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United Kingdom Statutory Instruments |
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You are here: BAILII >> Databases >> United Kingdom Statutory Instruments >> The Criminal Procedure (Amendment) Rules 2007 No. 699 (L. 3) URL: http://www.bailii.org/uk/legis/num_reg/2007/20070699.html |
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Made | 5th March 2007 | ||
Laid before Parliament | 7th March 2007 | ||
Coming into force | 2nd April 2007 |
5.
For Part 4 (Service of documents), substitute the Part as set out in Schedule 1 to these Rules.
6.
In the note after rule 7.5, for "Formerly", substitute "This rule derives in part from".
7.
In rule 8.2 (Form of notice), omit from "; and, without prejudice" to the end.
8.
In the note after rule 8.2, for "Formerly", substitute "This rule derives in part from".
9.
For Part 14 (The indictment), substitute the Part as set out in Schedule 2 to these Rules.
10.
In rule 19.1 (Application to a magistrates' court to vary conditions of police bail)—
(b) in paragraph (2)—
(c) for paragraph (3), substitute—
(d) in paragraph (4), after "Christmas Day,", insert "Boxing Day,"; and
(e) in paragraphs (6) and (7), after "the 1980 Act", insert "or section 47(1E) of the 1984 Act".
11.
For the note after rule 19.1, substitute—
12.
In rule 19.2 (Application to a magistrates' court to reconsider grant of police bail)—
(c) for paragraph (3), substitute—
13.
In the note after rule 19.2, for "Formerly", substitute "This rule derives in part from".
14.
For rule 19.17(11) (Crown Court procedure on appeal against grant of bail by a magistrates' court), substitute—
15.
In the note after rule 19.17, for "Formerly", substitute "This rule derives in part from".
16.
For Part 28 (Witness summonses and orders), substitute the Part as set out in Schedule 3 to these Rules.
17.
In the heading to Part 31 (Restriction on cross-examination by a defendant acting in person in the Crown Court), omit "in the Crown Court".
18.
In the heading to rule 31.1 (Restrictions on cross-examination of witness in the Crown Court), omit "in the Crown Court".
19.
In the note after rule 31.1, for "Formerly", substitute "This rule derives in part from".
20.
In the heading to rule 31.2 (Appointment of legal representative by the Crown Court), omit "by the Crown Court".
21.
In the note after rule 31.2, for "Formerly", substitute "This rule derives in part from".
22.
In the heading to rule 31.3 (Appointment arranged by the accused in the Crown Court), omit "in the Crown Court".
23.
In rule 31.3(7)—
24.
In the note after rule 31.3, for "Formerly", substitute "This rule derives in part from".
25.
In the heading to rule 31.4 (Prohibition on cross-examination of particular witness in the Crown Court), for "particular witness in the Crown Court", substitute "witness".
26.
In rule 31.4(3)—
27.
In rule 31.4(6)(b), for "trial judge", substitute "court".
28.
In rule 31.4(8)(b)—
29.
In the notes after rules 31.4, 37.3 and 40.3, for "Formerly", substitute "This rule derives in part from".
30.
In Part 52 (Enforcement of fines)—
31.
In rule 53.1(2) (Review of compensation order made by a magistrates' court), omit "by post".
32.
In the note after rule 53.1, for "Formerly", substitute "This rule derives in part from".
33.
In rule 57.11(1), for "Rules 4.3 (Service of documents in Crown Court proceedings) and", substitute "Part 4 and rule".
34.
In the note after rule 57.11, for "Formerly", substitute "This rule derives in part from".
35.
After rule 68.3(1B) (Notice of appeal and application for extension of time), insert—
36.
In the note after rule 68.3, for "Formerly", substitute "This rule derives in part from".
37.
In the Glossary—
(b) in the second column—
38.
Schedule 4 has effect.
Phillips of Worth Matravers, C.J.
Sir Igor Judge, P.
Hooper, L.J.
Openshaw, J.
Charles Wide
Roderick Denyer
Anthony Evans
Kenneth Macdonald
Andrew Mimmack
David Fisher
Tom Little
Graham White
Martin Baker
Mark Harris
James Riches
I allow these Rules, which shall come into force on 2nd April, 2007.
Falconer of Thoroton, C.
19th January 2007
I concur
John Reid
One of Her Majesty's Principal Secretaries of State
5th March 2007
Contents of this Part | |
When this Part applies | rule 4.1 |
Methods of service | rule 4.2 |
Service by handing over a document | rule 4.3 |
Service by leaving or posting a document | rule 4.4 |
Service through a document exchange | rule 4.5 |
Service by fax, e-mail or other electronic means | rule 4.6 |
Documents that must be served only by handing them over, leaving or posting them | rule 4.7 |
Service by person in custody | rule 4.8 |
Service by another method | rule 4.9 |
Date of service | rule 4.10 |
Proof of service | rule 4.11 |
Court's power to give directions about service | rule 4.12 |
(2) If an individual is 17 or under, a copy of a document served under paragraph (1)(a) must be handed to his or her parent, or another appropriate adult, unless no such person is readily available.
[Note. Certain legislation treats a body that is not a corporation as if it were one for the purposes of rules about service of documents. See for example section 143 of the Adoption and Children Act 2002.[11]]
Service by leaving or posting a document
4.4
—(1) A document may be served by leaving it at the appropriate address for service under this rule or by sending it to that address by first class post or by the equivalent of first class post.
(2) The address for service under this rule on—
Service through a document exchange
4.5
A document may be served by document exchange (DX) where—
Service by fax, e-mail or other electronic means
4.6
—(1) A document may be served by fax, e-mail or other electronic means where—
(2) Where a document is served under this rule the person serving it need not provide a paper copy as well.
Documents that must be served only by handing them over, leaving or posting them
4.7
—(1) The documents listed in this rule may be served—
(2) Those documents are—
Service by person in custody
4.8
—(1) A person in custody may serve a document by handing it to the custodian addressed to the person to be served.
(2) The custodian must—
Service by another method
4.9
—(1) The court may allow service of a document by a method other than those described in rules 4.3 to 4.6 and in rule 4.8.
(2) An order allowing service by another method must specify—
Date of service
4.10
—(1) A document served under rule 4.3 or rule 4.8 is served on the day it is handed over.
(2) Unless something different is shown, a document served on a person by any other method is served—
(3) Unless something different is shown, a document produced by a court computer system is to be taken as having been sent by first class post or by the equivalent of first class post to the addressee on the business day after the day on which it was produced.
(4) In this Part "business day" means any day except Saturday, Sunday, Christmas Day, Boxing Day, Good Friday, Easter Monday or a bank holiday.
(5) Where a document is served on or by the court officer, "business day" does not include a day on which the court office is closed.
Proof of service
4.11
The person who serves a document may prove that by signing a certificate explaining how and when it was served.
Court's power to give directions about service
4.12
—(1) The court may specify the time as well as the date by which a document must be—
(2) The court may treat a document as served if the addressee responds to it even if it was not served in accordance with the rules in this Part."
Contents of this Part | |
Signature and service of indictment | rule 14.1 |
Form and content of indictment | rule 14.2 |
(2) The Crown Court may extend the time limit, even after it has expired.
(3) Unless the Crown Court otherwise directs, the court officer must—
[Note. Serving a draft indictment was described as "preferring a bill of indictment" in the rules from which these rules derive.
See Part 3 for the court's general powers of case management, including power to consider applications and give directions for (among other things) the amendment of an indictment and for separate trials under section 5 of the Indictments Act 1915.
A magistrates' court may send a defendant for trial in the Crown Court under section 51 or 51A of the Crime and Disorder Act 1998[22]. Under section 51D of that Act[23] the magistrates' court must notify the Crown Court of the offence or offences for which the defendant is sent for trial. Paragraph 1 of Schedule 3 to that Act[24], and the Crime and Disorder Act 1998 (Service of Prosecution Evidence) Regulations 2005[25], deal with the service of prosecution evidence in a case sent for trial.
The procedure for applying for the permission of a High Court judge to serve a draft indictment is in rules 6 to 10 of the Indictments (Procedure) Rules 1971. See also direction IV.35 of the Practice Direction.
The Court of Appeal may order a retrial under section 8 of the Criminal Appeal Act 1968[26] (on a defendant's appeal against conviction) or under section 77 of the Criminal Justice Act 2003[27] (on a prosecutor's application for the retrial of a serious offence after acquittal). Section 8 of the 1968 Act, and rules 41.14 and 41.15, require the arraignment of a defendant within 2 months.
When it comes into force, Schedule 3 to the Criminal Justice Act 2003 will abolish committal for trial under section 6 of the Magistrates' Courts Act 1980[28], and transfer for trial under section 4 of the Criminal Justice Act 1987[29] (serious fraud cases) or under section 53 of the Criminal Justice Act 1991[30] (certain cases involving children).]
Form and content of indictment
14.2
—(1) An indictment must be in one of the forms set out in the Practice Direction and must contain, in a paragraph called a "count"—
(b) such particulars of the conduct constituting the commission of the offence as to make clear what the prosecutor alleges against the defendant.
(2) More than one incident of the commission of the offence may be included in a count if those incidents taken together amount to a course of conduct having regard to the time, place or purpose of commission.
(3) An indictment may contain more than one count if all the offences charged—
(4) The counts must be numbered consecutively.
(5) An indictment may contain—
(b) any other count based on the prosecution evidence already served which the Crown Court may try.
[Note. In certain circumstances the Crown Court may try a defendant for an offence other than one sent, committed or transferred for trial: see section 2(2) of the Administration of Justice (Miscellaneous Provisions) Act 1933 (indictable offences founded on the prosecution evidence on which the sending, committal or transfer was based) and section 40 of the Criminal Justice Act 1988 (specified summary offences founded on that evidence).[31]]"
Contents of this Part | |
When this Part applies | rule 28.1 |
Issue etc. of summons, warrant or order with or without a hearing | rule 28.2 |
Application for summons, warrant or order: general rules | rule 28.3 |
Written application: form and service | rule 28.4 |
Application for summons to produce a document etc.: special rules | rule 28.5 |
Application for summons to produce a document etc.: court's assessment of relevance and confidentiality | rule 28.6 |
Application to withdraw a summons, warrant or order | rule 28.7 |
Court's power to vary requirements under this Part | rule 28.8 |
(b) the court considers the issue of such a summons, warrant or order on its own initiative as if a party had applied; or
(c) one of those listed in rule 28.7 wants the court to withdraw such a summons, warrant or order.
(2) A reference to a ‘witness' in this Part is a reference to a person to whom such a summons, warrant or order is directed.
[Note. See section 2D of the Criminal Procedure (Attendance of Witnesses) Act 1965 for the Crown Court's power to issue a witness summons on the court's own initiative.]
Issue etc. of summons, warrant or order with or without a hearing
28.2
—(1) The court may issue or withdraw a witness summons, warrant or order with or without a hearing.
(2) A hearing under this Part must be in private unless the court otherwise directs.
[Note. If rule 28.5 applies, a person served with an application for a witness summons will have an opportunity to make representations about whether there should be a hearing of that application before the witness summons is issued.]
Application for summons, warrant or order: general rules
28.3
—(1) A party who wants the court to issue a witness summons, warrant or order must apply as soon as practicable after becoming aware of the grounds for doing so.
(2) The party applying must—
(3) The application may be made orally unless—
[Note. The court may issue a warrant for a witness' arrest if that witness fails to obey a witness summons directed to him: see section 97(3) of the Magistrates' Courts Act 1980 and section 4 of the Criminal Procedure (Attendance of Witnesses) Act 1965. Before a magistrates' court may issue a warrant under section 97(3) of the 1980 Act the witness must first be paid or offered a reasonable amount for costs and expenses.]
Written application: form and service
28.4
—(1) An application in writing under rule 28.3 must be in the form set out in the Practice Direction, containing the same declaration of truth as a witness statement.
(2) The party applying must serve the application—
[Note. Declarations of truth in witness statements are required by section 9 of the Criminal Justice Act 1967[37] and section 5B of the Magistrates' Courts Act 1980[38]. Section 89 of the 1967 Act[39] makes it an offence to make a written statement under section 9 of that Act which the person making it knows to be false or does not believe to be true.]
Application for summons to produce a document, etc.: special rules
28.5
—(1) This rule applies to an application under rule 28.3 for a witness summons requiring the proposed witness—
that relates to another person.
(2) The application must be in writing in the form required by rule 28.4.
(3) The party applying must serve the application—
(4) The court must not issue a witness summons where this rule applies unless—
(5) This rule does not apply to an application for an order to produce in evidence a copy of an entry in a banker's book.
[Note. Under section 2A of the Criminal Procedure (Attendance of Witnesses) Act 1965[40] a witness summons to produce a document or thing issued by the Crown Court may require the witness to produce it for inspection by the applicant before producing it in evidence.]
Application for summons to produce a document, etc.: court's assessment of relevance and confidentiality
28.6
—(1) This rule applies where a person served with an application for a witness summons requiring the proposed witness to produce in evidence a document or thing objects to its production on the ground that—
(2) The court may require the proposed witness to make the document or thing available for the objection to be assessed.
(3) The court may invite—
to help the court assess the objection.
Application to withdraw a summons, warrant or order
28.7
—(1) The court may withdraw a witness summons, warrant or order if one of the following applies for it to be withdrawn—
(c) any person to whom the proposed evidence relates, on the grounds that—
(2) A person applying under the rule must—
(3) Rule 28.6 applies to an application under this rule that concerns a document or thing to be produced in evidence.
[Note. See sections 2B, 2C and 2E of the Criminal Procedure (Attendance of Witnesses) Act 1965[41] for the Crown Court's powers to withdraw a witness summons, including the power to order costs.]
Court's power to vary requirements under this Part
28.8
—(1) The court may—
(2) Someone who wants the court to allow an application to be made orally under paragraph (1)(b) of this rule must—
[2] 1915 c. 90; section 2(2) was amended by section 19 of the Criminal Justice Administration Act 1956 (c. 34) and section 109 of, and paragraph 67 of Schedule 8 to, the Courts Act 2003 (c. 39).back
[3] S.I. 2005/384; amended by S.I. 2006/353, 2006/2636.back
[6] 1984 (c. 60); section 47(1E) was inserted by section 28 of, and paragraphs 1 and 6 of Schedule 2 to, the Criminal Justice Act 2003 (c. 44).back
[7] S.I. 1981/552; relevant amending instruments are S.I. 1995/585, 2001/610, 2005/617.back
[8] 1980 c. 43; section 43B was inserted by section 27 of, and paragraph 3 of Schedule 3 to, the Criminal Justice and Public Order Act 1994 (c. 33).back
[9] 1984 c. 60; section 47 was amended by section 28 of, and paragraphs 1 and 6 of Schedule 2 to, the Criminal Justice Act 2003 (c. 44) and section 12 of, and paragraphs 1 and 10 of Schedule 1 to, the Criminal Justice Act 2003 (c. 44).back
[10] 1976 c. 63; section 5B was inserted by section 30 of the Criminal Justice and Public Order Act 1994 (c. 33) and amended by section 129 of the Criminal Justice and Police Act 2001 (c. 16), section 109 of, and paragraph 183 of Schedule 8 and Schedule 10 to, the Courts Act 2003 (c. 39) and section 198 of the Extradition Act 2003 (c. 41).back
[12] 1988 c. 53; section 25 was amended by section 90 of, and paragraphs 140 and 142 of Schedule 13 to, the Access to Justice Act 1999 (c. 22) and section 109 of, and paragraph 311 of Schedule 8 to, the Courts Act 2003 (c. 39).back
[13] 1988 c. 53. Section 71(6) was amended by section 109 of, and paragraph 317 of Schedule 8 to, the Courts Act 2003 (c. 39).back
[15] 1980 c. 43; section 86 was amended by section 51(2) of the Criminal Justice Act 1982 (c. 48).back
[16] 1980 c. 43; section 77(6) was substituted by section 109 of, and paragraph 218 of Schedule 8 to, the Courts Act 2003 (c. 39).back
[17] 2000 c. 6. Section 133 was amended by section 456 of, and paragraphs 1 and 37 of Schedule 11 to, the Proceeds of Crime Act 2002 (c. 29).back
[19] S.I. 1971/2084; relevant amending instruments are S.I. 1983/284, 1988/1738, 1992/2197, 1997/711 and 2000/3360.back
[20] 1915 c. 90; section 4 was amended by section 83 of, and Part I of Schedule 10 to, the Criminal Justice Act 1948 (c. 58) and section 10 of, and Part III of Schedule 3 to, the Criminal Law Act 1967 (c. 58). Section 5 was amended by section 31 of, and Schedule 2 to, the Prosecution of Offences Act 1985 (c. 23), section 331 of, and paragraph 40 of Schedule 36 to, the Criminal Justice Act 2003 (c. 44) and section 12 of, and paragraph 8 of Schedule 2 to, the Bail Act 1976 (c. 63).back
[21] 1933 c. 36; section 2 was amended by section 56 of, and Part IV of Schedule 11 to, the Courts Act 1971 (c. 23), section 152 of, and Schedule 5 to, the Supreme Court Act 1981 (c. 54), section 31 of, and Schedule 2 to, the Prosecution of Offences Act 1985 (c. 23), section 15 of, and paragraph 1 of Schedule 2 to, the Criminal Justice Act 1987 (c. 38), section 170 of, and paragraph 10 of Schedule 15 to, the Criminal Justice Act 1988 (c. 33), section 53 of, and paragraph 8 of Schedule 6 to, the Criminal Justice Act 1991 (c. 53), Schedule 1 to the Statute Law (Repeals) Act 1993 (c. 50), section 47 of, and paragraph 17 of Schedule 1 to, the Criminal Procedure and Investigations Act 1996 (c. 25), section 119 of, and paragraph 5 of Schedule 8 to, the Crime and Disorder Act 1998 (c. 37), sections 41 and 332 of, and paragraph 34 of Schedule 3 and Part 4 of Schedule 37 to, the Criminal Justice Act 2003 (c. 44) and article 3 of, and paragraph 1 of the Schedule to, S.I. 2004/2035.back
[22] 1998 c. 37; section 51 is substituted by section 41 of, and paragraphs 15 and 18 of Schedule 3 to, the Criminal Justice Act 2003 (c. 44), with effect from a date to be appointed and section 51A was inserted by section 41 of, and paragraphs 15 and 18 of Schedule 3 to, the Criminal Justice Act 2003 (c. 44). It was commenced in part on 4th April 2005 by article 2 of, and paragraph 29 of Schedule 1 to, S.I. 2005/950.back
[23] 1998 c. 37; section 51D was inserted by section 41 of, and paragraphs 15 and 18 of Schedule 3 to, the Criminal Justice Act 2003 (c. 44). It was commenced in part on 4th April 2005 by article 2 of, and paragraph 29 of Schedule 1 to, S.I. 2005/950.back
[24] 1998 c. 37; paragraph 1 was amended by section 67 of, and paragraph 106 of Schedule 15 to, the Access to Justice Act 1999 (c. 22) and is further amended by section 41 of, and paragraphs 15 and 20 of Schedule 3 to, the Criminal Justice Act 2003 (c. 44), with effect from a date to be appointed.back
[26] 1968 c. 19; section 8 was amended by section 56 of, and Part IV of Schedule 11 to, the Courts Act 1971 (c. 23) and section 43(3) and (4) of the Criminal Justice Act 1988 (c. 33).back
[28] 1980 c. 43; section 6 was amended by section 170 of, and paragraphs 65 and 66 of Schedule 15 to, the Criminal Justice Act 1988 (c. 33), section 68 of, and paragraph 6 of Schedule 8 to, the Criminal Justice Act 1991 (c. 53), paragraph 4 of Schedule 1 to the Criminal Procedure and Investigations Act 1996 (c. 25) and section 109 of, and paragraph 202 of Schedule 8 to, the Courts Act 2003 (c. 39). It is repealed by sections 41 and 332 of, and paragraph 51 of Schedule 3 and Part 4 of Schedule 37 to, the Criminal Justice Act 2003 (c. 44) withe effect from a date to be appointed.back
[29] 1987 c. 38; section 4 was amended by section 144 of the Criminal Justice Act 1988 (c. 33), section 45 of, and paragraph 22 of Schedule 5 to, the Legal Aid Act 1988 (c. 34), section 168 of, and paragraph 29 of Schedule 9 to, the Criminal Justice and Public Order Act 1994 (c. 33), section 119 of, and paragraph 65 of Schedule 8 to, the Crime and Disorder Act 1998 (c. 37) and section 24 of, and paragraphs 38 and 39 of Schedule 4 to, the Access to Justice Act 1999 (c. 22). It is repealed by sections 41 and 332 of, and paragraph 58 of Schedule 3 and Part 4 of Schedule 37 to, the Criminal Justice Act 2003 (c. 44) with effect from a date to be appointed.back
[30] 1991 c. 53; section 53 was amended by section 168 of, and paragraph 49 of Schedule 9 to, the Criminal Justice and Public Order Act 1994 (c. 33), section 119 of, and paragraph 93 of Schedule 8 to, the Crime and Disorder Act 1998 (c. 37), section 24 of, and paragraph 47 of Schedule 4 to, the Access to Justice Act 1999 (c. 22). It is repealed by sections 41 and 332 of, and paragraph 62 of Schedule 3 and Part 4 of Schedule 37 to, the Criminal Justice Act 2003 (c. 44) with effect from a date to be appointed.back
[31] 1988 c. 33; section 40 was amended by section 4 of, and paragraph 39 of Schedule 3 to, the Road Traffic (Consequential Provisions) Act 1988 (c. 54), section 168 of, and paragraph 35 of Schedule 9 to, the Criminal Justice and Public Order Act 1994 (c. 33), section 47 of, and paragraph 34 of Schedule 1 to, the Criminal Procedure and Investigations Act 1996 (c. 25), section 119 of, and paragraph 66 of Schedule 8 to, the Crime and Disorder Act 1998 (c. 37) and sections 41 and 332 of, and paragraph 60 of Schedule 3 and Part 4 of Schedule 37 to, the Criminal Justice Act 2003 (c. 44) with effect from a date to be appointed.back
[32] S.I. 1981/552; relevant amending instruments are S.I. 1997/706, 2000/3361, 2001/610, 2005/617, 1983/523.back
[33] S. I. 1982/1109. Rules 23, 23ZA, 23ZB and 23ZC were substituted for rule 23 as originally enacted by S.I. 1999/598.back
[34] 1980 c. 43; section 97 was amended by section 31 of, and paragraph 2 of Schedule 4 to, the Criminal Justice (International Co-operation) Act 1990 (c. 5), section 51 of the Criminal Procedure and Investigations Act 1996 (c. 25) and section 169 of the Serious Organised Crime and Police Act 2005 (c. 15).back
[35] 1965 c. 69; sections 2 and 2D were substituted by section 66 of the Criminal Procedure and Investigations Act 1996 (c. 25). Section 2 was further amended by section 119 of, and paragraph 8 of Schedule 8 to, the Crime and Disorder Act 1998 (c. 37), section 109 of, and paragraph 126 of Schedule 8 to, the Courts Act 2003 (c. 39). It is further amended by sections 41 and 332 of, and paragraph 42 of Schedule 3 and Part 4 of Schedule 37 to, the Criminal Justice Act 2003 (c. 44), with effect from a date to be appointed. Section 3 was amended by section 56 of, and Part IV of Schedule 11 to, the Courts Act 1971 (c. 23) and sections 65 and 66 of the Criminal Procedure and Investigations Act 1996 (c. 25). Section 4 was amended by section 56 of, and paragraph 45 of Schedule 8 to, the Courts Act 1971 (c. 23) and sections 65, 66, 67 and 80 of, and Schedule 5 to, the Criminal Procedure and Investigations Act 1996 (c. 25).back
[37] 1967 c. 80; section 9 is amended by section 72(3) of, and paragraph 55 of Schedule 5 to, the Children and Young Persons Act 1969 (c. 54) and sections 41 and 332 of, and paragraph 43 of Schedule 3 and Part 4 of Schedule 37 to, the Criminal Justice Act 2003 (c. 44), with effect from dates to be appointed.back
[38] 1976 c. 63; section 5B was inserted by section 30 of the Criminal Justice and Public Order Act 1994 (c. 33) and amended by section 129(3) of the Criminal Justice and Police Act 2001 (c. 16), section 109 of, and paragraph 183 of Schedule 8 and Schedule 10 to, the Courts Act 2003 (c. 39) and section 198 of the Extradition Act 2003 (c. 41).back
[39] 1967 c. 80; section 89 was amended by section 154 of, and Schedule 9 to, the Magistrates' Courts Act 1980 (c. 43).back
[40] 1965 c. 69; section 2A was inserted by section 66(1) and (2) of the Criminal Procedure and Investigations Act 1996 (c. 25).back
[41] 1965 c. 69; sections 2B, 2C and 2E were substituted by section 66(1) and (2) of the Criminal Procedure and Investigations Act 1996 (c. 25).back