not unheard of be very unusual indeed. I am unable to
identify anything which would justify, in effect, ignoring the terms of
regulation 34(2) and thus depriving descriptor 13 or any other part of the
Schedule 3 descriptors - such as descriptor 8, in relation to which
similar questions could arise - of their moderating influence. I am satisfied
that, when these provisions are considered in the context of the whole
statutory scheme, "always", as used in descriptor 13 of Schedule 3 cannot have
been intended to mean "always" in the sense of the claimant never, at any time,
whatever the circumstances, being able to engage in "social contact".
[36] I would
not, however, be minded to adopt the UT's interpretation, given the extent to
which it is somewhat loose and indefinite and, importantly, was not based on a
consideration of the wider statutory scheme.
[37] A
purposive construction is called for. Whilst slavish application of the literal
meaning of "always" might appear to place a claimant in the WRAG unless he can
bring himself within the description to which I refer at the end of paragraph
36 above, I consider that that would not make sense in the overall statutory context
and would tend to undermine its underlying purpose. I consider that descriptor
13 must apply if a claimant suffers from a mental disorder which has the
consequence that, for the majority of the time, he cannot engage in social
contact. That construction properly embraces regulation 34(1), 34(2) and the
terms of descriptor 13 and accords with their evident intention. Such a person
is not likely to have labour market potential and, moreover, if, for the
majority of the time, that person cannot engage in social contact, requiring
participation in a work focused interview would be not only unreasonable but
pointless. Further, that construction avoids the fact finder being necessarily
driven to the absurd conclusion that descriptor 13 is not satisfied if, for
instance, on a single occasion, a claimant has given instructions to a
representative for the purposes of a tribunal hearing. The question of whether
or not a person is wholly precluded from engagement in social contact for the
majority of the time is one of fact having regard to the statutory provisions
as understood by the guidance we have sought to provide. That question is not
answered by the application of any precise mathematical approach but by the
fact finding tribunal having regard to the evidence in the particular case of
the effects of the claimant's condition in a realistic way whilst bearing in
mind the purpose of the legislation.
[38] Turning to
regulation 35(2), I agree that the passage quoted from the case of Charlton
affords relevant guidance. Whilst it may be the case that the FTT did have
in mind all that would be involved in attending an interview, the brevity of
their explanation is such that it is not clear whether that was the case; I
would expect the fresh FTT to which this case will be remitted to take account
of that guidance and make it clear, in their reasons, that they have done so.
[39] I would,
accordingly, uphold this appeal. The decision of the UT was to remit the
respondent's appeal to a freshly constituted FTT. In the circumstances, there
is no need to set aside that decision (see: Tribunals, Courts and Enforcement
Act 2007 sec 14(2)(a)) albeit that the new FTT will require to make their
decision on the basis of the statutory interpretation set out above, not that
of the UT.
EXTRA DIVISION, INNER HOUSE, COURT OF SESSION
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Lady SmithLady DorrianLord Clarke
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XA81/13
OPINION OF LADY DORRIAN
in the appeal under the Tribunals, Courts and Enforcement Act 2007, section 13
by
THE SECRETARY OF STATE FOR WORK AND PENSIONS Appellant;
against
KEVIN BRADE Respondent:
_______________
|
Appellant: Webster; Solicitor to the Advocate General
Respondent: Skinner; Francis Gill & Co
1 May 2014
[40] I have had
the opportunity of reading the opinions of your Ladyship in the chair and of
Lord Clarke. I agree with both of them and there is nothing I can usefully
add.
EXTRA DIVISION, INNER HOUSE, COURT OF SESSION
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Lady SmithLady DorrianLord Clarke
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XA81/13
OPINION OF LORD CLARKE
in the appeal under the Tribunals, Courts and Enforcement Act 2007, section 13
by
THE SECRETARY OF STATE FOR WORK AND PENSIONS Appellant;
against
KEVIN BRADE Respondent:
_______________
|
Appellant: Webster; Solicitor to the Advocate General
Respondent: Skinner; Francis Gill & Co
1 May 2014
[41] I agree
with your Ladyship in the chair that this appeal falls to be allowed for the
reasons given in your opinion and I agree also with your Ladyship as to how the
case should now proceed.
[42] I would
simply wish to add the following brief remarks. The position, adopted by the
appellant in this appeal, as your Ladyship in the chair has noted, depended on
ignoring or giving no effect to the provisions of regulation 34(2). There
was no reason advanced as to why this required to be done, save for the wording
of the descriptor 13. Absent a valid reason for completely ignoring the
wording of regulation 34(2), it is, in my opinion, the court's task to
read the provisions together and to seek to arrive at an interpretation of
those provisions which makes sense and is consistent with the overall purpose
of the legislation. It is difficult to regard the drafting of these provisions
as felicitous. While the wording of descriptor 13 can no more be ignored
than the wording of regulation 34(2), a strictly literal approach to the wording
of descriptor 13, as advanced on behalf of the appellant, requires to give
way to the foregoing considerations. cf. Bennion on Statutory
Interpretation (6th ed) at sec 361, p1053. In Institute
of Patent Agents v Lockwood [1894] AC 347 at 360 Lord Herschell
LC said that where there is a conflict between two statements in the same Act:
"You have to try and reconcile them as best you may. If you cannot, you have
to determine which is the leading provision and which the subordinate
provision, and which must give way to the other." cf. also R v Moore
[1995] 4 All ER 843 at 850. In the present case, as between
regulation 34(2) and descriptor 13, regulation 34(2) is clearly
a substantive provision, whereas descriptor 13 can be regarded as a
subordinate provision.
[43] The
descriptor in Schedule 3(13) is addressing a mental condition which has certain
consequences. Such a condition may be chronic or spasmodic. It may also be
short-lived. There are no doubt other descriptions which might, when all taken
together, go to build up a spectrum. Taking a realistic, common sense and
purposive approach to the statutory provisions, it seems to me that the
combined effect of regulation 34(2) and descriptor 13 may be read to
include an individual whose condition can, realistically speaking, be described
as constant and continuing, in its disabling effects, for the purpose of
engaging socially, while, nevertheless, recognising that there may be short
intermittent breaks in that being the position. Having regard to the need, in
relation to work, and work-related activity, for there to be steady and
reliable engagement in social contact, evidence of episodes, however brief,
and, in whatever circumstances, where some kind of social engagement may have
been achieved, would not necessarily preclude the descriptor being met,
particularly having regard to the qualifying words of paragraph 34(2).