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United Kingdom Employment Appeal Tribunal |
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You are here: BAILII >> Databases >> United Kingdom Employment Appeal Tribunal >> Spencer v. HM Prison Service [2004] UKEAT 0812_02_0403 (4 March 2004) URL: http://www.bailii.org/uk/cases/UKEAT/2004/0812_02_0403.html Cite as: [2004] UKEAT 812_2_403, [2004] UKEAT 0812_02_0403 |
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At the Tribunal | |
On 3 December 2003 | |
Before
THE HONOURABLE MR JUSTICE RIMER
MS K BILGAN
MR D G LEWIS
APPELLANT | |
RESPONDENT |
Transcript of Proceedings
JUDGMENT
Revised
For the Appellant | MR C BOURNE (of Counsel) Instructed by: Messrs Myer Wolff Solicitors King William House Lowgate Kingston upon Hull HU1 1YE |
For the Respondent | MR B CARR (of Counsel) Instructed by: H M Treasury Solicitor (Employment Team) Queen Anne's Chambers 28 Broadway London SW1H 9JS |
THE HONOURABLE MR JUSTICE RIMER
Introduction
"76. Period within which proceedings to be brought
(1) An employment tribunal shall not consider a complaint under section 63 unless it is presented to the tribunal before the end of-
(a) the period of three months beginning when the act complained of was done; or
…
(5) A court or tribunal may nevertheless consider any such complaint, claim or application which is out of time if, in all the circumstances of the case, it considers that it is just and equitable to do so.
(6) For the purposes of this section-
(a) …
(b) any act extending over a period shall be treated as done at the end of the that period, and
(c) a deliberate omission shall be treated as done when the person in question decided upon it,
and in the absence of evidence establishing the contrary a person shall be taken for the purposes of this section to decide upon an omission when he does an act inconsistent with doing the omitted act or, if he has done no such inconsistent act, when the period expires within which he might reasonably have been expected to do the omitted act it if it was to be done."
The nature of Mrs Spencer's claims
"she was discriminated against by each of the Respondents and further that she was subjected to offensive remarks and harassment because she was pregnant."
"41. [Mrs Spencer] alleges that [HMPS] was always aware, or ought to have been aware that [Mrs Spencer] was being subjected to the treatment alleged and took no steps, or no sufficient steps, to ensure that such conduct towards [her] ceased."
42. [HMPS's] failure to deal adequately or at all with the conduct of its officers towards [her] was such as to destroy the mutual trust and confidence, which must exist in an employment relationship. As a consequence of the conduct of the named officers and of [HMPS's] failure to deal adequately or at all with such conduct [Mrs Spencer] resigned her employment."
Mrs Spencer concludes by alleging that she was discriminated against by the Respondents contrary to sections 1(1)(a) and 6(2)(b) of the SDA, and that she was victimised by HMPS and Officer Baxter contrary to section 4(1)(b) and (d) of the SDA. She asks for appropriate declarations and compensation.
The Decision of the Tribunal
"21. … Strictly, of course, [Mrs Spencer's] alleged treatment on 22 July 2001, as a discrete act of discrimination, might be argued to be out of time but it seems to us that we must and do find that the alleged treatment on 22 July 2001 and the resignation on 23 July 2001 are an act extending over a period and accordingly the matters referred to in Paragraphs 36 and 37 (together with any allegations of conduct after those dates) are in time. We find that all other matters are out of time."
The appeal to this Appeal Tribunal
(a) The appeal
"… The connecting factor was the failure on the part of the Respondent, as set out in Paragraph 41, with knowledge or constructive knowledge of [Mrs Spencer's] treatment, to take no steps, or no sufficient steps, to ensure that such conduct towards [Mrs Spencer] ceased. That itself was an act of discrimination and was a continuing act throughout that period."
"20. On the basis of those quotations from the decision in Hendricks, it is quite clear to us that the case, as put by Mrs Hendricks, was identical in all material respects to the case now put to us by Mr Bourne on behalf of [Mrs Spencer]. Both alleged a series of discrete acts by discrete Police Officers/Prison Officers over a very lengthy period of time. Both alleged that the employer of those Officers had permitted the acts to take place and/or had failed to take action to prevent the acts taking place. The distinction which Mr Bourne seeks to draw is not a real distinction.
21. In those circumstances, we are in no doubt that this Tribunal is bound by the decision in Hendricks. We are bound to rule, therefore, that there was here no act extending over a period as is contended by Mr Bourne on behalf of [Mrs Spencer]. All of [Mrs Spencer's] allegations contained in Paragraphs 1/35 of the Originating Application relate to events which occurred up to February 2001. There is no allegation of any misconduct on the part of the Respondent or any of its servants until 22 July 2001. Adopting, at least for this part of our decision, the submissions of Mr Cameron, we find that there was sufficient of a gap between the events up to and including February 2001 and [Mrs Spencer's] return to work in July 2001 to prevent any acts prior to July 2001 forming any part of any act extending over a period. …"
"51. In my judgment, the approach of both the employment tribunal and the appeal tribunal to the language of the authorities on 'continuing acts' was too literal. They concentrated on whether the concepts of a policy, rule, scheme, regime or practice, in accordance with which decisions affecting the treatment of workers are taken, fitted the facts of this case: see Owusu v. London Fire & Civil Defence Authority [1995] IRLR 574, 580-581, paras 21-23, Rovenska v. General Medical Council [1998] ICR 85, 96, and Cast v. Croydon College [1998] ICR 500, 509. (Compare the approach of the appeal tribunal in Derby Specialist Fabrication Ltd v. Burton [2001] ICR 833, 841 where there was an 'accumulation of events over a period of time' and a finding of a 'climate of racial abuse' of which the employers were aware, but had done nothing. That was treated as 'continuing conduct' and a 'continuing failure' on the part of the employers to prevent racial abuse and discrimination, and as amounting to 'other detriment' within section 4(2)(c) of the 1976 Act.)
52. The concepts of policy, rule, practice, scheme or regime in the authorities were given as examples of when an act extends over a period. They should not be treated as a complete and constricting statement of the indicia of 'an act extending over a period'. I agree with the observation made by Sedley LJ, in his decision on the paper application for permission to appeal, that the appeal tribunal allowed itself to be side-tracked by focusing on whether a 'policy' could be discerned. Instead, the focus should be on the substance of the complaint made that the commissioner was responsible for an ongoing situation or a continuing state of affairs in which female ethnic minority officers in the service were treated less favourably. The question is whether that is 'an act extending over a period' as distinct from a succession of unconnected or isolated specific acts, for which time would begin to run from the date when each specific act was committed."
"… two black waitresses, clearing tables in the banqueting hall of a hotel, were the butt of racist and sexist jibes made by a guest speaker entertaining the assembled all-male company at a private dinner party. The appeal tribunal held that the employer of the waitresses had racially discriminated against the waitresses. Had the assistant managers in charge for the evening been properly instructed, the two young women would not have suffered embarrassment. They could, and should, have been withdrawn from the room."
(b) The cross-appeal
"20. In a case where the repudiation of the contract consists of an accumulation of events over a period of time, it would be wrong to seek to isolate individual incidents. The continuing conduct of the employers or their continuing failure to prevent racial abuse and discrimination constitutes what the appeal tribunal in Harrold v. Wiltshire NHS Trust (unreported), 16 March 1999, described as the underlying racially discriminatory behaviour, and would bring about the 'other detriment' within section 4(2)(c) of the Race Relations Act 1976. Section 68(7)(b) provides that any act extending over a period shall be treated as done at the end of that period for the purposes of the time limit provision. It follows that it makes no difference whether the three-month period is seen as commencing with the applicant's resignation, because that was his acceptance of the repudiation of the contract and hence a constructive dismissal, or with the end of the period of racially discriminatory conduct amounting to repudiation. It makes no difference because it was only the applicant's resignation which brought the latter period to an end."
Result