BAILII is celebrating 24 years of free online access to the law! Would you consider making a contribution?
No donation is too small. If every visitor before 31 December gives just £1, it will have a significant impact on BAILII's ability to continue providing free access to the law.
Thank you very much for your support!
[Home] [Databases] [World Law] [Multidatabase Search] [Help] [Feedback] | ||
Scottish Court of Session Decisions |
||
You are here: BAILII >> Databases >> Scottish Court of Session Decisions >> Mdluli, Re Judicial Review [2014] ScotCS CSOH_28 (18 February 2014) URL: http://www.bailii.org/scot/cases/ScotCS/2014/2014CSOH0H28.html Cite as: 2014 GWD 8-153, [2014] CSOH 28, 2014 SLT 483, [2014] ScotCS CSOH_28 |
[New search] [Help]
OUTER HOUSE, COURT OF SESSION
|
|
|
|
P550/13
|
OPINION OF LORD GLENNIE
in the Petition of
THABO JONES MDLULI
Petitioner;
for
Judicial Review of a decision by the Upper Tribunal (Immigration and Asylum Chamber) to refuse to grant the petitioner permission to appeal
________________
|
Petitioner: Caskie; Drummond Miller LLP
Respondent: Komorowski; Office of the Advocate General
18 February 2014
Introduction
[1] On 7
February, at a "substantive" first hearing of a petition for judicial review of
a refusal by the Upper Tribunal (hereafter "UT") to grant permission to appeal
from a decision of the First-tier Tribunal ("FTT"), I granted the prayer of the
petition and reduced that decision.
[2] As counsel
acknowledged, the hearing before me raised issues of principle and practice,
and involved some further consideration of what has become known in Scotland
(though probably not in England) as the Eba test: Eba v Advocate
General [2012] SC (UKSC) 1 ("Eba"), and see R (Cart) v
Upper Tribunal (Public Law Project and another intervening) [2012] 1 AC 663
("Cart"). I therefore indicated that I would write on the matter.
Background
[3] The
petitioner's application for leave to remain in the UK was made both under the
Immigration Rules and under article 8 ECHR (right to family life). It was
based upon the fact that he lived as part of a family unit with his father and
siblings, all of whom have immigration status in the UK and two of whom (his
father and sister) are British citizens. As is often the case with petitioners
whose cases come before these courts, the petitioner has what the respondent
would describe as an immigration "history". He originally entered the UK as a
working holidaymaker; but he remained in the UK as an "over-stayer" after the
time when, in accordance with Immigration Rules then in force, his application
to switch categories from working holidaymaker to student was refused. Some time
then passed - during which he obtained a degree in quantity surveying in
Scotland - before he made his application under article 8. But I refer to this
only as background - it is not directly relevant to the disposal of this
petition.
[4] The
application for leave to remain was refused by the Secretary of State. She
also issued removal directions. The petitioner appealed. An immigration judge
of the FTT dismissed his appeal in a decision running to some 50 paragraphs.
Right of appeal to UT
[5] In terms
of section 11(1) of the Act, there is a "right to appeal to the Upper
Tribunal on any point of law arising from a decision made by the First-tier
Tribunal other than an excluded decision". This is not an excluded decision.
The right to appeal to the UT, however, "may be exercised only with permission"
of the FTT or the UT: section 11(3). Clearly that confers on the FTT and
the UT a discretion as to whether or not to grant permission.
Exercise of discretion to grant or refuse permission to appeal
[6] The mere
identification of a point of law arising from the decision of the FTT will not
necessarily lead to permission to appeal being granted. It may not be granted,
for example, if the point of law is not reasonably arguable or would not affect
the outcome of the case even if decided in favour of the applicant. Other
factors may also be relevant. The President of the UT Immigration and Asylum
Chamber ("UTIAC") has issued helpful guidance under para 7 of Schedule 4 to the
Act to judges of the FTT and UT considering whether to grant permission to
appeal in such circumstances: Guidance Note 2011 No.1: Permission to appeal to
UTIAC (amended September 2013). That guidance makes it clear that it is not
intended to be binding. The relevant legal test remains that set out in
section 11 of the Act. However, as is said in para 6 of the guidance,
though there is a "right of appeal" on a point of law arising from the decision
of the FTT, "the requirement to obtain permission enables the judiciary involved
to grant permission only where it is appropriate to do so." It is made clear
in the covering note that consideration of an application for permission is a
judicial decision for the individual judge performing that function.
Reasons for grant or refusal of permission
[7] A judge
granting or refusing permission to appeal must, of course, give reasons. The
reasons need not be lengthy - indeed when permission is granted there is much
to be said in some cases for keeping them short - but they must be adequate and
intelligible. The giving of reasons is particularly important when permission
is refused. The Guidance Note gives helpful guidance on this. It emphasises
the need to "engage" with competently drafted grounds of appeal: para 29. The
guidance goes on to say this (at paras 29 - 31):
"29. ... The maxim that an appellant is entitled to know why he or she has won or lost also has utility for PTA [permission to appeal] applications. There is a limit to what is required if grounds are overlengthy, rambling, incoherent and imprecise, but there should be some attempt to respond to the case as presented. What is called for is not description of the grounds, but evaluation.
30. If the grounds are the same as those made to the Judge dealing with the "first application" for PTA this can often be done by adopting that Judge's observations, but where the grounds are different or the submission is that the Judge dealing with the "first application" has failed to engage with the reasons for which permission is sought, something further is necessary ....
31. Resort to very generalised or formulaic reasons or conclusions for refusing PTA do not give an assurance that the point has been understood and engaged with. In an 11 February 2010 speech to the UTIAC judiciary the President highlighted the need when dealing with PTAs to respond to the grounds of appeal and to identify succinctly and clearly why PTA has been granted or refused."
I respectfully agree with all of that. The opening sentence of paragraph 31 of that guidance is important. The concern is not simply of a failure to give adequate reasons; it is that the failure to give adequate reasons may suggest a failure to give proper consideration to the application. Parliament has provided that the applicant who has failed in his initial appeal against the decision of the Secretary of State should have two separate opportunities of applying for permission to appeal to the UT. He can apply for permission to the FTT. If that is refused, he can apply for permission to the UT. It is axiomatic that each opportunity should be effective. On each occasion the application for permission to appeal should be properly considered or, as the guidance puts it, "understood and engaged with". Unless that is done, Parliament's intention will have been thwarted - the applicant will not in reality have had his two opportunities. A failure at the stage of the "first application" can to some extent be corrected by proper consideration being given to the "second application". However, if the UT does not understand or engage with the "second application", the applicant has no redress other than in the courts. A complaint that the reasons given for refusing permission to appeal are "generalised or formulaic" may in some cases legitimately be presented not simply as a "reasons" challenge but as a challenge based on a failure of due process: see, for example, S v Secretary of State for the Home Department [2013] CSOH 43 at para [13].
The petitioner's "first application" for permission to appeal to the UT
[8] The
petitioner applied to the FTT for permission to appeal to the UT (the "first
application"). I was told that the application was in the same terms as the
subsequent renewed application before the UT. Assuming that to be so, the grounds
advanced by the petitioner ran to some 10 paragraphs. Whatever might be the
merits of the points raised, it is clear that all or almost all of those
paragraphs raised issues of law. For reasons which I shall explain in due
course, it is not for the court on this application to assess the strength of
those arguments.
[9] That first
application was refused. The judge considering the application (who was not
the same as the judge hearing the appeal from the Secretary of State) gave the
following reasons:
"2. The grounds [of appeal] ... contend at some length the judge was mistaken in her Article 8 ECHR findings, asserting that the judge adopted the wrong approach and reached contradictory findings about family life.
3. The length of the grounds fails to disguise their absence of merit. They misrepresent a careful, structured and comprehensive analysis of the facts properly found, extending from paragraph 18 to paragraph 47 of the determination. There are no contradictions: see paragraph 38 and 39 for the judge's summary of the family life found. The judge's proportionality conclusions were open to her. The grounds amount to no more than an elaborate disagreement with the judge's decision. No arguable error of law has been identified."
The petitioner's "second application" for permission to appeal to the UT
[10] The
petitioner renewed his application for permission to the UT, as he was entitled
to do: section 11 Tribunals, Courts and Enforcement Act 2007 ("the
Act"). This was his "second application" for permission to appeal (to use the
terminology in the Guidance Note). His grounds of appeal were the same as
before.
[11] That second
application was refused. The judge of the UT who considered the application
gave these reasons:
"The grounds seeking permission to appeal take issue with the findings made by the First-tier Tribunal judge with regards to the proportionality of the decision to remove him. They seek to re-litigate matters that were aired before the First-tier Tribunal and upon which the First-tier Tribunal judge reached careful and considered findings taking account of the evidence as a whole in reaching his decision.
There is no arguable error of law."
Judicial Review
[12] The refusal
by the UT of permission to appeal from a decision of the FTT is an unappealable
decision. As such it is amenable to judicial review. However, it is now
established that the court will only grant a petition for judicial review and
reduce the decision refusing permission to appeal if the Eba test is met,
i.e. if either (a) the point of law in respect of which it is alleged that
permission to appeal ought to have been granted raises an important point of
principle or practice or (b) there is some other compelling reason why the
court should interfere. The phrasing at (b) is my own rephrasing of the second
limb of the Eba test. I return to this point below.
[13] Before
turning to consider the Eba test it is useful to remind oneself of two
matters: first, what the petition for judicial review is directed against; and,
second, what it seeks to achieve. Both points are sometimes overlooked.
[14] As to the
first point, the petition for judicial review is directed against the decision
of the UT to refuse permission to appeal. This is obvious, but it was emphasised,
in case anyone was in any doubt about it, by the Inner House in SA v Secretary
of State for the Home Department [2013] CSIH 62 at para [15]. The petition
must set out the basis for saying that the decision by the UT to refuse
permission to appeal from the FTT should be reduced on recognised judicial
review grounds, whether because the UT erred in law, because it failed
procedurally in some material respect or because of some other reason
recognised as forming a proper basis for interference by the Court of Session
with the decision. It is not, therefore, directly relevant, as an end in
itself, for the petition to identify errors of law on the part of the FTT: SA
at para [15]. However, if the basis for the petition is that the UT erred in
law (as opposed to some other ground of judicial review), such error is likely
to be one of failing to appreciate that the decision of the FTT gave rise to a
point of law worthy of appeal. In refusing the application for permission to
appeal, the UT may, for example, have taken the view that the point of law
raised by the appellant was not sufficiently arguable to justify the giving of
leave; or it may have considered that, even if the point was arguable, it would
not affect the outcome of the case. The court hearing the petition for
judicial review may be persuaded that the UT was wrong in any such assessment.
If so, that error would be an error of law on the part of the UT capable
(subject to the Eba test) of justifying interference by the court by
judicial review. Any argument about whether the UT erred in law in this way
necessarily involves the petitioner identifying errors of law on the part of
the FTT - he must show what errors he alleges were made by the FTT in order to
show that the UT erred in law in failing to pick them up or properly assess
their merit or relevance. Accordingly, while it is obviously correct to say
(as is said in SA at para [15]) that the focus of the petition must be
on the grounds of challenge to the decision of the UT to refuse leave, there is
not a hard and fast demarcation between the exercise of identifying errors of
law on the part of the FTT and that of identifying errors of law on the part of
the UT.
[16] As to the
second point, both in this petition and (as far as I know) in every other
petition in which the petitioner complains about the refusal of the UT to grant
permission to appeal from a decision of the FTT, the relief sought is simply
reduction of that refusal of permission. The petition does not seek review of
the original substantive decision by the FTT. Nor is it an application to the
court for leave to appeal from that substantive decision. The court hearing
the petition for judicial review will not itself grant permission to appeal to
the UT. It would not be competent for it to do so. If the court reduces the
decision of the UT refusing permission to appeal, the case goes back to the UT
for it to consider afresh the application for permission (though it is possible
that, depending upon the subject matter of the petition, the court may express
views which, to all intents and purposes, predetermine the outcome of that
renewed second application). The decision whether or not to grant permission to
appeal remains with the UT and not with the court, the role of the court being
only to ensure that the UT carries out its gatekeeping function properly and in
accordance with the law.
[17] The fact
that the petition for judicial review is neither an appeal from the FTT nor an
application for permission to appeal from the FTT, and if successful results
only in a decree of reduction of the UT's refusal of permission, has in my
opinion some important consequences.
The two-stage test
[18] It has now
been authoritatively stated by the Inner House in SA that, in the light
of the guidance given by the Supreme Court in Eba and Cart, a
petition for judicial review of a refusal by the UT to grant permission to
appeal from the FTT involves two quite separate questions. The first,
logically at least, is whether grounds for judicial review are made out. The
second is whether, even if such grounds are made out, the Eba test is
satisfied. I shall return to the procedural question of how these are to be
dealt with, but first I should say something about each of them.
[19] As to the
first question, the grounds upon which the court will interfere with a decision
of an inferior tribunal are too well established to need elaboration here.
They are no different here than in other cases. They include error of law, no
distinction now being made between errors which are intra vires and those which
are ultra vires. But they are not limited to errors of law. Procedural
errors, such as the failure to hear one party, may justify intervention by the
court. In SA at para [15] it is said in relation to this first stage,
that in order to succeed and before the Eba guidance comes into play,
the petition for judicial review "must identify an error in law on the part of
the UT". The meaning of that remark is dictated by its context. In a
different context the court might easily have added: "or some other basis for
judicial review of its decision". I do not understand the inclusion of those
words in para [15] of the Opinion in SA (and the omission of those which
I have suggested might have been added) as being intended to alter
fundamentally the scope of judicial review and confine it to errors of law made
by the inferior tribunal as opposed to other reviewable conduct. There is
always, potentially at least, scope for judicial review going beyond error of law.
[20] It is only
if it is established that there has been an error of law or some other ground
for judicial review that the Eba test becomes relevant.
The Eba test
[21] The Supreme
Court in Cart and Eba made it clear that the court will only
interfere by judicial review with a decision of the UT to refuse permission to
appeal from the FTT to itself in very restricted circumstances. It laid down a
test by analogy with what was known in England as the "second appeal" test: see
per Lord Dyson in Cart at para 129. That test is that
permission shall not be granted unless "(a) the proposed appeal would
raise some important point of principle or practice; or (b) there is some
other compelling reason for the relevant appellate court to hear the appeal":
see section 13(6)
of the Act and see also s.55(1) of the Access to Justice Act 1999.
[22] There is,
of course, a difficulty in applying the second appeal test directly in this
situation since, as already indicated, the court hearing a petition for
judicial review is not deciding directly whether or not permission to appeal
should be granted. It is simply reducing (or setting aside) the refusal of
permission. The Supreme Court in Eba and Cart had, therefore, to
proceed by way of analogy with the second appeal test. In many cases, where
the court is dealing with the first limb of the Eba test, i.e. that the
proposed appeal to the UT would raise an important point of principle or
practice, it will be necessary for it to identify that point of principle or
practice and assess its importance and determine whether it is of sufficient
importance to justify an appeal. In such a case it can, in effect, apply the
second appeal test directly. So too if it is dealing with the second limb of
the Eba test, and decides that there is some other compelling reason why
there should be an appeal to the UT against the substantive decision of the
FTT, for example because the decision of the FTT is perverse or where the
petitioner "has not had a fair hearing at all" before the FTT (illustrations
are given by Lord Hope in Eba at para [48]). In such cases the analogy
with the second appeal test is close - the court is in effect deciding whether
or not permission to appeal should be (or should have been) granted. But in
other cases the analogy is less exact. Take a case where the UT in considering
an application for permission to appeal has failed to understand or engage with
the grounds of appeal and has refused permission to appeal without having given
proper consideration to the application. In such cases the complaint in the
petition for judicial review is that something has gone seriously wrong with
the process at the permission to appeal stage. The failure by the UT to engage
with the grounds of appeal has deprived the applicant of his right to have an
effective second application for permission. That complaint, if successful,
would be a proper basis for reduction of the decision to refuse permission. It
satisfies the ordinary judicial review test; and it would (or might) amount to
a compelling reason for interference with the decision of the UT so as to
satisfy the Eba test. In such a case the court is not saying that there
is a compelling reason why the appeal should be heard; it is merely saying
that the petitioner has not been given a proper opportunity of persuading the
UT that he ought to have permission to appeal from the decision of the FTT: see
S v Secretary of State for the Home Department (unreported, 8
March 2013, [2013] CSOH 43). The court in those circumstances may not express
any view as to the merits or importance of the points sought to be raised in
the proposed appeal - it should not do so, since that is for the UT - but it is
satisfied that there is a compelling reason to send the case back to the UT so that
a judge of the UT (presumably a different judge) can consider the application
for permission afresh.
[23] Neither Eba
or Cart, nor SA, was concerned with a case of this sort. I see
nothing in those decisions to suggest that judicial review should not be
available in such circumstances. The absence of the possibility of judicial
review in a case such as that postulated would mean that a failure by the UT to
deal properly with the application for permission to appeal would be beyond the
supervisory jurisdiction of the court. Nothing in Eba or SA
suggests that this could have been intended. But of course the court will be
slow to intervene even in such cases. It will require to be satisfied that
there is a compelling reason to reduce the decision refusing permission to
appeal and send the case back to the UT for it to consider the application
afresh.
Current practice
[24] Under the
current practice a petition for judicial review in this field is appointed to a
procedural first hearing: see Practice Note No.1 of 2012. Since SA, it
has, as I understand it, become the practice for the question of whether the
case satisfies the Eba test to be determined at that procedural first
hearing as a preliminary point, in effect as a relevancy point. If it is
determined that the Eba test is not met, then the petition is refused
there and then. If it is determined that the Eba test is met, then the
practice appears to be either to grant the petition and reduce the decision of
the UT refusing permission to appeal or to appoint the petition to a
substantive first hearing.
[25] This course
has much to commend it. Logically, of course, as is pointed out in SA,
the first question is whether there is some error of law on the part of the UT
or some other basis for judicial review. If so, only then does the Eba
question arise. However, in practice it is convenient to consider the Eba
point first, because there is no point considering at length the rights and
wrongs of the decision by the FTT and the corresponding failure by the UT at
the permission to appeal stage if the points sought to be raised on appeal is
not sufficiently important to satisfy the Eba test or if there is no
other compelling reason justifying reduction of the decision.
[26] The
discussion of the Eba test at the procedural first hearing has been
regarded, therefore, as a "gatekeeping" exercise. However, it is important to
understand what is meant by that. It has become the practice at such hearings
for counsel representing the Secretary of State to lodge in process a Note of
Argument relating to the Eba test, the greater part of which is in
standard terms used for all such hearings. This is a helpful document.
However, it seems to me to contain an error as to the significance of the Eba
test. In paragraph 1 of that Note of Argument, the Eba test is
explained in this way:
"... an unappealable decision of the Upper Tribunal is amenable to judicial review only if either (i) the challenge raises an important point of principle or practice or (ii) there is some other compelling reason for the Court to hear the case."
A similar point is made at para 16 in relation to the "compelling reason" limb of the Eba test:
"The petition for judicial review avers that there is a compelling reason for the petition to proceed to a full hearing ..."
These statements appear to contemplate that the Eba test is a threshold over which the petitioner must cross in order to be allowed to proceed with his petition for judicial review. This is not correct. There is no leave required to bring a petition for judicial review in Scotland equivalent to that required before judicial review proceedings can be brought in England: see EY v Secretary of State for the Home Department 2011 SC 388 and SA at para [29]. The Eba test is relevant to the grant of the petition. Decree of reduction will not be granted unless that test is met. It is only as a matter of practice that the Eba point is often argued first, for the reasons which I have mentioned.
[27] As noted
above, the judge hearing the argument on the Eba test at a procedural
first hearing and being persuaded that the case meets the test, will frequently
appoint the petition to a (substantive) first hearing, with a time estimate of
one day. That was what was done in this case. I was told, however, by
counsel, both of whom are very experienced in this field, that in practice the
substantive first hearing seldom takes place. This is because, once the Eba
point has been decided, the Secretary of State is content that the matter go
back to the UT for reconsideration of the application for permission to
appeal. I was told that this was the first time that a substantive first
hearing in this type of case had in fact taken place.
[28] There is a
difficulty, in my view, as to what is to be the subject matter of a substantive
first hearing. In theory, at least, it can be seen that the point of law which
is sought to be argued on appeal will be assumed to exist, and the court heard
that procedural first hearing will simply decide whether, on that hypothesis,
it is sufficiently important to meet the Eba test. Similarly, if some
other reason is put forward as justifying the grant of permission to appeal by
the UT, the court will assume that reason to exist and determine, on that
hypothesis, whether it is sufficiently "compelling" to meet the Eba
test. But in most cases the exercise is simply unreal. It is, to my mind,
virtually impossible to discuss whether appeal raises some important point of
principle, or whether there is some other compelling reason why that should be
an appeal to the UT, without first having identified how the point arises in
the decision of the FTT. If the court at the procedural first hearing decides
that it does raise an important point of principle satisfying the Eba
test, or that there is some other compelling reason to justify an appeal to the
UT, it will do so having understood how the point arises and having formed a
view as to whether it exists as a legal point or not. Nothing is to be gained
by having a further (substantive) first hearing at which the same arguments
will be repeated at greater length.
[29] That is not
to say that it will never be appropriate for the court, having decided the Eba
point, to appoint the petition to a substantive first hearing. Cases differ,
and there is no right answer applicable across the board. However I would
respectfully suggest that, before inviting the court to do so, the parties
might wish to consider carefully what further arguments are likely to arise at
that hearing.
[30] Practice
develops with time and experience. My understanding is that the procedural
first hearing in an Eba type case usually takes no more than an hour.
That is sufficient time to address the Eba question. If, in reality,
that discussion is sufficient to dispose of the petition, then the practice of
splitting the hearing will have served its purpose. It will have directed
parties' attention to the fact that what really matters on a petition of the
sort is discussion of whether the Eba test is satisfied. If it is, then
it will often be appropriate simply to grant the petition and reduce the
decision of the UT refusing permission to appeal rather than appoint the case
to a substantive first hearing.
The current petition
[31] The current
petition came before the court for a substantive first hearing which raised
this very question: what more was there to be said?
[32] In its
original unamended form first set out (in Statements 1 - 7) the petition set
out the background to the application for judicial review in fairly
conventional terms. At Statement 8, it quoted verbatim from the decision of
the UT judge refusing the application for permission to appeal (see para [9]
above). In Statements 9 - 16, the petition set out a complaint, to which I
shall refer in more detail, to the effect that the UT judge had not asked
himself the right question and, in effect, had not engaged with or given proper
consideration to the terms of the application: reliance was placed on S v
Secretary of State for the Home Department 2013 CSOH 43. Statements 17 -
20 contained legal submissions as to the way in which the UT judge ought to
have approached the matter and narrated the terms of the Tribunals, Courts and
Enforcement Act 2007 as well as a passage from Eba, concluding with a statement
in Statement 20 that the present case met the Eba test. At Statements
21 - 25 the petition identified a number of legal points arising from the
decision of the FTT, each of which, it was said, "is an important point of
principle or practice".
[33] In her
answers, the respondent, the Secretary of State for the Home Department, in
addition to answering the averments and arguments in the petition, tabled a
number of pleas in law. The first was a standard plea to relevancy and
specification. The second was in these terms:
"2. The petition for judicial review does not raise an important point of principle or practice, or other compelling reason for the Court to hear the case, and, accordingly, should be refused."
This was a plea to the effect that the Eba test was not satisfied. The third plea was that any error of law identified in the petition was not material to the outcome of the appeal.
[34] The
petition was presented on 22 August 2013. The Lord Ordinary fixed a
procedural first hearing to take place on 29 November 2013. That procedural
first hearing came before Lord Stewart. The petitioner sought to have the
petition appointed to a substantive first hearing. The respondent sought to
have the case dismissed on the basis of her second plea in law, i.e. on the
basis that the Eba test was not satisfied.
[35] The
procedural first hearing resulted in mixed success. A substantive first
hearing was fixed, but only in relation to certain parts of the petitioner's
case as set out in the petition.
[36] Lord
Stewart's interlocutor was in the following terms. Having dealt with various
administrative matters, the interlocutor went on to say this:
"Sustains the respondents (sic) second Plea In Law, quoad paragraphs 20 to 25 of the Petition; assigns Friday 7 February 2014 at 10.00 within the Court of Session, Parliament Square, Edinburgh as the date for the First Hearing; ..."
[37] That part
of the interlocutor requires a certain amount of explanation, and I am grateful
to counsel, both of whom appeared before Lord Stewart, for their assistance in
understanding what was intended by it. What Lord Stewart was doing by
sustaining the respondent's second plea in law in part was, in effect,
accepting the respondent's submission that part of the petition failed the
Eba test. He refused to appoint that part to a substantive first hearing.
In effect, he refused that part of the petition. That is part was identified
as being at paragraphs (i.e. Statements) 20 - 25 of the petition. It is
apparent from the terms of the unamended petition, and is consistent with both
parties' submissions before me, that this should in fact have referred to
Statements 21 - 25, since Statement 20 is in general terms and applies both to
what has gone before and to what follows.
[38] Both
counsel before me agreed that, having sustained the respondent's second plea in
law as regards those Statements, Lord Stewart intended to repel that plea in
law as regards the remainder of the petition. The interlocutor should be taken
as having said this:
"Sustains the respondents second Plea In Law, quoad paragraphs 20 to 25 of the Petition; quoad ultra repels the respondent's second plea in law; ..."
Since both counsel were agreed that that was the intention behind the interlocutor, I saw no need for it to be amended. I simply proceed on the basis that Lord Stewart repelled the respondent's plea to the effect that the remainder of the petition failed the Eba test.
[39] Further,
counsel were also in agreement that the first limb of the Eba test ("an
important point of principle or practice") had no application to the averments
in Statements 9 - 16 of the petition which were, as I have said, to the effect
that the UT judge had not asked himself the right question and, in effect, had
not given any proper consideration to the terms of the application. That was a
case which was said to fall within the second limb of the Eba test
("some other compelling reason").
[40] It follows
that, in repelling the respondent's second plea in law with regard to the
remainder of the petition, in particular paragraphs 9- 6, Lord Stewart is to be
understood as having accepted the submission on the part of the petitioner that
the circumstances narrated in those paragraphs, which I have summarised in
terms of the UT judge asking himself the wrong question and, in effect, failing
to give any proper consideration to the application for permission to appeal,
amounted to an error of law on the part of the UT judge; and, because it meant
that the petitioner had not had an effective hearing of his second application
for permission to appeal, it provided a "compelling reason" for reducing the UT
judge's refusal of permission to appeal and, in effect, sending the matter back
to the UT consider the application afresh.
[41] In those
circumstances it seemed to me that there was nothing further to discuss at the
substantive first hearing before me. Lord Stewart had decided that the
circumstances narrated in the petition, which relied for their force only upon
the terms of the refusal by the UT judge to grant permission to appeal (read in
the context of the decision of the FTT and the application for leave) amounted
to a compelling reason why the decision to refuse leave should be reduced and
the case sent back for a UT judge to consider the application afresh. On that
basis, there was nothing further to decide.
[42] I therefore
granted the prayer of the petition and reduced the decision of the UT judge
refusing permission to appeal to the UT.