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United Kingdom Upper Tribunal (Tax and Chancery Chamber)
You are here: BAILII >> Databases >> United Kingdom Upper Tribunal (Tax and Chancery Chamber) >> First Financial Advisors Ltd v FSA [2012] UKUT B16 (TCC) (21 June 2012)
URL: http://www.bailii.org/uk/cases/UKUT/TCC/2012/B16.html
Cite as: [2012] UKUT B16 (TCC)

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First Financial Advisors Ltd v FSA [2012] UKUT B16 (TCC) (21 June 2012)


"Application for approval to perform Controlled Function CF30 – whether a fit and proper person – FSMA 2000, s 61 – integrity and reputation – competence and capability – financial soundness – conflict of interest – knowledge and understanding of investments recommended - proposal for remote supervision by applicant"

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URL: http://www.bailii.org/uk/cases/UKUT/TCC/2012/B16.html