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You are here: BAILII >> Databases >> United Kingdom Employment Appeal Tribunal >> Cruickshank v. Vaw Motorcast Ltd [2001] UKEAT 645_00_2510 (25 October 2001) URL: http://www.bailii.org/uk/cases/UKEAT/2001/645_00_2510.html Cite as: [2001] UKEAT 645__2510, [2001] UKEAT 645_00_2510 |
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At the Tribunal | |
On 5 June 2001 | |
Before
HIS HONOUR JUDGE J ALTMAN
MRS T A MARSLAND
MR R N STRAKER
APPELLANT | |
RESPONDENT |
Transcript of Proceedings
JUDGMENT
Revised
For the Appellant | IN PERSON |
For the Respondents | MR C GRAHAM Solicitor Instructed By: Messrs Ford and Warren Westgate Point Westgate Leeds LS1 2AX |
JUDGE J ALTMAN:
"substantial and long-term adverse effect on (the Appellant's) ability to carry out normal day-to-day activities"
"although he was coping well with the forklift truck duties and his health was not at that stage being aggravated."
"the only safe work for the [Appellant] on site would need to be totally out of the foundry, that is, in the offices or yard work."
It is not clear to us where the despatch work fell within that recommendation. As recorded by the Employment Tribunal in paragraph 10 of their Decision, Dr Smeed drew attention, at that time, to the fact that
"His asthma had worsened again and was worse whilst he was at work. Dr Smeed noted that, despite being in Despatch, the [Appellant] spent a lot of time driving forklift trucks into the Core Shop where he was exposed to the fumes. The Doctor suggested … [that] the [Appellant] should be excluded from those areas where he was exposed to the fumes."
"The Respondents were of the view that wherever he worked in the factory then he was at risk from the fumes. They had reached that conclusion as a result of the medical evidence available to them…we have come to the conclusion that the Respondents could not have been expected to conclude that he would always be safe working in despatch".
However we are uncertain that there was such medical evidence, on the findings of the Employment Tribunal, before the Respondents. Further there is no finding by the Employment Tribunal as to whether the Respondents responded to the advice from Dr Smeed in May.
"confirmed that the [Appellant's] asthma was worsening each day with work but not worsening when at home."
On 20 July 1999 the Appellant was asked to attend a meeting on 27 July. The Employment Tribunal found that at the meeting the Appellant was dismissed, there being no vacancies in either the offices or the yard. It appears that dismissal took place during a period of sickness absence. He had been ill whilst working near the Core Shop to the extent that he could not work. However, he had been found by Dr Smeed to be coping well with his health not being "aggravated" while he was working in the Despatch Department.
"his obstructive airways disease is of a mild degree only, so long as he is not re-exposed to the chemical felt to be responsible for its inception."
Dr Farrand expressed the view that the Appellant was not disabled within the meaning of the Disability Discrimination Act 1995, a conclusion which is outside the area of his expertise for that is a matter for the court as was pointed out in Vicary v British Telecommunications plc [1999] IRLR 680 and Abadeh v British Telecommunications plc [2001] IRLR 23.
Dr Farrand went on to report at that time;
"On the basis of his history and on my findings at examination, I am of the opinion that [the Appellant] is suffering from an obstructive airways disease that may have developed as a result of his exposure to isocyanate fumes during the course of his employment with VAW Motorcast Limited. …There would, thus, appear to be a strong probability that [the Appellant's] exposure to isocyanate fume was the progenitor of the obstructive airways disease that he then developed. … Unfortunately, some individuals develop a sensitivity to this chemical at levels considerably less than the legislative control limits. [The Appellant] would appear to be one such individual…
In essence, this means that a concentration of the chemical to which other, unaffected, employees will remain unresponsive can, in a sensitised individual, lead to an acute asthmatic response of a potentially life-threatening nature. Once such a sensitivity has developed, repeated exposure can result in the induction of a severe episode of bronchospasm (airway obstruction) at considerably lower doses than that which caused the initial sensitivity and attacks of asthma are likely to become increasingly severe. Further, exposure to cold air and tobacco smoke can trigger an asthmatic attack, this triggering remaining for a number of years after exposure to the causative chemical ceases."
"his GP describes him as having serious airway problems …"
"The examples … related to not being able to run for say the length of the Tribunal corridor without becoming breathless, not being able to take the dog for a walk for longer than a mile without becoming breathless, not being able to do do-it-yourself activities like sawing wood off the bottom of a door and not being able to practice car maintenance. When asked specifically by the Chairman what his difficulties would be if he did not take his medication, the examples he gave were similar to the ones outlined above."
"The Tribunal … concluded that they had not heard sufficient evidence of the [Appellant's] difficulties in respect of his day-to-day activities to be able to say that he had shown on the balance of probabilities that he was a disabled person within the meaning of the Act. Whilst he clearly does have a medical condition and that does impact on his daily life, the examples he was able to give us and the way in which he is impeded by his asthmatic complaint were not such as to be a substantial adverse effect preventing him from carrying out those activities which most people do every day. The [Appellant] can walk a mile, although with some difficulty and that is the only example which he gave us of those which most persons do regularly. We do not regard do-it-yourself activities and car maintenance as examples of normal day-to-day activities. They are activities which are normal and they are activities which are done by many people regularly but they are not done by most people or carried out by most people on a daily or frequent and fairly regular basis."
a. The appellant had been absent from work due to sickness, namely his respiratory problem.
b. This was probably caused by chemical fumes at work, but that once caused the symptoms were likely to be revived be lesser exposures.
c. He had been considered for ill health retirement due to long term sickness but had not been a member of the pension scheme for long enough.
d. Before his absence he suffered severe symptoms at work so as to prevent his working.
e. He was permanently unfit to undertake work for the Respondents due to the risk of exposure to fumes.
f. That his symptoms were liable to be precipitated by exposure to cold or smoke.
g. That whilst away from work during his sickness absence his symptoms had abated, but were liable to revive if he returned to pre-absence work.
However, the Tribunal also found that at the time of the hearing
a. The appellant did have 'a medical condition'
b. This condition does impact on his daily life
c. Such impact, on the examples given by the appellant, did not amount to "a substantial adverse effect", but it appears that the employment tribunal found that the appellant's condition was "long term".
d. The appellant was therefore not disabled within the terms of the Disability Discrimination Act.
"…a person has a disability for the purposes of this Act if he has a physical or mental impairment which has a substantial and long-term adverse effect on his ability to carry out normal day-to-day activities…".
The Employment Tribunal appear to have based their decision on whether the impairment had a 'substantial adverse effect'. They considered the condition of the appellant at the time of the hearing, and not at the time of dismissal, and on his symptoms when he was away from the environment of his employment. On the other hand it was the effect of that environment on his condition that gave rise to the act, namely dismissal, that was complained of as unlawful disability discrimination.
"…The effect of an impairment is a long-term effect if –
(a) it has lasted at least 12 months;
(b) the period for which it lasts is likely to be at least 12 months; or
(c) it is likely to last for the rest of the life of the person affected
(2) Where an impairment ceases to have a substantial adverse effect on a person's ability to carry out normal day-to-day activities, it is to be treated as continuing to have that effect if that effect is likely to recur…"
We return to the interpretation of that paragraph later, but refer to it now as indicating that Parliament did contemplate fluctuations in the effects of an impairment in cases of disability under the Act.
(i) The fact that a condition may be caused at work is not in itself a reason for excluding it from consideration, for the Act in defining disability is not concerned with its cause and disability is not confined to any particular cause.
(ii) There is no provision in the Act that confines its operation to common or usual situations, except when measuring the effect; the cause may be exceptional, the measure is the effect on the ability to carry out day-to-day tasks. Consideration of such effects are not bound, it seems to us, to take place excluding consideration of a person's ability to work at his job simply because the work situation is unusual.
(iii) An employer may be confronted by an employee with an incapacity which gives rise to obligations on the employer under the Act, for instance to make reasonable adjustments. It seems to the majority that it would risk turning the Act on its head if the employer were able to avoid any such liability by dismissing the employee and thereby distancing the employee from the cause of the worst of the adverse effects and making it easier for the employee to carry out everyday tasks.
"a person has a disability…if he has a physical or mental impairment",
it can be argued that the Employment Tribunal must look at the section and ask, 'does the applicant have a disability – does he have an impairment with the substantial and long-term effects?' If the Act is designed to provide an objective standard of disability to be assessed as at the time it is examined, the Employment Tribunal, as this one did, should, on a strict interpretation of Section 1, look at the picture presented to them as the means of determining whether a particular applicant, by coming within the definition in Section 1, qualifies to bring a claim under the Act.
"It is unlawful for an employer to discriminate against a disabled person whom he employs - …
(d) by dismissing him…"
Section 5 provides
"…an employer discriminates against a disabled person if –
(a) for a reason which relates to the disabled person's disability, he treats him less favourably than he treats or would treat others to whom that reason does not or would not apply; and
(b) he cannot show that the treatment in question is justified"
"Nothing in this section imposes any duty on an employer in relation to a disabled person if the employer does not know, and could not reasonably be expected to know- …
(b)…that that person has a disability"
That which requires examination is that which was, or should have been, in the mind of the employer at the time, and that must require an examination of whether there was a disability at that time. Indeed, in Section 1 itself, sub-section (4) provides:
"…the question whether a person had a disability at a particular time ("the relevant time") shall be determined, for the purposes of this section, as if the provisions of, or made under, this Act in force when the act complained of was done had been in force at the relevant time."
Here again the Act seems to require any examination of whether there was a disability, to involve examination of the employee's impairment at the time of the act complained of, in this case the dismissal.
(a) The first question is whether the Appellant suffered from an impairment. There was no issue before the Employment Tribunal but that the Appellant suffered, and continues to suffer, from a physical impairment variously termed an 'obstructive airways disease' and 'asthma'. The issue relates to the extent of the symptoms, or 'effects' at various times and in different conditions.
(b) The Act does not draw a distinction depending on how a particular impairment was caused, be it congenital, infection, accident outside work, accident at work, physical surroundings in the outside world, particular circumstances at a particular place of work. We find no provision in the Act which excludes an impairment because it was caused in a particular or extraordinary way. The medical evidence we have quoted indicates first, that exposure of the Appellant to the chemical at work could cause an acute asthmatic response of a potentially life-threatening nature and that
"Once such a sensitivity has developed, repeated exposure can result in the induction of a severe
episode of airways obstruction at considerably lower doses…Exposure to cold air and tobacco smoke can trigger an asthmatic attack for a number of years after exposure to the chemical has ceased."
We echo the implicit finding of the Employment Tribunal that the Appellant suffered from an impairment for the purposes of Section 1 of the Act.
(c) 'Normal day-to-day activities' in Section 1 are included, it seems us, as a way of deciding whether the impairment is serious enough to qualify for protection under the Act. They are there as a yardstick, but only as a yardstick. It follows that in assessing whether a disability has a significant and long term effect on the ability to do everyday tasks, it is not appropriate to confine the evaluation to the extent to which the applicant is disabled only in a 'normal day-to-day' environment. In this case when the Appellant is away from work he can obviously accomplish most everyday tasks, on the findings of the Employment Tribunal. But the position of the "everyday tasks" test is as a measure of seriousness, it is not dictating the actual environment in the particular case in which such symptoms are to be judged. Accordingly if, whilst at work, an applicant's symptoms are such as to have a significant and long term effect on his ability to perform day-to-day tasks, such symptoms are not to be ignored simply because the work itself may be specialised and unusual, so long as the disability and its consequences can be measured in terms of the ability of an applicant to undertake day-to-day tasks. The Act is not restricted to the period when people who are only doing day-to-day activities; those activities are rather a 'barometer' or test of the degree of severity of the impairment.
(d) In these circumstances, where an employee's ability to carry on day-to-day activities may vary depending on his general pattern of life at the time, in this case on whether or not he is at the work from which he was dismissed, there is a stage of enquiry that should precede the examination of ability to perform day-to-day activities. That stage is to identify the particular circumstances in and background against which the ability to perform those activities is to be judged. Was it whilst he was at work, in employment but on sick leave, or some time later after dismissal?
(e) We consider that if dismissal, the act of discrimination complained of, is because of the effect of the employee's impairment on his capacity to work, it is that effect that falls to be examined. The employee is in employment. He is being considered for dismissal because of his impairment whilst at work. That is the disability for which he complains he was discriminated against. We conclude that in order to determine if that impairment amounts to a disability, the tribunal must consider the ability to perform normal day to day activities in the context of that actual impairment that was under consideration at the time, rather than what would otherwise be perhaps a rather theoretical effect of the impairment that was not considered by the employer at all. If the employer says "I am dismissing you because you are unfit to be at work", then if that act is alleged to be discrimination on the ground of disability, the tribunal must surely look at the context of such disability – that which makes him unfit for work.
(f) Immediately before dismissal the Appellant was in what may be termed, for the purposes of the Act, fairly permanent employment with the risks of exposure to chemical which may spark off substantial adverse effects, but immediately after dismissal those circumstances no longer pertained. However the Act deals with discrimination on the ground of disability – the allegation is that the discrimination acts on the disability and therefore the disability that falls for consideration must be that which exists before the act of discrimination complained of, and not the other way around. Accordingly the Employment Tribunal should ask whether there was the substantial and long-term adverse effect whilst the employee was still in employment.
(g) The dismissal is then an intervening cause that changes the effect of the impairment – it is the disability before the act complained of that must be looked at. We see no reason why, in examining the ability to perform day-to-day activities a tribunal should preclude itself from considering, amongst other evidence, such ability whilst the employee is actually at his work. This enquiry may lead to factual questions such as, "how long did this effect continue?" "Did it take a few days, or weeks to improve, or could you resume normal activity the minute you walked out of the factory gate?" "What day-to-day activities could you perform in the evenings after work, at the weekends, after 2 weeks break, whilst you were off sick?" It seems to us that it is only with that sort of picture that a tribunal can assess the extent of adverse effect. Whilst we agree that the 'snapshot' must be taken from the vantage point of the employer when he decides to dismiss, we consider that the narrow picture at that moment may be too restrictive. It is the general condition, the condition as it manifested itself in the circumstances which the employer considered in acting as he did that must be looked at.
(h) Two matters remain. First, the wording of Schedule 1, paragraph 2 in defining long-term effects appears in sub-paragraph 2 to indicate that, generally, when considering 'long-term', those words also qualify 'substantial' so that what is required to qualify under the act is that 'substantial' and 'long-term' should go hand in hand – the substantial effects must also be long-term. Again, of course, that would fall to be judged in the light of the circumstances pertaining at the time before the discrimination complained of, here dismissal, subject to the qualification that the adverse effect is
"…to be treated as continuing to have that effect if that effect is likely to recur."
(i) Secondly, in this case at the very moment before dismissal the Appellant was not at work but was away on sick leave. The adverse effects that the Employment Tribunal had to consider may have been different as between actually being at work or being away on sick leave. However, the majority considers that it would be wholly artificial to find that now that the Appellant was on sick leave his adverse effects were no longer substantial, and we consider that the whole pattern of working life for the Appellant at the time of dismissal fell for consideration, including, for instance, the week of employment shortly before dismissal when the Appellant struggled to return to work. The act of discrimination complained of was dismissal from work because of the effect of actually working so that is part of the environment that falls to be assessed.
"this employee is in permanent employment at the moment with an impairment that has a substantial long term effect, but if he is dismissed, his condition will improve, and his impairment will then change so that he no longer has that substantial long term effect, I can avoid my obligations under the Act by dismissing him,"
the Act would be meaningless in this context. Alternatively the employer may instead say
"So long as he remains at work my employee has an impairment with a substantial and long-term effect on his ability to perform normal day-to-day activities. I must fulfil my obligations of seeking to make reasonable adjustments and I must not dismiss unless I am justified. If then I dismiss, his condition will improve, I will have done my duty under the Act and I will not have acted unlawfully. On the other hand, who knows, in the process of investigation I may indeed find somewhere he can work without exposure to fumes."
That surely is just what the act is designed to foster. The majority find the wording of the Act consistent with its purpose.
"it is for those who seek to suggest that a Tribunal's decision is wrong to show the material upon which that submission is based and, "
that where Employment Appeal Tribunal's attention is not directed to the evidence and the chairman's notes have been dispensed with, a finding of fact that a requirement applied was "justifiable" under the Race Relations Act could not be disturbed. However in the instant case we are concerned that, against the background of findings of fact made by the Employment Appeal Tribunal they really asked themselves the wrong question in relation to whether or not such facts amounted to a disability under the Act. They chose the point in time of the Tribunal hearing, rather than the date of the alleged discriminatory act, they formed their own assessment of the issue as to whether there was a significant and long-term effect, rather than looking at the situation as it appeared at the time of the dismissal and they failed to consider the symptoms that existed in the context of the disability that was being judged as rendering the Appellant incapable of work which formed the basis of the determination of whether there was a discrimination under section 1 of the Act.
"We do not regard do it yourself activities and car maintenance as examples of normal day-to-day activities".
We are unanimously of the view that, expressed in such general terms, that is an incorrect statement. We find that the Employment Tribunal erred in law in failing to ask themselves whether the particular do-it-yourself activities described by the Appellant amounted to day-to-day activities in the circumstances of this case.