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You are here: BAILII >> Databases >> United Kingdom Asylum and Immigration Tribunal >> RQ (Afghan National Army, Hizb-i-Islami, risk) Afghanistan CG [2008] UKAIT 00013 (20 August 2007) URL: http://www.bailii.org/uk/cases/UKIAT/2008/00013.html Cite as: [2008] UKAIT 00013, [2008] UKAIT 13 |
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RQ (Afghan National Army – Hizb-i-Islami – risk) Afghanistan CG [2008] UKAIT 00013
Date of hearing: 5 June 2007
Date Determination notified: 20 August 2007
RQ |
APPELLANT |
and |
|
Secretary of State for the Home Department | RESPONDENT |
(1) There is a risk to serving soldiers from the Taliban and Hizb-i-Islami, principally during troop movements and home visits. A soldier cannot be expected to desert in order to access protection and in fact such protection would be unavailable to him as a deserter.
(2) There is always a risk to soldiers of a country's army from rebel factions and the forces against which they are fighting. That is a risk which is assumed by those serving their country in its armed forces, and while on active service and with his unit, a soldier of the Afghan National Army has sufficiency of protection. Any risk which arises during home leave and troop movements is reasonable to the Horvath standard; total protection cannot be expected and any military service entails an element of physical risk.
(3) After the end of military service, former Afghan National Army soldiers are not at risk engaging international protection solely for that reason, absent individual factors particular to their individual circumstances and characteristics which may put them at increased risk.
(4) Where there are individual risk factors it is a question of fact whether the interest in a former soldier is likely to be confined to his home area or be more widely pursued. In particular, elements of 'double cross' in relation to the Taliban or Hizb-i-Islami, if true, may be sufficient to elevate the pursuit of the appellant and the risk to him to such a level that international protection is engaged.
(5) Where the risk to a particular appellant is confined to his home area, internal relocation to Kabul is in general available. It would not be unduly harsh to expect an appellant with no individual risk factors outside his home area to live in Kabul and assist in the rebuilding of his country.
(6) If an appellant establishes a wider risk, extending beyond the home area, internal relocation is not necessarily available and sufficiency of protection will depend on his individual circumstances and characteristics. In particular
(a) internal relocation outside Kabul is unlikely to provide sufficiency of protection as the areas outside Kabul remain under the control of local warlords, and the population is suspicious of strangers; and
(b) the safety of internal relocation to Kabul is a question of fact based on the particular history of an individual appellant and of the warlord or faction known to be seeking to harm him.
The refusal letter
(1) The appellant's claim to know himself to be wanted by Hizb-i-Islami and the Taliban was mere speculation;
(2) His army service was no longer a risk factor now that he was discharged; the opposition groups had what they wanted in that respect.
(3) His threats came only from family members of the appellant and were localised.
(4) State protection alternatively protection from actors of protection (the International Security Assistance Force) was available and would be adequate.
(5) There was an internal relocation option to areas outside the East and southeast of Afghanistan.
(6) Humanitarian protection as defined by the Qualification Directive Regulations 2006 was not available as the claim was not believed and the appellant personally had never been threatened.
The appellant's claim
The history of the appeal
The hearing
The chronology
Evidence at the hearing
Expert witnesses
(1) Mr Peter Marsden
(i) the current practice of the Taliban is to attack convoys of the Afghan National Army on the move, rather than bases; the risk therefore is to soldiers on patrol;
(ii) The Taliban have a support base throughout the South, increasing the risk to returning soldiers on home leave;
(iii) That the appellant's previous known connection with the Afghan National Army, which works with the United States army, did indeed put him at risk both from the Taliban and Hizb-i-Islami. The level of risk might be lowered by the appellant's leaving the army, but remained serious because of his disclosure of the location of the arms depots;
(iv) The Taliban and Hizb-i-Islami would have an interest in taking punitive action because the appellant's disclosure of the arms depots, which were large, would have significantly weakened their military capacity and correspondingly strengthened that of the Afghan National Army and the US Army. Punishment would be ruthless: hanging or decapitation were likely;
(v) A US State and Defence Department Report by the Office of the Inspector General, 'Inter-Agency Assessment of Afghanistan Police Training and Readiness Programme' (no date is given) indicated that the Inspector General considered that the Afghan police were incapable of conducting law enforcement operations and were more 'a security force than a law enforcement organization'. The same report made it clear that the Afghan authorities could not provide sufficiency of protection for individuals and that the ISAF was neither mandated nor in a position to provide individual protection, nor to prevent terrorist attacks in Kabul city; and that
(vi) The appellant could neither return in safety to his uncle's house, nor relocate safely elsewhere in Afghanistan. The women of the family and the appellant's younger brother would be safer than he, partly because of the Taliban's code of honour (they would apparently regard attacking a woman as dishonourable) and partly because the appellant was no longer in Afghanistan and that was known.
(2) Mr Abdulmalik Bahaar of the Afghan Academy
Appellant's evidence
A. Screening interview: 11 January 2007
B. Statement of Evidence Form and asylum interview: 24 January 2007
C. First witness statement: 29 January 2007
D. Second witness statement: 25 May 2007
E. Oral evidence
Submissions
Secretary of State's submissions
(1) While serving with the Afghan National Army – there was heightened activity aimed at current security forces (the Army and the police), with evidence of attacks on convoys and executions of service personnel while on leave. Mr Deller accepted that there was a risk and that there were those who meant harm to serving soldiers. He would return to sufficiency of protection later in his arguments.
(2) After his Afghan National Army service the evidence of risk was that contained in Mr Marsden's report. Mr Deller recognised Mr Marsden's experience and standing, and that in the modern age it was perfectly possible to keep abreast of events in Afghanistan over the internet as Mr Marsden had. Mr Marsden's evidence was that there was hostility to ex-soldiers and that the rumour mill was active when strangers arrived in an area so that the information would reach the persecutors. His evidence was also that in the climate of impunity there was nothing to stop them carrying out their threats. Mr Deller recognised that the appellant came from an area of heightened insurgent activity, a narrow pass leading to Kabul. He suggested that the risk to ex-soldiers be treated on a case by case basis, taking into account the security situation in the home area. In the present case, the appellant had not discharged the burden of showing a risk to him.
(3) If the Tribunal were not with him on the likelihood that the appellant had received specific family-targeted threats, then the evidence before us might be sufficient to engage international protection. If the appellant were credible, the interest of Mr Malik and the village ties generally took on a more threatening aspect.
(4) As regarded the weapons depot, Mr Deller accepted that in a strategic area such as Tehzin, where the Taliban and Hizb-i-Islami were active, the military effectiveness of their anti-Government campaign would have been significantly damaged by the discovery and removal of a large depot or depots. If the Tribunal accepted that the appellant was seen as responsible for telling the Coalition Forces where it was, then that would be rather more risky. He accepted that there were dumps which had been discovered in that area at about the right time.
Appellant's submissions
Skeleton argument
(1) whether the appellant's account, on which his asylum claim was based, was credible;
(2) whether on such credible account, the appellant was at real risk of serious harm at the hands of the Taliban or Hizb-i-Islami in his home area in Afghanistan;
(3) whether, if at risk in his home area, the appellant could avail himself of sufficient protection from the Afghan State authorities and/or from actors of protection (especially outside Kabul);
(4) if sufficiency of protection in the home area were not available, whether the appellant could safely, and without undue hardship, relocate to Kabul or elsewhere in Afghanistan (the internal relocation option); and if not
(5) Whether the appellant was a refugee, alternatively entitled to humanitarian protection as defined by the Qualification Directive Regulations 2006 at Regulation 2 and in HC 395 (as amended) paragraph 339C).
Appellant's submissions
Discussion
"17. There will no doubt be a spectrum of situations in which an Algerian soldier may find himself. At one end he will, under the command of his superior be pointing a gun at someone who is pointing a gun at him. At the other end a soldier might well be given periods of leave when he would return to his village to see his family and be exposed to terrorist attacks by the GIA because he was a member of the army. Mr Blake submitted that if the evidence showed, as it might on examination, that the Algerian state was unable to give the appellant practical protection against that risk on leave then he could claim that he was exposed to persecution as a member of a particular social group, namely, serving soldiers. The argument, if right, must embrace times when a soldier is going out to a cinema in the evening. This will be in the middle of the spectrum. Perhaps precisely where it is will depend on whether the soldier is on call or not. In substance his submission was that the soldier could not seek the surrogate protection of the international community if the hostile forces remained on the battlefield but could do so if the hostile forces moved off the battlefield and engaged in terrorist attacks against in the private houses of the soldiery.
18. In our judgment the Special Adjudicator was right to conclude that the Geneva Convention does not confer the status of refugee on someone who has a well founded fear of such things happening to him whilst he is a soldier. The life of a soldier is a hazardous one. We are not persuaded that the Convention draws a distinction between, on the one hand, the position of soldiers engaged on a battlefield in combat against other soldiers observing the rules of war and, on the other hand, soldiers engaged on internal security duties against terrorists. Breaches of the rules of war are regrettably common. To allow soldiers' claims for asylum based on the failure by a State to provide practical protection to its soldiers against such an eventuality would we consider hinder the home state in providing the very protection for the generality of its citizens which the definition of refugee in the Convention assumes that the home state should provide. It would give the GIA and those like them the power, by adopting terrorist tactics, to weaken the power of the home state to provide protection for its citizens.
19. We do not accept Mr Blake's submission, for which he cited no authority, that serving soldiers in the circumstances of Algeria either do or could constitute a "particular social group" who is at risk of being "persecuted" for the purposes of the definition of refugee in the Convention. We note that the 1997 guidelines in relation to Algeria from the UNHCR, while suggesting some categories of persons who would benefit from a presumption that they should be granted asylum status, do not suggest that those in the army fall into that category."
"29. The only reason advanced by the claimant for not relocating to another part of Sri Lanka, for example such as Colombo, is that, in taking up some form of employment outside the police, he would be "even more vulnerable to the LTTE". In my judgment, Ms Giovannetti is correct when she submits that this is simply not borne out by the objective evidence. The two reports from Professor Good do not identify any evidence to demonstrate there is a real risk of harm to the former intelligence officers in Colombo. In his first report, Professor Good cited no examples of former police officers being victims. In his supplementary report he identified one case of a former police officer, Mr Rilvan, who was allegedly killed by the LTTE. But the reports indicate that the police in Sri Lanka did not believe that he was killed simply because of his former role as an intelligence officer as opposed to having been suspected by the LTTE of double crossing them. The incident did not take place in Colombo, which is the area identified by the Secretary of State as suitable for internal relocation by the claimant."
"21…There can, however, be no absolute rule and it is, in my opinion, preferable to avoid the language of presumption. The decision-maker, taking account of all relevant circumstances pertaining to the claimant and his country of origin, must decide whether it is reasonable to expect the claimant to relocate or whether it would be unduly harsh to expect him to do so. The source of the persecution giving rise to the claimant's well-founded fear in his place of ordinary domicile may be agents of the state authorised or directed by the state to persecute; or they may be agents of the state whose persecution is connived at or tolerated by the state, or not restrained by the state; or the persecution may be by those who are not agents of the state, but whom the state does not or cannot control. These sources of persecution may, of course, overlap, and it may on the facts be hard to identify the source of the persecution complained of or feared. There is, as Simon Brown LJ aptly observed in Svazas v Secretary of State for the Home Department [2002] EWCA Civ 74, [2002] 1 WLR 1891, paragraph 55, a spectrum of cases. The decision-maker must do his best to decide, on such material as is available, where on the spectrum the particular case falls. The more closely the persecution in question is linked to the state, and the greater the control of the state over those acting or purporting to act on its behalf, the more likely (other things being equal) that a victim of persecution in one place will be similarly vulnerable in another place within the state. The converse may also be true. All must depend on a fair assessment of the relevant facts."
"INTERNAL FLIGHT OR RELOCATION
28.07 A UNHCR paper of June 2005 advised:
"Given the fragmented nature of power and control in parts of Afghanistan, an examination of the availability of internal flight or relocation alternatives may appear to be warranted. UNHCR however continues to recommend against the application of the internal flight or relocation alternative in the context of Afghan claims, for reasons noted below.
"The assessment of whether or not there is a relocation alternative in the individual case requires two main sets of analysis – its relevance and its reasonableness. For both, the personal circumstances of the individual applicant and the conditions in the area to which the internal flight or relocation alternative is proposed must be examined. With regard to the 'relevance' of an internal flight or relocation alternative, it is of particular importance to assess the willingness and the ability of the State to protect from risks emanating from non-State agents. Local commanders and armed groups act as agents of persecution in the Afghan context that have set themselves above the law, both at the local and central levels. In some cases, they are closely associated to the local administration while in others they may be linked to and protected by more powerful and influential actors, including at the central level. As a result, they largely operate with impunity, with the State authorities being unable to provide protection against risks emanating from these actors. In most instances, the State is still unable to provide effective protection against persecution by non-State actors. The links to other actors may, depending on the circumstances of the individual case, expose an individual to risk beyond the zone of influence of a local commander, including in Kabul. Even in a city like Kabul, which is divided into neighbourhoods (gozars) where people tend to know each other, the risk remains, as news about a person arriving from elsewhere in the country travel [sic] fast.
"Additional to the 'relevance' of internal relocation to the individual case, it must also be 'reasonable' for a claimant to relocate to that location in order to overcome his or her well-founded fear of persecution elsewhere in the country of origin. It is particularly with regard to this 'reasonableness analysis' that UNHCR continues to advise against resort to the notion of an internal flight or relocation alternative in the Afghan context, considering elements of safety and security, human rights standards as well as options for economic survival during the relocation journey and upon arrival at the destination of relocation. The traditional family, extended family and community structures of Afghan society continue to constitute the main protection and coping mechanism in the current situation. It is these structures and links on which Afghans rely for their safety as well as for economic survival, including access to accommodation and an adequate level of subsistence. The protection provided by families, extended families and tribes is limited to areas where family or community links exist and without them, a relatively normal life without undue hardship at another location than one's place of origin or residence is unlikely. As documented in studies on urban vulnerability, the household and the extended family remains the basic social network in Afghanistan and there are indications that existing traditional systems of sharing and redistribution function less in the extended urban family. It would therefore, in UNHCR's view, be unreasonable to expect any Afghan to relocate to an area to which he or she has no effective links, including in urban areas of the country."
28.08 "It is not difficult to track people down in Afghanistan, although it might take time. Neighbours and landlords will check people's backgrounds, because everyone thinks in terms of security, and so they would want to check a newcomer's background in their home area. Further, messages are sent across the country via chains of communications based on personal contacts, and it would be natural to investigate where someone was from in order to see what role they could play in such a network. The postal service is unreliable and only delivers to the district centres, not to the villages, so that travellers are often used to deliver messages and goods to relatives and friends."
(Dr Antonio Giustozzi, Afghanistan Notes, 28 June 2006)"
"10. … As we understand it, [the CIPU Country Report October 2003] and other main sources on Afghanistan fully recognise that even under the Kharzai regime, the political and military landscape in Afghanistan remains dominated by a shifting and uncertain array of commanders, warlords or other chiefs. Even within Kabul it does not appear that the authorities are able to entirely prevent warlord activities in connection with individual cases. …
21. Turning to the second limb of the grounds of appeal, we consider it to be weak. The CIPU reference to a UN Security Council report did not establish that the authorities in Kabul were capable of affording adequate protection against a real risk of serious harm from non-state actors in every case. There is nothing in this report which contradicts the Adjudicator's assessment that it remains possible for certain categories of persons to fall through protection gaps, albeit the latter have been significantly reduced: see para 8. The Adjudicator made very clear that he did not dispute that, in the light of the objective evidence, the authorities, supported by ISAF were able to ensure protection for the generality of its citizens, including the generality of Pashtuns. What he relied upon was rather that they would be ill-placed to afford protection to this particular claimant. We think that this was a finding which on the evidence was entirely open to the Adjudicator, particularly given that Jan Ahmed's men had already been able to attack persons associated with the claimant and to raid the claimant's house with apparent impunity. There was no improper application of Horvath [2000] INLR 239 principles in this case."
(1) There is a risk to serving soldiers from the Taliban and Hizb-i-Islami, principally during troop movements and home visits. A soldier cannot be expected to desert in order to access protection and in fact such protection would be unavailable to him as a deserter.
(2) There is always a risk to soldiers of a country's army from rebel factions and the forces against which they are fighting. That is a risk which is assumed by those serving their country in its armed forces, and while on active service and with his unit, a soldier had sufficiency of protection. Any risk which may arise during his home leave and troop movements is reasonable to the Horvath standard; total protection cannot be expected and any military service entails an element of physical risk.
(3) After military service had ended, the country evidence did not support a continuing risk at a level capable of engaging the international protection Conventions, unless there are individual factors which make the pursuit of the ex-soldier more likely.
(4) Where there are individual risk factors it is a question of fact whether the interest in the ex-soldier is likely to be confined to the home area or be more widely pursued. In particular, elements of 'double cross' in relation to the Taliban or Hizb-i-Islami, if true, may be sufficient to elevate the risk to a level where the international protection Conventions are engaged.
(5) Internal relocation to Kabul is not in principle impossible. Conditions in Kabul are not pleasant but they do not approach the AH level and unless there are particular reasons not to do so, it would not be unduly harsh to expect an appellant with no individual profile to live in Kabul and assist in the rebuilding of his country.
(6) If there is a risk in the home area which is not localised to that area, internal relocation outside Kabul is unlikely to provide sufficiency of protection as the areas outside Kabul remain under the control of local warlords, and the population is suspicious of strangers.
(7) Where there is individual risk not local to the home area, the safety of internal relocation to Kabul would be a question of fact based on the particular history of that individual appellant and of the warlord or faction seeking to harm him. The country background evidence did not as yet suggest that domestic protection in Kabul is sufficient to meet the Horvath standard where an individualised risk exists; the Afghan authorities did not have the resources to protect individuals, and ISAF's remit is generalised and not individual protection.
The individual circumstances of this appellant
DECISION
1. The appellant is a refugee as defined by the Geneva Convention and the Refugee or Person in Need of International Protection (Qualification) Regulations 2006;
2. The appeal is not entitled to humanitarian protection as defined in those Regulations; and
3. The appeal is allowed on human rights grounds.
Signed Dated: 2 August 2007
Senior Immigration Judge Gleeson
SCHEDULE OF MATERIALS
BEFORE THE TRIBUNAL
Individual documents |
Chronology | ||
Bundle of documents and photographs evidencing military service with the Afghan National Army (not disputed at hearing) | Various | |
Screening interview | 11 January 2007 | |
Statement of Evidence Form and asylum interview | 24 January 2007 | |
Respondent's letter of refusal | 25 January 2007 | |
Appellant's witness statements | 29 January 2007 25 May 2007 | |
Skeleton argument of Mr Peter Jorro | 29 May 2007 |
Expert reports |
Mr Peter Marsden | 18 May 2007 | |
Mr Abdulmalik Bahaar of the Afghan Academy | 23 May 2007 |
Country background evidence |
2005 |
Amnesty International Annual Report | 23 May 2005 |
2006 |
Freedom House: Freedom in the World report 2006: Afghanistan | 6 September 2006 | |
UN: the situation in Afghanistan and its implications for peace and security | 11 September 2006 | |
Combined Forces Command: Afghanistan: extremists show no remorse for Afghan citizens | 26 September 2006 | |
IPS: Afghanistan – Hope loses out to fear on Kabul Streets | 13 October 2006 | |
International Crisis Group: Countering Afghanistan's Insurgency: No quick fixes | 2 November 2006 | |
COEDMHA: Continuing violence across Afghanistan leaves five dead | 7 November 2006 | |
US Institute of Peace: Five Years after the Fall of the Taliban: Afghanistan and the War on Terrorism | 22 November 2006 | |
Radio Free Europe: neo-Taliban claim to have killed four afghans over alleged spying for US | 27 November 2006 | |
Radio Free Europe: district Chief gunned down in Western Afghanistan | 8 December 2006 | |
Council on Foreign Relations (United States): Afghanistan's new security threat | 14 December 2006 | |
UNAMA: Taliban suicide attack and United Kingdom ISAF firing upon Afghan civilians, 3 December 2006 | 18 December 2006 |
2007 |
Human Rights Watch World Report 2007 (Afghanistan) | 11 January 2007 | |
Radio Free Europe: Afghanistan: US see increased Taliban threat in 2007 | 15 January 2007 | |
Radio Free Europe: Ten Afghan labourers killed in suicide attack in southeast…as Taliban claim responsibility | 24 January 2007 | |
Human Rights Watch: Afghanistan: slow progress on security and rights | 30 January 2007 | |
Respondent's Country of Origin Information Report for Afghanistan | April 2007 |