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England and Wales Court of Appeal (Civil Division) Decisions |
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You are here: BAILII >> Databases >> England and Wales Court of Appeal (Civil Division) Decisions >> Wilmot v Maughan [2017] EWCA Civ 1668 (27 October 2017) URL: http://www.bailii.org/ew/cases/EWCA/Civ/2017/1668.html Cite as: [2018] 1 WLR 2356, [2017] EWCA Civ 1668, [2017] WLR(D) 756, [2018] 1 FLR 1306, [2018] WLR 2356, [2018] 1 FCR 465 |
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ON APPEAL FROM
MR JUSTICE MOSTYN
FAMILY DIVISION
Strand, London, WC2A 2LL |
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B e f o r e :
LORD JUSTICE SALES
and
LORD JUSTICE MOYLAN
____________________
RICHARD MICHAEL EDMUND WILMOT |
Appellant |
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- and - |
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VIKI NATASHA MAUGHAN |
Respondent |
____________________
(by Direct Access) for the Appellant
Jonathan Swift and Joseph Switalski
(instructed by Thomson Snell and Passmore LLP) for the Respondent
Hearing dates: 25th & 26th July 2017
____________________
Crown Copyright ©
Lord Justice Moylan:
Introduction
"The Respondent (husband), being subject to an extended civil restraint order, do have permission to apply to argue that service of orders and documents on him by email were invalid and that all orders made since 2010 … be set aside on the basis that service … was defective and failed to comply with the mandatory requirements of the Hague Convention on the Service of Judicial and Extrajudicial documents 1965".
The husband was also not required to file any statement in support of this application other than one dealing with his habitual residence.
Background
Procedural History
"AND UPON the Court declaring that the Applicant [wife] is entitled to enforce the arrears due under the Order of 27th June 2007 as varied by the Order of 27th February 2013, the final charging orders and the costs judgments when they have been agreed or assessed."
"For the avoidance of doubt paragraph 12 of the order of 28th February 2014 may be relied upon by the applicant for the service of this and any other orders in these proceedings [with a small amendment to the precise address in the Isle of Man]."
Procedural Summary
The Judgment
Submissions
"The discretion [exercisable under CPR r.3.1(7)] might be appropriately exercised normally only (i) where there had been a material change of circumstances since the order was made; (ii) where the facts on which the original decision was made had been misstated; or (iii) where there had been a manifest mistake on the part of the judge in formulating the order. Moreover, as the court emphasised, the application must be made promptly".
(1) The judge should have determined that the 1965 Convention was engaged and was the mandatory and exclusive process that English law required to be adopted;
(2) FPR r.6.1(b) did not give the court a discretion to cure the defect in service or, if there was such a discretion, it was unlawfully and unfairly exercised;
(3) The court was wrong to conclude that the failure to comply with the 1965 Convention was a procedural error and was curable;
(4) The judge was wrong to find that there had been proper service under the 1965 Convention by application of Article 5;
Application to Set Aside
"I emphasise … the word "prompt" which I have used above. The court would be unlikely to be prepared to assist an applicant once much time had gone by. With the passage of time is likely to come prejudice for a respondent who is entitled to go forward in reliance on the order that the court has made."
Other important considerations are "finality, the undesirability of allowing litigants two bites at the cherry and the need to avoid undermining the concept of appeal" (paragraph 39(i)). Indeed, in paragraph 39(vii), Rix LJ commented:
"The cases considered above suggest that the successful invocation of the rule is rare. Exceptional is a dangerous and sometimes misleading word: however, such is the interest of justice in the finality of a court's order that it ought normally to take something out of the ordinary to lead to variation or revocation of an order, especially in the absence of a change of circumstances in an interlocutory situation".
"(iv) … there is room for debate in any particular case as to whether and to what extent, in the context of principle (b) in (ii) above (misstated facts), misstatement may include omission as well as positive misstatement, or concern argument as distinct from facts. In my judgment, this debate is ultimately to be a matter for the exercise of discretion in the circumstances of the case.
(v) Similarly, questions may arise as to whether the misstatement (or omission) is conscious or unconscious; and whether the facts (or arguments) were known or unknown, knowable or unknowable. These, as it seems to me, are also factors going to discretion; but where the facts or arguments are known or ought to have been known as at the time of the original order, it is unlikely that the order can be revisited …".
Service
"Because service out of the jurisdiction without the consent of the state in which service is to be effected is an interference with the sovereignty of the state, service on a party to the Hague Convention by an alternative method under CPR r.6.15 should be regarded as exceptional, to be permitted in special circumstances only."
He then made a number of additional observations, including (paragraph 67) that:
"… in general the desire of a claimant to avoid the delay inherent in service by methods permitted by CPR r.6.40, or that delay, cannot of itself justify an order for service by alternative means. Nor can reliance on the overriding objective. If they could, particularly in commercial cases, service in accordance with CPR r.6.40 would be optional; indeed, service by alternative means would become normal."
"It may be necessary to make exceptional orders for service by an alternative method where there is "good reason": but a consideration of what is common ground as to the primary method for service of English process in Germany suggests that a mere desire for speed is unlikely to amount to a good reason …".
He also referred to "turning the flank" of the Conventions.
"Service by alternative means may be justified by facts specific to the defendant, as where there are grounds for believing that he has or will seek to avoid personal service where that is the only method permitted by the foreign law, or by facts relating to the proceedings, as where an injunction has been obtained without notice, or where an urgent application on notice … is required" (paragraph 68).
The provisions of CPR r.6.40 mirror those in FPR r. 6.43, to which I refer below.
6.1 This Part applies to the service of documents, except where –
(a) another Part, any other enactment or a practice direction makes a different provision; or
(b) the court directs otherwise."
This rule mirrors CPR r.6.1. Paragraph (b) contains no limitation as to the circumstances in which it would be appropriate for the court to direct otherwise.
"(3) Where the applicant wishes to serve an application form, or other document, on a respondent out of the United Kingdom, it may be served by any method –
(a) provided for by –
(i) rule 6.44 (service in accordance with the Service Regulation);
(ii) rule 6.45 (service through foreign governments, judicial authorities and British Consular authorities); or
(b) permitted by the law of the country in which it is to be served.
(4) Nothing in paragraph (3) or in any court order authorises or requires any person to do anything which is contrary to the law of the country where the application form, or other document, is to be served."
Rule 6.45 provides:
"(1) Where the applicant wishes to serve an application form, or other document, on a respondent in any country which is a party to the Hague Convention, it may be served –
(a) through the authority designated under the Hague Convention in respect of that country; or
(b) if the law of that country permits –
(i) through the judicial authorities of that country; or
(ii) through a British Consular authority in that country."
"The only bar to the exercise of the discretion under rule 6.15(1) or (2), if otherwise appropriate, is that, by rule 6.40(4), nothing in a court order must authorise any person to do anything which is contrary to the law of the country where the claim form is to be served. So an order could not be made under rule 6.15(2) in this case if its effect would be contrary to the law of Lebanon. Although it was held that delivery of the claim form was not permitted service under Lebanese law, it was not suggested or held that delivery of the documents was contrary to Lebanese law or that an order of an English court that such delivery was good service under English law was itself contrary to Lebanese law."
"The judge was to my mind correct to hold in para 71 that, just as the power under rule 6.15(1) prospectively to permit alternative service in a service out of the jurisdiction case is to be found in rule 6.37(5)(b)(i) or is to be implied generally into the rules governing service abroad (because that must have been the intention of the drafter of the 2008 amendments to CPR Pt 6), so rule 6.37(5)(b)(i) is to be construed as conferring the power, via rule 6.15(2), retrospectively to validate alternative service in such a case, or such a power is to be implied generally into the rules governing service abroad" (my emphasis).
Conclusion
Lord Justice Sales:
Lady Justice Black: