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Kyriakou, 'The impact of the EU Charter of Fundamental Rights on the EU system of protection of rights: much ado about nothing?'
URL: http://www.bailii.org/uk/other/journals/WebJCLI/2001/issue5/kyriakou5.html
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Kyriakou, 'The impact of the EU Charter of Fundamental Rights on the EU system of protection of rights: much ado about nothing?'
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THE DURHAM RESEARCH POSTGRADUATE CONFERENCE - JULY 2001
The impact of the EU Charter of Fundamental Rights on the EU system of protection
of rights: much ado about nothing?
Tania Kyriakou*
* I would like to thank Dr. Eugenia Caracciolo di Torella, Dr.Emilios
Christodoulidis, Dr. Panos Koutrakos and Mr. Stephen Tierney for their comments
on an earlier draft of this article.
© Copyright 2001 Tania Kyriakou
First Published in Web Journal of Current Legal Issues in association with
Blackstone Press.
_________________________________________________________________________________
Summary
This paper examines the normative impact of the EU Charter of Fundamental
Rights. Its aim is two-fold: first, to highlight the main problems which have
arisen so far in terms of human rights protection in the EU and, second, to
examine whether the new Charter in its current shape promises to address these
problems. The analysis will emphasise the following three issues: a) democratic
legitimacy b) rule of law and c) marketisation. It concludes that the Charter
in its current legal shape, although a step forward, leaves the EC/EU constitutional
structure unaffected and is, therefore, not an adequate response to deeper
problems.
Contents
Introduction
In this paper my aim is two-fold: firstly, to sketch out the main problems,
which have arisen so far in terms of human rights protection in the EU and,
secondly, to examine whether the new Charter adequately addresses these difficulties.
The first part of this article is longer than the second. This is due to
the fact that the list of the existing problems is a long one and one can only
appreciate the normative impact of the Charter by reference to the problems
it should be addressing in the first place. I believe that in constitutional
issues of such fundamental importance one should adopt a holistic approach.
It is only by considering the whole that the single details can also be understood
properly in their interconnectedness. In taking this approach, however, I do
not contend that the relevant material is exhausted.
(1)
In this paper the focus will be placed on the following issues: a) lack of democratic
legitimacy, b) lack of certainty (these two, although different, will be developed
together, because they are connected with the judicial development of human
rights in the EU) and c) the marketisation of the concept of fundamental rights
in the EU.
After having given an outline of the existing problems in the first part,
I will then turn to the new EU Charter of Fundamental Rights in the second part.
My analysis of the Charter will show that the current legal status of the new
Charter leaves the constitutional structure of the Union practically unaffected,
and, thus, fails to respond to most of the deeper problems which underlie the
fundamental rights’ protection in the EU. I will conclude that the Charter
is part of a generalised EU human rights rhetoric, which uses the concept of
the right as a legitimising factor of the Community legal and political order
without actually satisfying the conditions necessary for a consistent and coherent
rights’ protection.
(2)
I) The problems of the EU fundamental rights’ protection before the
Charter
a) The judicial development of the EU rights and its implications: the lack
of democratic legitimacy and certainty
In the original Treaties there was no legal basis for human rights (for an
analysis see Dauses, 1985, at 398-399 and Ipsen, 1972, at 721). It was only
when the concepts of the direct effect and the supremacy of European law were
asserted by the ECJ, that it became legally and politically imperative to find
a way to vindicate fundamental rights at the Community level. In response
to the threat that national courts would opt for the supremacy of their own
constitutional provisions on fundamental rights (see the decision of the BVerfG,
Solange I [1974] 2CMLR 540) the ECJ discovered the protection of fundamental
rights as a general principle of EC law (Mancini, 1989 at 595). The detailed
story of the development of the ECJ’s case law on fundamental rights has
been told many times and does not need to be repeated here (see Hilf, 1976,
Pescatore, 1981, Clapham, 1990, Coppel & O’Neill, 1992 and Weiler
& Lockhart, 1995).
The Court has held that
‘...fundamental
rights form an integral part of the general principles of Community law whose
observance it ensures. For that purpose, the Court draws inspiration from the
constitutional traditions common to the member states and from the guidelines
supplied by international treaties for the protection of human rights on which
the member states have collaborated or of which they are signatories. The ECHR
has special significance in that respect.’ (Case C-299/95,
Friedrich
Kriemzow v. Austrian State [1997] ECR I-2629, at 2645. See also Case 44/79,
Liselotte Hauer [1979] ECR 3727 at 3744-3745, Case 4/73,
Nold
[1974] ECR 491).
It was only in 1992 that the Treaty on European Union codified the Court’s
approach to fundamental rights in what is now Art. 6(2) TEU.
The Court’s reasoning, as laid out in a number of cases, makes it quite
clear that the general principles of law are to be regarded as a primary source
of law. However, it must be noted that the common constitutional traditions
of the member states and the international treaties for the protection of human
rights, to which the ECJ resorts as sources of inspiration, do not constitute
a primary source of law in the Community legal order, but are mere sources of
recognition of law (Dauses, 1985, at 411). This means that, although these sources
offer inspiration and guidance and can help to ascertain the fundamental rights
of the Community legal order, the EC/EU protection of fundamental rights is,
nevertheless, autonomous in the sense that its interpretation has also to be
consistent with the framework of the structure and objectives of the Community
(Tridimas, 1999, at 4).
This state of protection of fundamental rights in the communities has repeatedly
been the subject of scepticism and disapproval. It has been contended that the
jurisprudential nature of the solution adopted by the ECJ was inconsistent with
the notion of fundamental rights as constituent factors of a society which claims
to be based on the rule of law and that, in a pluralistic society, systematic
protection of fundamental rights can only be provided by representative institutions
with democratic legitimacy.
There are two important issues raised here. The first is that of democratic
legitimacy. Human rights are a fundamental part of the constitutional structure
of a polity and the regulation of their protection is connected with the exercise
of constituent power. Essentially the constituent power is the power of a collective
body to exercise (through the very act of constitution giving) its right to
self-rule and is, therefore, inseparably connected with the principle of democratic
sovereignty. The ECJ’s initiative to exercise constituent power by transforming
what was initially signed as an international treaty into a constitutional charter
is problematic, due to the fact that only the non-constituted power, namely
the people, can own the constituent power (Preuss, 1993, at 655).
The second issue raised above is connected with the concept of the rule of
law. The ECJ justified recourse to general principles and, thus to fundamental
rights, by reference to Art. 220 EC Treaty: ‘the European Court is to
ensure that in the interpretation and application of the Treaties the law is
observed’. This article was interpreted as establishing the principle
of legality and as mandating the Court to develop, or rather to extrapolate
the principles, which correspond to the notion of rule of law (for an analysis
of the concept within the EU context see Bradley and Sutton, 1994, at 229-266).
The rule of law is widely accepted as a fundamental requirement of any modern
system of democratic government, but there is no clear consensus as to its exact
content (Harris, 1980, at 128-138). The answers to the question ‘what
is the rule of law?’ cross the political spectrum from right to left.
A minimalist definition of the rule of law would be that everyone should be
ruled by law; not only citizens, but also government. However, if the citizens
and the government are to be ruled by the law, that means that the law must
be capable of being obeyed and effectively guiding action, which brings to the
fore the requirement of legal certainty. The development of the Community
rights corpus as undertaken by the ECJ has offered the advantage of flexibility,
but at the same time it has been unable to offer the citizens a definite and
coherent code of rights.
Unlike what happens in the Community legal order, where fundamental rights
are protected as general principles, at the national and the international level,
these same rights usually take the form of rules. Although it has been attempted
to establish a terminological distinction between non-obligatory principles
of law, and binding rules of law, it is nowadays accepted that both principles
and rules fall under the general category of norms. If one reads too much into
the rule/principle distinction, one can say that there is a difference in normative
density and that rules tend to dictate certain results, where principles incorporate
a minimum substantive content and can only provide arguments for certain solutions
(Cornell, 1992, at 106; compare Dworkin, 1998, at 225).
I do not believe that the distinction between principles and rules carries
by itself a great normative significance as to the discretion allowed to judges.
Principles of a lesser generality can be readily confused with those legal rules,
which are formulated in a very general way. Besides, modern theories defy the
positivist assumption that by employing deductive reasoning alone one can interpret
all rules. Reasoning with principles involves recourse to second order justification
(MacCormick, 1978, at 100-129), but so does reasoning with rules when these
are not sufficiently clear. Indeed at the level of the national constitutions,
although the fundamental rights are protected in the form of rules, these rules
are very often quite general in their phrasing and a judicial decision that
is based on them is allowed a wide scope of second order justification. Having
said that, however, I do accept that the difference in the form of protection
(rules in national constitutional and international orders - principles in the
Community) may have repercussions both on the level of their hierarchical
status and the restrictions imposed on them.
Under the system of hierarchy of rules, rules of a lower tier derive their
validity from the rules of higher tiers and are bound to respect them. At the
national level, where fundamental rights usually take the form of constitutional
provisions, these are treated as the highest criteria of validation and take
precedence vis a vis any other consideration, including the democratic principle,
whose majoritarian-based processes they restrict. In the Community legal order,
fundamental rights are part of the general principles, which are unwritten and
therefore it is more difficult to define with accuracy their position in the
Community pyramid of norms.
It has been accepted that fundamental rights, as general principles, are
a primary source of law and, thus, take precedence over secondary Community
law. Hence, they provide a standard against which to assess secondary Community
law and provisions found to be incompatible with them may be declared void,
invalid or inapplicable by the court. What has not yet been settled, however,
is their hierarchical relationship with the Community Treaties, which of course
also constitute primary law. Are all provisions of primary law of equal rank
or is there some prioritisation between them? It seems that the relationship
between the general principles and primary Community law requires further analysis.
Different writers put forward different theories (see Tridimas, 1999, at 4-17,
Dauses, 1985, at 411-412 and Meehan, 2000, at 87-93), but the Court has not
given a comprehensive theoretical account of the hierarchical position of the
general principles of law. I will now turn to abstracts from certain cases,
which in my opinion illustrate how the fundamental rights are in fact restricted
by and effectively subordinated to the economic objectives of the Treaties.
b) The marketisation of fundamental rights
According to theoretical orthodoxy, when a legal order recognises a right
as fundamental, this means that the public authorities have the burden of justifying
restrictions upon it, or to use Dworkinian terminology, the individual has a
trump card against public authorities given to him by the law (Dworkin, 1978,
at 184-206). However, restrictions on the exercise or scope of fundamental rights
may be introduced in order to safeguard other fundamental values. The restrictions
are usually permitted in deference to ideas like the general interest, public
order or the like and in any case, the possibilities of limiting the exercise
of human rights are themselves restricted. Any limitation must be based on and
justified by the constitution. Similarly, within the ECHR context, restrictions
on the exercise of human rights must be prescribed by law and be necessary in
a democratic society to safeguard a sort of greater good.
The ECJ has confirmed that a person’s rights may be restricted provided
that the restrictions correspond to objectives of general public interest and
do not constitute a disproportionate and intolerable interference with the very
substance of the right protected. However, these restrictions are not prescribed
by law, and it is doubtful whether ad hoc decisions of the ECJ can guarantee
legal certainty in this field.
In Case 4/73
Nold v. Commission [1974] ECR 491, at 508, para 14, the
Court made clear that fundamental rights had meaning in European Community law
only so far as they were fitted into the Community framework. The protection
of rights ‘is always subject to limitations laid down in accordance with
the public interest’ and ‘within the Community legal order it likewise
seems legitimate that these rights should, if necessary be subject to certain
limits justified by the overall objectives pursued by the Community, on condition
that the substance of these rights is left untouched’. This approach,
which has been interpreted as subjecting the fundamental rights to the objectives
of the Community, was strengthened in Case 5/88
Wachauf v. Germany [1989]
ECR 2639, where the concept of social function was added as a limitation.
In this case the ECJ stated that:
The fundamental
rights recognised by the court are not absolute, but must be considered in relation
to their social function. Consequently, restrictions may be imposed on the exercise
of those rights, in particular in the context of a common organisation of a
market, provided that those restrictions in fact correspond to objectives of
general interest pursued by the Community and do not constitute, with regard
to the aim pursued, a disproportionate and intolerable interference impairing
the very substance of those rights (para 18).
Hence, it follows from the ECJ reasoning that, since all rights are subject
to limitations, restrictions on the EU fundamental rights are also legitimate.
So far, so good. The crucial shift takes place when the limitations on human
rights are justified by reference to the objectives of the Community and in
particular the organisation of the common market. Both the national constitutional
orders and the ECHR allow those restrictions on fundamental rights, which are
considered to be necessary in a democratic society and in a democratic society
politics is connected with the contestability of what counts as common good.
It seems that on the EU level the common good, which justifies restrictions
on fundamental rights, is identified ipso facto with the good of the
common market and a fixed idea of utility. The market is effectively the substitute
for democracy.
In the same vein, in Case 240/83 Procureur de la Republique v. ADBHU,
[1985] ECR 520 at 531 the Court stated that ‘the principles of free movement
of goods and freedom of competition, together with freedom of trade as a fundamental
right, are general principles of Community law of which the Court ensures observance.’
This means that the free market rights (freedom of movement of workers, services,
goods and capital) arising out of the Community Treaties are effectively translated
into fundamental rights of the individual. However, if the market rights, upon
which all Community law is in one or the other way grounded, are indeed treated
as fundamental rights, one cannot speak of any hierarchical relationship between
the market freedoms and the basic human rights as known from the national constitutions
and the European Convention on Human Rights.
As Coppel and O’Neill have pointedly argued:
The invocation
of the idea of fundamental rights by the European Court does not set essential
limits to lawful executive action, because executive action which has as its
object the promotion of the four market freedoms is itself, in the vocabulary
of the European Court, instantiating a fundamental right. A claim to violation
of certain fundamental human rights, hence, ceases to be a trump-card against
executive action. It is no longer possible to speak of a validation of a lower
norm by a higher norm. Instead two norms of equal qualitative significance are
balanced against the other. (Coppel and O’Neill, 1992, at 690).
I agree with the biggest part of the critique levelled by Coppel and O’Neill
against the current state of protection of human rights within the EU (see also
Ward, 1994, at 315-329, Derrida, 1992 and Snyder, 1987, at 167-182). Unlike
them, however, I do not believe that the deficiencies of the EU fundamental
rights system should be imputed solely to the choices of the ECJ and the judges
it is composed of
(3). In my view this
unsatisfactory and incoherent state of affairs is due to the fact that the political
structure of the EU has been built upon an aggregated system of economic integration.
Given this fundamental choice, it was inevitable to end up with a system, which
subordinates political freedoms to economic ones. Hence, my argument is that
the reasons behind this fundamental subordination are connected with the structure
of the EC rather than the institutional choices of the ECJ (for a more analytical
discussion see Peebles, 1998, at 600-618 and Phelan, 1992, at 670-689).
The Treaty, which is now considered to be the constitutional charter of the
Community, is concerned mostly with economic matters and deals with social questions
only to the extent that they are relevant to the attainment of economic objectives.
It has been contended that the successive amendments of the Treaty have introduced
new competencies, which have effectively diluted its initial solely economic
focus. However, the interpretation of fundamental rights still takes place in
light of the objectives of the Community Treaty, which are still primarily economic.
Thus, it seems that the EU Treaties as a constitution are structured in such
a way as to protect individuals when they can establish some kind of economic
nexus.
Let me use Case 159/90, Society for the Protection of the Unborn Ltd.
V. Grogan and others [1991] ECR 4685, [1991] 3 CMLRev. 849 as an example
of this (for an analysis see Phelan, 1992, at 670-689). In 1989 the Society
for the Protection of the Unborn Child (SPUC) brought a case against various
students’ unions in Ireland, which were distributing information about
clinics performing abortions in Great Britain. The Society was in fact seeking
an injunction to prevent students from distributing such information. When the
Irish Court referred the case to the ECJ for a preliminary judgement (asking
whether the interdiction to advertise commercially available abortions in other
member states constituted a prohibited restriction of the freedom to provide
services), the ECJ accepted that the Irish constitutional protection of the
unborn child was a restriction on abortion and that abortion came under the
definition of services, but it pronounced that the legislation at issue did
not constitute a prohibited restriction, because it was primarily applicable
to Irish student associations and not to clinics trying to market their services
from abroad.
Grogan exemplifies how people must assert their objectified economic status
in order to fall within the protection of EU law. In this case the students’
unions did not fall within the ambit of EU law, because they were not economically
linked with the providers of the abortion services. Had the society for the
protection of the unborn child brought a case against an economic operator,
the latter would have received full protection against the specific provision
of the Irish constitution. Hence, EC law protects commercial advertising, but
not the liberty of information through non- profit organisations, which are
not economic agents within the common market. It seems that human rights are
only conferred by the EU legal apparatus on those individuals who are part of
the production and circulation process. Participation in this process stands
as the essential criterion of personhood that allows one properly to assume
status as a citizen. As a result, one is effectively not a member of the EU
civil society unless one can somehow show connection to an economic activity
(Peebles, 1998, at 608).
The court has tried to dilute the concept of economic activity, but, despite
all efforts, human protection under EU law is ultimately bound to economic definitions
(Peebles, 1998, at 615-616). In any case, and independently of the degree of
its own responsibility, the fact remains that the Court is now caught between
protecting fundamental rights on the basis of some economic nexus, on the one
hand, and extending human rights protection beyond the economic sphere, on the
other. In this latter case, that is when the court tries to confront the economic
structures of the Treaties and accord protection of rights on some other basis,
it ends up expanding the competencies of the Union by the back door, which effectively
amounts to a usurpation of national sovereignty.
(4)
II) The EU Charter of Fundamental rights
a) Genesis and legal status of the Charter
In view of the fact that the EU faced a legitimacy and credibility crisis
(e.g. resignation of the Commission because of allegations of corruption, abstention
of the voters from the European parliament elections) and in the absence of
accession to the ECHR (see Opinion 2/94
Accession by the Community to the
European Convention for the Protection of Fundamental Rights and Freedoms
[1996] E.C.R. I-1759), which meant that the EU institutions were not directly
bound by any international human rights treaties
(5),
it was decided to create a Charter of fundamental rights. The decision was taken
by the European Council, when it met in Cologne, Germany in June 1999.
The official rationale given was the following:
Protection of
fundamental rights is a founding principle of the Union and an indispensable
prerequisite for her legitimacy..... There appears to be a need, at the present
stage of the Union’s development to establish a Charter of fundamental
rights in order to make their overriding importance and relevance more visible
to the Union’s citizens. (Cologne European Council Conclusions, Annex
IV,
http://db.consilium.eu.int/df/default.asp?lang=en).
It is interesting to note that according to the official rationale, there
appear to be no shortcomings in the protection of human rights in the Union.
Hence, the Charter’s objective was to make more visible to the union’s
citizens the fundamental rights that they already enjoy and not to improve an
unsatisfactory situation.
The Charter, which was finally signed during the Intergovernmental Conference
in Nice, was supposed, among other things, to function as a symbol that would
‘counterbalance the euro and become part of the iconography of European
integration and contribute both to the identity of and identification with Europe’
(Weiler, 2000, at 1-2). However, as Weiler had predicted, some prominent member
states were opposed to enshrining the Charter in the Treaties or giving it any
other binding legal character. As a result its final legal status – that
of a declaratory, non-binding document- instead of consolidating a commitment
to human rights, has backfired as ‘a symbol of the European impotence
and refusal to take rights seriously’ (Weiler, 2000, at 2).
Being declaratory, the Charter is a soft-law instrument (Liisberg, 2001,
p.7), which does not confer direct and tangible benefits on the individuals,
because it lacks justiciability. However, if the rights of the Charter are not
justiciable, then what are the legal effects of the Charter? Is there any surplus
value that the Charter brings to the protection of fundamental rights in the
EU? The answers to these questions are somehow ambiguous. It has been argued
that, although the Charter is not legally binding, it creates expectations and
provides a more solid basis- though not necessarily a legal one - for the commitment
of the EU institutions to the protection of fundamental rights.
The Charter gives a codified catalogue of the existing rights and raises
their visibility, contributing at the same time to their invocability by the
subjects of the EU legal order (Lenaerts and de Smijter, 2001, at 281). It furthermore
gives the judicial enforcement of fundamental rights in the EU a legally more
stable foundation (Lenaerts and de Smijter, 2001, at 274) and it, thus, remedies
to a certain extent the lack of clarity in the protection of EU human rights.
The Charter also offers a definition of the ‘human rights and fundamental
freedoms’ upon which, according to article 6(1) of the Treaty of European
Union (TEU) the Union is founded, and which according to article 6(2) the Union
is bound to respect. Furthermore, the Charter can be seen as clarifying the
obligations of the EU institutions and as providing a definition of fundamental
rights on which to base the power of the council to suspend one of its members
under title 7 of the Treaty. It is also clear that the institutions that have
proclaimed the Charter, have committed themselves to respecting it (Commission
Communication, COM (2000) 644, 11 October 2000). Hence, although non-binding,
the ECJ might regard the Charter as a binding inter-institutional agreement
(Wathelet, 2000, at 591).
Besides, according to the information offered on the Charter by the official
website of the EU, it is not correct to say that the Charter has no binding
force as:
...it is probable
that the Court of Justice of the European Communities will draw inspiration
from it. We can therefore look forward to the Charter becoming binding through
its being interpreted by the Court of Justice as enshrining the general principles
of Community law (
http://www.europa.eu.int/comm/justice_home/unit/c.../welcome.htm).
In the same vein, Eeckhout argues that:
....there can
be little doubt that counsel for parties involved in litigation with a human
rights dimension before the European Courts will try to find support for their
case in the text of the Charter. They will not argue that the Charter applies
as such, but they will refer to it in support of their arguments. Although the
Charter is not legally binding the courts can use it as confirmation rather
than legal basis of their rulings on fundamental rights issues. And it is well-known
that courts are very able at playing with those notions; in other words it is
relatively easy for courts to characterise an element of law as mere confirmation
of the court’s reasoning whereas that element was effectively the basis
for the Court’s decision. (Eeckhout, 2000, at 104-105).
Once again, it is clear that the courts do not have the obligation to use
the Charter as a legal basis for the cases they decide, but it is anticipated
that they will refer to it for simple inspiration or confirmation of their rulings
(6).
In other words, it is believed that the Charter will take effect in the courts
through Arts. 220, 230 and 288 of the EEC Treaty as an expression of the general
principles of Community law and it will, thus, eventually form part of the constitutional
law of the EU. In my opinion, this is a somehow self-defeating argument. If
the Charter has been created in order to address among other things the problem
of democratic legitimacy and ‘to provide judges with an explicit guide
to their reading of fundamental rights’ (Commission website, frequently
asked questions, question no.13,
http://europa.eu.int/comm/justice_home/unit/charte/en/faq.html)
how can we assign its becoming binding to (one of) the institution(s), which
should be bound by it?
In any case it is obvious from the above that the declaratory character of
the Charter does not have any practical value as far as the normative status
of fundamental rights within the EU is concerned. Had the Charter been enshrined
in the Treaties, it would have become directly binding. For the time being,
though, and until the next intergovernmental conference, there is no change
in the constitutional status quo. The fundamental rights are still protected
on the basis that they are an integral part of the general principles of Community
law.
b) The effects of the Charter in regard to the existing problems of fundamental
rights’ protection
Having clarified the legal status of the charter, I will now turn to the
list of problems I mentioned earlier and check whether the Charter deals with
them adequately.
i) Let us start with the argument about the lack of democratic legitimacy.
This was an objection to the Court’s exercising constituent power. It
has to be recognised that the Charter process has been prototypical in that
it was characterised by parliamentary predominance. The Convention, as the body
responsible for drawing up the charter was called, included representatives
of four constituencies; the member state governments (15), the commission (1),
the European Parliament (16) and the national parliaments (30).
It has been argued that the drafting process ‘was not to be a genuinely
participative process, but one which, albeit deliberative in nature, was to
be composed only of institutional representatives from the national and European
level’ (de Burca, 2001, at 131). Although there is a strong argument to
be made about the need to involve in the deliberative processes the actors within
civil society as well as the organs of government, there is no doubt that the
drafting process of the Charter constitutes a clear improvement in the so far
records of deliberative/discursive methods followed in the EU decision-making
system. The fact, however, that the Charter, which is the outcome of a deliberative
and democratic decision-making process, will only become binding if the Court
refers to it as being part of the general principles, undermines the process
itself and may backfire by discouraging involvement in such processes in the
future. After all, what is the point of setting up open and inclusive processes,
if their end-result is devoid of any legal strength?
If the Charter had been incorporated in the Treaties, it would have become
binding and it would have privileged the democratically legitimised decision-making
process over the judicial judgements. The way things stand now, the Charter
will probably become binding through the Court’s referring to it as an
expression of the general principles of law. The Charter may even eventually
be incorporated in the Treaties. If this happens as a legislative confirmation
of the judicial development that will have in the meantime taken place, I am
not convinced that the problem of democratic legitimacy will have been effectively
dealt with (see above, II (a): ‘Genesis and status’).
ii) As for the second issue, the one connected with the rule of law, we saw
that there was a lack of certainty concerning the corpus of rights, their hierarchical
status vis a vis the other Treaty protected rights and the restrictions
imposed upon them. It is true that the enumeration of fundamental rights has
now become clearer, in the sense that the rights protected by the Charter are
obviously considered to be fundamental. Thus, the uncertainty regarding the
corpus of rights no longer exists. However, due to the Charter’s non-binding
character, the legal status of the EU fundamental rights’ protection has
not changed. As a consequence the uncertainties which stemmed from the fact
that protection of rights was granted in the form of general principles, namely
the uncertainty concerning their hierarchical status vis a vis the Treaties
and the restrictions imposed on them, remain as they were.
There is a lot to be gained in this direction from the Charter’s incorporation
in the Treaties, especially through the function of its general provisions.
By virtue of Arts. 52(3) and 53 – if the Charter becomes binding law -
it is ensured that the rights and freedoms protected by the instrument will
be applied as minimum standards and will not be seen as a ceiling of protection.
At the same time it is clarified that in the case of Charter rights, which correspond
to rights guaranteed by the ECHR, the latter will serve as a minimum in determining
their meaning and scope. Hence, through articles 52 and 53 the role of the ECHR
is officially confirmed as the minimum standard of fundamental rights protection
in the EU. Furthermore, the Charter’s insertion into the founding Treaties,
apart from extending the ECJ’s jurisdiction to the entire European Union
(now it is restricted to the first pillar), would also entail that limitations
on the exercise of rights recognised by the Charter could only be introduced
by law (Art. 52(1) ).
On the other hand, even if the Charter becomes binding, it will still be
part of EU law and ‘as such, subject to normal teleological, dynamic and
effectiveness-oriented rules of interpretation that the Court applies to EU
law’ (Liisberg, 2001, at 44,48). Besides, Art. 52(1) states that ‘limitations
may be made only if they are necessary and genuinely meet objectives of general
interest recognised by the Union or the need to protect the rights and freedoms
of others’(my underlining). Hence a restriction of rights recognised by
the Charter through the operation of provisions of the EC or EU Treaty will
seldom be problematic (Lenaerts and de Smijter, 2001, at 283).
iii) It is clear from the above that even if the Charter becomes binding,
the problem of the economic definition of fundamental rights will still be present.
The marketisation of fundamental rights is connected with the deepest structures
of the Community and the choice to build a political entity upon an aggregated
economic one. Its solution would entail a comprehensive re-conceptualisation
of the EU constitutional order and no Charter would ever be sufficient a tool
to achieve this on its own.
The European legal order started as a functional legal order aiming to integrate
the peoples of Europe through an integration of their economies. Despite the
successive amendments of the Treaties, the introduction of new competencies
and the development of human rights in the EU order, according to Art. 2 TEU
and 2 EC ‘the common market still towers over all other objectives’
(von Bogdandy, 2000 at 1308). Thus, the real problem is that the EC/EU is a
goal-oriented entity and its goals seem to have been decided prior to its constituency
as a political entity. The EU structure will only be able to satisfy the conditions
necessary for a properly constructed rights-based legal order, if it reconsiders
its market foundations and re-defines its own telos.
Conclusions
The role of the EU Charter of fundamental rights has been the subject of
widely divergent opinions. On the one hand, the Charter has been presented as
a simple visibility exercise with no independent legal significance. On the
other hand, it has been viewed as an important constitutional change, which
will prepare the way for a federal Europe. In this article, the legal status
of the Charter has been seen as the ultimate touchstone by which to measure
its current importance (Lenaerts and de Smijter, 2000, at 274) and, as a result,
the former stance has been adopted.
I accept that the Charter is a further step in the protection of the fundamental
rights in the EU legal order in that it codifies the already existing rights,
and thus offers a higher degree of legal certainty. However, the Charter - in
its current legal form - does not change the status of protection of fundamental
rights. Thus, it can only be seen as part of a generalised human rights talk,
which aims at securing a higher degree of popular legitimacy for the Union.
It is questionable whether the adoption of the Charter as a non-enforceable
declaration will achieve this aim. It may very well be the case that by creating
tension between its self-proclaimed aspirations and its actual effects, it will
constitute ‘a recipe for further disenchantment with Europe’ (Eeckhout,
2000, at 102).
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Footnotes
(1) There are other human rights
related issues such as the absence of accession to the ECHR, the lack of an
EU human rights competence or the restriction of the ECJ jurisdiction to the
first pillar of the Union, which, although important, will not be analysed in
this article.
(2) The argument put forward in
this paper is based upon the assumption that commitment to human rights is indeed
a quality, which every legal system should be striving for. I accept as a precondition
for my argument that human rights talk in general can be legal reality and is
not necessarily always a rhetorical instrument. My argument obviously loses
its power as a critique of the EU if one embraces postmodernist approaches which
refute the overall importance of rights and treat all talk of rights as rhetoric.
Although I cannot defend the concept of human rights against postmodernism in
this paper, my argument can retain its theoretical reliability as an internal
critique of a system, which declares its commitment to human rights.
(3) It seems that the animated
debate between J. Coppel & A. O’Neill, 1992 and J. Weiler & N.
Lockhart, 1995, has focused mainly on the issue of responsibility of the Court
without paying due attention to the structure of the Treaties.
(4) National sovereignty too can
be analysed in terms of human rights, as the aggregate sum total of the political
rights of the citizens of the polity/polities, whose sovereignty is being limited.
(5) This means that the individual’s
rights of recourse against EU institutions are more limited than they are against
national authorities. The individual has no recourse to Strasbourg in the case
of breaches of the ECHR by Union or Community institutions. The ECJ, on the
other hand, will consider allegations of breaches of the ECHR by Union or Community
institutions only in the context of a breach of community law.
(6) In fact the Charter has already
been cited in two opinions by advocates General of the Court. See opinion of
March 22, 2001, by advocate general Jacobs in Case-270/99P,
Z. v. European
Parliament, para. 40 “The Charter while itself not legally binding,
proclaims a generally recognised principle” on the right to have affairs
handled by the institutions within a reasonable time. Also opinion of February
8, 2001, by Advocate General Tizzano in case C-173/99,
BECTU, paras.
26-28 “Formally the Charter is not in itself binding, but it includes
statements which appear in large measure to reaffirm rights which are enshrined
in other instruments..... Accordingly I consider that the Charter provides us
with the most reliable and definitive confirmation of the fact that the right
to paid annual leave constitutes a fundamental right”.
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